Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2017-01-18 Tx date 2017-01-08 |
$APA
AlliancePharma Inc. |
Fernet, Patrick
4 - Director of Issuer
Direct Ownership
|
Warrants
54 - Exercise of warrants
|
$-7,500
-30,000 vol $0.25 each |
0 | |
Filed 2017-01-18 Tx date 2017-01-08 |
$APA
AlliancePharma Inc. |
Fernet, Patrick
4 - Director of Issuer
Direct Ownership
|
Common Shares
54 - Exercise of warrants
|
$7,500
+30,000 vol $0.25 each |
72,500 | |
Filed 2017-01-11 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
85,000 | ||
Filed 2017-01-11 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-01-11 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-01-11 Tx date 2017-01-06 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
54 - Exercise of warrants
|
$250.00
+1,000 vol $0.25 each |
86,000 | |
Filed 2017-01-11 Tx date 2017-01-06 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
54 - Exercise of warrants
|
$-250.00
-1,000 vol $0.25 each |
0 | |
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II, L.P. (Indirect Ownership)
|
Convertible Preferred Shares Series A
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II (International), L.P. (Indirect Ownership)
|
Convertible Preferred Shares Series A
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II (International), L.P. (Indirect Ownership)
|
Convertible Preferred Shares Series A
11 - Acquisition or disposition carried out privately
|
+1,256 vol |
1,256 | |
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II, L.P. (Indirect Ownership)
|
Convertible Preferred Shares Series A
11 - Acquisition or disposition carried out privately
|
+38,744 vol |
38,744 | |
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II (International), L.P. (Indirect Ownership)
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II (International), L.P. (Indirect Ownership)
|
Warrants
11 - Acquisition or disposition carried out privately
|
$247,658
+358,926 vol $0.69 each |
358,926 | |
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II, L.P. (Indirect Ownership)
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-10-26 Tx date 2016-10-20 |
$APA
AlliancePharma Inc. |
PCP GP INC.
3 - 10% Security Holder of Issuer
Holder: Persistence Capital Partners II, L.P. (Indirect Ownership)
|
Warrants
11 - Acquisition or disposition carried out privately
|
$7,638,055
+11,069,645 vol $0.69 each |
11,069,645 | |
Filed 2015-09-21 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2015-09-21 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
300,000 | ||
Filed 2015-09-09 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2015-09-09 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
1,000 | ||
Filed 2015-09-09 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
100,000 | ||
Filed 2015-09-09 Tx date 2015-09-09 |
$APA
AlliancePharma Inc. |
Dumais, Bruno
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
101,000 | ||
Filed 2015-07-13 Tx date 2015-07-10 |
$APA
AlliancePharma Inc. |
Kinley, Michael Winslow
4 - Director of Issuer
Holder: Winslow Associates Management & Communications Inc. (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$30,000
+200,000 vol $0.15 each |
213,333 | |
Filed 2015-06-25 Tx date 2015-06-17 |
$APA
AlliancePharma Inc. |
Ben Chaouch, Sami
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
600,000 | ||
Filed 2015-06-08 Tx date 2015-06-02 |
$APA
AlliancePharma Inc. |
Fernet, Patrick
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$877.50
+4,500 vol $0.195 each |
42,500 | |
Filed 2015-06-08 Tx date 2015-06-02 |
$APA
AlliancePharma Inc. |
Fernet, Patrick
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$1,000
+5,000 vol $0.20 each |
38,000 |