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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2021-06-15 12:29
Tx date 2021-06-14
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-62,130
-21,800 vol
$2.85 each
150,000
Filed 2021-06-15 12:27
Tx date 2021-06-14
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,800
-10,000 vol
$2.88 each
171,800
Filed 2021-06-15 12:27
Tx date 2021-06-14
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$31,800
+31,800 vol
$1.00 each
181,800
Filed 2021-06-15 12:25
Tx date 2021-06-14
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-31,800
-31,800 vol
$1.00 each
1,115,000
Filed 2021-06-15 12:24
Tx date 2021-05-25
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$5,800
+5,800 vol
$1.00 each
150,000
Filed 2021-06-15 12:22
Tx date 2021-05-25
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-13,978
-5,800 vol
$2.41 each
144,200
Filed 2021-06-15 12:21
Tx date 2021-05-25
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-5,800
-5,800 vol
$1.00 each
1,290,000
Filed 2021-06-15 12:20
Tx date 2021-06-11
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-29,100
-10,000 vol
$2.91 each
150,000
Filed 2021-06-15 12:19
Tx date 2021-06-11
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-15,264
-5,300 vol
$2.88 each
160,000
Filed 2021-06-15 12:18
Tx date 2021-06-11
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$15,300
+15,300 vol
$1.00 each
165,300
Filed 2021-06-15 12:17
Tx date 2021-06-11
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-15,300
-15,300 vol
$1.00 each
1,146,800
Filed 2021-06-15 12:12
Tx date 2021-06-10
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-40,880
-14,000 vol
$2.92 each
150,000
Filed 2021-06-15 12:11
Tx date 2021-06-10
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$14,000
+14,000 vol
$1.00 each
164,000
Filed 2021-06-15 12:10
Tx date 2021-06-10
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-14,000
-14,000 vol
$1.00 each
1,162,100
Filed 2021-06-08 14:12
Tx date 2021-06-07
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-40,032
-13,900 vol
$2.88 each
150,000
Filed 2021-06-08 14:12
Tx date 2021-06-07
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,250
-25,000 vol
$2.85 each
163,900
Filed 2021-06-08 14:11
Tx date 2021-06-07
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$38,900
+38,900 vol
$1.00 each
188,900
Filed 2021-06-08 14:09
Tx date 2021-06-07
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-38,900
-38,900 vol
$1.00 each
1,181,900
Filed 2021-06-07 10:58
Tx date 2021-06-04
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,000
-25,000 vol
$2.84 each
150,000
Filed 2021-06-07 10:58
Tx date 2021-06-04
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,500
-25,000 vol
$2.86 each
175,000
Filed 2021-06-07 10:57
Tx date 2021-06-04
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$50,000
+50,000 vol
$1.00 each
200,000
Filed 2021-06-07 10:56
Tx date 2021-06-04
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-50,000
-50,000 vol
$1.00 each
1,220,800
Filed 2021-06-07 10:55
Tx date 2021-06-03
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,250
-25,000 vol
$2.85 each
150,000
Filed 2021-06-07 10:54
Tx date 2021-06-03
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$25,000
+25,000 vol
$1.00 each
175,000
Filed 2021-06-07 10:53
Tx date 2021-06-03
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-25,000
-25,000 vol
$1.00 each
1,270,800
Filed 2021-05-21 12:40
Tx date 2021-05-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-48,576
-19,200 vol
$2.53 each
150,000
Filed 2021-05-21 12:39
Tx date 2021-05-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-125,000
-50,000 vol
$2.50 each
169,200
Filed 2021-05-21 12:38
Tx date 2021-05-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$69,200
+69,200 vol
$1.00 each
219,200
Filed 2021-05-21 12:37
Tx date 2021-05-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-69,200
-69,200 vol
$1.00 each
1,295,800
Filed 2021-05-21 12:35
Tx date 2021-05-18
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-62,500
-25,000 vol
$2.50 each
150,000
Filed 2021-05-21 12:34
Tx date 2021-05-18
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-60,000
-25,000 vol
$2.40 each
175,000
Filed 2021-05-21 12:33
Tx date 2021-05-18
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$50,000
+50,000 vol
$1.00 each
200,000
Filed 2021-05-21 12:33
Tx date 2021-05-18
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-50,000
-50,000 vol
$1.00 each
1,365,000
Filed 2021-04-23 13:49
Tx date 2021-04-23
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-12,480
-4,800 vol
$2.60 each
150,000
Filed 2021-04-23 13:48
Tx date 2021-04-21
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-61,880
-23,800 vol
$2.60 each
150,000
Filed 2021-04-23 13:47
Tx date 2021-04-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,120
-1,200 vol
$2.60 each
150,000
Filed 2021-04-23 13:46
Tx date 2021-04-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,766
-1,400 vol
$2.69 each
151,200
Filed 2021-04-23 13:45
Tx date 2021-04-19
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-50,572
-18,800 vol
$2.69 each
150,000
Filed 2021-04-23 13:44
Tx date 2021-04-19
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-65,250
-25,000 vol
$2.61 each
168,800
Filed 2021-04-23 13:44
Tx date 2021-04-19
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-26,000
-10,000 vol
$2.60 each
193,800
Filed 2021-04-23 13:42
Tx date 2021-04-23
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options

+4,800 vol
154,800
Filed 2021-04-23 13:41
Tx date 2021-04-21
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options

+23,800 vol
173,800
Filed 2021-04-23 13:41
Tx date 2021-04-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options

+2,600 vol
152,600
Filed 2021-04-23 13:40
Tx date 2021-04-19
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options

+53,800 vol
203,800
Filed 2021-04-23 13:38
Tx date 2021-04-23
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options

-4,800 vol
1,415,000
Filed 2021-04-23 13:37
Tx date 2021-04-21
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options

-23,800 vol
1,419,800
Filed 2021-04-23 13:36
Tx date 2021-04-20
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options

-2,600 vol
1,443,600
Filed 2021-04-23 13:36
Tx date 2021-04-19
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options

-53,800 vol
1,446,200
Filed 2021-04-12 13:03
Tx date 2021-04-09
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+325,000 vol
1,500,000
Filed 2021-04-01 14:23
Tx date 2021-03-30
$CSS
Cascada Silver Corp.
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2021-04-01 14:21
Tx date 2021-03-09
$CSS
Cascada Silver Corp.
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-10 12:46
Tx date 2021-03-09
$
Cascada Silver Corp.
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
3,000,000
Filed 2021-03-10 12:44
Tx date 2021-03-09
$
Cascada Silver Corp.
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
3,000,000
Filed 2021-02-01 11:12
Tx date 2020-11-23
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$75,000
+250,000 vol
$0.30 each
1,130,950
Filed 2021-02-01 11:06
Tx date 2020-11-23
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$50,000
+250,000 vol
$0.20 each
1,150,950
Filed 2021-02-01 11:02
Tx date 2020-11-09
$NFDA
Northfield Capital Corporation
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares CLASS A RESTRICTED VOTING
10 - Acquisition or disposition in the public market
$-69,720
-2,490 vol
$28.00 each
17,500
Filed 2021-01-07 12:11
Tx date 2021-01-04
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$60,000
+200,000 vol
$0.30 each
365,000
Filed 2020-11-01 11:17
Tx date 2020-10-30
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$-3,000
-300,000 vol
$0.01 each
880,950
Filed 2020-11-01 11:13
Tx date 2020-10-30
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-60,000
-300,000 vol
$0.20 each
900,950
Filed 2020-06-05 13:21
Tx date 2020-06-03
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-968,000
-400,000 vol
$2.42 each
1,175,000
Filed 2020-02-24 16:04
Tx date 2020-02-21
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+240,000 vol
1,575,000
Filed 2019-12-15 11:46
Tx date 2019-12-13
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,350
+5,000 vol
$0.27 each
1,200,950
Filed 2019-12-15 11:45
Tx date 2019-12-12
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,350
+5,000 vol
$0.27 each
1,195,950
Filed 2019-12-09 15:29
Tx date 2019-12-09
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$900.00
+5,000 vol
$0.18 each
1,190,950
Filed 2019-12-09 15:28
Tx date 2019-12-05
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$875.00
+5,000 vol
$0.175 each
1,185,950
Filed 2019-05-10 13:59
Tx date 2019-05-08
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+165,000 vol
165,000
Filed 2019-05-10 13:57
Tx date 2018-12-06
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2019-05-02 13:29
Tx date 2019-04-29
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+1,180,950 vol
1,180,950
Filed 2019-05-02 13:27
Tx date 2018-12-06
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2019-05-02 13:27
Tx date 2019-04-29
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$177,142
+1,180,950 vol
$0.15 each
1,180,950
Filed 2019-05-02 13:26
Tx date 2018-12-06
$ATX
ATEX Resources Inc. (Formerly - Colombia Crest Gold Corp.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-26
Tx date 2018-09-21
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-54,000
-50,000 vol
$1.08 each
150,000
Filed 2018-07-10
Tx date 2016-08-23
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-22,250
-25,000 vol
$0.89 each
Filed 2018-07-10
Tx date 2016-08-23
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-30,705
-34,500 vol
$0.89 each
157,500
Filed 2018-07-10
Tx date 2016-08-23
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-13,795
-15,500 vol
$0.89 each
Filed 2018-07-10
Tx date 2013-02-28
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$23,375
+8,500 vol
$2.75 each
231,100
Filed 2018-07-10
Tx date 2013-02-28
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$27,500
+10,000 vol
$2.75 each
Filed 2018-05-14
Tx date 2016-11-29
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Warrants
55 - Expiration of warrants

-37,500 vol
0
Filed 2018-05-14
Tx date 2016-08-29
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-95,000 vol
605,000
Filed 2018-05-14
Tx date 2017-03-27
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-30,000 vol
975,000
Filed 2018-03-15
Tx date 2018-03-13
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
57 - Exercise of rights

+672,972 vol
881,972
Filed 2018-03-15
Tx date 2018-03-13
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Rights Restricted Stock Units
57 - Exercise of rights

-672,972 vol
0
Filed 2018-03-01
Tx date 2018-02-28
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
10 - Acquisition or disposition in the public market
$-16,400
-41,000 vol
$0.40 each
209,000
Filed 2018-03-01
Tx date 2018-02-28
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
10 - Acquisition or disposition in the public market
$-9,375
-25,000 vol
$0.375 each
250,000
Filed 2018-02-24
Tx date 2018-02-21
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
10 - Acquisition or disposition in the public market
$-9,375
-25,000 vol
$0.375 each
275,000
Filed 2018-02-01
Tx date 2018-01-31
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
10 - Acquisition or disposition in the public market
$-11,794.40
-29,486 vol
$0.40 each
300,000
Filed 2018-01-26
Tx date 2018-01-22
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
10 - Acquisition or disposition in the public market
$-3,150
-7,000 vol
$0.45 each
329,486
Filed 2018-01-18
Tx date 2018-01-13
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+400,000 vol
1,335,000
Filed 2018-01-17
Tx date 2018-01-15
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Rights Restricted Stock Units
57 - Exercise of rights

-336,486 vol
672,972
Filed 2018-01-17
Tx date 2018-01-15
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
57 - Exercise of rights
$151,418
+336,486 vol
$0.45 each
336,486
Filed 2018-01-15
Tx date 2018-01-11
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants Series A
16 - Acquisition or disposition under a prospectus exemption

+400,000 vol
400,000
Filed 2018-01-15
Tx date 2018-01-11
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants Series A
16 - Acquisition or disposition under a prospectus exemption

+200,000 vol
Filed 2018-01-11
Tx date 2018-01-11
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants Series A
16 - Acquisition or disposition under a prospectus exemption

+200,000 vol
200,000
Filed 2018-01-11
Tx date 2018-01-11
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$20,000
+400,000 vol
$0.05 each
1,071,206
Filed 2017-12-13
Tx date 2017-11-12
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-87,000
-300,000 vol
$0.29 each
0
Filed 2017-12-13
Tx date 2017-11-12
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-124,728.80
-311,822 vol
$0.40 each
300,000
Filed 2017-12-13
Tx date 2017-11-12
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-70,000
-350,000 vol
$0.20 each
611,822
Filed 2017-12-13
Tx date 2017-11-12
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-69,000
-300,000 vol
$0.23 each
961,822
Filed 2017-11-14
Tx date 2017-11-13
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Rights Restricted Stock Units
56 - Grant of rights

+1,009,458 vol
1,009,458
Filed 2017-11-14
Tx date 2010-03-12
$CPM
Crystal Peak Minerals Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Rights Restricted Stock Units
00 - Opening Balance-Initial SEDI Report
Filed 2017-11-08
Tx date 2017-04-01
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants Series B
00 - Opening Balance-Initial SEDI Report
Filed 2017-11-08
Tx date 2017-04-01
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants Series A
00 - Opening Balance-Initial SEDI Report
Filed 2017-11-08
Tx date 2017-04-01
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-11-08
Tx date 2017-04-01
$
Carrie Arran Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
671,206
Filed 2017-09-13
Tx date 2017-09-12
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$230,000
+4,600,000 vol
$0.05 each
8,500,000
Filed 2017-04-28
Tx date 2017-04-27
$NFDA
Northfield Capital Corporation
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares CLASS A RESTRICTED VOTING
10 - Acquisition or disposition in the public market
$-97,240
-3,740 vol
$26.00 each
19,990
Filed 2017-04-03
Tx date 2017-03-30
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
$58,121
+1,162,429 vol
$0.05 each
2,262,429
Filed 2017-04-03
Tx date 2017-03-30
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Subordinate Voting Shares
16 - Acquisition or disposition under a prospectus exemption
$24,411
+1,162,429 vol
$0.021 each
1,162,429
Filed 2017-04-03
Tx date 2012-02-14
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Subordinate Voting Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-15
Tx date 2017-03-14
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-310,000
-3,100,000 vol
$0.10 each
3,900,000
Filed 2017-03-06
Tx date 2017-03-01
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+550,000 vol
935,000
Filed 2017-01-12
Tx date 2017-01-11
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+400,000 vol
1,100,000
Filed 2016-12-22
Tx date 2016-12-22
$CPM
Crystal Peak Minerals Inc. (formerly EPM Mining Ventures Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares Voting
10 - Acquisition or disposition in the public market
$-4,200
-10,000 vol
$0.42 each
0
Filed 2016-10-06
Tx date 2016-10-04
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-12,500
-500,000 vol
$0.025 each
0
Filed 2016-09-05
Tx date 2016-08-31
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-15,000
-600,000 vol
$0.025 each
500,000
Filed 2016-08-25
Tx date 2016-08-23
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-22,250
-25,000 vol
$0.89 each
167,000
Filed 2016-08-23
Tx date 2016-08-18
$CPM
Crystal Peak Minerals Inc. (formerly EPM Mining Ventures Inc.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$135,000
+300,000 vol
$0.45 each
1,261,822
Filed 2016-08-16
Tx date 2016-08-15
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-23,750
-25,000 vol
$0.95 each
192,000
Filed 2016-08-12
Tx date 2016-08-11
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-8,019
-8,100 vol
$0.99 each
50,000
Filed 2016-08-12
Tx date 2016-08-11
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-22,250
-25,000 vol
$0.89 each
58,100
Filed 2016-08-12
Tx date 2016-08-11
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-16,731
-16,900 vol
$0.99 each
217,000
Filed 2016-08-01
Tx date 2016-07-29
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-27,000
-30,000 vol
$0.90 each
83,100
Filed 2016-07-28
Tx date 2016-07-28
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-3,500
-5,000 vol
$0.70 each
113,100
Filed 2016-07-28
Tx date 2016-07-28
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-6,500
-10,000 vol
$0.65 each
118,100
Filed 2016-07-27
Tx date 2016-07-26
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-7,500
-15,000 vol
$0.50 each
128,100
Filed 2016-07-23
Tx date 2016-07-20
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-19,750
-39,500 vol
$0.50 each
143,100
Filed 2016-07-20
Tx date 2016-07-18
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
385,000
Filed 2016-07-20
Tx date 2016-07-18
$NLC
Neo Lithium Corp. (formerly, POCML 3 Inc.)
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
200,000
Filed 2016-07-13
Tx date 2016-07-12
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-3,200
-8,000 vol
$0.40 each
182,600
Filed 2016-07-13
Tx date 2016-07-08
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-800.00
-2,000 vol
$0.40 each
190,600
Filed 2016-07-06
Tx date 2016-07-06
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-11,250
-25,000 vol
$0.45 each
233,900
Filed 2016-07-05
Tx date 2016-07-05
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-19,170
-42,600 vol
$0.45 each
258,900
Filed 2016-06-30
Tx date 2016-06-29
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2195362 Ontario Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-16,000
-40,000 vol
$0.40 each
192,600
Filed 2016-06-10
Tx date 2016-06-10
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,705
-9,500 vol
$0.39 each
301,500
Filed 2016-06-10
Tx date 2016-06-08
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-5,460
-14,000 vol
$0.39 each
311,000
Filed 2016-05-21
Tx date 2016-05-18
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-6,045
-15,500 vol
$0.39 each
325,000
Filed 2016-05-13
Tx date 2016-05-12
$SPC
Superior Copper Corporation
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-9,515
-173,000 vol
$0.055 each
200,000
Filed 2016-05-04
Tx date 2016-04-29
$SPC
Superior Copper Corporation
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,485
-27,000 vol
$0.055 each
373,000
Filed 2016-05-04
Tx date 2016-04-29
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$55,000
+1,100,000 vol
$0.05 each
1,100,000
Filed 2016-05-04
Tx date 2012-02-14
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-04
Tx date 2016-04-29
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$22,000
+1,100,000 vol
$0.02 each
1,100,000
Filed 2016-05-04
Tx date 2012-02-14
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-25
Tx date 2016-04-20
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,400
-11,000 vol
$0.40 each
340,500
Filed 2016-03-21
Tx date 2016-03-18
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-1,325,250
-285,000 vol
$4.65 each
700,000
Filed 2016-03-21
Tx date 2016-03-18
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+450,000 vol
985,000
Filed 2016-03-21
Tx date 2015-11-16
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-170,000 vol
535,000
Filed 2016-01-14
Tx date 2015-12-31
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$25,000
+500,000 vol
$0.05 each
Filed 2016-01-14
Tx date 2015-12-30
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$25,000
+500,000 vol
$0.05 each
7,000,000
Filed 2016-01-06
Tx date 2015-12-31
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$25,000
+500,000 vol
$0.05 each
7,000,000
Filed 2015-12-07
Tx date 2015-12-04
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2208932 Ontario Inc. (Control or Direction)
Options
50 - Grant of options
$70,000
+350,000 vol
$0.20 each
350,000
Filed 2015-12-07
Tx date 2010-11-03
$ATM
Atacama Pacific Gold Corporation
Pladsen, Thomas John
5 - Senior Officer of Issuer
Holder: 2208932 Ontario Inc. (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-02
Tx date 2015-08-27
$KWG
KWG Resources Inc.
Pladsen, Thomas John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$75,000
+1,500,000 vol
$0.05 each
6,500,000
Filed 2015-08-24
Tx date 2015-08-21
$CPM
Crystal Peak Minerals Inc. (formerly EPM Mining Ventures Inc.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$147,000
+350,000 vol
$0.42 each
961,822
Filed 2015-08-24
Tx date 2014-10-12
$CPM
Crystal Peak Minerals Inc. (formerly EPM Mining Ventures Inc.)
Pladsen, Thomas John
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-43,704 vol
684,388