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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-03-25 07:57
Tx date 2024-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Carpani, Mark Joseph
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$18,688
+1,451 vol
$12.88 each
13,225
Filed 2024-03-25 07:56
Tx date 2024-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,136.23
-1,407 vol
$12.89 each
13,330,547
Filed 2024-03-25 07:55
Tx date 2024-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,335
+4,607 vol
$12.88 each
13,331,954
Filed 2024-03-22 09:22
Tx date 2024-03-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-911.64
-71 vol
$12.84 each
13,327,347
Filed 2024-03-22 09:21
Tx date 2024-03-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,354
+571 vol
$12.88 each
13,327,418
Filed 2024-03-22 09:20
Tx date 2024-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-85,871.19
-6,693 vol
$12.83 each
13,326,847
Filed 2024-03-22 09:20
Tx date 2024-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,871
+6,693 vol
$12.83 each
13,333,540
Filed 2024-03-19 10:15
Tx date 2024-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,657.20
-830 vol
$12.84 each
13,326,847
Filed 2024-03-19 10:14
Tx date 2024-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,657
+830 vol
$12.84 each
13,327,677
Filed 2024-03-19 10:14
Tx date 2024-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,707
+600 vol
$12.85 each
13,326,847
Filed 2024-03-15 09:59
Tx date 2024-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,212.96
-2,218 vol
$12.72 each
13,326,247
Filed 2024-03-15 09:58
Tx date 2024-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,632
+3,018 vol
$12.80 each
13,328,465
Filed 2024-03-15 09:58
Tx date 2024-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-43,647.66
-3,402 vol
$12.83 each
13,325,447
Filed 2024-03-15 09:57
Tx date 2024-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,510
+3,702 vol
$12.83 each
13,328,849
Filed 2024-03-13 08:54
Tx date 2024-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,855
-300 vol
$12.85 each
1,106
Filed 2024-03-13 08:53
Tx date 2024-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,649.15
-3,319 vol
$12.85 each
13,325,147
Filed 2024-03-13 08:53
Tx date 2024-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,649
+3,005 vol
$12.86 each
13,328,466
Filed 2024-03-13 08:52
Tx date 2024-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,280
+800 vol
$12.85 each
13,325,461
Filed 2024-03-13 08:47
Tx date 2024-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,271
-3,900 vol
$12.89 each
13,324,661
Filed 2024-03-13 08:47
Tx date 2024-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,427
+3,989 vol
$12.89 each
13,328,561
Filed 2024-03-11 10:59
Tx date 2024-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,768
-1,920 vol
$12.90 each
13,324,572
Filed 2024-03-11 10:59
Tx date 2024-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,935
+2,242 vol
$12.91 each
13,326,492
Filed 2024-03-07 08:24
Tx date 2024-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,127
-630 vol
$12.90 each
13,324,250
Filed 2024-03-07 08:23
Tx date 2024-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,107
+706 vol
$12.90 each
13,324,880
Filed 2024-03-07 08:23
Tx date 2024-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-198,660
-15,400 vol
$12.90 each
13,324,174
Filed 2024-03-07 08:23
Tx date 2024-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$192,171
+14,897 vol
$12.90 each
13,339,574
Filed 2024-03-07 08:22
Tx date 2024-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,522
+194 vol
$13.00 each
13,324,677
Filed 2024-03-04 15:49
Tx date 2024-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,829.20
-5,512 vol
$12.85 each
13,324,483
Filed 2024-03-04 15:49
Tx date 2024-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,464
+5,328 vol
$12.85 each
13,329,995
Filed 2024-03-01 15:22
Tx date 2024-02-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,109.70
-242 vol
$12.85 each
1,406
Filed 2024-03-01 15:19
Tx date 2024-02-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-107,515.95
-8,367 vol
$12.85 each
13,324,667
Filed 2024-03-01 15:18
Tx date 2024-02-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$103,479
+8,052 vol
$12.85 each
13,333,034
Filed 2024-03-01 15:18
Tx date 2024-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,006.64
-314 vol
$12.76 each
13,324,982
Filed 2024-03-01 15:18
Tx date 2024-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,309
+1,355 vol
$12.77 each
13,325,296
Filed 2024-03-01 15:17
Tx date 2024-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,165.82
-1,651 vol
$12.82 each
13,323,941
Filed 2024-03-01 15:17
Tx date 2024-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,215
+1,732 vol
$12.83 each
13,325,592
Filed 2024-02-27 09:09
Tx date 2024-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-33,410
-2,600 vol
$12.85 each
1,648
Filed 2024-02-27 09:07
Tx date 2024-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,860.30
-3,958 vol
$12.85 each
13,323,860
Filed 2024-02-27 09:06
Tx date 2024-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,900
+4,271 vol
$12.85 each
13,327,818
Filed 2024-02-26 08:44
Tx date 2024-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,412
+187 vol
$12.90 each
13,323,547
Filed 2024-02-16 08:31
Tx date 2024-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,471
+190 vol
$13.01 each
13,322,672
Filed 2024-02-12 08:43
Tx date 2024-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,489
+190 vol
$13.10 each
13,322,209
Filed 2024-02-05 07:57
Tx date 2024-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,705
-2,285 vol
$13.00 each
13,323,078
Filed 2024-02-05 07:57
Tx date 2024-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,552
+2,195 vol
$13.01 each
13,325,363
Filed 2024-02-01 16:57
Tx date 2024-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,305
+176 vol
$13.10 each
13,323,168
Filed 2024-02-01 16:56
Tx date 2024-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,384.28
-641 vol
$13.08 each
13,322,992
Filed 2024-02-01 16:55
Tx date 2024-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,874
+602 vol
$13.08 each
13,323,633
Filed 2024-02-01 16:54
Tx date 2024-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,723.79
-1,883 vol
$13.13 each
13,323,031
Filed 2024-02-01 16:54
Tx date 2024-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,187
+1,766 vol
$13.13 each
13,324,914
Filed 2024-01-30 11:58
Tx date 2024-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-53,705.96
-4,081 vol
$13.16 each
13,323,148
Filed 2024-01-30 11:57
Tx date 2024-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$52,705
+4,005 vol
$13.16 each
13,327,229
Filed 2024-01-30 11:56
Tx date 2024-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-357,038.70
-27,110 vol
$13.17 each
13,323,224
Filed 2024-01-30 11:55
Tx date 2024-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$347,464
+26,383 vol
$13.17 each
13,350,334
Filed 2024-01-26 08:46
Tx date 2024-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,363.10
-1,545 vol
$13.18 each
13,323,951
Filed 2024-01-26 08:45
Tx date 2024-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,129
+1,679 vol
$13.18 each
13,325,496
Filed 2024-01-25 15:39
Tx date 2024-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,997.87
-911 vol
$13.17 each
13,323,817
Filed 2024-01-25 15:39
Tx date 2024-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,092
+1,069 vol
$13.18 each
13,324,728
Filed 2024-01-25 15:38
Tx date 2024-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,536
+192 vol
$13.21 each
13,323,659
Filed 2024-01-25 15:37
Tx date 2024-01-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,813
+288 vol
$13.24 each
13,323,467
Filed 2024-01-18 08:58
Tx date 2024-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,060.96
-688 vol
$13.17 each
13,321,772
Filed 2024-01-18 08:57
Tx date 2024-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,258
+854 vol
$13.18 each
13,322,460
Filed 2024-01-18 08:57
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-917.70
-70 vol
$13.11 each
13,321,606
Filed 2024-01-18 08:57
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$878.37
+67 vol
$13.11 each
13,321,676
Filed 2024-01-18 08:57
Tx date 2024-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,815
+899 vol
$13.14 each
13,321,609
Filed 2024-01-18 08:56
Tx date 2024-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,815
+899 vol
$13.14 each
Filed 2024-01-18 08:56
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$878.37
+67 vol
$13.11 each
Filed 2024-01-18 08:56
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$878.37
+67 vol
$13.11 each
Filed 2024-01-18 08:55
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$878.37
+67 vol
$13.11 each
Filed 2024-01-18 08:55
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$878.37
+67 vol
$13.11 each
Filed 2024-01-18 08:54
Tx date 2024-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,815
+899 vol
$13.14 each
Filed 2024-01-18 08:54
Tx date 2024-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,060.96
-688 vol
$13.17 each
Filed 2024-01-18 08:54
Tx date 2024-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,258
+854 vol
$13.18 each
Filed 2024-01-18 08:53
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-917.70
-70 vol
$13.11 each
Filed 2024-01-18 08:53
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$87,850
+6,701 vol
$13.11 each
Filed 2024-01-18 08:53
Tx date 2024-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,815
+899 vol
$13.14 each
Filed 2024-01-18 08:53
Tx date 2024-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,060.96
-688 vol
$13.17 each
Filed 2024-01-18 08:52
Tx date 2024-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,258
+854 vol
$13.18 each
Filed 2024-01-18 08:52
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-917.70
-70 vol
$13.11 each
Filed 2024-01-18 08:52
Tx date 2024-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$87,850
+6,701 vol
$13.11 each
Filed 2024-01-18 08:51
Tx date 2024-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,815
+899 vol
$13.14 each
Filed 2024-01-16 16:12
Tx date 2024-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,712.80
-1,660 vol
$13.08 each
13,320,710
Filed 2024-01-16 16:11
Tx date 2024-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,550
+2,558 vol
$13.12 each
13,322,370
Filed 2024-01-12 15:51
Tx date 2024-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-959.95
-73 vol
$13.15 each
13,319,812
Filed 2024-01-12 15:51
Tx date 2024-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,263
+473 vol
$13.24 each
13,319,885
Filed 2024-01-12 15:51
Tx date 2024-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-180,434.72
-13,628 vol
$13.24 each
13,319,412
Filed 2024-01-12 15:50
Tx date 2024-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$182,916
+13,815 vol
$13.24 each
13,333,040
Filed 2024-01-12 15:50
Tx date 2024-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,216.24
-92 vol
$13.22 each
13,319,225
Filed 2024-01-12 15:49
Tx date 2024-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,470
+1,091 vol
$13.26 each
13,319,317
Filed 2024-01-12 15:49
Tx date 2024-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,696
+200 vol
$13.48 each
13,318,226
Filed 2024-01-08 10:00
Tx date 2024-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-83,776
-6,400 vol
$13.09 each
13,318,026
Filed 2024-01-08 10:00
Tx date 2024-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$86,316
+6,592 vol
$13.09 each
13,324,426
Filed 2024-01-05 09:08
Tx date 2024-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,646
+200 vol
$13.23 each
13,317,834
Filed 2024-01-05 09:07
Tx date 2024-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,770
+2,195 vol
$13.11 each
13,317,634
Filed 2024-01-03 08:50
Tx date 2024-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-39,596.38
-3,002 vol
$13.19 each
4,511
Filed 2024-01-03 08:49
Tx date 2024-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-92,058.84
-6,975 vol
$13.20 each
13,315,439
Filed 2024-01-03 08:48
Tx date 2024-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$94,500
+7,160 vol
$13.20 each
13,322,414
Filed 2024-01-02 15:52
Tx date 2023-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$121,443
+9,397 vol
$12.92 each
13,315,054
Filed 2024-01-02 10:06
Tx date 2023-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,690
+200 vol
$13.45 each
13,305,857
Filed 2023-12-29 09:05
Tx date 2023-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-115,101
-8,526 vol
$13.50 each
13,305,657
Filed 2023-12-29 09:04
Tx date 2023-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$117,779
+8,689 vol
$13.55 each
13,314,183
Filed 2023-12-29 09:03
Tx date 2023-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,074.70
-538 vol
$13.15 each
13,305,494
Filed 2023-12-29 09:03
Tx date 2023-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,010
+835 vol
$13.19 each
13,306,032
Filed 2023-12-22 14:42
Tx date 2023-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,119.20
-2,206 vol
$13.20 each
13,305,197
Filed 2023-12-22 14:41
Tx date 2023-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,000
+2,197 vol
$13.20 each
13,307,403
Filed 2023-12-22 14:41
Tx date 2023-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,642
+199 vol
$13.28 each
13,305,206
Filed 2023-12-22 14:40
Tx date 2023-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,950.61
-613 vol
$12.97 each
13,305,007
Filed 2023-12-22 14:40
Tx date 2023-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,627
+1,507 vol
$13.02 each
13,305,620
Filed 2023-12-19 16:12
Tx date 2023-12-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,587
+199 vol
$13.00 each
13,304,113
Filed 2023-12-19 16:12
Tx date 2023-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,448
-660 vol
$12.80 each
13,303,914
Filed 2023-12-19 16:11
Tx date 2023-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,528
+2,450 vol
$12.87 each
13,304,574
Filed 2023-12-15 09:52
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,256.55
-1,127 vol
$12.65 each
13,302,124
Filed 2023-12-15 09:52
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,876
+5,405 vol
$12.74 each
13,303,251
Filed 2023-12-15 09:51
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-154,293.60
-12,130 vol
$12.72 each
13,297,846
Filed 2023-12-15 09:51
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$153,263
+12,049 vol
$12.72 each
13,309,976
Filed 2023-12-15 09:51
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,687.28
-131 vol
$12.88 each
13,297,927
Filed 2023-12-15 09:50
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,674
+130 vol
$12.88 each
13,298,058
Filed 2023-12-15 09:50
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,291.24
-4,026 vol
$12.74 each
13,297,928
Filed 2023-12-15 09:50
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,745
+6,482 vol
$12.77 each
13,301,954
Filed 2023-12-15 09:49
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,256.55
-1,127 vol
$12.65 each
Filed 2023-12-15 09:49
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,876
+5,405 vol
$12.74 each
Filed 2023-12-15 09:49
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-154,293.60
-12,130 vol
$12.72 each
Filed 2023-12-15 09:48
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$153,263
+12,049 vol
$12.72 each
Filed 2023-12-15 09:48
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,674
+130 vol
$12.88 each
Filed 2023-12-15 09:48
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,291.24
-4,026 vol
$12.74 each
Filed 2023-12-15 09:48
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,745
+6,482 vol
$12.77 each
Filed 2023-12-15 08:56
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,898.56
-1,312 vol
$12.88 each
Filed 2023-12-15 08:56
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,898.56
-1,312 vol
$12.88 each
Filed 2023-12-15 08:55
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,898.56
-1,312 vol
$12.88 each
Filed 2023-12-15 08:54
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,256.55
-1,127 vol
$12.65 each
Filed 2023-12-15 08:54
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,256.55
-1,127 vol
$12.65 each
13,302,255
Filed 2023-12-15 08:54
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,876
+5,405 vol
$12.74 each
13,303,382
Filed 2023-12-15 08:54
Tx date 2023-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,876
+5,405 vol
$12.74 each
Filed 2023-12-15 08:53
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-154,293.60
-12,130 vol
$12.72 each
Filed 2023-12-15 08:53
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-154,293.60
-12,130 vol
$12.72 each
13,297,977
Filed 2023-12-15 08:53
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$153,263
+12,049 vol
$12.72 each
Filed 2023-12-15 08:53
Tx date 2023-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$153,263
+12,049 vol
$12.72 each
13,310,107
Filed 2023-12-15 08:52
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,898.56
-1,312 vol
$12.88 each
Filed 2023-12-15 08:52
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,674
+130 vol
$12.88 each
Filed 2023-12-15 08:52
Tx date 2023-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,674
+130 vol
$12.88 each
13,298,058
Filed 2023-12-15 08:52
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,291.24
-4,026 vol
$12.74 each
13,297,928
Filed 2023-12-15 08:52
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,291.24
-4,026 vol
$12.74 each
Filed 2023-12-15 08:51
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,745
+6,482 vol
$12.77 each
Filed 2023-12-15 08:51
Tx date 2023-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,745
+6,482 vol
$12.77 each
13,301,954
Filed 2023-12-11 08:48
Tx date 2023-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-48,640
-3,800 vol
$12.80 each
7,513
Filed 2023-12-11 08:46
Tx date 2023-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-76,185.60
-5,952 vol
$12.80 each
13,295,472
Filed 2023-12-11 08:46
Tx date 2023-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,673
+5,912 vol
$12.80 each
13,301,424
Filed 2023-12-08 11:27
Tx date 2023-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,993.54
-303 vol
$13.18 each
13,290,585
Filed 2023-12-08 11:19
Tx date 2023-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-76,644.50
-6,035 vol
$12.70 each
13,295,512
Filed 2023-12-08 11:19
Tx date 2023-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,136
+5,995 vol
$12.70 each
13,301,547
Filed 2023-12-08 11:19
Tx date 2023-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,300
+4,967 vol
$13.15 each
13,295,552
Filed 2023-12-08 11:18
Tx date 2023-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,935.40
-3,030 vol
$13.18 each
Filed 2023-12-08 11:18
Tx date 2023-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,632
+499 vol
$13.29 each
13,290,888
Filed 2023-12-05 07:40
Tx date 2023-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-63,233.70
-4,827 vol
$13.10 each
13,290,389
Filed 2023-12-05 07:39
Tx date 2023-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$120,038
+9,133 vol
$13.14 each
13,295,216
Filed 2023-12-05 07:39
Tx date 2023-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,827.20
-740 vol
$13.28 each
13,286,083
Filed 2023-12-05 07:38
Tx date 2023-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,378
+930 vol
$13.31 each
13,286,823
Filed 2023-11-30 17:29
Tx date 2023-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,721
+3,563 vol
$13.39 each
13,285,893
Filed 2023-11-30 17:28
Tx date 2023-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-190,542
-14,435 vol
$13.20 each
13,282,330
Filed 2023-11-30 17:27
Tx date 2023-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,704.06
-581 vol
$13.26 each
13,296,765
Filed 2023-11-30 17:21
Tx date 2023-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$200,153
+15,156 vol
$13.21 each
13,297,346
Filed 2023-11-30 17:20
Tx date 2023-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,146
+2,870 vol
$13.29 each
13,282,190
Filed 2023-11-28 08:49
Tx date 2023-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-13,200
-1,000 vol
$13.20 each
11,313
Filed 2023-11-28 08:10
Tx date 2023-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40.26
-3 vol
$13.42 each
13,279,320
Filed 2023-11-28 08:09
Tx date 2023-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,542
+1,386 vol
$13.38 each
13,279,323
Filed 2023-11-28 08:08
Tx date 2023-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-220,083.60
-16,673 vol
$13.20 each
13,277,937
Filed 2023-11-28 08:08
Tx date 2023-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$217,404
+16,470 vol
$13.20 each
13,294,610
Filed 2023-11-24 08:02
Tx date 2023-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$104,733
+7,902 vol
$13.25 each
13,278,140
Filed 2023-11-24 08:02
Tx date 2023-11-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,631
+197 vol
$13.36 each
13,270,238
Filed 2023-11-21 07:45
Tx date 2023-11-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,057.64
-378 vol
$13.38 each
13,270,041
Filed 2023-11-21 07:45
Tx date 2023-11-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,758
+2,147 vol
$13.39 each
13,270,419
Filed 2023-11-21 07:45
Tx date 2023-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-702.25
-53 vol
$13.25 each
13,268,272
Filed 2023-11-21 07:44
Tx date 2023-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,842
+2,714 vol
$13.21 each
13,268,325
Filed 2023-11-20 23:30
Tx date 2023-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-315,057.60
-23,868 vol
$13.20 each
13,265,611
Filed 2023-11-20 23:29
Tx date 2023-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$334,022
+25,298 vol
$13.20 each
13,289,479
Filed 2023-11-16 16:19
Tx date 2023-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-61,539.10
-4,627 vol
$13.30 each
13,264,181
Filed 2023-11-16 16:19
Tx date 2023-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,539
+4,627 vol
$13.30 each
13,268,808
Filed 2023-11-16 16:19
Tx date 2023-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-64,558.20
-4,854 vol
$13.30 each
13,264,181
Filed 2023-11-16 16:18
Tx date 2023-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$64,558
+4,854 vol
$13.30 each
13,269,035
Filed 2023-11-16 16:18
Tx date 2023-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,797.80
-660 vol
$13.33 each
13,264,181
Filed 2023-11-16 16:18
Tx date 2023-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,797
+660 vol
$13.33 each
13,264,841
Filed 2023-11-14 16:11
Tx date 2023-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$36,178
+2,700 vol
$13.40 each
13,264,181
Filed 2023-11-10 08:11
Tx date 2023-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-254.03
-19 vol
$13.37 each
13,261,481
Filed 2023-11-10 08:05
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,039.80
-1,197 vol
$13.40 each
Filed 2023-11-10 08:04
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,581
+4,897 vol
$13.39 each
Filed 2023-11-10 08:03
Tx date 2023-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,930
+219 vol
$13.38 each
13,261,500
Filed 2023-11-10 08:03
Tx date 2023-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-330,000
-25,000 vol
$13.20 each
13,261,281
Filed 2023-11-10 08:02
Tx date 2023-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$352,744
+26,700 vol
$13.21 each
13,286,281
Filed 2023-11-10 08:02
Tx date 2023-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,157.40
-161 vol
$13.40 each
13,259,581
Filed 2023-11-10 08:01
Tx date 2023-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,657
+2,661 vol
$13.40 each
13,259,742
Filed 2023-11-10 08:01
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,039.80
-1,197 vol
$13.40 each
13,257,081
Filed 2023-11-10 08:01
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,581
+4,897 vol
$13.39 each
13,258,278
Filed 2023-11-07 08:20
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,039.80
-1,197 vol
$13.40 each
Filed 2023-11-07 08:19
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,581
+4,897 vol
$13.39 each
Filed 2023-11-07 08:20
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,039.80
-1,197 vol
$13.40 each
13,257,081
Filed 2023-11-07 08:19
Tx date 2023-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,581
+4,897 vol
$13.39 each
13,258,278
Filed 2023-11-07 08:19
Tx date 2023-11-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,049
+2,100 vol
$13.36 each
13,253,381
Filed 2023-11-03 08:13
Tx date 2023-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-75,354
-5,700 vol
$13.22 each
13,251,281
Filed 2023-11-03 08:12
Tx date 2023-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,068
+6,200 vol
$13.24 each
13,256,981
Filed 2023-11-03 08:12
Tx date 2023-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,415
+700 vol
$13.45 each
13,250,781
Filed 2023-11-03 08:11
Tx date 2023-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-166,250
-12,500 vol
$13.30 each
13,250,081
Filed 2023-11-03 08:11
Tx date 2023-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$206,480
+15,500 vol
$13.32 each
13,262,581
Filed 2023-11-03 08:11
Tx date 2023-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,700
-2,200 vol
$13.50 each
13,247,081
Filed 2023-11-03 08:10
Tx date 2023-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,750
+2,500 vol
$13.50 each
13,249,281
Filed 2023-10-30 09:52
Tx date 2023-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,431.25
-625 vol
$13.49 each
13,246,781
Filed 2023-10-30 09:51
Tx date 2023-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,870
+3,325 vol
$13.49 each
13,247,406
Filed 2023-10-30 09:48
Tx date 2023-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,700
-200 vol
$13.50 each
13,244,081
Filed 2023-10-30 09:47
Tx date 2023-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-474,939.20
-34,922 vol
$13.60 each
13,244,281
Filed 2023-10-30 09:41
Tx date 2023-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$555,610
+41,522 vol
$13.38 each
13,279,203
Filed 2023-10-30 09:39
Tx date 2023-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$79,702
+6,000 vol
$13.28 each
13,237,681
Filed 2023-10-30 09:38
Tx date 2023-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-335,750
-25,000 vol
$13.43 each
13,231,681
Filed 2023-10-30 09:37
Tx date 2023-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$366,469
+27,300 vol
$13.42 each
13,256,681
Filed 2023-10-24 09:48
Tx date 2023-10-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,219
+2,000 vol
$13.61 each
13,229,381
Filed 2023-10-24 09:47
Tx date 2023-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-147,705
-10,750 vol
$13.74 each
13,227,381
Filed 2023-10-24 09:46
Tx date 2023-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$153,198
+11,150 vol
$13.74 each
13,238,131
Filed 2023-10-20 15:48
Tx date 2023-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,748
+200 vol
$13.74 each
13,226,981
Filed 2023-10-20 15:47
Tx date 2023-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,960
+500 vol
$13.92 each
13,226,781
Filed 2023-10-20 15:46
Tx date 2023-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$114,920
+8,300 vol
$13.85 each
13,226,281
Filed 2023-10-13 10:20
Tx date 2023-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,476
+600 vol
$14.13 each
13,215,781
Filed 2023-10-13 10:20
Tx date 2023-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-210,304.38
-15,054 vol
$13.97 each
13,215,181
Filed 2023-10-13 10:19
Tx date 2023-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$281,472
+20,154 vol
$13.97 each
13,230,235
Filed 2023-10-13 10:19
Tx date 2023-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-748.98
-54 vol
$13.87 each
13,210,081
Filed 2023-10-13 10:19
Tx date 2023-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,026
+1,654 vol
$13.92 each
13,210,135
Filed 2023-10-07 08:12
Tx date 2023-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,065
+500 vol
$14.13 each
13,208,481
Filed 2023-10-07 08:11
Tx date 2023-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-133,801.40
-9,626 vol
$13.90 each
13,207,981
Filed 2023-10-07 08:10
Tx date 2023-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$133,801
+9,626 vol
$13.90 each
13,217,607
Filed 2023-09-29 08:09
Tx date 2023-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-56,799.40
-4,060 vol
$13.99 each
13,207,981
Filed 2023-09-29 08:09
Tx date 2023-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,014
+4,360 vol
$13.99 each
13,212,041
Filed 2023-09-29 08:08
Tx date 2023-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-790,085.25
-56,475 vol
$13.99 each
13,207,681
Filed 2023-09-29 08:08
Tx date 2023-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$777,339
+55,558 vol
$13.99 each
13,264,156
Filed 2023-09-29 08:07
Tx date 2023-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55.88
-4 vol
$13.97 each
13,208,598
Filed 2023-09-29 08:07
Tx date 2023-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,135
+296 vol
$13.97 each
13,208,602
Filed 2023-09-25 08:41
Tx date 2023-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,284
+2,410 vol
$13.81 each
13,208,306
Filed 2023-09-20 17:19
Tx date 2023-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-692,500
-50,000 vol
$13.85 each
13,205,896
Filed 2023-09-20 17:18
Tx date 2023-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$692,500
+50,000 vol
$13.85 each
13,255,896
Filed 2023-09-20 17:17
Tx date 2023-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,996
+578 vol
$13.84 each
13,205,896
Filed 2023-09-20 17:16
Tx date 2023-09-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-232,209.10
-16,766 vol
$13.85 each
13,205,318
Filed 2023-09-20 17:15
Tx date 2023-09-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$230,518
+16,645 vol
$13.85 each
13,222,084
Filed 2023-09-15 17:05
Tx date 2023-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-237,790.65
-17,169 vol
$13.85 each
13,205,439
Filed 2023-09-15 17:04
Tx date 2023-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$228,400
+16,491 vol
$13.85 each
13,222,608
Filed 2023-09-15 17:03
Tx date 2023-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-63,262.64
-4,571 vol
$13.84 each
13,206,117
Filed 2023-09-15 17:02
Tx date 2023-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$186,083
+13,428 vol
$13.86 each
13,210,688
Filed 2023-09-14 15:48
Tx date 2023-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,513
-2,900 vol
$13.97 each
13,197,260
Filed 2023-09-14 15:48
Tx date 2023-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,166
+2,732 vol
$13.97 each
13,200,160
Filed 2023-09-14 15:47
Tx date 2023-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,513
-2,900 vol
$13.97 each
Filed 2023-09-14 15:47
Tx date 2023-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,429
+2,894 vol
$13.97 each
Filed 2023-09-14 15:41
Tx date 2023-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,513
-2,900 vol
$13.97 each
Filed 2023-09-14 15:40
Tx date 2023-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,429
+2,894 vol
$13.97 each
Filed 2023-09-13 08:32
Tx date 2023-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,185
+1,886 vol
$13.88 each
13,197,428
Filed 2023-09-12 13:32
Tx date 2023-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,466
-319 vol
$14.00 each
13,195,542
Filed 2023-09-12 13:31
Tx date 2023-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,200
+300 vol
$14.00 each
13,195,861
Filed 2023-09-12 13:31
Tx date 2023-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,544
+391 vol
$14.18 each
13,195,561
Filed 2023-09-08 08:30
Tx date 2023-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-43,026
-3,030 vol
$14.20 each
13,195,170
Filed 2023-09-08 08:29
Tx date 2023-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,502
+247 vol
$14.18 each
13,198,200
Filed 2023-09-08 08:29
Tx date 2023-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,026
+3,030 vol
$14.20 each
13,197,953
Filed 2023-09-08 08:29
Tx date 2023-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,251.88
-652 vol
$14.19 each
13,194,923
Filed 2023-09-08 08:28
Tx date 2023-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,166
+646 vol
$14.19 each
13,195,575
Filed 2023-09-06 09:33
Tx date 2023-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-14,200
-1,000 vol
$14.20 each
12,313
Filed 2023-09-06 09:27
Tx date 2023-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-155,845
-10,975 vol
$14.20 each
13,194,929
Filed 2023-09-06 09:27
Tx date 2023-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$154,481
+10,879 vol
$14.20 each
13,205,904
Filed 2023-09-05 14:01
Tx date 2023-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,570
-3,000 vol
$14.19 each
13,195,025
Filed 2023-09-05 14:00
Tx date 2023-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,256
+3,470 vol
$14.20 each
13,198,025
Filed 2023-09-05 13:59
Tx date 2023-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,256
+3,470 vol
$14.20 each
Filed 2023-09-05 08:48
Tx date 2023-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-42,570
-3,000 vol
$14.19 each
13,313
Filed 2023-09-05 08:47
Tx date 2023-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,256
+3,470 vol
$14.20 each
Filed 2023-09-05 08:47
Tx date 2023-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,256
+3,470 vol
$14.20 each
13,198,025
Filed 2023-09-01 15:28
Tx date 2023-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,211
+3,470 vol
$14.18 each
13,194,555
Filed 2023-08-31 10:04
Tx date 2023-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,935.60
-418 vol
$14.20 each
13,191,085
Filed 2023-08-31 10:03
Tx date 2023-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,878
+414 vol
$14.20 each
13,191,503
Filed 2023-08-31 10:03
Tx date 2023-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,476.96
-1,584 vol
$14.19 each
13,191,089
Filed 2023-08-31 10:03
Tx date 2023-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,102
+1,769 vol
$14.19 each
13,192,673
Filed 2023-08-31 10:02
Tx date 2023-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,878
+414 vol
$14.20 each
Filed 2023-08-31 10:02
Tx date 2023-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,476.96
-1,584 vol
$14.19 each
Filed 2023-08-31 10:02
Tx date 2023-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,087
+1,768 vol
$14.19 each
Filed 2023-08-31 10:01
Tx date 2023-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,878
+414 vol
$14.20 each
Filed 2023-08-31 10:01
Tx date 2023-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,476.96
-1,584 vol
$14.19 each
Filed 2023-08-31 10:01
Tx date 2023-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,087
+1,768 vol
$14.19 each
Filed 2023-08-29 08:49
Tx date 2023-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-148,205.40
-10,437 vol
$14.20 each
13,190,904
Filed 2023-08-29 08:49
Tx date 2023-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$152,548
+10,743 vol
$14.20 each
13,201,341
Filed 2023-08-25 14:34
Tx date 2023-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-42,600
-3,000 vol
$14.20 each
16,313
Filed 2023-08-25 14:30
Tx date 2023-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,600
-3,000 vol
$14.20 each
13,190,598
Filed 2023-08-25 14:30
Tx date 2023-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,202
+2,972 vol
$14.20 each
13,193,598
Filed 2023-08-24 09:22
Tx date 2023-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,566.58
-181 vol
$14.18 each
13,190,626
Filed 2023-08-24 09:22
Tx date 2023-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-214,500
-15,000 vol
$14.30 each
13,190,807
Filed 2023-08-24 09:22
Tx date 2023-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$222,061
+15,534 vol
$14.30 each
13,205,807
Filed 2023-08-23 12:29
Tx date 2023-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,744.99
-1,321 vol
$14.19 each
13,190,273
Filed 2023-08-23 12:29
Tx date 2023-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,807
+3,087 vol
$14.19 each
13,191,594
Filed 2023-08-23 12:29
Tx date 2023-08-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-72,590.40
-5,112 vol
$14.20 each
13,188,507
Filed 2023-08-23 12:28
Tx date 2023-08-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$90,140
+6,342 vol
$14.21 each
13,193,619
Filed 2023-08-21 13:00
Tx date 2023-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-31,789 vol
13,187,277
Filed 2023-08-21 12:58
Tx date 2023-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-31,789 vol
13,187,277
Filed 2023-08-21 12:58
Tx date 2023-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-31,789 vol
Filed 2023-08-21 12:57
Tx date 2023-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,510
+1,298 vol
$14.26 each
13,219,066
Filed 2023-08-21 12:57
Tx date 2023-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,312
+3,745 vol
$14.24 each
13,217,768
Filed 2023-08-17 09:00
Tx date 2023-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-12,652 vol
13,213,526
Filed 2023-08-17 08:58
Tx date 2023-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,914.40
-1,332 vol
$14.20 each
13,226,675
Filed 2023-08-17 08:53
Tx date 2023-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,056
+1,829 vol
$14.25 each
13,228,007
Filed 2023-08-17 08:53
Tx date 2023-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,329
+300 vol
$14.43 each
13,226,178
Filed 2023-08-15 09:36
Tx date 2023-08-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-470 vol
13,225,878
Filed 2023-08-15 09:35
Tx date 2023-08-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,591
+5,293 vol
$14.28 each
13,226,348
Filed 2023-08-14 11:04
Tx date 2023-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,408.47
-937 vol
$14.31 each
13,221,055
Filed 2023-08-14 11:03
Tx date 2023-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,552
+2,134 vol
$14.32 each
13,221,992
Filed 2023-08-10 16:39
Tx date 2023-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$376,335
+25,961 vol
$14.50 each
13,219,858
Filed 2023-08-10 16:38
Tx date 2023-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-362,500
-25,000 vol
$14.50 each
13,193,897
Filed 2023-08-10 16:37
Tx date 2023-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,490.10
-730 vol
$14.37 each
13,218,897
Filed 2023-08-10 16:37
Tx date 2023-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,461
+728 vol
$14.37 each
13,219,627
Filed 2023-08-10 16:36
Tx date 2023-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,699
+7,178 vol
$14.31 each
13,218,899
Filed 2023-08-04 17:32
Tx date 2023-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,033
+496 vol
$14.18 each
13,211,721
Filed 2023-08-04 17:31
Tx date 2023-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,824.20
-551 vol
$14.20 each
13,211,225
Filed 2023-08-04 17:31
Tx date 2023-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,894
+2,037 vol
$14.18 each
13,211,776
Filed 2023-08-03 15:35
Tx date 2023-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,364.24
-372 vol
$14.42 each
13,209,739
Filed 2023-08-03 15:35
Tx date 2023-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,487
+866 vol
$14.42 each
13,210,111
Filed 2023-08-02 08:57
Tx date 2023-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-290,514.75
-20,387 vol
$14.25 each
13,209,245
Filed 2023-08-02 08:56
Tx date 2023-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$301,191
+21,137 vol
$14.25 each
13,229,632
Filed 2023-08-02 08:56
Tx date 2023-07-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,832
+1,688 vol
$14.12 each
13,208,495
Filed 2023-08-02 08:53
Tx date 2023-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-290,514.75
-20,387 vol
$14.25 each
Filed 2023-08-02 08:53
Tx date 2023-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$303,329
+21,287 vol
$14.25 each
Filed 2023-08-02 08:53
Tx date 2023-07-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,832
+1,688 vol
$14.12 each
Filed 2023-08-02 08:44
Tx date 2023-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-290,514.75
-20,387 vol
$14.25 each
Filed 2023-08-02 08:43
Tx date 2023-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$303,329
+21,287 vol
$14.25 each
Filed 2023-08-02 08:42
Tx date 2023-07-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,832
+1,688 vol
$14.12 each
Filed 2023-07-31 07:59
Tx date 2023-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,500.60
-740 vol
$14.19 each
13,206,807
Filed 2023-07-31 07:59
Tx date 2023-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,429
+735 vol
$14.19 each
13,207,547
Filed 2023-07-28 08:42
Tx date 2023-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-77,758.59
-5,460 vol
$14.24 each
13,206,812
Filed 2023-07-28 08:41
Tx date 2023-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$119,386
+8,378 vol
$14.25 each
13,212,272
Filed 2023-07-27 12:00
Tx date 2023-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,333.33
-231 vol
$14.43 each
13,203,894
Filed 2023-07-27 12:00
Tx date 2023-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,600
+1,219 vol
$14.44 each
13,204,125
Filed 2023-07-26 08:41
Tx date 2023-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-705.60
-49 vol
$14.40 each
13,202,906
Filed 2023-07-26 08:41
Tx date 2023-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,207
+2,029 vol
$14.40 each
13,202,955
Filed 2023-07-21 09:02
Tx date 2023-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-220,500
-15,000 vol
$14.70 each
13,200,926
Filed 2023-07-21 09:01
Tx date 2023-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$220,500
+15,000 vol
$14.70 each
13,215,926
Filed 2023-07-21 09:01
Tx date 2023-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$99,825
+6,825 vol
$14.63 each
13,200,926
Filed 2023-07-21 09:00
Tx date 2023-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-34,736.94
-2,394 vol
$14.51 each
13,194,101
Filed 2023-07-19 15:58
Tx date 2023-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-21,600
-1,500 vol
$14.40 each
19,313
Filed 2023-07-19 15:57
Tx date 2023-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-116,640
-8,100 vol
$14.40 each
13,196,495
Filed 2023-07-19 15:56
Tx date 2023-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,065
+8,400 vol
$14.41 each
13,204,595
Filed 2023-07-19 15:56
Tx date 2023-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-99,443.41
-6,901 vol
$14.41 each
13,196,195
Filed 2023-07-19 15:56
Tx date 2023-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$139,789
+9,701 vol
$14.41 each
13,203,096
Filed 2023-07-19 15:55
Tx date 2023-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,065
+8,400 vol
$14.41 each
Filed 2023-07-19 15:55
Tx date 2023-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-99,443.41
-6,901 vol
$14.41 each
Filed 2023-07-19 15:55
Tx date 2023-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,560
+6,701 vol
$14.41 each
Filed 2023-07-19 15:50
Tx date 2023-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,065
+8,400 vol
$14.41 each
Filed 2023-07-19 15:50
Tx date 2023-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-99,443.41
-6,901 vol
$14.41 each
Filed 2023-07-19 15:49
Tx date 2023-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,560
+6,701 vol
$14.41 each
Filed 2023-07-17 14:15
Tx date 2023-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,660
+1,000 vol
$14.66 each
13,193,395
Filed 2023-07-14 13:31
Tx date 2023-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,456.05
-305 vol
$14.61 each
13,192,395
Filed 2023-07-14 13:31
Tx date 2023-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,456
+305 vol
$14.61 each
13,192,700
Filed 2023-07-14 13:29
Tx date 2023-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-61,962.42
-4,218 vol
$14.69 each
13,192,395
Filed 2023-07-14 13:28
Tx date 2023-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,722
+5,218 vol
$14.70 each
13,196,613
Filed 2023-07-12 07:38
Tx date 2023-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,375
+500 vol
$14.75 each
13,191,395
Filed 2023-07-12 07:37
Tx date 2023-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-590,800
-40,000 vol
$14.77 each
13,190,895
Filed 2023-07-12 07:37
Tx date 2023-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$590,800
+40,000 vol
$14.77 each
13,230,895
Filed 2023-07-12 07:37
Tx date 2023-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,023.88
-1,562 vol
$14.74 each
13,190,895
Filed 2023-07-12 07:36
Tx date 2023-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,023
+1,562 vol
$14.74 each
13,192,457
Filed 2023-07-10 08:20
Tx date 2023-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-43,896
-2,976 vol
$14.75 each
13,190,895
Filed 2023-07-10 08:20
Tx date 2023-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,896
+2,976 vol
$14.75 each
13,193,871
Filed 2023-07-10 08:19
Tx date 2023-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-89,975
-6,100 vol
$14.75 each
13,190,895
Filed 2023-07-10 08:19
Tx date 2023-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$134,225
+9,100 vol
$14.75 each
13,196,995
Filed 2023-07-06 09:05
Tx date 2023-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-40,221
-2,725 vol
$14.76 each
20,813
Filed 2023-07-06 09:03
Tx date 2023-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-82,729.80
-5,605 vol
$14.76 each
13,187,895
Filed 2023-07-06 09:03
Tx date 2023-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,729
+5,605 vol
$14.76 each
13,193,500
Filed 2023-07-04 16:08
Tx date 2023-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,926.75
-673 vol
$14.75 each
13,187,895
Filed 2023-07-04 16:08
Tx date 2023-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,426
+2,673 vol
$14.75 each
13,188,568
Filed 2023-06-30 09:14
Tx date 2023-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-82,272.24
-5,574 vol
$14.76 each
13,185,895
Filed 2023-06-30 09:14
Tx date 2023-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,992
+2,574 vol
$14.76 each
13,191,469
Filed 2023-06-30 09:13
Tx date 2023-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,878
-1,550 vol
$14.76 each
13,188,895
Filed 2023-06-30 09:13
Tx date 2023-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,878
+1,550 vol
$14.76 each
13,190,445
Filed 2023-06-30 09:12
Tx date 2023-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,250
-3,000 vol
$14.75 each
13,188,895
Filed 2023-06-30 09:12
Tx date 2023-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,250
+3,000 vol
$14.75 each
13,191,895
Filed 2023-06-30 09:12
Tx date 2023-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,881.52
-2,702 vol
$14.76 each
13,188,895
Filed 2023-06-30 09:11
Tx date 2023-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,881
+2,702 vol
$14.76 each
13,191,597
Filed 2023-06-28 10:20
Tx date 2023-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,860.58
-1,954 vol
$14.77 each
13,188,840
Filed 2023-06-28 10:20
Tx date 2023-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,716.80
-320 vol
$14.74 each
13,190,794
Filed 2023-06-28 10:19
Tx date 2023-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,518.76
-2,274 vol
$14.74 each
Filed 2023-06-28 08:48
Tx date 2023-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$811.80
+55 vol
$14.76 each
13,188,895
Filed 2023-06-28 08:48
Tx date 2023-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,518.76
-2,274 vol
$14.74 each
Filed 2023-06-28 08:48
Tx date 2023-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,518.76
-2,274 vol
$14.74 each
13,188,840
Filed 2023-06-28 08:47
Tx date 2023-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,091
+2,715 vol
$14.77 each
13,191,114
Filed 2023-06-26 15:45
Tx date 2023-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-268,882.92
-18,217 vol
$14.76 each
13,188,399
Filed 2023-06-26 15:45
Tx date 2023-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$297,803
+20,178 vol
$14.76 each
13,206,616
Filed 2023-06-23 09:04
Tx date 2023-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-29,520
-2,000 vol
$14.76 each
23,538
Filed 2023-06-23 09:02
Tx date 2023-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-46,272.60
-3,135 vol
$14.76 each
13,186,438
Filed 2023-06-23 09:02
Tx date 2023-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,239
+3,065 vol
$14.76 each
13,189,573
Filed 2023-06-22 16:00
Tx date 2023-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,704.40
-252 vol
$14.70 each
13,186,508
Filed 2023-06-22 15:59
Tx date 2023-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,403
+3,080 vol
$14.74 each
13,186,760
Filed 2023-06-22 15:59
Tx date 2023-06-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,866.92
-1,617 vol
$14.76 each
13,183,680
Filed 2023-06-22 15:59
Tx date 2023-06-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,320
+1,580 vol
$14.76 each
13,185,297
Filed 2023-06-22 15:58
Tx date 2023-06-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-117,061.56
-7,931 vol
$14.76 each
13,183,717
Filed 2023-06-22 15:58
Tx date 2023-06-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$116,899
+7,920 vol
$14.76 each
13,191,648
Filed 2023-06-19 07:46
Tx date 2023-06-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,188
+2,996 vol
$14.75 each
13,183,728
Filed 2023-06-19 07:45
Tx date 2023-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,105
+1,498 vol
$14.76 each
13,180,732
Filed 2023-06-15 15:09
Tx date 2023-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-66,243.45
-4,485 vol
$14.77 each
13,179,234
Filed 2023-06-15 15:08
Tx date 2023-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-213,429.60
-14,460 vol
$14.76 each
13,183,719
Filed 2023-06-15 15:07
Tx date 2023-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$279,289
+18,919 vol
$14.76 each
13,198,179
Filed 2023-06-15 15:07
Tx date 2023-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,775
+798 vol
$14.76 each
13,179,260
Filed 2023-06-15 15:06
Tx date 2023-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,280.90
-1,170 vol
$14.77 each
13,178,462
Filed 2023-06-15 15:06
Tx date 2023-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,087
+3,662 vol
$14.77 each
13,179,632
Filed 2023-06-12 08:53
Tx date 2023-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,096.67
-141 vol
$14.87 each
13,175,970
Filed 2023-06-12 08:53
Tx date 2023-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,096
+141 vol
$14.87 each
13,176,111
Filed 2023-06-08 16:16
Tx date 2023-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,437
+298 vol
$14.89 each
13,175,970
Filed 2023-06-08 16:16
Tx date 2023-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,639.47
-581 vol
$14.87 each
13,175,672
Filed 2023-06-08 16:15
Tx date 2023-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,390
+1,573 vol
$14.87 each
13,176,253
Filed 2023-06-08 16:15
Tx date 2023-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,782.05
-2,059 vol
$14.95 each
13,174,680
Filed 2023-06-08 16:15
Tx date 2023-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,617
+2,048 vol
$14.95 each
13,176,739
Filed 2023-06-08 16:14
Tx date 2023-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,460.69
-431 vol
$14.99 each
13,174,691
Filed 2023-06-08 16:14
Tx date 2023-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,894
+727 vol
$14.99 each
13,175,122
Filed 2023-06-05 14:10
Tx date 2023-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,113.75
-75 vol
$14.85 each
13,174,395
Filed 2023-06-05 14:09
Tx date 2023-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,580
+373 vol
$14.96 each
13,174,470
Filed 2023-06-05 14:09
Tx date 2023-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,627.85
-581 vol
$14.85 each
13,174,097
Filed 2023-06-05 14:09
Tx date 2023-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,583
+578 vol
$14.85 each
13,174,678
Filed 2023-06-01 16:04
Tx date 2023-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-74,530.56
-4,992 vol
$14.93 each
13,172,055
Filed 2023-06-01 16:01
Tx date 2023-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,587.41
-443 vol
$14.87 each
13,174,100
Filed 2023-06-01 15:59
Tx date 2023-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,636
+2,728 vol
$14.90 each
13,174,613
Filed 2023-06-01 15:59
Tx date 2023-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-600,524.95
-40,385 vol
$14.87 each
13,171,885
Filed 2023-06-01 15:59
Tx date 2023-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$596,956
+40,145 vol
$14.87 each
13,212,270
Filed 2023-06-01 15:58
Tx date 2023-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-73,485.46
-4,922 vol
$14.93 each
13,172,125
Filed 2023-06-01 15:58
Tx date 2023-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-73,485.46
-4,922 vol
$14.93 each
Filed 2023-06-01 15:58
Tx date 2023-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$73,978
+4,955 vol
$14.93 each
13,177,047
Filed 2023-05-30 16:22
Tx date 2023-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,606.60
-310 vol
$14.86 each
13,172,092
Filed 2023-05-30 16:22
Tx date 2023-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,576
+308 vol
$14.86 each
13,172,402
Filed 2023-05-26 08:40
Tx date 2023-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,193.40
-820 vol
$14.87 each
13,172,094
Filed 2023-05-26 08:40
Tx date 2023-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,104
+814 vol
$14.87 each
13,172,914
Filed 2023-05-26 08:40
Tx date 2023-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,817.25
-525 vol
$14.89 each
13,172,100
Filed 2023-05-26 08:39
Tx date 2023-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,206
+819 vol
$14.90 each
13,172,625
Filed 2023-05-26 08:39
Tx date 2023-05-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-102,491.34
-6,874 vol
$14.91 each
13,171,806
Filed 2023-05-26 08:39
Tx date 2023-05-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$110,572
+7,418 vol
$14.91 each
13,178,680
Filed 2023-05-23 07:45
Tx date 2023-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,490
+1,241 vol
$14.90 each
13,171,262
Filed 2023-05-23 07:44
Tx date 2023-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,678.50
-650 vol
$14.89 each
13,170,021
Filed 2023-05-19 11:39
Tx date 2023-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$330,477
+22,233 vol
$14.86 each
13,191,079
Filed 2023-05-19 08:07
Tx date 2023-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-303,671.04
-20,408 vol
$14.88 each
13,168,686
Filed 2023-05-19 08:06
Tx date 2023-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$300,211
+20,248 vol
$14.83 each
Filed 2023-05-19 08:06
Tx date 2023-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$300,211
+20,248 vol
$14.83 each
13,189,094
Filed 2023-05-19 08:06
Tx date 2023-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,015.40
-2,964 vol
$14.85 each
13,168,846
Filed 2023-05-19 08:06
Tx date 2023-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,333
+5,223 vol
$14.81 each
13,171,810
Filed 2023-05-19 08:05
Tx date 2023-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,356.45
-1,253 vol
$14.65 each
13,166,587
Filed 2023-05-19 08:05
Tx date 2023-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,209
+1,243 vol
$14.65 each
13,167,840
Filed 2023-05-16 08:15
Tx date 2023-05-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-505,952.98
-34,442 vol
$14.69 each
13,166,597
Filed 2023-05-16 08:14
Tx date 2023-05-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$542,568
+36,932 vol
$14.69 each
13,201,039
Filed 2023-05-16 08:14
Tx date 2023-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-303,044.80
-20,476 vol
$14.80 each
13,164,107
Filed 2023-05-16 08:14
Tx date 2023-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$360,842
+24,372 vol
$14.81 each
13,184,583
Filed 2023-05-12 08:38
Tx date 2023-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,613.53
-377 vol
$14.89 each
13,160,211
Filed 2023-05-12 08:37
Tx date 2023-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,003
+873 vol
$14.90 each
13,160,588
Filed 2023-05-12 08:36
Tx date 2023-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,278.50
-155 vol
$14.70 each
13,159,715
Filed 2023-05-12 08:36
Tx date 2023-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$80,710
+5,432 vol
$14.86 each
13,159,870
Filed 2023-05-12 08:35
Tx date 2023-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,482
+299 vol
$14.99 each
13,154,438
Filed 2023-05-12 08:35
Tx date 2023-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,172
+1,693 vol
$14.87 each
13,154,139
Filed 2023-05-08 07:43
Tx date 2023-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-26,325
-1,755 vol
$15.00 each
13,152,446
Filed 2023-05-08 07:42
Tx date 2023-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$305,168
+20,721 vol
$14.73 each
13,154,201
Filed 2023-05-05 08:09
Tx date 2023-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-56,487.60
-3,692 vol
$15.30 each
13,133,480
Filed 2023-05-05 08:09
Tx date 2023-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,463
+3,962 vol
$15.26 each
13,137,172
Filed 2023-05-05 08:08
Tx date 2023-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,528.68
-2,918 vol
$15.26 each
13,133,210
Filed 2023-05-05 08:08
Tx date 2023-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,682
+5,476 vol
$15.28 each
13,136,128
Filed 2023-05-05 08:08
Tx date 2023-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-108,645.30
-7,101 vol
$15.30 each
13,130,652
Filed 2023-05-05 08:07
Tx date 2023-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$126,098
+8,238 vol
$15.31 each
13,137,753
Filed 2023-05-05 08:07
Tx date 2023-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-53,699.80
-3,487 vol
$15.40 each
13,129,515
Filed 2023-05-05 08:07
Tx date 2023-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,780
+3,752 vol
$15.40 each
13,133,002
Filed 2023-05-01 08:49
Tx date 2023-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-91,014
-5,910 vol
$15.40 each
13,129,250
Filed 2023-05-01 08:48
Tx date 2023-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$90,290
+5,863 vol
$15.40 each
13,135,160
Filed 2023-04-28 07:32
Tx date 2023-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,089.60
-1,824 vol
$15.40 each
13,129,297
Filed 2023-04-28 07:32
Tx date 2023-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,846
+3,042 vol
$15.40 each
13,131,121
Filed 2023-04-28 07:31
Tx date 2023-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,163
+595 vol
$15.40 each
13,128,079
Filed 2023-04-28 07:31
Tx date 2023-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,746
+893 vol
$15.39 each
13,127,484
Filed 2023-04-28 07:31
Tx date 2023-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-308.00
-20 vol
$15.40 each
13,126,591
Filed 2023-04-28 07:30
Tx date 2023-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,787
+1,806 vol
$15.39 each
13,126,611
Filed 2023-04-24 08:24
Tx date 2023-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,808
-512 vol
$15.25 each
13,124,805
Filed 2023-04-24 08:24
Tx date 2023-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$106,247
+6,956 vol
$15.27 each
13,125,317
Filed 2023-04-21 07:55
Tx date 2023-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other
$-15,432,615.72
-996,939 vol
$15.48 each
13,113,553
Filed 2023-04-21 07:44
Tx date 2023-04-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-221,807.50
-14,450 vol
$15.35 each
13,118,361
Filed 2023-04-21 07:43
Tx date 2023-04-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$295,758
+19,258 vol
$15.36 each
13,132,811
Filed 2023-04-21 07:43
Tx date 2023-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,012.25
-2,275 vol
$15.39 each
14,110,492
Filed 2023-04-21 07:43
Tx date 2023-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,324
+4,233 vol
$15.43 each
14,112,767
Filed 2023-04-21 07:42
Tx date 2023-04-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,610
-750 vol
$15.48 each
14,108,534
Filed 2023-04-21 07:42
Tx date 2023-04-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,226
+1,242 vol
$15.48 each
14,109,284
Filed 2023-04-18 15:51
Tx date 2023-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-80,511.20
-5,228 vol
$15.40 each
14,108,042
Filed 2023-04-18 15:51
Tx date 2023-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$80,003
+5,195 vol
$15.40 each
14,113,270
Filed 2023-04-18 15:50
Tx date 2023-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,018.40
-196 vol
$15.40 each
14,108,075
Filed 2023-04-18 15:50
Tx date 2023-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,116
+592 vol
$15.40 each
14,108,271
Filed 2023-04-14 07:58
Tx date 2023-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,276
+992 vol
$15.40 each
14,107,685
Filed 2023-04-14 07:56
Tx date 2023-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,304.60
-799 vol
$15.40 each
14,107,679
Filed 2023-04-14 07:55
Tx date 2023-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,212
+793 vol
$15.40 each
14,108,478
Filed 2023-04-14 07:55
Tx date 2023-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,198
+922 vol
$15.40 each
Filed 2023-04-14 07:55
Tx date 2023-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,653
+496 vol
$15.43 each
14,106,693
Filed 2023-04-14 07:55
Tx date 2023-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,797.20
-185 vol
$15.12 each
14,106,197
Filed 2023-04-14 07:54
Tx date 2023-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,978
+197 vol
$15.12 each
14,106,382
Filed 2023-04-06 17:50
Tx date 2023-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,637
+1,091 vol
$15.25 each
14,106,185
Filed 2023-04-06 17:50
Tx date 2023-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-213.50
-14 vol
$15.25 each
14,105,094
Filed 2023-04-06 17:49
Tx date 2023-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$213.50
+14 vol
$15.25 each
14,105,108
Filed 2023-04-05 07:27
Tx date 2023-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,911.75
-2,027 vol
$15.25 each
14,105,094
Filed 2023-04-05 07:27
Tx date 2023-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,667
+2,011 vol
$15.25 each
14,107,121
Filed 2023-04-05 07:27
Tx date 2023-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,128
+992 vol
$15.25 each
14,105,110
Filed 2023-03-30 09:08
Tx date 2023-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-305.00
-20 vol
$15.25 each
14,104,118
Filed 2023-03-30 09:07
Tx date 2023-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,655
+1,420 vol
$15.25 each
14,104,138
Filed 2023-03-30 09:07
Tx date 2023-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,032.50
-330 vol
$15.25 each
14,102,718
Filed 2023-03-30 09:07
Tx date 2023-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,986
+327 vol
$15.25 each
14,103,048
Filed 2023-03-30 09:06
Tx date 2023-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,499
+99 vol
$15.15 each
14,102,721
Filed 2023-03-24 07:47
Tx date 2023-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,315.75
-1,605 vol
$15.15 each
14,102,622
Filed 2023-03-24 07:47
Tx date 2023-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,118
+1,790 vol
$15.15 each
14,104,227
Filed 2023-03-24 07:46
Tx date 2023-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$91,621
+6,051 vol
$15.14 each
14,102,437
Filed 2023-03-21 08:18
Tx date 2023-03-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,612
+2,480 vol
$15.17 each
14,096,386
Filed 2023-03-21 08:17
Tx date 2023-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,086
+3,174 vol
$15.15 each
14,093,906
Filed 2023-03-17 16:07
Tx date 2023-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,238
+2,788 vol
$15.15 each
14,090,732
Filed 2023-03-17 16:07
Tx date 2023-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$88,489
+5,875 vol
$15.06 each
14,087,944
Filed 2023-03-17 16:07
Tx date 2023-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,163
+3,186 vol
$15.12 each
14,082,069
Filed 2023-03-13 16:18
Tx date 2023-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-34,723.80
-2,292 vol
$15.15 each
14,078,883
Filed 2023-03-13 16:18
Tx date 2023-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,280
+4,771 vol
$15.15 each
14,081,175
Filed 2023-03-13 16:17
Tx date 2023-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,029
-860 vol
$15.15 each
14,076,404
Filed 2023-03-13 16:17
Tx date 2023-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,101
+3,043 vol
$15.15 each
14,077,264
Filed 2023-03-09 17:15
Tx date 2023-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-90,900
-6,000 vol
$15.15 each
14,074,221
Filed 2023-03-09 17:14
Tx date 2023-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$131,031
+8,653 vol
$15.14 each
14,080,221
Filed 2023-03-09 17:13
Tx date 2023-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,691
+2,884 vol
$15.15 each
14,071,568
Filed 2023-03-09 17:11
Tx date 2023-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-378.25
-25 vol
$15.13 each
14,068,684
Filed 2023-03-09 17:10
Tx date 2023-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,972
+1,915 vol
$15.13 each
14,068,709
Filed 2023-03-09 17:08
Tx date 2023-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,302.80
-152 vol
$15.15 each
14,066,794
Filed 2023-03-09 17:07
Tx date 2023-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,494
+3,135 vol
$15.15 each
14,066,946
Filed 2023-03-03 16:17
Tx date 2023-03-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,556
+1,094 vol
$15.13 each
14,063,811
Filed 2023-03-03 08:27
Tx date 2023-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,974
+995 vol
$15.05 each
14,062,717
Filed 2023-03-03 08:27
Tx date 2023-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,925
+595 vol
$15.00 each
14,061,722
Filed 2023-03-03 08:26
Tx date 2023-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,205
-347 vol
$15.00 each
14,061,127
Filed 2023-03-03 08:26
Tx date 2023-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,160
+344 vol
$15.00 each
14,061,474
Filed 2023-02-28 07:31
Tx date 2023-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,800
-720 vol
$15.00 each
14,061,130
Filed 2023-02-28 07:30
Tx date 2023-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,695
+713 vol
$15.00 each
14,061,850
Filed 2023-02-28 07:30
Tx date 2023-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,255
-417 vol
$15.00 each
14,061,137
Filed 2023-02-28 07:30
Tx date 2023-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,195
+413 vol
$15.00 each
14,061,554
Filed 2023-02-24 07:46
Tx date 2023-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,459
+496 vol
$15.04 each
14,061,141
Filed 2023-02-24 07:45
Tx date 2023-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,466
+297 vol
$15.04 each
14,060,645
Filed 2023-02-24 07:45
Tx date 2023-02-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,520
-500 vol
$15.04 each
14,060,348
Filed 2023-02-24 07:45
Tx date 2023-02-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,819
+1,783 vol
$15.04 each
14,060,848
Filed 2023-02-21 15:26
Tx date 2023-02-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,113.28
-207 vol
$15.04 each
14,059,065
Filed 2023-02-21 15:26
Tx date 2023-02-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,083
+205 vol
$15.04 each
14,059,272
Filed 2023-02-17 07:37
Tx date 2023-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,831.64
-388 vol
$15.03 each
14,059,067
Filed 2023-02-17 07:36
Tx date 2023-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,126
+873 vol
$15.04 each
14,059,455
Filed 2023-02-17 07:36
Tx date 2023-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,133
+1,278 vol
$14.97 each
14,058,582
Filed 2023-02-14 07:55
Tx date 2023-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-27,630
-1,842 vol
$15.00 each
14,057,304
Filed 2023-02-14 07:54
Tx date 2023-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,165
+1,811 vol
$15.00 each
14,059,146
Filed 2023-02-13 16:06
Tx date 2023-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,612
+1,570 vol
$15.04 each
14,057,335
Filed 2023-02-09 15:33
Tx date 2023-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,547
+5,103 vol
$15.00 each
14,055,765
Filed 2023-02-09 15:32
Tx date 2023-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$145,698
+9,715 vol
$15.00 each
14,050,662
Filed 2023-02-09 15:32
Tx date 2023-02-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,721
+1,711 vol
$15.03 each
14,040,947
Filed 2023-02-03 08:25
Tx date 2023-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-78,884.80
-5,245 vol
$15.04 each
14,039,236
Filed 2023-02-03 08:24
Tx date 2023-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$81,742
+5,435 vol
$15.04 each
14,044,481
Filed 2023-02-03 08:24
Tx date 2023-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-41,903.64
-2,788 vol
$15.03 each
14,039,046
Filed 2023-02-03 08:24
Tx date 2023-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,057
+4,000 vol
$15.01 each
14,041,834
Filed 2023-02-03 08:23
Tx date 2023-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,212
+1,955 vol
$14.94 each
14,037,834
Filed 2023-02-03 08:23
Tx date 2023-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,411.10
-1,622 vol
$15.05 each
14,035,879
Filed 2023-02-03 08:23
Tx date 2023-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,093
+2,066 vol
$15.05 each
14,037,501
Filed 2023-01-30 08:32
Tx date 2023-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-78,109.50
-5,190 vol
$15.05 each
14,035,435
Filed 2023-01-30 08:31
Tx date 2023-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$394,099
+26,186 vol
$15.05 each
14,040,625
Filed 2023-01-27 16:00
Tx date 2023-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,817.65
-453 vol
$15.05 each
14,014,439
Filed 2023-01-27 16:00
Tx date 2023-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,972
+2,191 vol
$15.05 each
14,014,892
Filed 2023-01-27 15:59
Tx date 2023-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,126
+2,334 vol
$15.05 each
14,012,701
Filed 2023-01-27 15:59
Tx date 2023-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$36,520
+2,432 vol
$15.02 each
14,010,367
Filed 2023-01-24 07:57
Tx date 2023-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,966
+2,529 vol
$15.01 each
14,007,935
Filed 2023-01-24 07:57
Tx date 2023-01-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,811
+1,848 vol
$15.05 each
14,005,406
Filed 2023-01-20 07:55
Tx date 2023-01-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,361.28
-157 vol
$15.04 each
14,003,558
Filed 2023-01-20 07:55
Tx date 2023-01-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,301
+153 vol
$15.04 each
14,003,715
Filed 2023-01-20 07:55
Tx date 2023-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,731.20
-780 vol
$15.04 each
14,003,562
Filed 2023-01-20 07:54
Tx date 2023-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$74,312
+4,941 vol
$15.04 each
14,004,342
Filed 2023-01-20 07:54
Tx date 2023-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,547.08
-236 vol
$15.03 each
13,999,401
Filed 2023-01-20 07:54
Tx date 2023-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,633
+3,634 vol
$15.03 each
13,999,637
Filed 2023-01-17 08:38
Tx date 2023-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,584
+4,766 vol
$15.02 each
13,996,003
Filed 2023-01-17 08:37
Tx date 2023-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,031.70
-335 vol
$15.02 each
13,991,237
Filed 2023-01-17 08:37
Tx date 2023-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,618
+2,904 vol
$15.02 each
13,991,572
Filed 2023-01-13 08:49
Tx date 2023-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,693.12
-1,312 vol
$15.01 each
13,988,668
Filed 2023-01-13 08:48
Tx date 2023-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,129
+4,540 vol
$15.01 each
13,989,980
Filed 2023-01-13 08:48
Tx date 2023-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-41,160
-2,744 vol
$15.00 each
13,985,440
Filed 2023-01-13 08:48
Tx date 2023-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$74,819
+4,988 vol
$15.00 each
13,988,184
Filed 2023-01-13 08:47
Tx date 2023-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,919.71
-1,529 vol
$14.99 each
13,983,196
Filed 2023-01-13 08:47
Tx date 2023-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,720
+3,984 vol
$14.99 each
13,984,725
Filed 2023-01-10 08:09
Tx date 2023-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,730.52
-316 vol
$14.97 each
13,980,741
Filed 2023-01-10 08:09
Tx date 2023-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$63,883
+4,268 vol
$14.97 each
13,981,057
Filed 2023-01-10 08:08
Tx date 2023-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,368.70
-763 vol
$14.90 each
13,976,789
Filed 2023-01-10 08:08
Tx date 2023-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$137,944
+9,258 vol
$14.90 each
13,977,552
Filed 2023-01-06 11:02
Tx date 2023-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$-230,648.40
-18,000 vol
$12.81 each
13,968,294
Filed 2023-01-06 11:01
Tx date 2023-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$336,759
+26,281 vol
$12.81 each
13,986,294
Filed 2023-01-06 10:58
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,861.70
-1,333 vol
$14.90 each
13,960,013
Filed 2023-01-06 10:58
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,533
+1,311 vol
$14.90 each
13,961,346
Filed 2023-01-06 10:57
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,586.70
-1,583 vol
$14.90 each
13,960,035
Filed 2023-01-06 10:57
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,214
+1,558 vol
$14.90 each
13,961,618
Filed 2023-01-06 10:55
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,214
+1,558 vol
$14.90 each
Filed 2023-01-06 10:55
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,586.70
-1,583 vol
$14.90 each
Filed 2023-01-06 10:54
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,533
+1,311 vol
$14.90 each
Filed 2023-01-06 10:54
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,861.70
-1,333 vol
$14.90 each
Filed 2023-01-06 10:42
Tx date 2023-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$230,580
+18,000 vol
$12.81 each
Filed 2023-01-06 10:40
Tx date 2023-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$230,580
+18,000 vol
$12.81 each
Filed 2023-01-06 10:39
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,861.70
-1,333 vol
$14.90 each
Filed 2023-01-06 10:38
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,533
+1,311 vol
$14.90 each
Filed 2023-01-06 10:38
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,586.70
-1,583 vol
$14.90 each
Filed 2023-01-06 10:38
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,214
+1,558 vol
$14.90 each
Filed 2023-01-06 08:59
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,533
+1,311 vol
$14.90 each
Filed 2023-01-06 08:59
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,586.70
-1,583 vol
$14.90 each
Filed 2023-01-06 08:58
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,214
+1,558 vol
$14.90 each
Filed 2023-01-06 08:52
Tx date 2023-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,533
+1,311 vol
$14.90 each
Filed 2023-01-06 08:51
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,586.70
-1,583 vol
$14.90 each
Filed 2023-01-06 08:51
Tx date 2023-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,214
+1,558 vol
$14.90 each
Filed 2023-01-03 08:47
Tx date 2022-12-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-104,300
-7,000 vol
$14.90 each
13,960,060
Filed 2023-01-03 08:46
Tx date 2022-12-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$133,444
+8,956 vol
$14.90 each
13,967,060
Filed 2022-12-30 07:58
Tx date 2022-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,992
+4,429 vol
$14.90 each
13,958,104
Filed 2022-12-30 07:56
Tx date 2022-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-60,002.30
-4,027 vol
$14.90 each
13,953,675
Filed 2022-12-30 07:56
Tx date 2022-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$124,214
+8,333 vol
$14.91 each
13,957,702
Filed 2022-12-23 16:36
Tx date 2022-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,623
+2,056 vol
$14.89 each
13,949,369
Filed 2022-12-23 16:35
Tx date 2022-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,217.70
-82 vol
$14.85 each
13,947,313
Filed 2022-12-23 16:34
Tx date 2022-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,463
+570 vol
$14.85 each
13,947,395
Filed 2022-12-21 16:01
Tx date 2022-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,976.98
-467 vol
$14.94 each
13,946,825
Filed 2022-12-21 16:01
Tx date 2022-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,812
+456 vol
$14.94 each
13,947,292
Filed 2022-12-20 08:44
Tx date 2022-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,860
-1,400 vol
$14.90 each
13,946,836
Filed 2022-12-20 08:43
Tx date 2022-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,227
+1,758 vol
$14.92 each
13,948,236
Filed 2022-12-20 08:43
Tx date 2022-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-625.80
-42 vol
$14.90 each
13,946,478
Filed 2022-12-20 08:43
Tx date 2022-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,782
+1,529 vol
$14.90 each
13,946,520
Filed 2022-12-16 10:00
Tx date 2022-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,525.92
-102 vol
$14.96 each
13,944,991
Filed 2022-12-16 10:00
Tx date 2022-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,525
+102 vol
$14.96 each
13,945,093
Filed 2022-12-14 09:03
Tx date 2022-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,832.80
-3,340 vol
$14.92 each
13,944,991
Filed 2022-12-14 09:03
Tx date 2022-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$67,090
+4,493 vol
$14.93 each
13,948,331
Filed 2022-12-14 09:02
Tx date 2022-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,996
+3,958 vol
$14.91 each
13,943,838
Filed 2022-12-12 11:20
Tx date 2022-12-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-138,101.28
-9,281 vol
$14.88 each
13,939,880
Filed 2022-12-12 11:20
Tx date 2022-12-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$139,579
+9,379 vol
$14.88 each
13,949,161
Filed 2022-12-08 16:12
Tx date 2022-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,924.16
-396 vol
$14.96 each
13,939,782
Filed 2022-12-08 16:12
Tx date 2022-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,665
+1,381 vol
$14.96 each
13,940,178
Filed 2022-12-08 16:12
Tx date 2022-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,498.65
-2,635 vol
$14.99 each
13,938,797
Filed 2022-12-08 16:11
Tx date 2022-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,999
+3,002 vol
$14.99 each
13,941,432
Filed 2022-12-08 16:11
Tx date 2022-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,545.29
-1,971 vol
$14.99 each
13,938,430
Filed 2022-12-08 16:11
Tx date 2022-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,230
+1,950 vol
$14.99 each
13,940,401
Filed 2022-12-06 07:34
Tx date 2022-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,469.35
-565 vol
$14.99 each
13,938,451
Filed 2022-12-06 07:33
Tx date 2022-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,379
+559 vol
$14.99 each
13,939,016
Filed 2022-12-06 07:33
Tx date 2022-12-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,341
+890 vol
$14.99 each
13,938,457
Filed 2022-12-06 07:32
Tx date 2022-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,628.14
-843 vol
$14.98 each
13,937,567
Filed 2022-12-06 07:32
Tx date 2022-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,478
+833 vol
$14.98 each
13,938,410
Filed 2022-12-01 11:31
Tx date 2022-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,002.33
-267 vol
$14.99 each
13,937,577
Filed 2022-12-01 11:30
Tx date 2022-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,957
+264 vol
$14.99 each
13,937,844
Filed 2022-12-01 11:30
Tx date 2022-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,567.95
-705 vol
$14.99 each
13,937,580
Filed 2022-12-01 11:30
Tx date 2022-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,836
+1,390 vol
$14.99 each
13,938,285
Filed 2022-12-01 11:29
Tx date 2022-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-111,000.95
-7,405 vol
$14.99 each
13,936,895
Filed 2022-12-01 11:29
Tx date 2022-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$114,136
+7,614 vol
$14.99 each
13,944,300
Filed 2022-11-28 07:51
Tx date 2022-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-404.73
-27 vol
$14.99 each
13,936,686
Filed 2022-11-28 07:51
Tx date 2022-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,841
+323 vol
$14.99 each
13,936,713
Filed 2022-11-28 07:50
Tx date 2022-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-539.64
-36 vol
$14.99 each
13,936,390
Filed 2022-11-28 07:50
Tx date 2022-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,976
+332 vol
$14.99 each
13,936,426
Filed 2022-11-24 15:24
Tx date 2022-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-260,826
-17,400 vol
$14.99 each
13,936,094
Filed 2022-11-24 15:23
Tx date 2022-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$272,501
+18,179 vol
$14.99 each
13,953,494
Filed 2022-11-24 15:23
Tx date 2022-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,794
+787 vol
$14.99 each
13,935,315
Filed 2022-11-22 10:16
Tx date 2022-11-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$81,054
+5,407 vol
$14.99 each
13,934,528
Filed 2022-11-22 10:15
Tx date 2022-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$182,689
+12,191 vol
$14.99 each
13,929,121
Filed 2022-11-18 11:07
Tx date 2022-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$176,863
+11,799 vol
$14.99 each
13,916,930
Filed 2022-11-18 11:07
Tx date 2022-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,316.48
-88 vol
$14.96 each
13,905,131
Filed 2022-11-18 11:06
Tx date 2022-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$78,595
+5,245 vol
$14.98 each
13,905,219
Filed 2022-11-18 11:06
Tx date 2022-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$124,868
+8,333 vol
$14.98 each
13,899,974
Filed 2022-11-15 08:49
Tx date 2022-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,103.84
-808 vol
$14.98 each
13,891,641
Filed 2022-11-15 08:49
Tx date 2022-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,572
+3,976 vol
$14.98 each
13,892,449
Filed 2022-11-15 08:48
Tx date 2022-11-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,696
+2,381 vol
$14.99 each
13,888,473
Filed 2022-11-11 08:31
Tx date 2022-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-373,620
-24,908 vol
$15.00 each
13,886,092
Filed 2022-11-11 08:31
Tx date 2022-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$378,060
+25,204 vol
$15.00 each
13,911,000
Filed 2022-11-11 08:30
Tx date 2022-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$90,640
+6,051 vol
$14.98 each
13,885,796
Filed 2022-11-11 08:29
Tx date 2022-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-515,970
-34,398 vol
$15.00 each
13,879,745
Filed 2022-11-11 08:29
Tx date 2022-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$567,585
+37,839 vol
$15.00 each
13,914,143
Filed 2022-11-08 15:56
Tx date 2022-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,325
+4,365 vol
$14.97 each
13,876,304
Filed 2022-11-08 15:56
Tx date 2022-11-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,845
-123 vol
$15.00 each
13,871,939
Filed 2022-11-08 15:56
Tx date 2022-11-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,140
+5,478 vol
$14.99 each
13,872,062
Filed 2022-11-04 07:57
Tx date 2022-11-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,191
+2,480 vol
$15.00 each
13,866,584
Filed 2022-11-03 09:00
Tx date 2022-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-915.00
-61 vol
$15.00 each
13,864,104
Filed 2022-11-03 09:00
Tx date 2022-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,630
+1,442 vol
$15.00 each
13,864,165
Filed 2022-11-03 09:00
Tx date 2022-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,883
+3,059 vol
$15.00 each
13,862,723
Filed 2022-11-03 08:59
Tx date 2022-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,760
-184 vol
$15.00 each
13,859,664
Filed 2022-11-03 08:59
Tx date 2022-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,211
+2,747 vol
$15.00 each
13,859,848
Filed 2022-11-03 08:59
Tx date 2022-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,760
-184 vol
$15.00 each
Filed 2022-11-03 08:58
Tx date 2022-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,498
+3,100 vol
$15.00 each
Filed 2022-11-03 08:58
Tx date 2022-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,630
+1,442 vol
$15.00 each
Filed 2022-11-03 08:58
Tx date 2022-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-915.00
-61 vol
$15.00 each
Filed 2022-11-03 08:58
Tx date 2022-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,211
+2,747 vol
$15.00 each
Filed 2022-11-03 08:55
Tx date 2022-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-915.00
-61 vol
$15.00 each
Filed 2022-11-03 08:54
Tx date 2022-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,630
+1,442 vol
$15.00 each
Filed 2022-11-03 08:54
Tx date 2022-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,498
+3,100 vol
$15.00 each
Filed 2022-11-03 08:53
Tx date 2022-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,760
-184 vol
$15.00 each
Filed 2022-11-03 08:53
Tx date 2022-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,211
+2,747 vol
$15.00 each
Filed 2022-10-31 08:09
Tx date 2022-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,026.68
-668 vol
$15.01 each
13,857,101
Filed 2022-10-31 08:09
Tx date 2022-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,736
+4,113 vol
$15.01 each
13,857,769
Filed 2022-10-28 08:03
Tx date 2022-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,570.71
-571 vol
$15.01 each
13,853,656
Filed 2022-10-28 08:02
Tx date 2022-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,215
+1,747 vol
$15.01 each
13,854,227
Filed 2022-10-27 07:55
Tx date 2022-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,745
+3,849 vol
$15.00 each
13,852,480
Filed 2022-10-27 07:54
Tx date 2022-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-420.28
-28 vol
$15.01 each
13,848,631
Filed 2022-10-27 07:54
Tx date 2022-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,346
+2,688 vol
$15.01 each
13,848,659
Filed 2022-10-25 07:59
Tx date 2022-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$36,945
+2,463 vol
$15.00 each
13,845,971
Filed 2022-10-25 07:59
Tx date 2022-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,010
-134 vol
$15.00 each
13,843,508
Filed 2022-10-25 07:58
Tx date 2022-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,485
+2,299 vol
$15.00 each
13,843,642
Filed 2022-10-21 08:53
Tx date 2022-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-64,610.52
-4,316 vol
$14.97 each
13,841,343
Filed 2022-10-21 08:53
Tx date 2022-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$128,486
+8,578 vol
$14.98 each
13,845,659
Filed 2022-10-21 08:52
Tx date 2022-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,095
+1,473 vol
$15.00 each
13,837,081
Filed 2022-10-19 10:38
Tx date 2022-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,604.40
-440 vol
$15.01 each
13,835,608
Filed 2022-10-19 10:38
Tx date 2022-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,883
+18,580 vol
$15.01 each
13,836,048
Filed 2022-10-19 10:36
Tx date 2022-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$235,116
+15,664 vol
$15.01 each
13,830,433
Filed 2022-10-19 10:34
Tx date 2022-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,604.40
-440 vol
$15.01 each
Filed 2022-10-19 10:34
Tx date 2022-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,883
+18,580 vol
$15.01 each
Filed 2022-10-19 10:27
Tx date 2022-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,604.40
-440 vol
$15.01 each
Filed 2022-10-19 10:27
Tx date 2022-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,883
+18,580 vol
$15.01 each
Filed 2022-10-18 08:17
Tx date 2022-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$233,840
+15,579 vol
$15.01 each
Filed 2022-10-18 08:17
Tx date 2022-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-194,604.65
-12,965 vol
$15.01 each
13,817,383
Filed 2022-10-18 08:17
Tx date 2022-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$233,840
+15,579 vol
$15.01 each
13,830,348
Filed 2022-10-18 08:16
Tx date 2022-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,859
+990 vol
$15.01 each
13,814,769
Filed 2022-10-14 08:49
Tx date 2022-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,299
+5,150 vol
$15.01 each
13,813,779
Filed 2022-10-13 08:04
Tx date 2022-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,943
+396 vol
$15.01 each
13,808,629
Filed 2022-10-13 08:04
Tx date 2022-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,299
+1,485 vol
$15.02 each
13,808,233
Filed 2022-10-11 07:56
Tx date 2022-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-32,067.70
-2,135 vol
$15.02 each
13,806,748
Filed 2022-10-11 07:56
Tx date 2022-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,752
+2,114 vol
$15.02 each
13,808,883
Filed 2022-10-07 08:55
Tx date 2022-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,486
+99 vol
$15.02 each
13,806,769
Filed 2022-10-07 08:55
Tx date 2022-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,278
+1,683 vol
$15.02 each
13,806,670
Filed 2022-10-07 08:55
Tx date 2022-10-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,215
+2,278 vol
$15.02 each
13,804,987
Filed 2022-10-04 09:34
Tx date 2022-10-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,252
+1,881 vol
$15.02 each
13,802,709
Filed 2022-09-30 17:34
Tx date 2022-09-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$106,583
+7,130 vol
$14.95 each
13,800,828
Filed 2022-09-30 17:34
Tx date 2022-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$222,626
+14,832 vol
$15.01 each
13,793,698
Filed 2022-09-30 17:33
Tx date 2022-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-18,632 vol
13,778,866
Filed 2022-09-30 17:31
Tx date 2022-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,902.60
-260 vol
$15.01 each
13,797,498
Filed 2022-09-30 17:31
Tx date 2022-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$152,266
+10,141 vol
$15.01 each
13,797,758
Filed 2022-09-28 15:59
Tx date 2022-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,930
-1,262 vol
$15.00 each
13,787,617
Filed 2022-09-28 15:58
Tx date 2022-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,374
+3,225 vol
$15.00 each
13,788,879
Filed 2022-09-27 08:22
Tx date 2022-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-375.75
-25 vol
$15.03 each
13,785,654
Filed 2022-09-27 08:21
Tx date 2022-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$64,568
+4,296 vol
$15.03 each
13,785,679
Filed 2022-09-23 08:50
Tx date 2022-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,722
+1,778 vol
$15.03 each
13,781,383
Filed 2022-09-22 15:43
Tx date 2022-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-811.08
-54 vol
$15.02 each
13,779,605
Filed 2022-09-22 15:42
Tx date 2022-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$811.08
+54 vol
$15.02 each
13,779,659
Filed 2022-09-22 15:42
Tx date 2022-09-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$268,077
+17,777 vol
$15.08 each
13,779,605
Filed 2022-09-20 15:28
Tx date 2022-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other
$-997,318.35
-66,267 vol
$15.05 each
13,757,976
Filed 2022-09-20 08:03
Tx date 2022-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,088
+3,852 vol
$15.08 each
13,761,828
Filed 2022-09-20 08:01
Tx date 2022-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-997,318.35
-66,267 vol
$15.05 each
Filed 2022-09-20 08:01
Tx date 2022-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-997,318.35
-66,267 vol
$15.05 each
13,757,976
Filed 2022-09-19 08:40
Tx date 2022-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,232
+547 vol
$15.05 each
Filed 2022-09-19 08:40
Tx date 2022-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,257.50
-150 vol
$15.05 each
Filed 2022-09-19 08:11
Tx date 2022-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,111.20
-140 vol
$15.08 each
13,824,243
Filed 2022-09-19 08:11
Tx date 2022-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,031
+4,780 vol
$15.07 each
13,824,383
Filed 2022-09-19 08:11
Tx date 2022-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,257.50
-150 vol
$15.05 each
Filed 2022-09-19 08:10
Tx date 2022-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,232
+547 vol
$15.05 each
Filed 2022-09-16 08:37
Tx date 2022-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,257.50
-150 vol
$15.05 each
13,819,603
Filed 2022-09-16 08:36
Tx date 2022-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,232
+547 vol
$15.05 each
13,819,753
Filed 2022-09-16 08:36
Tx date 2022-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-90.30
-6 vol
$15.05 each
13,819,206
Filed 2022-09-16 08:36
Tx date 2022-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$105,379
+7,002 vol
$15.05 each
13,819,212
Filed 2022-09-14 11:06
Tx date 2022-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-19,228 vol
13,796,035
Filed 2022-09-14 11:03
Tx date 2022-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,085.25
-205 vol
$15.05 each
13,812,210
Filed 2022-09-14 11:03
Tx date 2022-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$217,370
+14,494 vol
$15.00 each
13,812,415
Filed 2022-09-14 11:02
Tx date 2022-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,308
+1,886 vol
$15.01 each
13,797,921
Filed 2022-09-13 09:05
Tx date 2022-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-19,288 vol
Filed 2022-09-13 09:05
Tx date 2022-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
97 - Other

-19,288 vol
13,795,975
Filed 2022-09-12 15:01
Tx date 2022-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-915.61
-61 vol
$15.01 each
13,815,263
Filed 2022-09-12 15:00
Tx date 2022-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,421
+5,022 vol
$15.02 each
13,815,324
Filed 2022-09-08 08:44
Tx date 2022-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-826.10
-55 vol
$15.02 each
13,810,302
Filed 2022-09-08 08:43
Tx date 2022-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$78,314
+5,214 vol
$15.02 each
13,810,357
Filed 2022-09-08 08:43
Tx date 2022-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,427
+894 vol
$15.02 each
13,805,143
Filed 2022-09-06 08:50
Tx date 2022-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,758.92
-3,446 vol
$15.02 each
13,804,249
Filed 2022-09-06 08:49
Tx date 2022-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$137,823
+9,176 vol
$15.02 each
13,807,695
Filed 2022-09-02 07:55
Tx date 2022-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-675,975.10
-45,005 vol
$15.02 each
13,798,519
Filed 2022-09-02 07:54
Tx date 2022-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$721,726
+48,051 vol
$15.02 each
13,843,524
Filed 2022-09-02 07:54
Tx date 2022-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$144,812
+9,640 vol
$15.02 each
13,795,473
Filed 2022-08-31 08:23
Tx date 2022-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,846.30
-1,513 vol
$15.10 each
13,785,833
Filed 2022-08-31 08:23
Tx date 2022-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,468
+1,488 vol
$15.10 each
13,787,346
Filed 2022-08-31 08:22
Tx date 2022-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,736.30
-571 vol
$15.30 each
13,785,858
Filed 2022-08-31 08:22
Tx date 2022-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,598
+562 vol
$15.30 each
13,786,429
Filed 2022-08-26 17:24
Tx date 2022-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,015.50
-1,635 vol
$15.30 each
13,785,867
Filed 2022-08-26 17:23
Tx date 2022-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,602
+1,608 vol
$15.30 each
13,787,502
Filed 2022-08-26 17:23
Tx date 2022-08-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-250,471.60
-16,360 vol
$15.31 each
13,785,894
Filed 2022-08-26 17:22
Tx date 2022-08-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$246,291
+16,087 vol
$15.31 each
13,802,254
Filed 2022-08-25 13:03
Tx date 2022-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,073
+3,140 vol
$15.31 each
13,786,167
Filed 2022-08-24 08:34
Tx date 2022-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-428.68
-28 vol
$15.31 each
13,783,027
Filed 2022-08-24 08:33
Tx date 2022-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$98,118
+6,405 vol
$15.32 each
13,783,055
Filed 2022-08-24 08:33
Tx date 2022-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,954
+1,956 vol
$15.31 each
13,776,650
Filed 2022-08-22 15:09
Tx date 2022-08-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,995
+1,174 vol
$15.33 each
13,774,694
Filed 2022-08-22 15:09
Tx date 2022-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,307.64
-477 vol
$15.32 each
13,773,520
Filed 2022-08-22 15:09
Tx date 2022-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,147
+1,445 vol
$15.33 each
13,773,997
Filed 2022-08-18 15:30
Tx date 2022-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,496
+1,272 vol
$15.33 each
13,772,552
Filed 2022-08-17 08:29
Tx date 2022-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-34,109.25
-2,225 vol
$15.33 each
13,771,280
Filed 2022-08-17 08:29
Tx date 2022-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$108,418
+7,068 vol
$15.34 each
13,773,505
Filed 2022-08-17 08:28
Tx date 2022-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,761.20
-180 vol
$15.34 each
13,766,437
Filed 2022-08-17 08:28
Tx date 2022-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,197
+2,150 vol
$15.44 each
13,766,617
Filed 2022-08-12 19:01
Tx date 2022-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,168
+2,466 vol
$15.48 each
13,764,467
Filed 2022-08-12 19:00
Tx date 2022-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,979
+2,197 vol
$15.47 each
13,762,001
Filed 2022-08-12 18:56
Tx date 2022-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,157.96
-527 vol
$15.48 each
13,759,804
Filed 2022-08-12 18:56
Tx date 2022-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,157.96
-527 vol
$15.48 each
13,759,804
Filed 2022-08-11 07:56
Tx date 2022-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-309.80
-20 vol
$15.49 each
13,760,331
Filed 2022-08-11 07:56
Tx date 2022-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,582
+3,718 vol
$15.49 each
13,760,351
Filed 2022-08-10 08:08
Tx date 2022-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,967
+3,936 vol
$15.49 each
13,756,633
Filed 2022-08-10 08:07
Tx date 2022-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,388
+2,460 vol
$15.20 each
13,752,697
Filed 2022-08-05 16:17
Tx date 2022-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,562
+1,968 vol
$15.53 each
13,750,237
Filed 2022-08-04 08:47
Tx date 2022-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,480
+4,919 vol
$15.34 each
13,748,269
Filed 2022-08-04 08:47
Tx date 2022-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-403.78
-26 vol
$15.53 each
13,743,350
Filed 2022-08-04 08:46
Tx date 2022-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$403.78
+26 vol
$15.53 each
13,743,376
Filed 2022-08-02 15:19
Tx date 2022-07-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$139,377
+8,855 vol
$15.74 each
13,743,350
Filed 2022-07-29 12:16
Tx date 2022-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$152,788
+9,719 vol
$15.72 each
13,734,495
Filed 2022-07-28 15:21
Tx date 2022-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,703.20
-680 vol
$15.74 each
13,724,776
Filed 2022-07-28 15:20
Tx date 2022-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,706
+6,144 vol
$15.74 each
13,725,456
Filed 2022-07-28 15:20
Tx date 2022-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-157.40
-10 vol
$15.74 each
13,719,312
Filed 2022-07-28 15:20
Tx date 2022-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,944
+1,966 vol
$15.74 each
13,719,322
Filed 2022-07-26 08:59
Tx date 2022-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-75,174.24
-4,776 vol
$15.74 each
13,717,356
Filed 2022-07-26 08:59
Tx date 2022-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$135,096
+8,583 vol
$15.74 each
13,722,132
Filed 2022-07-26 08:58
Tx date 2022-07-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-94.44
-6 vol
$15.74 each
13,713,549
Filed 2022-07-26 08:58
Tx date 2022-07-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$67,823
+4,309 vol
$15.74 each
13,713,555
Filed 2022-07-22 15:05
Tx date 2022-07-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-157.40
-10 vol
$15.74 each
13,709,246
Filed 2022-07-22 15:05
Tx date 2022-07-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,786
+2,846 vol
$15.74 each
13,709,256
Filed 2022-07-22 15:04
Tx date 2022-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,776
+3,228 vol
$15.73 each
13,706,410
Filed 2022-07-22 15:04
Tx date 2022-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,835
+2,151 vol
$15.73 each
13,703,182
Filed 2022-07-22 15:03
Tx date 2022-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,786
+2,846 vol
$15.74 each
Filed 2022-07-22 15:03
Tx date 2022-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,776
+3,228 vol
$15.73 each
Filed 2022-07-22 15:03
Tx date 2022-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,786
+2,846 vol
$15.74 each
Filed 2022-07-22 15:02
Tx date 2022-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,776
+3,228 vol
$15.73 each
Filed 2022-07-19 11:32
Tx date 2022-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,459
+2,445 vol
$15.73 each
13,701,031
Filed 2022-07-19 11:32
Tx date 2022-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,197
+394 vol
$15.73 each
13,698,586
Filed 2022-07-15 10:41
Tx date 2022-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,520
+3,404 vol
$15.72 each
13,698,192
Filed 2022-07-15 10:41
Tx date 2022-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,970
+1,844 vol
$15.71 each
13,694,788
Filed 2022-07-15 10:40
Tx date 2022-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,715
+1,844 vol
$15.57 each
13,692,944
Filed 2022-07-15 10:40
Tx date 2022-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,307.72
-723 vol
$15.64 each
13,691,100
Filed 2022-07-15 10:39
Tx date 2022-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,657
+3,651 vol
$15.79 each
13,691,823
Filed 2022-07-11 09:50
Tx date 2022-07-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,180
+388 vol
$15.93 each
13,688,172
Filed 2022-07-08 09:49
Tx date 2022-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,107
-1,735 vol
$16.20 each
13,687,784
Filed 2022-07-08 09:48
Tx date 2022-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,994
+2,654 vol
$16.20 each
13,689,519
Filed 2022-07-08 09:47
Tx date 2022-07-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,999
+2,716 vol
$16.20 each
13,686,865
Filed 2022-06-30 16:28
Tx date 2022-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,444
+1,941 vol
$16.20 each
13,684,149
Filed 2022-06-30 16:27
Tx date 2022-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,004.40
-62 vol
$16.20 each
13,682,208
Filed 2022-06-30 16:27
Tx date 2022-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,844
+1,904 vol
$16.20 each
13,682,270
Filed 2022-06-30 16:27
Tx date 2022-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,364.60
-2,183 vol
$16.20 each
13,680,366
Filed 2022-06-30 16:26
Tx date 2022-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$81,486
+5,030 vol
$16.20 each
13,682,549
Filed 2022-06-30 16:26
Tx date 2022-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,888
+3,203 vol
$16.20 each
13,677,519
Filed 2022-06-27 14:36
Tx date 2022-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$148,100
+9,142 vol
$16.20 each
13,674,316
Filed 2022-06-27 14:35
Tx date 2022-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-324.00
-20 vol
$16.20 each
13,665,174
Filed 2022-06-24 08:42
Tx date 2022-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-90,720
-5,600 vol
$16.20 each
13,665,194
Filed 2022-06-24 08:41
Tx date 2022-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,062
+7,473 vol
$16.20 each
13,670,794
Filed 2022-06-24 08:41
Tx date 2022-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-405.00
-25 vol
$16.20 each
13,663,321
Filed 2022-06-24 08:40
Tx date 2022-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,213
+1,865 vol
$16.20 each
13,663,346
Filed 2022-06-24 08:40
Tx date 2022-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,521
+3,489 vol
$16.20 each
13,661,481
Filed 2022-06-21 16:08
Tx date 2022-06-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,379
+2,616 vol
$16.20 each
13,657,992
Filed 2022-06-21 16:07
Tx date 2022-06-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,697
+969 vol
$16.20 each
13,655,376
Filed 2022-06-17 07:56
Tx date 2022-06-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,219
+3,779 vol
$16.20 each
13,654,407
Filed 2022-06-17 07:55
Tx date 2022-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,962
+1,973 vol
$16.20 each
13,650,628
Filed 2022-06-17 07:55
Tx date 2022-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,351
+3,355 vol
$16.20 each
13,648,655
Filed 2022-06-14 08:27
Tx date 2022-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,815.80
-359 vol
$16.20 each
13,645,300
Filed 2022-06-14 08:26
Tx date 2022-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,085
+3,709 vol
$16.20 each
13,645,659
Filed 2022-06-14 08:26
Tx date 2022-06-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$156,701
+9,673 vol
$16.20 each
13,641,950
Filed 2022-06-10 15:10
Tx date 2022-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,642
+4,052 vol
$16.20 each
13,632,277
Filed 2022-06-10 15:09
Tx date 2022-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,122
+5,131 vol
$16.20 each
13,628,225
Filed 2022-06-10 15:09
Tx date 2022-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-162.00
-10 vol
$16.20 each
13,623,094
Filed 2022-06-10 15:09
Tx date 2022-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$84,871
+5,239 vol
$16.20 each
13,623,104
Filed 2022-06-07 08:48
Tx date 2022-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-113.40
-7 vol
$16.20 each
13,617,865
Filed 2022-06-07 08:47
Tx date 2022-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,078
+2,474 vol
$16.20 each
13,617,872
Filed 2022-06-07 08:47
Tx date 2022-06-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-151,156
-9,200 vol
$16.43 each
13,615,398
Filed 2022-06-07 08:47
Tx date 2022-06-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$229,049
+14,010 vol
$16.35 each
13,624,598
Filed 2022-06-03 09:23
Tx date 2022-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,962
+1,973 vol
$16.20 each
13,610,588
Filed 2022-06-03 09:22
Tx date 2022-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,021
+2,347 vol
$16.20 each
13,608,615
Filed 2022-06-03 09:22
Tx date 2022-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,967
+6,356 vol
$16.20 each
13,606,268
Filed 2022-05-31 15:26
Tx date 2022-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,715.60
-538 vol
$16.20 each
13,599,912
Filed 2022-05-31 15:25
Tx date 2022-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,211
+3,655 vol
$16.20 each
13,600,450
Filed 2022-05-31 15:25
Tx date 2022-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,369.60
-208 vol
$16.20 each
13,596,795
Filed 2022-05-31 15:25
Tx date 2022-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,132
+1,181 vol
$16.20 each
13,597,003
Filed 2022-05-27 08:32
Tx date 2022-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$62,143
+3,836 vol
$16.20 each
13,593,004
Filed 2022-05-27 08:31
Tx date 2022-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,209
-445 vol
$16.20 each
13,595,822
Filed 2022-05-27 08:30
Tx date 2022-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,400
+2,000 vol
$16.20 each
13,596,267
Filed 2022-05-27 08:30
Tx date 2022-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-250,808.40
-15,482 vol
$16.20 each
13,594,267
Filed 2022-05-27 08:30
Tx date 2022-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$271,269
+16,745 vol
$16.20 each
13,609,749
Filed 2022-05-27 08:30
Tx date 2022-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,981
+3,826 vol
$16.20 each
Filed 2022-05-24 12:57
Tx date 2022-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-203,702.73
-12,551 vol
$16.23 each
13,589,168
Filed 2022-05-24 12:56
Tx date 2022-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$200,343
+12,344 vol
$16.23 each
13,601,719
Filed 2022-05-24 12:56
Tx date 2022-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-203,702.73
-12,551 vol
$16.23 each
Filed 2022-05-24 12:56
Tx date 2022-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$203,702
+12,551 vol
$16.23 each
Filed 2022-05-24 12:51
Tx date 2022-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-203,702.73
-12,551 vol
$16.23 each
Filed 2022-05-24 12:50
Tx date 2022-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$203,702
+12,551 vol
$16.23 each
Filed 2022-05-20 08:36
Tx date 2022-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,775.33
-171 vol
$16.23 each
13,589,375
Filed 2022-05-20 08:35
Tx date 2022-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,431
+4,777 vol
$16.21 each
13,589,546
Filed 2022-05-20 08:35
Tx date 2022-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$103,370
+6,373 vol
$16.22 each
13,584,769
Filed 2022-05-20 08:35
Tx date 2022-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-110,296
-6,800 vol
$16.22 each
13,578,396
Filed 2022-05-20 08:34
Tx date 2022-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$226,398
+13,961 vol
$16.22 each
13,585,196
Filed 2022-05-20 08:34
Tx date 2022-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,086
+1,485 vol
$16.22 each
13,571,235
Filed 2022-05-16 08:50
Tx date 2022-05-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,480
+1,386 vol
$16.22 each
13,569,750
Filed 2022-05-13 08:47
Tx date 2022-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,311
+2,362 vol
$16.22 each
13,568,364
Filed 2022-05-13 08:47
Tx date 2022-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,016.92
-186 vol
$16.22 each
13,566,002
Filed 2022-05-13 08:47
Tx date 2022-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,604
+2,565 vol
$16.22 each
13,566,188
Filed 2022-05-13 08:47
Tx date 2022-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-81.10
-5 vol
$16.22 each
13,563,623
Filed 2022-05-13 08:46
Tx date 2022-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$67,150
+4,140 vol
$16.22 each
13,563,628
Filed 2022-05-13 08:46
Tx date 2022-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$249,009
+15,352 vol
$16.22 each
13,559,488
Filed 2022-05-09 09:05
Tx date 2022-05-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,055
-250 vol
$16.22 each
13,544,136
Filed 2022-05-09 09:04
Tx date 2022-05-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,273
+5,134 vol
$16.22 each
13,544,386
Filed 2022-05-09 09:04
Tx date 2022-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,238.36
-138 vol
$16.22 each
13,539,252
Filed 2022-05-09 09:04
Tx date 2022-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,036
+2,530 vol
$16.22 each
13,539,390
Filed 2022-05-09 09:03
Tx date 2022-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,785
+3,686 vol
$16.22 each
13,536,860
Filed 2022-05-09 09:03
Tx date 2022-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,626
+1,395 vol
$16.22 each
13,533,174
Filed 2022-05-03 13:03
Tx date 2022-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,476
+1,694 vol
$16.22 each
13,531,779
Filed 2022-05-03 13:02
Tx date 2022-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,598
-900 vol
$16.22 each
13,530,085
Filed 2022-05-03 13:02
Tx date 2022-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$164,694
+10,155 vol
$16.22 each
13,530,985
Filed 2022-04-29 09:13
Tx date 2022-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,911
+796 vol
$16.22 each
13,520,830
Filed 2022-04-29 09:13
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,011.60
-618 vol
$16.20 each
13,520,034
Filed 2022-04-29 09:12
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,963
+615 vol
$16.20 each
13,520,652
Filed 2022-04-29 09:12
Tx date 2022-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,077
+498 vol
$16.22 each
13,520,037
Filed 2022-04-29 09:11
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-277,848.60
-17,130 vol
$16.22 each
13,519,539
Filed 2022-04-29 09:11
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,205
+17,152 vol
$16.22 each
13,536,669
Filed 2022-04-29 09:08
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,011.60
-618 vol
$16.20 each
Filed 2022-04-29 09:08
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,963
+615 vol
$16.20 each
Filed 2022-04-29 09:08
Tx date 2022-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,077
+498 vol
$16.22 each
Filed 2022-04-29 09:08
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-277,848.60
-17,130 vol
$16.22 each
Filed 2022-04-29 09:08
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,205
+17,152 vol
$16.22 each
Filed 2022-04-29 09:07
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,011.60
-618 vol
$16.20 each
Filed 2022-04-29 09:07
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,963
+615 vol
$16.20 each
Filed 2022-04-29 09:06
Tx date 2022-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,911
+796 vol
$16.22 each
Filed 2022-04-29 09:06
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,963
+615 vol
$16.20 each
Filed 2022-04-29 09:06
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,963
-615 vol
$16.20 each
Filed 2022-04-29 09:00
Tx date 2022-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,911
+796 vol
$16.22 each
Filed 2022-04-29 08:59
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,963
-615 vol
$16.20 each
13,520,037
Filed 2022-04-29 08:59
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,963
-615 vol
$16.20 each
Filed 2022-04-29 08:59
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,963
+615 vol
$16.20 each
13,520,652
Filed 2022-04-29 08:59
Tx date 2022-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,963
+615 vol
$16.20 each
Filed 2022-04-29 08:59
Tx date 2022-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,077
+498 vol
$16.22 each
13,520,037
Filed 2022-04-29 08:59
Tx date 2022-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,077
+498 vol
$16.22 each
Filed 2022-04-29 08:56
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-277,848.60
-17,130 vol
$16.22 each
13,519,539
Filed 2022-04-29 08:56
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-277,848.60
-17,130 vol
$16.22 each
Filed 2022-04-29 08:56
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,205
+17,152 vol
$16.22 each
Filed 2022-04-29 08:56
Tx date 2022-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$278,205
+17,152 vol
$16.22 each
13,536,669
Filed 2022-04-25 10:32
Tx date 2022-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-31,513.0845
-1,945 vol
$16.20 each
13,519,517
Filed 2022-04-25 10:31
Tx date 2022-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$100,546
+6,207 vol
$16.20 each
13,521,462
Filed 2022-04-25 10:31
Tx date 2022-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-324.00
-20 vol
$16.20 each
13,515,255
Filed 2022-04-25 10:30
Tx date 2022-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$324.00
+20 vol
$16.20 each
13,515,275
Filed 2022-04-21 11:06
Tx date 2022-04-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,102
+994 vol
$16.20 each
13,515,255
Filed 2022-04-21 11:05
Tx date 2022-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,078.50
-2,429 vol
$16.50 each
13,514,261
Filed 2022-04-21 11:05
Tx date 2022-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,031
+2,911 vol
$16.50 each
13,516,690
Filed 2022-04-21 11:05
Tx date 2022-04-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,950
+2,300 vol
$16.50 each
13,513,779
Filed 2022-04-14 16:15
Tx date 2022-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-126,093
-7,642 vol
$16.50 each
13,511,479
Filed 2022-04-14 16:15
Tx date 2022-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$147,543
+8,942 vol
$16.50 each
13,519,121
Filed 2022-04-14 16:15
Tx date 2022-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,700
+1,800 vol
$16.50 each
13,510,179
Filed 2022-04-14 16:14
Tx date 2022-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,600
+400 vol
$16.50 each
13,508,379
Filed 2022-04-14 16:14
Tx date 2022-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,267
-198 vol
$16.50 each
13,507,979
Filed 2022-04-14 16:14
Tx date 2022-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,014
+3,213 vol
$16.50 each
13,508,177
Filed 2022-04-11 09:16
Tx date 2022-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,546.50
-821 vol
$16.50 each
13,504,964
Filed 2022-04-11 09:15
Tx date 2022-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,546
+821 vol
$16.50 each
13,505,785
Filed 2022-04-11 09:14
Tx date 2022-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-501.00
-30 vol
$16.70 each
13,504,964
Filed 2022-04-11 09:14
Tx date 2022-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$501.00
+30 vol
$16.70 each
13,504,994
Filed 2022-04-07 10:44
Tx date 2022-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-300.60
-18 vol
$16.70 each
25,538
Filed 2022-04-07 10:42
Tx date 2022-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,102.20
-66 vol
$16.70 each
13,504,964
Filed 2022-04-07 10:41
Tx date 2022-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$146,392
+8,766 vol
$16.70 each
13,505,030
Filed 2022-04-07 10:41
Tx date 2022-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$166,320
+9,900 vol
$16.80 each
13,496,264
Filed 2022-04-07 10:40
Tx date 2022-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-471,240
-28,050 vol
$16.80 each
13,486,364
Filed 2022-04-07 10:40
Tx date 2022-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$572,040
+34,050 vol
$16.80 each
13,514,414
Filed 2022-04-04 08:09
Tx date 2022-04-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$183,053
+10,900 vol
$16.79 each
13,480,364
Filed 2022-04-01 08:50
Tx date 2022-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$118,299
+7,000 vol
$16.90 each
13,469,464
Filed 2022-04-01 08:49
Tx date 2022-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,320.10
-729 vol
$16.90 each
13,462,464
Filed 2022-04-01 08:48
Tx date 2022-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$137,380
+8,129 vol
$16.90 each
13,463,193
Filed 2022-04-01 08:48
Tx date 2022-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-118,671.80
-7,022 vol
$16.90 each
13,455,064
Filed 2022-04-01 08:48
Tx date 2022-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$186,204
+11,018 vol
$16.90 each
13,462,086
Filed 2022-03-29 11:11
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-256.50
-15 vol
$17.10 each
25,556
Filed 2022-03-29 11:05
Tx date 2022-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-790,097
-46,340 vol
$17.05 each
13,451,068
Filed 2022-03-29 11:04
Tx date 2022-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$789,039
+46,278 vol
$17.05 each
13,497,408
Filed 2022-03-29 11:04
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,250.40
-424 vol
$17.10 each
13,451,130
Filed 2022-03-29 11:04
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,250
+424 vol
$17.10 each
13,451,554
Filed 2022-03-29 11:03
Tx date 2022-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$789,039
+46,278 vol
$17.05 each
Filed 2022-03-29 11:03
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,250.40
-424 vol
$17.10 each
Filed 2022-03-29 11:03
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,250
+424 vol
$17.10 each
Filed 2022-03-29 09:18
Tx date 2022-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$789,039
+46,278 vol
$17.05 each
13,497,408
Filed 2022-03-29 09:18
Tx date 2022-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$789,039
+46,278 vol
$17.05 each
Filed 2022-03-29 09:17
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,250.40
-424 vol
$17.10 each
13,451,130
Filed 2022-03-29 09:17
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,250.40
-424 vol
$17.10 each
Filed 2022-03-29 09:17
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,250
+424 vol
$17.10 each
13,451,554
Filed 2022-03-29 09:17
Tx date 2022-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,250
+424 vol
$17.10 each
Filed 2022-03-25 13:06
Tx date 2022-03-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,811
-283 vol
$17.00 each
13,451,130
Filed 2022-03-25 13:05
Tx date 2022-03-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,811
+283 vol
$17.00 each
13,451,413
Filed 2022-03-23 07:59
Tx date 2022-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-135.20
-8 vol
$16.90 each
25,571
Filed 2022-03-23 07:57
Tx date 2022-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-135.20
-8 vol
$16.90 each
13,451,130
Filed 2022-03-23 07:57
Tx date 2022-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-46,665
-2,745 vol
$17.00 each
13,451,138
Filed 2022-03-23 07:56
Tx date 2022-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,378
+3,024 vol
$16.99 each
13,453,883
Filed 2022-03-21 08:00
Tx date 2022-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-304,300
-17,900 vol
$17.00 each
13,450,859
Filed 2022-03-21 07:59
Tx date 2022-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$302,158
+17,774 vol
$17.00 each
13,468,759
Filed 2022-03-18 09:00
Tx date 2022-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-629,000
-37,000 vol
$17.00 each
13,450,985
Filed 2022-03-18 09:00
Tx date 2022-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$764,422
+44,966 vol
$17.00 each
13,487,985
Filed 2022-03-18 09:00
Tx date 2022-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-595,000
-35,000 vol
$17.00 each
13,443,019
Filed 2022-03-14 16:45
Tx date 2022-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,970
-410 vol
$17.00 each
13,436,241
Filed 2022-03-14 16:45
Tx date 2022-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,732
+1,396 vol
$17.00 each
13,436,651
Filed 2022-03-14 16:44
Tx date 2022-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,522
+3,266 vol
$17.00 each
13,435,255
Filed 2022-03-07 09:34
Tx date 2022-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-816.00
-48 vol
$17.00 each
13,429,445
Filed 2022-03-07 09:32
Tx date 2022-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,776
+1,928 vol
$17.00 each
13,429,493
Filed 2022-03-07 09:31
Tx date 2022-03-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-136.00
-8 vol
$17.00 each
13,427,565
Filed 2022-03-07 09:30
Tx date 2022-03-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,830
+990 vol
$17.00 each
13,427,573
Filed 2022-03-03 09:20
Tx date 2022-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-374.00
-22 vol
$17.00 each
13,426,583
Filed 2022-03-03 09:19
Tx date 2022-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,051
+1,003 vol
$17.00 each
13,426,605
Filed 2022-03-03 09:18
Tx date 2022-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,329
+3,137 vol
$17.00 each
13,425,602
Filed 2022-03-01 09:01
Tx date 2022-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,446
-438 vol
$17.00 each
13,422,465
Filed 2022-03-01 09:00
Tx date 2022-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,975
+3,175 vol
$17.00 each
13,422,903
Filed 2022-02-25 15:30
Tx date 2022-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-207,995
-12,235 vol
$17.00 each
13,419,728
Filed 2022-02-25 15:29
Tx date 2022-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$232,135
+13,655 vol
$17.00 each
13,431,963
Filed 2022-02-25 15:27
Tx date 2022-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-341,326
-20,078 vol
$17.00 each
13,418,308
Filed 2022-02-25 15:27
Tx date 2022-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$357,952
+21,056 vol
$17.00 each
13,438,386
Filed 2022-02-23 08:49
Tx date 2022-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,201
+953 vol
$17.00 each
13,417,330
Filed 2022-02-18 16:14
Tx date 2022-02-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$296,633
+17,449 vol
$17.00 each
13,416,377
Filed 2022-02-18 16:13
Tx date 2022-02-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,744
+2,632 vol
$17.00 each
13,398,928
Filed 2022-02-17 09:24
Tx date 2022-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,910
-230 vol
$17.00 each
25,579
Filed 2022-02-17 09:22
Tx date 2022-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,100
-300 vol
$17.00 each
13,396,296
Filed 2022-02-17 09:22
Tx date 2022-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,539
+1,267 vol
$17.00 each
13,396,596
Filed 2022-02-17 09:21
Tx date 2022-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,047
-591 vol
$17.00 each
13,395,329
Filed 2022-02-17 09:21
Tx date 2022-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,367
+1,551 vol
$17.00 each
13,395,920
Filed 2022-02-15 08:13
Tx date 2022-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,784
-1,752 vol
$17.00 each
13,394,369
Filed 2022-02-15 08:12
Tx date 2022-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,611
+2,683 vol
$17.00 each
13,396,121
Filed 2022-02-14 08:56
Tx date 2022-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,735
-455 vol
$17.00 each
13,393,438
Filed 2022-02-14 08:55
Tx date 2022-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,131
+4,243 vol
$17.00 each
13,393,893
Filed 2022-02-10 10:35
Tx date 2022-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-32,708
-1,924 vol
$17.00 each
13,389,650
Filed 2022-02-10 10:34
Tx date 2022-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$74,239
+4,367 vol
$17.00 each
13,391,574
Filed 2022-02-10 10:34
Tx date 2022-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,153.76
-2,888 vol
$17.02 each
13,387,207
Filed 2022-02-10 10:33
Tx date 2022-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,894
+2,814 vol
$17.02 each
13,390,095
Filed 2022-02-10 10:33
Tx date 2022-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-533,120
-31,360 vol
$17.00 each
13,387,281
Filed 2022-02-10 10:32
Tx date 2022-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$519,401
+30,553 vol
$17.00 each
13,418,641
Filed 2022-02-04 15:59
Tx date 2022-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,842
-226 vol
$17.00 each
13,388,088
Filed 2022-02-04 15:58
Tx date 2022-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,741
+1,573 vol
$17.00 each
13,388,314
Filed 2022-02-04 15:58
Tx date 2022-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,178
+4,834 vol
$17.00 each
13,386,741
Filed 2022-02-04 15:57
Tx date 2022-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,982
-646 vol
$17.00 each
13,381,907
Filed 2022-02-04 15:57
Tx date 2022-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,574
+3,622 vol
$17.00 each
13,382,553
Filed 2022-01-31 08:24
Tx date 2022-01-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$80,546
+4,738 vol
$17.00 each
13,378,931
Filed 2022-01-31 08:23
Tx date 2022-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,968.30
-526 vol
$17.05 each
13,374,193
Filed 2022-01-31 08:23
Tx date 2022-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$153,671
+9,013 vol
$17.05 each
13,374,719
Filed 2022-01-27 11:26
Tx date 2022-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$-15,941.75
-935 vol
$17.05 each
13,365,706
Filed 2022-01-27 11:25
Tx date 2022-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$84,431
+4,952 vol
$17.05 each
13,366,641
Filed 2022-01-27 11:24
Tx date 2022-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,436
+964 vol
$17.05 each
13,361,689
Filed 2022-01-27 11:24
Tx date 2022-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-153.45
-9 vol
$17.05 each
13,360,725
Filed 2022-01-27 11:24
Tx date 2022-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$161,871
+9,494 vol
$17.05 each
13,360,734
Filed 2022-01-21 16:19
Tx date 2022-01-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,855
+754 vol
$17.05 each
13,351,240
Filed 2022-01-21 16:18
Tx date 2022-01-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,920.80
-112 vol
$17.15 each
13,350,486
Filed 2022-01-21 16:18
Tx date 2022-01-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,574
+2,907 vol
$17.05 each
13,350,598
Filed 2022-01-21 16:18
Tx date 2022-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,648.60
-1,266 vol
$17.10 each
13,347,691
Filed 2022-01-21 16:17
Tx date 2022-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$98,250
+5,759 vol
$17.06 each
13,348,957
Filed 2022-01-18 15:46
Tx date 2022-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,108.25
-65 vol
$17.05 each
13,343,198
Filed 2022-01-18 15:45
Tx date 2022-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-330,616.55
-19,391 vol
$17.05 each
13,343,263
Filed 2022-01-18 15:45
Tx date 2022-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$348,280
+20,427 vol
$17.05 each
13,362,654
Filed 2022-01-14 14:52
Tx date 2022-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-307,945.40
-17,956 vol
$17.15 each
13,342,227
Filed 2022-01-14 14:52
Tx date 2022-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$439,935
+25,654 vol
$17.15 each
13,360,183
Filed 2022-01-14 14:51
Tx date 2022-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,016.50
-350 vol
$17.19 each
13,334,529
Filed 2022-01-14 14:51
Tx date 2022-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$79,418
+4,630 vol
$17.15 each
13,334,879
Filed 2022-01-14 14:50
Tx date 2022-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,317.75
-485 vol
$17.15 each
13,330,249
Filed 2022-01-14 14:50
Tx date 2022-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$143,202
+8,350 vol
$17.15 each
13,330,734
Filed 2022-01-14 14:50
Tx date 2022-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-600,627.30
-35,022 vol
$17.15 each
13,322,384
Filed 2022-01-14 14:49
Tx date 2022-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$729,355
+42,529 vol
$17.15 each
13,357,406
Filed 2022-01-10 15:37
Tx date 2022-01-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,755.85
-219 vol
$17.15 each
13,314,877
Filed 2022-01-10 15:36
Tx date 2022-01-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$71,858
+4,190 vol
$17.15 each
13,315,096
Filed 2022-01-10 15:36
Tx date 2022-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$143,048
+8,341 vol
$17.15 each
13,310,906
Filed 2022-01-06 11:22
Tx date 2022-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$76,736
+4,750 vol
$16.16 each
13,302,565
Filed 2022-01-06 08:55
Tx date 2022-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-101,991.05
-5,947 vol
$17.15 each
13,297,815
Filed 2022-01-06 08:52
Tx date 2022-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$118,300
+6,898 vol
$17.15 each
13,303,762
Filed 2022-01-06 08:51
Tx date 2022-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,183
+3,276 vol
$17.15 each
13,296,864
Filed 2022-01-04 10:22
Tx date 2021-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-58,841.37
-3,423 vol
$17.19 each
13,293,588
Filed 2022-01-04 10:21
Tx date 2021-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$146,425
+8,530 vol
$17.17 each
13,297,011
Filed 2022-01-04 10:21
Tx date 2021-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-58,841.37
-3,423 vol
$17.19 each
Filed 2022-01-04 10:21
Tx date 2021-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$146,425
+8,530 vol
$17.17 each
Filed 2022-01-04 10:20
Tx date 2021-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-58,841.37
-3,423 vol
$17.19 each
Filed 2022-01-04 10:19
Tx date 2021-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$146,425
+8,530 vol
$17.17 each
Filed 2021-12-30 08:57
Tx date 2021-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,538.55
-2,597 vol
$17.15 each
13,288,481
Filed 2021-12-30 08:57
Tx date 2021-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$62,494
+3,644 vol
$17.15 each
13,291,078
Filed 2021-12-27 08:02
Tx date 2021-12-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-102.90
-6 vol
$17.15 each
13,287,434
Filed 2021-12-27 08:02
Tx date 2021-12-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,695
+2,956 vol
$17.15 each
13,287,440
Filed 2021-12-27 08:02
Tx date 2021-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,354.85
-79 vol
$17.15 each
13,284,484
Filed 2021-12-27 08:01
Tx date 2021-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$120,804
+7,044 vol
$17.15 each
13,284,563
Filed 2021-12-23 08:30
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$47,505
+2,770 vol
$17.15 each
25,809
Filed 2021-12-23 08:27
Tx date 2021-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,063.30
-62 vol
$17.15 each
13,277,519
Filed 2021-12-23 08:26
Tx date 2021-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$66,301
+3,866 vol
$17.15 each
13,277,581
Filed 2021-12-23 08:26
Tx date 2021-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-280,299.60
-16,344 vol
$17.15 each
13,273,715
Filed 2021-12-23 08:25
Tx date 2021-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$355,450
+20,726 vol
$17.15 each
13,290,059
Filed 2021-12-23 08:25
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-62,631.80
-3,652 vol
$17.15 each
13,269,333
Filed 2021-12-23 08:25
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,379
+7,544 vol
$17.15 each
13,272,985
Filed 2021-12-22 15:55
Tx date 2021-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-355,450.90
-20,726 vol
$17.15 each
Filed 2021-12-22 15:54
Tx date 2021-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$280,299
+16,344 vol
$17.15 each
Filed 2021-12-22 15:54
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-62,631.80
-3,652 vol
$17.15 each
Filed 2021-12-22 15:54
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,379
+7,544 vol
$17.15 each
Filed 2021-12-22 15:50
Tx date 2021-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-355,450.90
-20,726 vol
$17.15 each
Filed 2021-12-22 15:47
Tx date 2021-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$280,299
+16,344 vol
$17.15 each
Filed 2021-12-22 15:46
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-62,631.80
-3,652 vol
$17.15 each
Filed 2021-12-22 15:46
Tx date 2021-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,379
+7,544 vol
$17.15 each
Filed 2021-12-20 13:22
Tx date 2021-12-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,086
+1,696 vol
$17.15 each
13,265,441
Filed 2021-12-17 07:17
Tx date 2021-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,689.75
-565 vol
$17.15 each
13,263,745
Filed 2021-12-17 07:17
Tx date 2021-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,299
+2,758 vol
$17.15 each
13,264,310
Filed 2021-12-17 07:16
Tx date 2021-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,002.90
-6,006 vol
$17.15 each
13,261,552
Filed 2021-12-17 07:16
Tx date 2021-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$195,081
+11,375 vol
$17.15 each
13,267,558
Filed 2021-12-17 07:16
Tx date 2021-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,835.05
-107 vol
$17.15 each
13,256,183
Filed 2021-12-17 07:15
Tx date 2021-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,113
+3,097 vol
$17.15 each
13,256,290
Filed 2021-12-13 18:11
Tx date 2021-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$174,930
+10,200 vol
$17.15 each
13,253,193
Filed 2021-12-13 18:10
Tx date 2021-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-115,436.65
-6,731 vol
$17.15 each
Filed 2021-12-13 18:08
Tx date 2021-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-115,436.65
-6,731 vol
$17.15 each
13,242,993
Filed 2021-12-13 18:01
Tx date 2021-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-115,436.65
-6,731 vol
$17.15 each
Filed 2021-12-13 18:00
Tx date 2021-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$174,930
+10,200 vol
$17.15 each
Filed 2021-12-13 17:49
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$1,110,030
+68,100 vol
$16.30 each
13,221,666
Filed 2021-12-13 17:34
Tx date 2021-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-429,744.70
-25,058 vol
$17.15 each
13,249,724
Filed 2021-12-13 17:33
Tx date 2021-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$454,097
+26,478 vol
$17.15 each
13,274,782
Filed 2021-11-25 09:13
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$18,093,489
+1,110,030 vol
$16.30 each
Filed 2021-12-10 07:31
Tx date 2021-12-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-120.05
-7 vol
$17.15 each
14,290,234
Filed 2021-12-10 07:31
Tx date 2021-12-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$108,370
+6,319 vol
$17.15 each
14,290,241
Filed 2021-12-10 07:30
Tx date 2021-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-111,080.55
-6,477 vol
$17.15 each
14,283,922
Filed 2021-12-10 07:30
Tx date 2021-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$170,333
+9,932 vol
$17.15 each
14,290,399
Filed 2021-12-10 07:30
Tx date 2021-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-161,707.35
-9,429 vol
$17.15 each
14,280,467
Filed 2021-12-10 07:29
Tx date 2021-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$194,652
+11,350 vol
$17.15 each
14,289,896
Filed 2021-12-07 08:00
Tx date 2021-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,792.65
-571 vol
$17.15 each
14,278,546
Filed 2021-12-07 07:59
Tx date 2021-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,133
+3,448 vol
$17.15 each
14,279,117
Filed 2021-12-07 07:58
Tx date 2021-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-106,347.15
-6,201 vol
$17.15 each
14,275,669
Filed 2021-12-07 07:58
Tx date 2021-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$156,493
+9,125 vol
$17.15 each
14,281,870
Filed 2021-12-03 15:35
Tx date 2021-12-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-38,501.75
-2,245 vol
$17.15 each
14,272,745
Filed 2021-12-03 15:34
Tx date 2021-12-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,205
+3,219 vol
$17.15 each
14,274,990
Filed 2021-12-03 15:34
Tx date 2021-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-98,355.25
-5,735 vol
$17.15 each
14,271,771
Filed 2021-12-03 15:34
Tx date 2021-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$147,970
+8,628 vol
$17.15 each
14,277,506
Filed 2021-12-01 08:46
Tx date 2021-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-4,201.75
-245 vol
$17.15 each
23,039
Filed 2021-12-01 08:44
Tx date 2021-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-520,588.25
-30,355 vol
$17.15 each
14,268,878
Filed 2021-12-01 08:43
Tx date 2021-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$511,687
+29,836 vol
$17.15 each
14,299,233
Filed 2021-11-30 13:17
Tx date 2021-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-73,213.35
-4,269 vol
$17.15 each
14,269,397
Filed 2021-11-30 13:17
Tx date 2021-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$104,975
+6,121 vol
$17.15 each
14,273,666
Filed 2021-11-30 13:16
Tx date 2021-11-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,599.60
-93 vol
$17.20 each
14,267,545
Filed 2021-11-30 13:16
Tx date 2021-11-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,646
+1,845 vol
$17.15 each
14,267,638
Filed 2021-11-26 15:16
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-167,098
-9,715 vol
$17.20 each
14,265,793
Filed 2021-11-26 15:16
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$204,764
+11,912 vol
$17.19 each
14,275,508
Filed 2021-11-25 09:13
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$18,093,489
+1,110,030 vol
$16.30 each
14,263,596
Filed 2021-11-25 09:04
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$18,093,489
+1,110,030 vol
$16.30 each
Filed 2021-11-25 09:03
Tx date 2021-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,721
+975 vol
$17.15 each
13,153,566
Filed 2021-11-25 09:02
Tx date 2021-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,792.35
-1,329 vol
$17.15 each
13,152,591
Filed 2021-11-25 09:02
Tx date 2021-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$161,690
+9,428 vol
$17.15 each
13,153,920
Filed 2021-11-25 09:02
Tx date 2021-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-32,653.60
-1,904 vol
$17.15 each
13,144,492
Filed 2021-11-25 09:01
Tx date 2021-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$78,186
+4,559 vol
$17.15 each
13,146,396
Filed 2021-11-25 09:00
Tx date 2021-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$18,093,489
+1,110,030 vol
$16.30 each
Filed 2021-11-22 08:26
Tx date 2021-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-188,186.95
-10,973 vol
$17.15 each
13,141,837
Filed 2021-11-22 08:25
Tx date 2021-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$260,028
+15,162 vol
$17.15 each
13,152,810
Filed 2021-11-22 08:25
Tx date 2021-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-102.90
-6 vol
$17.15 each
13,137,648
Filed 2021-11-22 08:25
Tx date 2021-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$84,120
+4,905 vol
$17.15 each
13,137,654
Filed 2021-11-18 09:04
Tx date 2021-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,486
+4,868 vol
$17.15 each
13,132,749
Filed 2021-11-18 09:03
Tx date 2021-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-218,732.40
-12,717 vol
$17.20 each
13,127,881
Filed 2021-11-18 09:03
Tx date 2021-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$210,166
+12,219 vol
$17.20 each
13,140,598
Filed 2021-11-15 15:13
Tx date 2021-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,332
+3,343 vol
$17.15 each
13,128,379
Filed 2021-11-12 08:26
Tx date 2021-11-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,300
+1,242 vol
$17.15 each
13,125,036
Filed 2021-11-12 08:26
Tx date 2021-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,608.05
-327 vol
$17.15 each
13,123,794
Filed 2021-11-12 08:25
Tx date 2021-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,090
+2,221 vol
$17.15 each
13,124,121
Filed 2021-11-12 08:25
Tx date 2021-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-120,032.85
-6,999 vol
$17.15 each
13,121,900
Filed 2021-11-12 08:25
Tx date 2021-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,482
+7,550 vol
$17.15 each
13,128,899
Filed 2021-11-08 08:50
Tx date 2021-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,008
+1,225 vol
$17.15 each
13,121,349
Filed 2021-11-08 08:50
Tx date 2021-11-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,367.80
-2,756 vol
$17.55 each
13,120,124
Filed 2021-11-08 08:50
Tx date 2021-11-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,577
+2,597 vol
$17.55 each
13,122,880
Filed 2021-11-04 08:50
Tx date 2021-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-205.80
-12 vol
$17.15 each
13,120,283
Filed 2021-11-04 08:49
Tx date 2021-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$65,152
+3,799 vol
$17.15 each
13,120,295
Filed 2021-11-04 08:49
Tx date 2021-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,946
+1,338 vol
$17.15 each
13,116,496
Filed 2021-11-01 08:16
Tx date 2021-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,759.60
-744 vol
$17.15 each
13,115,158
Filed 2021-11-01 08:15
Tx date 2021-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,725
+742 vol
$17.15 each
13,115,902
Filed 2021-11-01 08:15
Tx date 2021-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,672.60
-564 vol
$17.15 each
13,115,160
Filed 2021-11-01 08:15
Tx date 2021-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,406
+4,047 vol
$17.15 each
13,115,724
Filed 2021-11-01 08:14
Tx date 2021-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,236.70
-1,938 vol
$17.15 each
13,111,677
Filed 2021-11-01 08:14
Tx date 2021-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$84,292
+4,915 vol
$17.15 each
13,113,615
Filed 2021-11-01 08:14
Tx date 2021-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,014.05
-1,167 vol
$17.15 each
13,108,700
Filed 2021-11-01 08:13
Tx date 2021-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,094
+4,437 vol
$17.15 each
13,109,867
Filed 2021-10-26 08:40
Tx date 2021-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,074.90
-4,086 vol
$17.15 each
13,105,430
Filed 2021-10-26 08:40
Tx date 2021-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$163,679
+9,544 vol
$17.15 each
13,109,516
Filed 2021-10-26 08:39
Tx date 2021-10-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,018.40
-176 vol
$17.15 each
13,099,972
Filed 2021-10-26 08:39
Tx date 2021-10-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,314
+1,651 vol
$17.15 each
13,100,148
Filed 2021-10-22 09:19
Tx date 2021-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-249,909.80
-14,572 vol
$17.15 each
13,098,497
Filed 2021-10-22 09:19
Tx date 2021-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$280,076
+16,331 vol
$17.15 each
13,113,069
Filed 2021-10-22 09:18
Tx date 2021-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-395,341.80
-23,052 vol
$17.15 each
13,096,738
Filed 2021-10-22 09:17
Tx date 2021-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$411,411
+23,989 vol
$17.15 each
13,119,790
Filed 2021-10-22 09:17
Tx date 2021-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-113,721.65
-6,631 vol
$17.15 each
13,095,801
Filed 2021-10-22 09:17
Tx date 2021-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$113,155
+6,598 vol
$17.15 each
13,102,432
Filed 2021-10-22 09:15
Tx date 2021-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,302
+1,592 vol
$17.15 each
13,095,834
Filed 2021-10-15 08:30
Tx date 2021-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-243,564.30
-14,202 vol
$17.15 each
13,094,242
Filed 2021-10-15 08:29
Tx date 2021-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$242,329
+14,130 vol
$17.15 each
13,108,444
Filed 2021-10-15 08:29
Tx date 2021-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,768.95
-453 vol
$17.15 each
13,094,314
Filed 2021-10-15 08:29
Tx date 2021-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,734
+451 vol
$17.15 each
13,094,767
Filed 2021-10-15 08:28
Tx date 2021-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,064
+995 vol
$17.15 each
13,094,316
Filed 2021-10-11 09:44
Tx date 2021-10-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-45,687.60
-2,664 vol
$17.15 each
13,093,321
Filed 2021-10-11 09:44
Tx date 2021-10-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,354
+4,044 vol
$17.15 each
13,095,985
Filed 2021-10-08 08:25
Tx date 2021-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-56,972.30
-3,322 vol
$17.15 each
13,091,941
Filed 2021-10-08 08:24
Tx date 2021-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,878
+4,541 vol
$17.15 each
13,095,263
Filed 2021-10-08 08:24
Tx date 2021-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,409.75
-1,365 vol
$17.15 each
13,090,722
Filed 2021-10-08 08:23
Tx date 2021-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$89,557
+5,222 vol
$17.15 each
13,092,087
Filed 2021-10-06 10:17
Tx date 2021-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-62,332.80
-3,624 vol
$17.20 each
13,086,865
Filed 2021-10-06 10:17
Tx date 2021-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,698
+3,529 vol
$17.20 each
13,090,489
Filed 2021-10-05 17:10
Tx date 2021-10-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,018
+2,625 vol
$17.15 each
13,086,960
Filed 2021-10-05 17:09
Tx date 2021-10-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-46,322.15
-2,701 vol
$17.15 each
13,084,335
Filed 2021-10-01 08:53
Tx date 2021-09-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-67,742.50
-3,950 vol
$17.15 each
13,087,036
Filed 2021-10-01 08:52
Tx date 2021-09-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,395
+4,163 vol
$17.15 each
13,090,986
Filed 2021-10-01 08:52
Tx date 2021-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-31,950.45
-1,863 vol
$17.15 each
13,086,823
Filed 2021-10-01 08:52
Tx date 2021-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$73,247
+4,271 vol
$17.15 each
13,088,686
Filed 2021-10-01 08:51
Tx date 2021-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-31,830.40
-1,856 vol
$17.15 each
13,084,415
Filed 2021-10-01 08:51
Tx date 2021-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$81,719
+4,765 vol
$17.15 each
13,086,271
Filed 2021-09-28 15:46
Tx date 2021-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-78,718.50
-4,590 vol
$17.15 each
13,081,506
Filed 2021-09-28 15:46
Tx date 2021-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$116,362
+6,785 vol
$17.15 each
13,086,096
Filed 2021-09-28 15:45
Tx date 2021-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-77,142
-4,485 vol
$17.20 each
13,079,311
Filed 2021-09-28 15:45
Tx date 2021-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$73,856
+4,294 vol
$17.20 each
13,083,796
Filed 2021-09-24 09:06
Tx date 2021-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-258.00
-15 vol
$17.20 each
13,079,502
Filed 2021-09-24 09:05
Tx date 2021-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,535.25
-89 vol
$17.25 each
13,079,517
Filed 2021-09-24 09:05
Tx date 2021-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,660
+3,245 vol
$17.15 each
13,079,606
Filed 2021-09-24 09:04
Tx date 2021-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-814.04
-47 vol
$17.32 each
13,076,361
Filed 2021-09-24 09:04
Tx date 2021-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$779.40
+45 vol
$17.32 each
13,076,408
Filed 2021-09-20 14:06
Tx date 2021-09-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,025.08
-868 vol
$17.31 each
13,076,363
Filed 2021-09-20 14:05
Tx date 2021-09-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,367
+830 vol
$17.31 each
13,077,231
Filed 2021-09-17 15:15
Tx date 2021-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-95,430.03
-5,513 vol
$17.31 each
13,076,401
Filed 2021-09-17 15:15
Tx date 2021-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$95,187
+5,499 vol
$17.31 each
13,081,914
Filed 2021-09-15 12:23
Tx date 2021-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,490.50
-555 vol
$17.10 each
13,076,415
Filed 2021-09-15 12:23
Tx date 2021-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,915
+3,036 vol
$17.10 each
13,076,970
Filed 2021-09-13 15:54
Tx date 2021-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-104,310
-6,100 vol
$17.10 each
13,073,934
Filed 2021-09-13 15:53
Tx date 2021-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$141,126
+8,253 vol
$17.10 each
13,080,034
Filed 2021-09-13 15:53
Tx date 2021-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,511
+146 vol
$17.20 each
Filed 2021-09-12 20:09
Tx date 2021-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,511
+146 vol
$17.20 each
Filed 2021-09-12 20:09
Tx date 2021-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,511
+146 vol
$17.20 each
13,071,927
Filed 2021-09-09 10:39
Tx date 2021-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,528.40
-147 vol
$17.20 each
13,071,781
Filed 2021-09-09 10:39
Tx date 2021-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,511
+146 vol
$17.20 each
13,071,928
Filed 2021-09-09 10:38
Tx date 2021-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,229.50
-130 vol
$17.15 each
13,071,782
Filed 2021-09-09 10:38
Tx date 2021-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,212
+129 vol
$17.15 each
13,071,912
Filed 2021-09-07 08:32
Tx date 2021-09-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,475
-675 vol
$17.00 each
13,071,783
Filed 2021-09-07 08:31
Tx date 2021-09-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,090
+770 vol
$17.00 each
13,072,458
Filed 2021-09-03 12:33
Tx date 2021-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,003
-59 vol
$17.00 each
13,069,704
Filed 2021-09-03 12:32
Tx date 2021-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,003
+59 vol
$17.00 each
13,069,763
Filed 2021-09-03 12:32
Tx date 2021-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,003
+59 vol
$17.00 each
Filed 2021-09-03 12:32
Tx date 2021-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,100
-300 vol
$17.00 each
13,069,702
Filed 2021-09-03 12:31
Tx date 2021-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,066
+298 vol
$17.00 each
13,070,002
Filed 2021-09-03 12:31
Tx date 2021-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,876
-228 vol
$17.00 each
13,071,688
Filed 2021-09-03 12:30
Tx date 2021-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,638
+2,214 vol
$17.00 each
13,071,916
Filed 2021-09-03 12:30
Tx date 2021-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,300
+900 vol
$17.00 each
Filed 2021-09-03 12:29
Tx date 2021-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,402
-906 vol
$17.00 each
Filed 2021-09-03 12:12
Tx date 2021-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,402
-906 vol
$17.00 each
Filed 2021-09-03 12:08
Tx date 2021-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,300
+900 vol
$17.00 each
Filed 2021-09-03 12:08
Tx date 2021-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,003
-59 vol
$17.00 each
Filed 2021-09-03 12:08
Tx date 2021-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,003
+59 vol
$17.00 each
Filed 2021-09-03 12:07
Tx date 2021-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,100
-300 vol
$17.00 each
Filed 2021-09-03 12:07
Tx date 2021-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,066
+298 vol
$17.00 each
Filed 2021-09-03 12:06
Tx date 2021-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,876
-228 vol
$17.00 each
Filed 2021-09-03 12:06
Tx date 2021-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,638
+2,214 vol
$17.00 each
Filed 2021-08-31 08:46
Tx date 2021-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,402
-906 vol
$17.00 each
13,069,704
Filed 2021-08-31 08:46
Tx date 2021-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,300
+900 vol
$17.00 each
13,070,610
Filed 2021-08-30 09:35
Tx date 2021-08-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-227,324
-13,372 vol
$17.00 each
13,069,710
Filed 2021-08-30 09:34
Tx date 2021-08-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$310,369
+18,257 vol
$17.00 each
13,083,082
Filed 2021-08-27 08:50
Tx date 2021-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-38,862
-2,286 vol
$17.00 each
13,064,825
Filed 2021-08-27 08:49
Tx date 2021-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,990
+2,470 vol
$17.00 each
13,067,111
Filed 2021-08-27 08:48
Tx date 2021-08-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,122
-66 vol
$17.00 each
13,064,641
Filed 2021-08-27 08:48
Tx date 2021-08-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,738
+3,514 vol
$17.00 each
13,064,707
Filed 2021-08-27 08:47
Tx date 2021-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,735
-455 vol
$17.00 each
13,061,193
Filed 2021-08-27 08:47
Tx date 2021-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,616
+448 vol
$17.00 each
13,061,648
Filed 2021-08-23 16:23
Tx date 2021-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,513
-6,089 vol
$17.00 each
13,061,200
Filed 2021-08-23 16:21
Tx date 2021-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$101,983
+5,999 vol
$17.00 each
13,067,289
Filed 2021-08-23 16:20
Tx date 2021-08-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,983
-1,999 vol
$17.00 each
13,061,290
Filed 2021-08-23 16:20
Tx date 2021-08-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,663
+4,039 vol
$17.00 each
13,063,289
Filed 2021-08-20 09:15
Tx date 2021-08-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,196
-188 vol
$17.00 each
13,059,250
Filed 2021-08-20 09:14
Tx date 2021-08-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,145
+185 vol
$17.00 each
13,059,438
Filed 2021-08-20 09:14
Tx date 2021-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,167
-2,951 vol
$17.00 each
13,059,253
Filed 2021-08-20 09:14
Tx date 2021-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,283
+2,899 vol
$17.00 each
13,062,204
Filed 2021-08-18 08:42
Tx date 2021-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-57,919
-3,407 vol
$17.00 each
13,059,305
Filed 2021-08-18 08:41
Tx date 2021-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,719
+6,807 vol
$17.00 each
13,062,712
Filed 2021-08-16 08:46
Tx date 2021-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,630
-390 vol
$17.00 each
13,055,905
Filed 2021-08-16 08:34
Tx date 2021-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$498,814
+29,342 vol
$17.00 each
13,056,295
Filed 2021-08-12 17:19
Tx date 2021-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,357,603
+79,859 vol
$17.00 each
13,026,953
Filed 2021-08-12 17:18
Tx date 2021-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,793
-929 vol
$17.00 each
12,947,094
Filed 2021-08-12 17:18
Tx date 2021-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,793
+929 vol
$17.00 each
12,948,023
Filed 2021-08-12 17:17
Tx date 2021-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51.00
-3 vol
$17.00 each
12,947,094
Filed 2021-08-12 17:17
Tx date 2021-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$112,251
+6,603 vol
$17.00 each
12,947,097
Filed 2021-08-06 16:09
Tx date 2021-08-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,128
-184 vol
$17.00 each
12,940,494
Filed 2021-08-06 16:08
Tx date 2021-08-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$148,478
+8,734 vol
$17.00 each
12,940,678
Filed 2021-08-06 09:59
Tx date 2021-08-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,550
-150 vol
$17.00 each
12,931,944
Filed 2021-08-06 09:59
Tx date 2021-08-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,550
+150 vol
$17.00 each
12,932,094
Filed 2021-08-05 08:44
Tx date 2021-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,500
+2,500 vol
$17.00 each
12,931,944
Filed 2021-07-31 17:38
Tx date 2021-07-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-408.00
-24 vol
$17.00 each
12,929,444
Filed 2021-07-31 17:37
Tx date 2021-07-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$408.00
+24 vol
$17.00 each
12,929,468
Filed 2021-07-31 17:37
Tx date 2021-07-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,100
+300 vol
$17.00 each
12,929,444
Filed 2021-07-29 12:38
Tx date 2021-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,434
-202 vol
$17.00 each
12,929,144
Filed 2021-07-29 12:37
Tx date 2021-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,434
+202 vol
$17.00 each
12,929,346
Filed 2021-07-29 12:37
Tx date 2021-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-714.00
-42 vol
$17.00 each
12,929,144
Filed 2021-07-29 12:36
Tx date 2021-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,514
+1,442 vol
$17.00 each
12,929,186
Filed 2021-07-29 12:36
Tx date 2021-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,125
-4,125 vol
$17.00 each
12,927,744
Filed 2021-07-29 12:32
Tx date 2021-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$73,525
+4,325 vol
$17.00 each
12,931,869
Filed 2021-07-23 16:10
Tx date 2021-07-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,031
-1,943 vol
$17.00 each
12,927,544
Filed 2021-07-23 16:10
Tx date 2021-07-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,031
+1,943 vol
$17.00 each
12,929,487
Filed 2021-07-16 13:41
Tx date 2021-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-14,212
-836 vol
$17.00 each
23,284
Filed 2021-07-16 13:33
Tx date 2021-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,740
-1,220 vol
$17.00 each
12,927,544
Filed 2021-07-16 13:32
Tx date 2021-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,740
+1,220 vol
$17.00 each
12,928,764
Filed 2021-07-15 10:46
Tx date 2021-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-170.00
-10 vol
$17.00 each
24,120
Filed 2021-07-15 10:44
Tx date 2021-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-408.00
-24 vol
$17.00 each
12,927,344
Filed 2021-07-15 10:44
Tx date 2021-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,908
+3,524 vol
$17.00 each
12,927,368
Filed 2021-07-15 10:29
Tx date 2021-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-170.00
-10 vol
$17.00 each
12,927,544
Filed 2021-07-15 10:27
Tx date 2021-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,570
+210 vol
$17.00 each
12,927,554
Filed 2021-07-15 10:27
Tx date 2021-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,723
-219 vol
$17.00 each
12,927,344
Filed 2021-07-15 10:26
Tx date 2021-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,723
+219 vol
$17.00 each
12,927,563
Filed 2021-07-12 08:41
Tx date 2021-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-76,194
-4,482 vol
$17.00 each
12,923,844
Filed 2021-07-12 08:38
Tx date 2021-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$100,249
+5,897 vol
$17.00 each
12,928,326
Filed 2021-07-09 08:43
Tx date 2021-07-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,513
-89 vol
$17.00 each
24,130
Filed 2021-07-09 08:42
Tx date 2021-07-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,600
+800 vol
$17.00 each
12,922,429
Filed 2021-07-09 08:41
Tx date 2021-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,443
-379 vol
$17.00 each
12,921,629
Filed 2021-07-09 08:41
Tx date 2021-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,843
+2,579 vol
$17.00 each
12,922,008
Filed 2021-07-07 09:20
Tx date 2021-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-48,586
-2,858 vol
$17.00 each
24,219
Filed 2021-07-07 09:18
Tx date 2021-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,586
-2,858 vol
$17.00 each
12,919,429
Filed 2021-07-07 09:17
Tx date 2021-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,586
+2,858 vol
$17.00 each
12,922,287
Filed 2021-07-07 09:17
Tx date 2021-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,200
+600 vol
$17.00 each
12,919,429
Filed 2021-07-02 16:39
Tx date 2021-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,400
+3,200 vol
$17.00 each
12,918,829
Filed 2021-06-29 16:49
Tx date 2021-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,610
-330 vol
$17.00 each
12,915,629
Filed 2021-06-29 16:48
Tx date 2021-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$78,710
+4,630 vol
$17.00 each
12,915,959
Filed 2021-06-29 16:47
Tx date 2021-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,672
-1,216 vol
$17.00 each
12,911,329
Filed 2021-06-29 16:47
Tx date 2021-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,372
+3,316 vol
$17.00 each
12,912,545
Filed 2021-06-25 08:42
Tx date 2021-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-646.00
-38 vol
$17.00 each
12,909,229
Filed 2021-06-25 08:41
Tx date 2021-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,346
+138 vol
$17.00 each
12,909,267
Filed 2021-06-25 08:41
Tx date 2021-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,000
+1,000 vol
$17.00 each
12,909,129
Filed 2021-06-25 08:41
Tx date 2021-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,270
-1,310 vol
$17.00 each
12,908,129
Filed 2021-06-25 08:40
Tx date 2021-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,770
+1,810 vol
$17.00 each
12,909,439
Filed 2021-06-22 15:49
Tx date 2021-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-156,997.08
-9,246 vol
$16.98 each
12,907,629
Filed 2021-06-22 15:48
Tx date 2021-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$156,997
+9,246 vol
$16.98 each
12,916,875
Filed 2021-06-22 15:48
Tx date 2021-06-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-52,094.64
-3,068 vol
$16.98 each
12,907,629
Filed 2021-06-22 15:47
Tx date 2021-06-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,188
+3,368 vol
$16.98 each
12,910,697
Filed 2021-06-18 15:55
Tx date 2021-06-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$73,014
+4,300 vol
$16.98 each
12,907,329
Filed 2021-06-18 15:55
Tx date 2021-06-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,018.20
-590 vol
$16.98 each
12,903,029
Filed 2021-06-18 15:55
Tx date 2021-06-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,958
+3,590 vol
$16.98 each
12,903,619
Filed 2021-06-15 08:04
Tx date 2021-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,348
+1,964 vol
$16.98 each
12,900,029
Filed 2021-06-15 08:03
Tx date 2021-06-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,063.10
-2,595 vol
$16.98 each
12,898,065
Filed 2021-06-15 08:02
Tx date 2021-06-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,029
+2,593 vol
$16.98 each
12,900,660
Filed 2021-06-11 08:37
Tx date 2021-06-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-288.66
-17 vol
$16.98 each
12,898,067
Filed 2021-06-11 08:37
Tx date 2021-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-288.66
-17 vol
$16.98 each
Filed 2021-06-11 08:36
Tx date 2021-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-781.08
-46 vol
$16.98 each
12,889,574
Filed 2021-06-11 08:36
Tx date 2021-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,764
+3,343 vol
$16.98 each
12,889,620
Filed 2021-06-11 08:33
Tx date 2021-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-288.66
-17 vol
$16.98 each
Filed 2021-06-11 08:33
Tx date 2021-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,610
+5,513 vol
$16.98 each
12,898,084
Filed 2021-06-11 08:33
Tx date 2021-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-815.04
-48 vol
$16.98 each
12,892,571
Filed 2021-06-11 08:32
Tx date 2021-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,704
+3,045 vol
$16.98 each
12,892,619
Filed 2021-06-11 08:32
Tx date 2021-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,958.78
-1,411 vol
$16.98 each
Filed 2021-06-11 08:31
Tx date 2021-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$202,197
+11,908 vol
$16.98 each
Filed 2021-06-07 15:09
Tx date 2021-06-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,963
+999 vol
$16.98 each
12,886,277
Filed 2021-06-07 15:08
Tx date 2021-06-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,735
+2,399 vol
$16.98 each
12,885,278
Filed 2021-06-03 08:34
Tx date 2021-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,224.38
-131 vol
$16.98 each
12,882,879
Filed 2021-06-03 08:29
Tx date 2021-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,394.18
-141 vol
$16.98 each
Filed 2021-06-03 08:28
Tx date 2021-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,404
+2,674 vol
$16.98 each
12,883,010
Filed 2021-06-03 08:28
Tx date 2021-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,551
+3,036 vol
$16.98 each
12,880,336
Filed 2021-06-03 08:28
Tx date 2021-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,751.38
-1,281 vol
$16.98 each
12,877,300
Filed 2021-06-03 08:27
Tx date 2021-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,197
+4,193 vol
$16.98 each
12,878,581
Filed 2021-05-31 08:35
Tx date 2021-05-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,532
+7,646 vol
$16.94 each
12,874,495
Filed 2021-05-31 08:32
Tx date 2021-05-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,816.86
-107 vol
$16.98 each
12,874,388
Filed 2021-05-31 08:31
Tx date 2021-05-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,210
+7,627 vol
$16.94 each
Filed 2021-05-31 08:30
Tx date 2021-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,574.90
-505 vol
$16.98 each
12,866,849
Filed 2021-05-31 08:30
Tx date 2021-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,596
+3,392 vol
$16.98 each
12,867,354
Filed 2021-05-27 08:49
Tx date 2021-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-305.64
-18 vol
$16.98 each
12,863,962
Filed 2021-05-27 08:49
Tx date 2021-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,848
+580 vol
$16.98 each
12,863,980
Filed 2021-05-27 08:49
Tx date 2021-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,752
+4,049 vol
$16.98 each
12,863,400
Filed 2021-05-21 22:19
Tx date 2021-05-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,456
+1,617 vol
$16.98 each
12,859,351
Filed 2021-05-21 22:15
Tx date 2021-05-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,278
+1,901 vol
$16.98 each
Filed 2021-05-21 22:14
Tx date 2021-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$74,338
+4,378 vol
$16.98 each
12,857,734
Filed 2021-05-21 22:14
Tx date 2021-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,141
+3,483 vol
$16.98 each
12,853,356
Filed 2021-05-21 22:13
Tx date 2021-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,091
-2,950 vol
$16.98 each
12,849,873
Filed 2021-05-21 22:13
Tx date 2021-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,644
+7,164 vol
$16.98 each
12,852,823
Filed 2021-05-18 09:22
Tx date 2021-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,822
+3,582 vol
$16.98 each
12,845,659
Filed 2021-05-18 09:22
Tx date 2021-05-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50.94
-3 vol
$16.98 each
12,842,077
Filed 2021-05-18 09:22
Tx date 2021-05-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,175
+3,485 vol
$16.98 each
12,842,080
Filed 2021-05-14 09:36
Tx date 2021-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$-1,273.50
-75 vol
$16.98 each
Filed 2021-05-14 09:35
Tx date 2021-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$177,373
+10,446 vol
$16.98 each
Filed 2021-05-14 09:21
Tx date 2021-05-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$54,064
+3,184 vol
$16.98 each
12,838,595
Filed 2021-05-14 09:20
Tx date 2021-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$-11,767.14
-693 vol
$16.98 each
11,615,361
Filed 2021-05-14 09:19
Tx date 2021-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$67,461
+3,973 vol
$16.98 each
11,616,054
Filed 2021-05-14 09:19
Tx date 2021-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$-147,980.70
-8,715 vol
$16.98 each
11,612,081
Filed 2021-05-14 09:19
Tx date 2021-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$237,991
+14,016 vol
$16.98 each
11,620,796
Filed 2021-05-14 09:18
Tx date 2021-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$-1,273.50
-75 vol
$16.98 each
Filed 2021-05-14 09:18
Tx date 2021-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Indirect Ownership)
Units
10 - Acquisition or disposition in the public market
$177,373
+10,446 vol
$16.98 each
Filed 2021-05-14 09:16
Tx date 2021-05-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$19,349,993
+1,220,050 vol
$15.86 each
12,835,411
Filed 2021-05-11 08:52
Tx date 2021-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,273.50
-75 vol
$16.98 each
11,606,780
Filed 2021-05-11 08:51
Tx date 2021-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$177,373
+10,446 vol
$16.98 each
11,606,855
Filed 2021-05-11 08:51
Tx date 2021-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-407.52
-24 vol
$16.98 each
11,596,409
Filed 2021-05-11 08:50
Tx date 2021-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,302
+1,019 vol
$16.98 each
11,596,433
Filed 2021-05-07 10:05
Tx date 2021-05-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,161.92
-304 vol
$16.98 each
11,595,414
Filed 2021-05-07 10:05
Tx date 2021-05-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,963
+999 vol
$16.98 each
11,595,718
Filed 2021-05-07 10:05
Tx date 2021-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,334
+1,492 vol
$16.98 each
11,594,719
Filed 2021-05-07 10:04
Tx date 2021-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,987
+2,885 vol
$16.98 each
11,593,227
Filed 2021-05-07 10:04
Tx date 2021-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-27,541.56
-1,622 vol
$16.98 each
11,590,342
Filed 2021-05-07 10:03
Tx date 2021-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,300
+2,609 vol
$16.98 each
11,591,964
Filed 2021-05-03 14:18
Tx date 2021-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$104,376
+6,147 vol
$16.98 each
11,589,355
Filed 2021-05-03 14:17
Tx date 2021-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,022.44
-178 vol
$16.98 each
11,583,208
Filed 2021-04-30 10:47
Tx date 2021-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,440.28
-1,086 vol
$16.98 each
11,583,386
Filed 2021-04-30 10:44
Tx date 2021-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,567
+3,567 vol
$16.98 each
11,584,472
Filed 2021-04-30 10:43
Tx date 2021-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,691.34
-983 vol
$16.98 each
11,580,905
Filed 2021-04-30 10:43
Tx date 2021-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,379
+2,967 vol
$16.98 each
11,581,888
Filed 2021-04-30 10:43
Tx date 2021-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,683
+4,575 vol
$16.98 each
11,578,921
Filed 2021-04-30 10:42
Tx date 2021-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-120,730.94
-7,106 vol
$16.99 each
11,566,880
Filed 2021-04-30 10:42
Tx date 2021-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$126,843
+7,466 vol
$16.99 each
11,574,346
Filed 2021-04-23 15:32
Tx date 2021-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$874,800
+54,000 vol
$16.20 each
11,573,986
Filed 2021-04-23 15:30
Tx date 2021-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-509.40
-30 vol
$16.98 each
11,519,986
Filed 2021-04-23 15:30
Tx date 2021-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$100,097
+5,895 vol
$16.98 each
11,520,016
Filed 2021-04-23 15:29
Tx date 2021-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-32,295.96
-1,902 vol
$16.98 each
11,510,541
Filed 2021-04-23 15:29
Tx date 2021-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,788
+3,580 vol
$16.98 each
11,514,121
Filed 2021-04-20 12:21
Tx date 2021-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-172,211.16
-10,142 vol
$16.98 each
11,512,443
Filed 2021-04-20 12:20
Tx date 2021-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$171,192
+10,082 vol
$16.98 each
11,522,585
Filed 2021-04-16 16:26
Tx date 2021-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,036.40
-1,180 vol
$16.98 each
11,512,503
Filed 2021-04-16 16:26
Tx date 2021-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,832
+1,168 vol
$16.98 each
11,513,683
Filed 2021-04-16 16:24
Tx date 2021-04-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,870
+1,288 vol
$16.98 each
11,512,515
Filed 2021-04-16 16:24
Tx date 2021-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,738
-514 vol
$17.00 each
11,511,227
Filed 2021-04-16 16:23
Tx date 2021-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,636
+508 vol
$17.00 each
11,511,741
Filed 2021-04-16 16:23
Tx date 2021-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,599.20
-4,040 vol
$16.98 each
11,511,233
Filed 2021-04-16 16:22
Tx date 2021-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,359
+4,497 vol
$16.98 each
11,515,273
Filed 2021-04-16 16:22
Tx date 2021-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,512.11
-89 vol
$16.99 each
11,510,776
Filed 2021-04-16 16:21
Tx date 2021-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,512
+89 vol
$16.99 each
11,510,865
Filed 2021-04-12 08:28
Tx date 2021-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,229
+1,957 vol
$16.98 each
11,510,776
Filed 2021-04-12 08:27
Tx date 2021-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-101.88
-6 vol
$16.98 each
11,508,819
Filed 2021-04-12 08:27
Tx date 2021-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,799
+106 vol
$16.98 each
11,508,825
Filed 2021-04-08 08:51
Tx date 2021-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-713.16
-42 vol
$16.98 each
27,077
Filed 2021-04-08 08:49
Tx date 2021-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,940.58
-821 vol
$16.98 each
11,508,719
Filed 2021-04-08 08:49
Tx date 2021-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,580
+1,801 vol
$16.98 each
11,509,540
Filed 2021-04-07 08:46
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-916.92
-54 vol
$16.98 each
27,119
Filed 2021-04-07 08:45
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,505.16
-442 vol
$16.98 each
11,507,739
Filed 2021-04-07 08:44
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,023
+2,416 vol
$16.98 each
11,508,181
Filed 2021-04-07 08:44
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,747.74
-1,163 vol
$16.98 each
11,505,765
Filed 2021-04-07 08:44
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,769
+5,699 vol
$16.98 each
11,506,928
Filed 2021-04-07 08:43
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,505.16
-442 vol
$16.98 each
Filed 2021-04-07 08:43
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,023
+2,416 vol
$16.98 each
Filed 2021-04-07 08:43
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,747.74
-1,163 vol
$16.98 each
Filed 2021-04-07 08:43
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,769
+5,699 vol
$16.98 each
Filed 2021-04-07 08:34
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,505.16
-442 vol
$16.98 each
Filed 2021-04-07 08:34
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,769
+5,699 vol
$16.98 each
Filed 2021-04-07 08:33
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,023
+2,416 vol
$16.98 each
Filed 2021-04-07 08:32
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,747.74
-1,163 vol
$16.98 each
Filed 2021-04-07 08:31
Tx date 2021-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,769
+5,699 vol
$16.98 each
Filed 2021-04-07 08:30
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,505.16
-442 vol
$16.98 each
Filed 2021-04-07 08:30
Tx date 2021-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,023
+2,416 vol
$16.98 each
Filed 2021-03-31 14:54
Tx date 2021-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-305.64
-18 vol
$16.98 each
27,173
Filed 2021-03-31 14:53
Tx date 2021-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-164,672.04
-9,698 vol
$16.98 each
11,501,229
Filed 2021-03-31 14:51
Tx date 2021-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,131
-243 vol
$17.00 each
11,510,927
Filed 2021-03-31 14:51
Tx date 2021-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$173,642
+10,226 vol
$16.98 each
11,511,170
Filed 2021-03-30 15:58
Tx date 2021-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,656
+392 vol
$16.98 each
11,500,944
Filed 2021-03-30 15:57
Tx date 2021-03-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,984
+588 vol
$16.98 each
11,500,552
Filed 2021-03-27 09:03
Tx date 2021-03-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,077.36
-1,064 vol
$16.99 each
11,499,964
Filed 2021-03-27 09:02
Tx date 2021-03-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,686
+1,041 vol
$16.99 each
11,501,028
Filed 2021-03-23 15:36
Tx date 2021-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,339.68
-432 vol
$16.99 each
11,499,987
Filed 2021-03-23 15:36
Tx date 2021-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,186
+423 vol
$16.99 each
11,500,419
Filed 2021-03-18 16:20
Tx date 2021-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,295
+783 vol
$16.98 each
11,499,996
Filed 2021-03-18 16:19
Tx date 2021-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-487,699.56
-28,722 vol
$16.98 each
11,499,213
Filed 2021-03-18 16:19
Tx date 2021-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$486,731
+28,665 vol
$16.98 each
11,527,935
Filed 2021-03-18 16:19
Tx date 2021-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,419
+1,497 vol
$16.98 each
11,499,270
Filed 2021-03-13 23:15
Tx date 2021-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-162,591.52
-9,464 vol
$17.18 each
11,497,589
Filed 2021-03-13 23:15
Tx date 2021-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$197,744
+11,516 vol
$17.17 each
11,507,053
Filed 2021-03-13 23:11
Tx date 2021-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-133,411.86
-7,857 vol
$16.98 each
11,497,773
Filed 2021-03-13 23:10
Tx date 2021-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$136,536
+8,041 vol
$16.98 each
11,505,630
Filed 2021-03-13 23:09
Tx date 2021-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-171,181.52
-9,964 vol
$17.18 each
Filed 2021-03-13 23:09
Tx date 2021-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$189,159
+11,016 vol
$17.17 each
Filed 2021-03-13 23:08
Tx date 2021-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,003.64
-118 vol
$16.98 each
11,495,537
Filed 2021-03-13 23:08
Tx date 2021-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,080
+417 vol
$16.98 each
11,495,655
Filed 2021-03-12 16:13
Tx date 2021-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50.94
-3 vol
$16.98 each
11,495,238
Filed 2021-03-12 16:12
Tx date 2021-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50.94
+3 vol
$16.98 each
11,495,241
Filed 2021-03-09 16:01
Tx date 2021-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-458.46
-27 vol
$16.98 each
11,495,238
Filed 2021-03-09 16:01
Tx date 2021-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,008
+825 vol
$16.98 each
11,495,265
Filed 2021-03-05 15:29
Tx date 2021-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,513.04
-148 vol
$16.98 each
27,191
Filed 2021-03-05 15:26
Tx date 2021-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-46,049.76
-2,712 vol
$16.98 each
11,494,440
Filed 2021-03-05 15:26
Tx date 2021-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,383
+4,204 vol
$16.98 each
11,497,152
Filed 2021-03-05 15:25
Tx date 2021-03-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,296
-488 vol
$17.00 each
11,492,948
Filed 2021-03-05 15:25
Tx date 2021-03-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$391,700
+23,042 vol
$17.00 each
11,493,436
Filed 2021-03-03 09:42
Tx date 2021-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$134,011
+7,883 vol
$17.00 each
11,470,394
Filed 2021-03-03 09:41
Tx date 2021-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$103,479
+6,087 vol
$17.00 each
11,462,511
Filed 2021-03-03 09:40
Tx date 2021-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$157,760
+9,280 vol
$17.00 each
11,456,424
Filed 2021-02-26 16:01
Tx date 2021-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-77,299
-4,547 vol
$17.00 each
11,447,144
Filed 2021-02-26 16:01
Tx date 2021-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$288,898
+16,994 vol
$17.00 each
11,451,691
Filed 2021-02-26 16:00
Tx date 2021-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,988.50
-935 vol
$17.10 each
11,434,697
Filed 2021-02-26 16:00
Tx date 2021-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,569
+2,028 vol
$17.05 each
11,435,632
Filed 2021-02-26 15:59
Tx date 2021-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-596.75
-35 vol
$17.05 each
11,433,604
Filed 2021-02-26 15:58
Tx date 2021-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$596.75
+35 vol
$17.05 each
11,433,639
Filed 2021-02-26 15:57
Tx date 2021-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$596.75
+35 vol
$17.05 each
Filed 2021-02-26 15:57
Tx date 2021-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$596.75
+35 vol
$17.05 each
11,433,639
Filed 2021-02-26 15:57
Tx date 2021-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,988.50
-935 vol
$17.10 each
Filed 2021-02-26 15:56
Tx date 2021-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,569
+2,028 vol
$17.05 each
Filed 2021-02-26 15:56
Tx date 2021-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-286,807
-16,871 vol
$17.00 each
11,433,604
Filed 2021-02-26 15:55
Tx date 2021-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$285,481
+16,793 vol
$17.00 each
11,450,475
Filed 2021-02-20 19:04
Tx date 2021-02-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-26,962
-1,586 vol
$17.00 each
11,433,682
Filed 2021-02-20 19:03
Tx date 2021-02-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,826
+1,578 vol
$17.00 each
11,435,268
Filed 2021-02-20 19:02
Tx date 2021-02-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,915
+995 vol
$17.00 each
11,433,690
Filed 2021-02-20 19:02
Tx date 2021-02-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,805
-165 vol
$17.00 each
11,432,695
Filed 2021-02-20 19:01
Tx date 2021-02-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,805
+165 vol
$17.00 each
11,432,860
Filed 2021-02-20 19:01
Tx date 2021-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,721
-513 vol
$17.00 each
11,432,695
Filed 2021-02-20 19:01
Tx date 2021-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,404
+612 vol
$17.00 each
11,433,208
Filed 2021-02-16 15:52
Tx date 2021-02-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,007.35
-1,235 vol
$17.01 each
11,432,596
Filed 2021-02-16 15:51
Tx date 2021-02-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,690
+1,334 vol
$17.01 each
11,433,831
Filed 2021-02-12 14:34
Tx date 2021-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,457.56
-556 vol
$17.01 each
11,432,497
Filed 2021-02-12 14:34
Tx date 2021-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,451
+1,849 vol
$17.01 each
11,433,053
Filed 2021-02-12 14:33
Tx date 2021-02-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-114,069.06
-6,706 vol
$17.01 each
11,431,204
Filed 2021-02-12 14:33
Tx date 2021-02-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$113,967
+6,700 vol
$17.01 each
11,437,910
Filed 2021-02-12 14:32
Tx date 2021-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-74,878.02
-4,402 vol
$17.01 each
11,431,210
Filed 2021-02-12 14:32
Tx date 2021-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$74,792
+4,397 vol
$17.01 each
11,435,612
Filed 2021-02-08 16:19
Tx date 2021-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,212.15
-423 vol
$17.05 each
11,431,215
Filed 2021-02-08 16:17
Tx date 2021-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,212
+423 vol
$17.05 each
11,431,638
Filed 2021-02-08 16:17
Tx date 2021-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-165,282.70
-9,694 vol
$17.05 each
11,431,215
Filed 2021-02-08 16:16
Tx date 2021-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$164,924
+9,673 vol
$17.05 each
11,440,909
Filed 2021-02-05 15:46
Tx date 2021-02-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,156
-68 vol
$17.00 each
11,431,236
Filed 2021-02-05 15:46
Tx date 2021-02-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,935
+6,055 vol
$17.00 each
11,431,304
Filed 2021-02-05 15:45
Tx date 2021-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,333
-549 vol
$17.00 each
11,425,249
Filed 2021-02-05 15:45
Tx date 2021-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,646
+5,038 vol
$17.00 each
11,425,798
Filed 2021-02-05 15:44
Tx date 2021-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,213
+4,189 vol
$17.00 each
11,420,760
Filed 2021-02-05 15:44
Tx date 2021-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,767.8992
-927 vol
$17.01 each
11,416,571
Filed 2021-02-05 15:43
Tx date 2021-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,199
+1,893 vol
$17.01 each
11,417,498
Filed 2021-01-30 23:04
Tx date 2021-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-153.00
-9 vol
$17.00 each
11,415,605
Filed 2021-01-30 23:03
Tx date 2021-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,168
+304 vol
$17.00 each
11,415,614
Filed 2021-01-30 23:03
Tx date 2021-01-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,026
-178 vol
$17.00 each
11,415,310
Filed 2021-01-30 23:02
Tx date 2021-01-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$74,783
+4,399 vol
$17.00 each
11,415,488
Filed 2021-01-30 23:02
Tx date 2021-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-244,015.74
-14,337 vol
$17.02 each
11,411,089
Filed 2021-01-30 23:01
Tx date 2021-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$239,760
+14,087 vol
$17.02 each
11,425,426
Filed 2021-01-30 23:01
Tx date 2021-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,275
-1,075 vol
$17.00 each
11,411,339
Filed 2021-01-30 23:00
Tx date 2021-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$178,245
+10,485 vol
$17.00 each
11,412,414
Filed 2021-01-26 09:24
Tx date 2021-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-5,508
-324 vol
$17.00 each
27,339
Filed 2021-01-26 09:22
Tx date 2021-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-31,076
-1,828 vol
$17.00 each
11,401,929
Filed 2021-01-26 09:21
Tx date 2021-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,198
+1,894 vol
$17.00 each
11,403,757
Filed 2021-01-26 09:21
Tx date 2021-01-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,789
+4,517 vol
$17.00 each
11,401,863
Filed 2021-01-21 23:34
Tx date 2021-01-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-59,675
-3,500 vol
$17.05 each
11,397,346
Filed 2021-01-21 23:33
Tx date 2021-01-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$106,999
+6,284 vol
$17.03 each
11,400,846
Filed 2021-01-21 23:33
Tx date 2021-01-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,275
-75 vol
$17.00 each
11,394,562
Filed 2021-01-21 23:32
Tx date 2021-01-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,605
+565 vol
$17.00 each
11,394,637
Filed 2021-01-21 23:32
Tx date 2021-01-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,260
+1,780 vol
$17.00 each
11,394,072
Filed 2021-01-21 23:32
Tx date 2021-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,018
-354 vol
$17.00 each
11,392,292
Filed 2021-01-21 23:31
Tx date 2021-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,984
+352 vol
$17.00 each
11,392,646
Filed 2021-01-19 16:08
Tx date 2021-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$184,450
+10,850 vol
$17.00 each
11,392,294
Filed 2021-01-19 16:07
Tx date 2021-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-100,606
-5,918 vol
$17.00 each
11,381,444
Filed 2021-01-14 08:52
Tx date 2021-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,003
-59 vol
$17.00 each
27,663
Filed 2021-01-14 08:50
Tx date 2021-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-116,671
-6,863 vol
$17.00 each
11,387,362
Filed 2021-01-14 08:49
Tx date 2021-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,804
+6,812 vol
$17.00 each
11,394,225
Filed 2021-01-14 08:49
Tx date 2021-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-98,600
-5,800 vol
$17.00 each
11,387,413
Filed 2021-01-14 08:49
Tx date 2021-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$107,950
+6,350 vol
$17.00 each
11,393,213
Filed 2021-01-12 20:03
Tx date 2021-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-41,378
-2,434 vol
$17.00 each
11,386,863
Filed 2021-01-12 20:02
Tx date 2021-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,374
+4,022 vol
$17.00 each
11,389,297
Filed 2021-01-12 20:01
Tx date 2021-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,173.80
-478 vol
$17.10 each
11,385,275
Filed 2021-01-12 20:01
Tx date 2021-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,105
+474 vol
$17.10 each
11,385,753
Filed 2021-01-08 15:21
Tx date 2021-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$97.26
+6 vol
$16.21 each
11,382,310
Filed 2021-01-08 08:56
Tx date 2021-01-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-196,503
-11,559 vol
$17.00 each
11,385,273
Filed 2021-01-08 08:55
Tx date 2021-01-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$240,244
+14,132 vol
$17.00 each
11,396,832
Filed 2021-01-08 08:54
Tx date 2021-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,173
-69 vol
$17.00 each
11,382,700
Filed 2021-01-08 08:54
Tx date 2021-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,905
+465 vol
$17.00 each
11,382,769
Filed 2021-01-08 08:53
Tx date 2021-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,022
-766 vol
$17.00 each
11,382,304
Filed 2021-01-08 08:53
Tx date 2021-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,903
+759 vol
$17.00 each
11,383,070
Filed 2021-01-05 11:08
Tx date 2021-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,526
-678 vol
$17.00 each
11,382,311
Filed 2021-01-05 11:08
Tx date 2021-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,839
+1,167 vol
$17.00 each
11,382,989
Filed 2021-01-04 08:48
Tx date 2020-12-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,098
+594 vol
$17.00 each
11,381,822
Filed 2020-12-30 15:28
Tx date 2020-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-79,339
-4,667 vol
$17.00 each
11,381,228
Filed 2020-12-30 15:27
Tx date 2020-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,340
+5,020 vol
$17.00 each
11,385,895
Filed 2020-12-28 21:10
Tx date 2020-12-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,105
-65 vol
$17.00 each
11,380,875
Filed 2020-12-28 21:09
Tx date 2020-12-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,640
+2,920 vol
$17.00 each
11,380,940
Filed 2020-12-24 08:49
Tx date 2020-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,040
-120 vol
$17.00 each
11,378,020
Filed 2020-12-24 08:48
Tx date 2020-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,573
+3,269 vol
$17.00 each
11,378,140
Filed 2020-12-23 13:57
Tx date 2020-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,047
+591 vol
$17.00 each
11,374,871
Filed 2020-12-23 13:56
Tx date 2020-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51.18
-3 vol
$17.06 each
11,374,280
Filed 2020-12-23 13:56
Tx date 2020-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51.18
+3 vol
$17.06 each
11,374,283
Filed 2020-12-17 08:38
Tx date 2020-12-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$9,069,317
+555,718 vol
$16.32 each
11,374,280
Filed 2020-12-17 08:31
Tx date 2020-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-45,092.70
-2,637 vol
$17.10 each
10,818,562
Filed 2020-12-17 08:30
Tx date 2020-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$456,518
+26,697 vol
$17.10 each
10,821,199
Filed 2020-12-17 08:29
Tx date 2020-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,430.52
-373 vol
$17.24 each
10,794,502
Filed 2020-12-17 08:28
Tx date 2020-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,413
+372 vol
$17.24 each
10,794,875
Filed 2020-12-15 08:26
Tx date 2020-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,998.10
-1,111 vol
$17.10 each
10,794,503
Filed 2020-12-15 08:26
Tx date 2020-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,888
+4,204 vol
$17.10 each
10,795,614
Filed 2020-12-15 08:26
Tx date 2020-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-292,581
-17,110 vol
$17.10 each
10,791,410
Filed 2020-12-15 08:25
Tx date 2020-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$322,830
+18,879 vol
$17.10 each
10,808,520
Filed 2020-12-11 11:47
Tx date 2020-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,041.20
-1,172 vol
$17.10 each
10,789,641
Filed 2020-12-11 11:47
Tx date 2020-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,268
+3,466 vol
$17.10 each
10,790,813
Filed 2020-12-10 15:37
Tx date 2020-12-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$226,386
+13,239 vol
$17.10 each
10,787,347
Filed 2020-12-10 15:37
Tx date 2020-12-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-153.90
-9 vol
$17.10 each
10,774,108
Filed 2020-12-09 15:53
Tx date 2020-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,201.44
-304 vol
$17.11 each
10,774,117
Filed 2020-12-09 15:52
Tx date 2020-12-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,250
+1,301 vol
$17.10 each
10,774,421
Filed 2020-12-08 08:55
Tx date 2020-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,011.36
-176 vol
$17.11 each
27,722
Filed 2020-12-08 08:54
Tx date 2020-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-102.00
-6 vol
$17.00 each
27,898
Filed 2020-12-08 08:53
Tx date 2020-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-239,711.10
-14,010 vol
$17.11 each
10,773,120
Filed 2020-12-08 08:52
Tx date 2020-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$298,945
+17,474 vol
$17.11 each
10,787,130
Filed 2020-12-08 08:52
Tx date 2020-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,989.20
-1,052 vol
$17.10 each
10,769,656
Filed 2020-12-08 08:51
Tx date 2020-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,310
+1,948 vol
$17.10 each
10,770,708
Filed 2020-12-04 09:04
Tx date 2020-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-34,371
-2,010 vol
$17.10 each
10,768,760
Filed 2020-12-04 09:04
Tx date 2020-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-335,113.12
-19,472 vol
$17.21 each
10,770,770
Filed 2020-12-04 09:04
Tx date 2020-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$426,765
+24,832 vol
$17.19 each
10,790,242
Filed 2020-12-04 09:03
Tx date 2020-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-872.61
-51 vol
$17.11 each
10,765,410
Filed 2020-12-04 09:03
Tx date 2020-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$872.61
+51 vol
$17.11 each
10,765,461
Filed 2020-12-04 09:02
Tx date 2020-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-117,405.22
-6,814 vol
$17.23 each
10,765,410
Filed 2020-12-04 09:02
Tx date 2020-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$117,164
+6,800 vol
$17.23 each
10,772,224
Filed 2020-12-01 16:11
Tx date 2020-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,763
-1,339 vol
$17.00 each
10,765,424
Filed 2020-12-01 16:10
Tx date 2020-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,461
+2,733 vol
$17.00 each
10,766,763
Filed 2020-11-27 14:51
Tx date 2020-11-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,076
-828 vol
$17.00 each
10,764,030
Filed 2020-11-27 14:50
Tx date 2020-11-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,042
+826 vol
$17.00 each
10,764,858
Filed 2020-11-27 14:49
Tx date 2020-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$236,385
+13,905 vol
$17.00 each
10,777,966
Filed 2020-11-27 14:49
Tx date 2020-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-236,878
-13,934 vol
$17.00 each
10,764,032
Filed 2020-11-27 14:48
Tx date 2020-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$236,844
+13,932 vol
$17.00 each
Filed 2020-11-25 08:52
Tx date 2020-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,342
-1,726 vol
$17.00 each
10,764,061
Filed 2020-11-25 08:52
Tx date 2020-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,240
+2,720 vol
$17.00 each
10,765,787
Filed 2020-11-25 08:51
Tx date 2020-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-34,034
-2,002 vol
$17.00 each
10,763,067
Filed 2020-11-25 08:51
Tx date 2020-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,015
+3,295 vol
$17.00 each
10,765,069
Filed 2020-11-23 08:09
Tx date 2020-11-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-155,363
-9,139 vol
$17.00 each
10,761,774
Filed 2020-11-23 08:08
Tx date 2020-11-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$187,272
+11,016 vol
$17.00 each
10,770,913
Filed 2020-11-23 08:07
Tx date 2020-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-180,300.96
-10,416 vol
$17.31 each
10,759,897
Filed 2020-11-23 08:07
Tx date 2020-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,627
-331 vol
$17.00 each
10,770,313
Filed 2020-11-23 08:06
Tx date 2020-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$188,930
+10,924 vol
$17.30 each
10,770,644
Filed 2020-11-23 08:06
Tx date 2020-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,368.50
-1,350 vol
$17.31 each
10,759,720
Filed 2020-11-23 08:05
Tx date 2020-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,316
+1,347 vol
$17.31 each
10,761,070
Filed 2020-11-18 09:03
Tx date 2020-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-501.00
-30 vol
$16.70 each
27,904
Filed 2020-11-18 08:50
Tx date 2020-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-277,677.33
-15,931 vol
$17.43 each
10,759,723
Filed 2020-11-18 08:49
Tx date 2020-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$277,102
+15,898 vol
$17.43 each
10,775,654
Filed 2020-11-18 08:49
Tx date 2020-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-134,860.50
-7,818 vol
$17.25 each
10,759,756
Filed 2020-11-18 08:48
Tx date 2020-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$134,584
+7,802 vol
$17.25 each
10,767,574
Filed 2020-11-16 17:43
Tx date 2020-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-98,287.15
-5,785 vol
$16.99 each
10,759,772
Filed 2020-11-16 17:43
Tx date 2020-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$98,083
+5,773 vol
$16.99 each
10,765,557
Filed 2020-11-16 17:42
Tx date 2020-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-89,962.05
-5,295 vol
$16.99 each
10,759,784
Filed 2020-11-16 17:41
Tx date 2020-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$150,820
+8,877 vol
$16.99 each
10,765,079
Filed 2020-11-12 09:05
Tx date 2020-11-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-37,106.16
-2,184 vol
$16.99 each
10,756,202
Filed 2020-11-12 09:05
Tx date 2020-11-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$87,889
+5,173 vol
$16.99 each
10,758,386
Filed 2020-11-12 09:04
Tx date 2020-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,514.52
-148 vol
$16.99 each
10,753,213
Filed 2020-11-12 09:03
Tx date 2020-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,907
+1,878 vol
$16.99 each
10,753,361
Filed 2020-11-12 08:54
Tx date 2020-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-492.71
-29 vol
$16.99 each
27,934
Filed 2020-11-10 08:58
Tx date 2020-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-115,090.26
-6,774 vol
$16.99 each
10,751,483
Filed 2020-11-10 08:57
Tx date 2020-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,854
+6,819 vol
$16.99 each
10,758,257
Filed 2020-11-10 08:56
Tx date 2020-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,608.65
-153 vol
$17.05 each
10,751,438
Filed 2020-11-10 08:55
Tx date 2020-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,462
+4,265 vol
$16.99 each
10,751,591
Filed 2020-11-08 18:58
Tx date 2020-11-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,182
+1,190 vol
$16.96 each
10,747,326
Filed 2020-11-03 12:49
Tx date 2020-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,038.40
-415 vol
$16.96 each
10,746,136
Filed 2020-11-03 12:49
Tx date 2020-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,338
+1,494 vol
$16.96 each
10,746,551
Filed 2020-11-03 12:48
Tx date 2020-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-135.68
-8 vol
$16.96 each
10,745,057
Filed 2020-11-03 12:48
Tx date 2020-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$135.68
+8 vol
$16.96 each
10,745,065
Filed 2020-10-30 15:27
Tx date 2020-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,051.84
-1,654 vol
$16.96 each
10,745,057
Filed 2020-10-30 15:24
Tx date 2020-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,661
+1,631 vol
$16.96 each
10,746,711
Filed 2020-10-30 15:24
Tx date 2020-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,155.84
-304 vol
$16.96 each
10,745,080
Filed 2020-10-30 15:23
Tx date 2020-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,088
+300 vol
$16.96 each
10,745,384
Filed 2020-10-28 15:59
Tx date 2020-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,020
+296 vol
$16.96 each
10,745,084
Filed 2020-10-28 15:58
Tx date 2020-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,404
+1,380 vol
$16.96 each
10,744,788
Filed 2020-10-22 13:40
Tx date 2020-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,013
-300 vol
$16.71 each
10,743,408
Filed 2020-10-22 13:34
Tx date 2020-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,466
+387 vol
$16.71 each
10,743,708
Filed 2020-10-22 13:34
Tx date 2020-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-219,001.26
-13,106 vol
$16.71 each
10,743,321
Filed 2020-10-22 13:34
Tx date 2020-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$241,091
+14,428 vol
$16.71 each
10,756,427
Filed 2020-10-20 08:34
Tx date 2020-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,381
-1,100 vol
$16.71 each
10,741,999
Filed 2020-10-20 08:33
Tx date 2020-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,417
+1,162 vol
$16.71 each
10,743,099
Filed 2020-10-20 08:32
Tx date 2020-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,939
+1,194 vol
$16.70 each
10,741,937
Filed 2020-10-16 15:37
Tx date 2020-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-4,492.30
-269 vol
$16.70 each
27,963
Filed 2020-10-16 15:26
Tx date 2020-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-818.30
-49 vol
$16.70 each
10,740,743
Filed 2020-10-16 15:25
Tx date 2020-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$818.30
+49 vol
$16.70 each
10,740,792
Filed 2020-10-16 15:25
Tx date 2020-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-80,477.30
-4,819 vol
$16.70 each
10,740,743
Filed 2020-10-16 15:24
Tx date 2020-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$100,033
+5,990 vol
$16.70 each
10,745,562
Filed 2020-10-13 08:51
Tx date 2020-10-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,032
-960 vol
$16.70 each
10,739,572
Filed 2020-10-13 08:49
Tx date 2020-10-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,948
+955 vol
$16.70 each
10,740,532
Filed 2020-10-09 14:49
Tx date 2020-10-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,545
+871 vol
$16.70 each
10,739,577
Filed 2020-10-09 14:48
Tx date 2020-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,488.30
-149 vol
$16.70 each
10,738,706
Filed 2020-10-09 14:48
Tx date 2020-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,471
+148 vol
$16.70 each
10,738,855
Filed 2020-10-09 14:48
Tx date 2020-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-551.10
-33 vol
$16.70 each
10,738,707
Filed 2020-10-09 14:47
Tx date 2020-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$551.10
+33 vol
$16.70 each
10,738,740
Filed 2020-10-09 14:47
Tx date 2020-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,350.50
-3,015 vol
$16.70 each
10,738,707
Filed 2020-10-09 14:47
Tx date 2020-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,100
+3,000 vol
$16.70 each
10,741,722
Filed 2020-10-05 08:20
Tx date 2020-10-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,933
+1,493 vol
$16.70 each
10,738,722
Filed 2020-09-30 08:50
Tx date 2020-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,103.12
-127 vol
$16.56 each
10,737,229
Filed 2020-09-30 08:38
Tx date 2020-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,397.04
-809 vol
$16.56 each
Filed 2020-09-30 08:38
Tx date 2020-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$89,109
+5,381 vol
$16.56 each
10,737,356
Filed 2020-09-30 08:37
Tx date 2020-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,928.08
-1,143 vol
$16.56 each
10,731,975
Filed 2020-09-30 08:36
Tx date 2020-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$111,084
+6,708 vol
$16.56 each
10,733,118
Filed 2020-09-28 09:12
Tx date 2020-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-894.24
-54 vol
$16.56 each
28,232
Filed 2020-09-28 09:09
Tx date 2020-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,115.52
-792 vol
$16.56 each
10,726,410
Filed 2020-09-28 09:08
Tx date 2020-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,643
+2,877 vol
$16.56 each
10,727,202
Filed 2020-09-25 09:20
Tx date 2020-09-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,576
-340 vol
$16.40 each
10,714,784
Filed 2020-09-25 09:19
Tx date 2020-09-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,543
+338 vol
$16.40 each
10,715,124
Filed 2020-09-25 08:53
Tx date 2020-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-529.92
-32 vol
$16.56 each
10,724,327
Filed 2020-09-25 08:52
Tx date 2020-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,470
+3,712 vol
$16.56 each
10,724,359
Filed 2020-09-25 08:52
Tx date 2020-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,904
-900 vol
$16.56 each
10,720,647
Filed 2020-09-25 08:51
Tx date 2020-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,477
+995 vol
$16.56 each
10,721,547
Filed 2020-09-25 08:51
Tx date 2020-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,998.48
-483 vol
$16.56 each
10,720,552
Filed 2020-09-25 08:50
Tx date 2020-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,721
+1,674 vol
$16.56 each
10,721,035
Filed 2020-09-22 23:28
Tx date 2020-09-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,030
+4,575 vol
$16.40 each
10,719,361
Filed 2020-09-17 15:44
Tx date 2020-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,483.30
-91 vol
$16.30 each
28,286
Filed 2020-09-17 15:40
Tx date 2020-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-47,123.30
-2,891 vol
$16.30 each
10,714,786
Filed 2020-09-17 15:39
Tx date 2020-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,971
+4,467 vol
$16.34 each
10,717,677
Filed 2020-09-17 15:38
Tx date 2020-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$165,335
+10,000 vol
$16.53 each
10,713,210
Filed 2020-09-15 15:00
Tx date 2020-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$97,645
+5,900 vol
$16.55 each
10,703,210
Filed 2020-09-15 15:00
Tx date 2020-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,863.80
-596 vol
$16.55 each
10,697,310
Filed 2020-09-15 14:58
Tx date 2020-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$105,658
+6,396 vol
$16.52 each
10,697,906
Filed 2020-09-13 09:17
Tx date 2020-09-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$116,958
+7,067 vol
$16.55 each
10,691,665
Filed 2020-09-13 09:16
Tx date 2020-09-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,565.25
-155 vol
$16.55 each
10,691,510
Filed 2020-09-13 09:15
Tx date 2020-09-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$117,107
+7,076 vol
$16.55 each
Filed 2020-09-13 09:15
Tx date 2020-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,007.20
-179 vol
$16.80 each
10,684,598
Filed 2020-09-13 09:14
Tx date 2020-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,079
+1,969 vol
$16.80 each
10,684,777
Filed 2020-09-08 15:38
Tx date 2020-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$94,486
+5,709 vol
$16.55 each
10,682,808
Filed 2020-09-08 15:37
Tx date 2020-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$-151.20
-9 vol
$16.80 each
10,677,099
Filed 2020-09-04 10:39
Tx date 2020-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$189,773
+11,400 vol
$16.65 each
10,677,108
Filed 2020-09-04 10:39
Tx date 2020-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,798.48
-228 vol
$16.66 each
10,665,708
Filed 2020-09-04 10:39
Tx date 2020-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,798
+228 vol
$16.66 each
10,665,936
Filed 2020-08-30 21:56
Tx date 2020-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,115.82
-127 vol
$16.66 each
10,665,708
Filed 2020-08-30 21:56
Tx date 2020-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$256,827
+15,417 vol
$16.66 each
10,665,835
Filed 2020-08-30 21:52
Tx date 2020-08-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,763.96
-406 vol
$16.66 each
10,650,418
Filed 2020-08-30 21:50
Tx date 2020-08-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,747
+405 vol
$16.66 each
10,650,824
Filed 2020-08-30 21:50
Tx date 2020-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-27,205.78
-1,633 vol
$16.66 each
10,650,419
Filed 2020-08-30 21:49
Tx date 2020-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,122
+1,628 vol
$16.66 each
10,652,052
Filed 2020-08-26 08:56
Tx date 2020-08-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-141,693.30
-8,505 vol
$16.66 each
10,650,424
Filed 2020-08-26 08:55
Tx date 2020-08-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$141,276
+8,480 vol
$16.66 each
10,658,929
Filed 2020-08-26 08:55
Tx date 2020-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,821
-1,850 vol
$16.66 each
10,650,449
Filed 2020-08-26 08:55
Tx date 2020-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,721
+1,844 vol
$16.66 each
10,652,299
Filed 2020-08-24 08:24
Tx date 2020-08-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,028.92
-662 vol
$16.66 each
10,650,455
Filed 2020-08-24 08:24
Tx date 2020-08-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,995
+660 vol
$16.66 each
10,651,117
Filed 2020-08-23 20:54
Tx date 2020-08-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,998.80
-180 vol
$16.66 each
10,650,457
Filed 2020-08-23 20:54
Tx date 2020-08-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,982
+179 vol
$16.66 each
10,650,637
Filed 2020-08-19 15:49
Tx date 2020-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-499.80
-30 vol
$16.66 each
10,650,458
Filed 2020-08-19 15:49
Tx date 2020-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,143
+429 vol
$16.65 each
10,650,488
Filed 2020-08-19 15:48
Tx date 2020-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-100.98
-6 vol
$16.83 each
10,650,059
Filed 2020-08-19 15:47
Tx date 2020-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,824
+590 vol
$16.65 each
10,650,065
Filed 2020-08-13 16:47
Tx date 2020-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,301
+442 vol
$16.52 each
10,453,072
Filed 2020-08-13 16:43
Tx date 2020-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$3,150,000
+196,875 vol
$16.00 each
10,649,475
Filed 2020-08-13 16:40
Tx date 2020-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,593.31
-637 vol
$16.63 each
10,452,600
Filed 2020-08-13 16:39
Tx date 2020-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,310
+620 vol
$16.63 each
10,453,237
Filed 2020-08-13 16:39
Tx date 2020-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,516.60
-455 vol
$16.52 each
10,452,617
Filed 2020-08-13 16:38
Tx date 2020-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,346
+442 vol
$16.62 each
Filed 2020-08-13 16:37
Tx date 2020-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-594.00
-36 vol
$16.50 each
10,452,630
Filed 2020-08-13 16:37
Tx date 2020-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,085
+6,187 vol
$16.50 each
10,452,666
Filed 2020-08-10 18:18
Tx date 2020-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,303.50
-79 vol
$16.50 each
10,446,479
Filed 2020-08-10 18:18
Tx date 2020-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,488
+272 vol
$16.50 each
10,446,558
Filed 2020-08-10 18:17
Tx date 2020-08-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,798.50
-109 vol
$16.50 each
10,446,286
Filed 2020-08-10 18:16
Tx date 2020-08-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,510
+2,637 vol
$16.50 each
10,446,395
Filed 2020-08-07 12:49
Tx date 2020-08-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-88,844.56
-5,378 vol
$16.52 each
10,443,758
Filed 2020-08-07 12:48
Tx date 2020-08-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$87,985
+5,326 vol
$16.52 each
10,449,136
Filed 2020-08-07 12:47
Tx date 2020-08-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-123,577.35
-7,485 vol
$16.51 each
10,443,810
Filed 2020-08-07 12:46
Tx date 2020-08-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$136,395
+8,262 vol
$16.51 each
10,451,295
Filed 2020-08-07 12:46
Tx date 2020-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,805
-170 vol
$16.50 each
10,443,033
Filed 2020-08-07 12:45
Tx date 2020-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,898
+1,812 vol
$16.50 each
10,443,203
Filed 2020-08-07 12:43
Tx date 2020-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,898
+1,812 vol
$16.50 each
Filed 2020-08-07 10:23
Tx date 2020-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,898
+1,812 vol
$16.50 each
Filed 2020-08-07 10:23
Tx date 2020-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,898
+1,812 vol
$16.50 each
10,443,203
Filed 2020-08-04 08:53
Tx date 2020-07-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,229.75
-1,215 vol
$16.65 each
10,441,391
Filed 2020-08-04 08:52
Tx date 2020-07-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,635
+2,149 vol
$16.58 each
10,442,606
Filed 2020-07-30 16:49
Tx date 2020-07-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-165.10
-10 vol
$16.51 each
10,440,457
Filed 2020-07-30 16:48
Tx date 2020-07-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,170
+980 vol
$16.50 each
10,440,467
Filed 2020-07-30 16:38
Tx date 2020-07-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,360.30
-382 vol
$16.65 each
10,439,487
Filed 2020-07-30 16:37
Tx date 2020-07-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$428,121
+25,713 vol
$16.65 each
10,439,869
Filed 2020-07-30 16:36
Tx date 2020-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$164,389
+9,963 vol
$16.50 each
10,414,156
Filed 2020-07-28 11:10
Tx date 2020-07-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,024.84
-182 vol
$16.62 each
10,404,193
Filed 2020-07-27 16:49
Tx date 2020-07-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,008.22
-181 vol
$16.62 each
Filed 2020-07-27 16:49
Tx date 2020-07-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,008.22
-181 vol
$16.62 each
10,404,194
Filed 2020-07-27 16:49
Tx date 2020-07-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,008
+181 vol
$16.62 each
10,404,375
Filed 2020-07-27 16:48
Tx date 2020-07-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-115,005
-6,970 vol
$16.50 each
10,404,194
Filed 2020-07-27 16:47
Tx date 2020-07-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$292,132
+17,705 vol
$16.50 each
10,411,164
Filed 2020-07-22 08:11
Tx date 2020-07-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,990
-2,060 vol
$16.50 each
10,393,459
Filed 2020-07-22 08:10
Tx date 2020-07-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$71,676
+4,344 vol
$16.50 each
10,395,519
Filed 2020-07-22 08:10
Tx date 2020-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$531,821
+32,001 vol
$16.62 each
10,391,175
Filed 2020-07-20 10:47
Tx date 2020-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$431,438
+25,959 vol
$16.62 each
10,359,174
Filed 2020-07-16 11:20
Tx date 2020-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,019.06
-663 vol
$16.62 each
10,333,215
Filed 2020-07-16 11:19
Tx date 2020-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$130,201
+7,834 vol
$16.62 each
10,333,878
Filed 2020-07-16 11:19
Tx date 2020-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,021.86
-603 vol
$16.62 each
10,326,044
Filed 2020-07-16 11:18
Tx date 2020-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,603
+999 vol
$16.62 each
10,326,647
Filed 2020-07-16 11:18
Tx date 2020-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,202.06
-313 vol
$16.62 each
10,325,648
Filed 2020-07-16 11:17
Tx date 2020-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,124
+910 vol
$16.62 each
10,325,961
Filed 2020-07-13 07:55
Tx date 2020-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-41,200.98
-2,479 vol
$16.62 each
10,325,051
Filed 2020-07-13 07:54
Tx date 2020-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$80,789
+4,861 vol
$16.62 each
10,327,530
Filed 2020-07-13 07:54
Tx date 2020-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,955.40
-419 vol
$16.60 each
10,322,669
Filed 2020-07-13 07:54
Tx date 2020-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,532
+2,020 vol
$16.60 each
10,323,088
Filed 2020-07-13 07:53
Tx date 2020-07-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-514.60
-31 vol
$16.60 each
10,321,068
Filed 2020-07-13 07:53
Tx date 2020-07-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$99,603
+6,007 vol
$16.58 each
10,321,099
Filed 2020-07-13 07:53
Tx date 2020-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-90,171.20
-5,432 vol
$16.60 each
10,315,092
Filed 2020-07-13 07:52
Tx date 2020-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$89,772
+5,408 vol
$16.60 each
10,320,524
Filed 2020-07-07 15:33
Tx date 2020-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,213
+796 vol
$16.60 each
10,315,116
Filed 2020-07-07 15:33
Tx date 2020-07-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,303
+199 vol
$16.60 each
10,314,320
Filed 2020-07-03 14:13
Tx date 2020-07-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-60,507
-3,645 vol
$16.60 each
10,314,121
Filed 2020-07-03 14:12
Tx date 2020-07-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,758
+4,624 vol
$16.60 each
10,317,766
Filed 2020-06-30 16:23
Tx date 2020-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$236,284
+14,234 vol
$16.60 each
10,313,142
Filed 2020-06-26 16:35
Tx date 2020-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,600.60
-1,241 vol
$16.60 each
10,298,908
Filed 2020-06-26 16:34
Tx date 2020-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,484
+1,234 vol
$16.60 each
10,300,149
Filed 2020-06-26 16:33
Tx date 2020-06-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-813.40
-49 vol
$16.60 each
10,298,915
Filed 2020-06-26 16:33
Tx date 2020-06-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,403
+446 vol
$16.60 each
10,298,964
Filed 2020-06-26 16:32
Tx date 2020-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,103.22
-966 vol
$16.67 each
10,298,518
Filed 2020-06-26 16:32
Tx date 2020-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,103
+966 vol
$16.67 each
10,299,484
Filed 2020-06-26 16:32
Tx date 2020-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,034.54
-362 vol
$16.67 each
10,298,518
Filed 2020-06-26 16:31
Tx date 2020-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,034
+362 vol
$16.67 each
10,298,880
Filed 2020-06-26 16:31
Tx date 2020-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,560
+1,600 vol
$16.60 each
10,298,518
Filed 2020-06-23 14:16
Tx date 2020-06-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,980
+300 vol
$16.60 each
10,296,918
Filed 2020-06-19 12:18
Tx date 2020-06-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,842.60
-111 vol
$16.60 each
10,296,618
Filed 2020-06-19 12:18
Tx date 2020-06-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,360
+4,600 vol
$16.60 each
10,296,729
Filed 2020-06-19 12:17
Tx date 2020-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,900
+600 vol
$16.50 each
10,292,129
Filed 2020-06-15 15:15
Tx date 2020-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$123,750
+7,500 vol
$16.50 each
10,291,529
Filed 2020-06-12 15:24
Tx date 2020-06-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,034
-1,396 vol
$16.50 each
10,284,029
Filed 2020-06-12 15:22
Tx date 2020-06-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,284
+1,896 vol
$16.50 each
10,285,425
Filed 2020-06-12 15:22
Tx date 2020-06-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,950.28
-1,204 vol
$16.57 each
10,283,529
Filed 2020-06-12 15:21
Tx date 2020-06-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,651
+2,574 vol
$16.57 each
10,284,733
Filed 2020-06-09 18:58
Tx date 2020-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-918,921.75
-54,861 vol
$16.75 each
10,282,159
Filed 2020-06-09 18:58
Tx date 2020-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,048
+600 vol
$16.75 each
10,337,020
Filed 2020-06-09 18:57
Tx date 2020-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$884,416
+52,801 vol
$16.75 each
10,336,420
Filed 2020-06-09 18:55
Tx date 2020-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-305,118
-18,492 vol
$16.50 each
10,283,619
Filed 2020-06-09 18:54
Tx date 2020-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$401,403
+24,331 vol
$16.50 each
10,302,111
Filed 2020-06-09 18:53
Tx date 2020-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,818
-292 vol
$16.50 each
10,277,780
Filed 2020-06-09 18:53
Tx date 2020-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,031
+911 vol
$16.50 each
10,278,072
Filed 2020-06-05 09:16
Tx date 2020-06-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,066
-2,004 vol
$16.50 each
10,277,161
Filed 2020-06-05 09:14
Tx date 2020-06-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,950
+2,300 vol
$16.50 each
10,279,165
Filed 2020-06-05 09:13
Tx date 2020-06-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,309.50
-2,443 vol
$16.50 each
10,276,865
Filed 2020-06-05 09:13
Tx date 2020-06-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,576
+2,703 vol
$16.49 each
10,279,308
Filed 2020-06-05 09:12
Tx date 2020-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,083.85
-613 vol
$16.45 each
10,276,605
Filed 2020-06-05 09:12
Tx date 2020-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,271
+746 vol
$16.45 each
10,277,218
Filed 2020-06-05 09:11
Tx date 2020-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,011.15
-487 vol
$16.45 each
10,276,472
Filed 2020-06-05 09:11
Tx date 2020-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$66,293
+4,030 vol
$16.45 each
10,276,959
Filed 2020-05-29 10:40
Tx date 2020-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-95,122.50
-5,765 vol
$16.50 each
28,377
Filed 2020-05-29 08:57
Tx date 2020-05-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,283.90
-382 vol
$16.45 each
10,272,929
Filed 2020-05-29 08:56
Tx date 2020-05-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,741
+349 vol
$16.45 each
10,273,311
Filed 2020-05-29 08:56
Tx date 2020-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,931.55
-239 vol
$16.45 each
10,272,962
Filed 2020-05-29 08:55
Tx date 2020-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-220,671
-13,374 vol
$16.50 each
10,273,201
Filed 2020-05-29 08:55
Tx date 2020-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$250,322
+15,180 vol
$16.49 each
10,286,575
Filed 2020-05-29 08:54
Tx date 2020-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,198
+2,930 vol
$16.45 each
10,271,395
Filed 2020-05-26 15:17
Tx date 2020-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,329.55
-1,479 vol
$16.45 each
10,268,465
Filed 2020-05-26 15:16
Tx date 2020-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,223
+1,351 vol
$16.45 each
10,269,944
Filed 2020-05-26 15:16
Tx date 2020-05-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,147
-860 vol
$16.45 each
10,268,593
Filed 2020-05-26 15:15
Tx date 2020-05-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,420
+1,059 vol
$16.45 each
10,269,453
Filed 2020-05-22 14:18
Tx date 2020-05-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-246,684.20
-14,996 vol
$16.45 each
10,268,394
Filed 2020-05-22 14:18
Tx date 2020-05-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$263,068
+15,992 vol
$16.45 each
10,283,390
Filed 2020-05-22 14:17
Tx date 2020-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-76,360.90
-4,642 vol
$16.45 each
10,267,398
Filed 2020-05-22 14:16
Tx date 2020-05-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$81,540
+4,959 vol
$16.44 each
10,272,040
Filed 2020-05-22 14:16
Tx date 2020-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-54,169.20
-3,303 vol
$16.40 each
10,267,081
Filed 2020-05-22 14:15
Tx date 2020-05-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,609
+2,903 vol
$16.40 each
10,270,384
Filed 2020-05-15 15:26
Tx date 2020-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,443
+2,972 vol
$16.30 each
10,258,689
Filed 2020-05-15 15:25
Tx date 2020-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,427
+2,971 vol
$16.30 each
Filed 2020-05-15 14:09
Tx date 2020-05-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,243
+199 vol
$16.30 each
10,267,181
Filed 2020-05-15 14:07
Tx date 2020-05-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,260
-200 vol
$16.30 each
10,266,982
Filed 2020-05-15 14:06
Tx date 2020-05-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$187,084
+11,546 vol
$16.20 each
10,267,182
Filed 2020-05-15 14:06
Tx date 2020-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-170,954.40
-10,488 vol
$16.30 each
10,255,636
Filed 2020-05-15 14:05
Tx date 2020-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$169,927
+10,425 vol
$16.30 each
10,266,124
Filed 2020-05-12 08:53
Tx date 2020-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,553
+2,672 vol
$16.30 each
Filed 2020-05-12 09:07
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-326.00
-20 vol
$16.30 each
34,142
Filed 2020-05-12 09:07
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,200.50
-135 vol
$16.30 each
34,162
Filed 2020-05-12 08:54
Tx date 2020-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-43,847
-2,690 vol
$16.30 each
10,255,699
Filed 2020-05-12 08:53
Tx date 2020-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,553
+2,672 vol
$16.30 each
10,258,389
Filed 2020-05-12 08:52
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-32,453.30
-1,991 vol
$16.30 each
10,255,717
Filed 2020-05-12 08:52
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
10,257,708
Filed 2020-05-11 16:50
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
Filed 2020-05-11 16:48
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
Filed 2020-05-11 16:47
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,257
-3,390 vol
$16.30 each
10,254,825
Filed 2020-05-11 16:45
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,914
+3,369 vol
$16.30 each
10,258,215
Filed 2020-05-11 09:09
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,257
-3,390 vol
$16.30 each
Filed 2020-05-11 09:09
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,914
+3,369 vol
$16.30 each
Filed 2020-05-11 09:09
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
Filed 2020-05-11 09:04
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
Filed 2020-05-11 09:04
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,257
-3,390 vol
$16.30 each
Filed 2020-05-11 09:03
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,914
+3,369 vol
$16.30 each
Filed 2020-05-11 08:56
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,914
+3,369 vol
$16.30 each
Filed 2020-05-11 08:56
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,257
-3,390 vol
$16.30 each
Filed 2020-05-11 08:56
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
Filed 2020-05-11 08:56
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,948.90
-3,003 vol
$16.30 each
Filed 2020-05-11 08:53
Tx date 2020-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,313
+2,964 vol
$16.30 each
10,257,428
Filed 2020-05-11 08:18
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,948.90
-3,003 vol
$16.30 each
Filed 2020-05-11 08:17
Tx date 2020-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,992
+2,883 vol
$16.30 each
Filed 2020-05-11 08:16
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,257
-3,390 vol
$16.30 each
Filed 2020-05-11 08:16
Tx date 2020-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,914
+3,369 vol
$16.30 each
Filed 2020-05-11 08:16
Tx date 2020-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,086.60
-2,582 vol
$16.30 each
10,254,846
Filed 2020-05-11 08:15
Tx date 2020-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,793
+2,564 vol
$16.30 each
Filed 2020-05-05 16:04
Tx date 2020-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,233
+199 vol
$16.25 each
10,254,467
Filed 2020-05-05 16:02
Tx date 2020-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,829.70
-419 vol
$16.30 each
10,254,464
Filed 2020-05-05 16:01
Tx date 2020-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,780
+416 vol
$16.30 each
10,254,883
Filed 2020-05-05 16:01
Tx date 2020-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,250
+200 vol
$16.25 each
Filed 2020-05-01 13:22
Tx date 2020-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,010.60
-62 vol
$16.30 each
34,297
Filed 2020-05-01 13:18
Tx date 2020-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-127,400.80
-7,816 vol
$16.30 each
10,254,268
Filed 2020-05-01 13:18
Tx date 2020-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$126,618
+7,768 vol
$16.30 each
10,262,084
Filed 2020-05-01 13:17
Tx date 2020-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,439.30
-211 vol
$16.30 each
10,254,316
Filed 2020-05-01 13:17
Tx date 2020-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,869
+1,899 vol
$16.26 each
10,254,527
Filed 2020-05-01 13:16
Tx date 2020-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-308.75
-19 vol
$16.25 each
10,252,628
Filed 2020-05-01 13:16
Tx date 2020-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,043
+3,695 vol
$16.25 each
10,252,647
Filed 2020-05-01 13:15
Tx date 2020-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,909
+179 vol
$16.26 each
Filed 2020-05-01 13:15
Tx date 2020-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-308.75
-19 vol
$16.25 each
Filed 2020-05-01 13:15
Tx date 2020-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,043
+3,695 vol
$16.25 each
Filed 2020-05-01 13:13
Tx date 2020-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,909
+179 vol
$16.26 each
Filed 2020-05-01 13:12
Tx date 2020-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-308.75
-19 vol
$16.25 each
Filed 2020-05-01 13:11
Tx date 2020-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,043
+3,695 vol
$16.25 each
Filed 2020-04-27 16:08
Tx date 2020-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-487.80
-30 vol
$16.26 each
10,248,952
Filed 2020-04-27 16:07
Tx date 2020-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,747
+535 vol
$16.35 each
Filed 2020-04-27 16:07
Tx date 2020-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,796.30
-538 vol
$16.35 each
Filed 2020-04-27 16:01
Tx date 2020-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$487.80
+30 vol
$16.26 each
10,248,982
Filed 2020-04-27 16:00
Tx date 2020-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,796.30
-538 vol
$16.35 each
Filed 2020-04-27 16:00
Tx date 2020-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,747
+535 vol
$16.35 each
Filed 2020-04-24 15:06
Tx date 2020-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,796.30
-538 vol
$16.35 each
10,248,952
Filed 2020-04-24 15:06
Tx date 2020-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,747
+535 vol
$16.35 each
10,249,490
Filed 2020-04-21 16:19
Tx date 2020-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,216.80
-136 vol
$16.30 each
34,359
Filed 2020-04-21 16:16
Tx date 2020-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,215.30
-1,731 vol
$16.30 each
10,248,955
Filed 2020-04-21 16:15
Tx date 2020-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,036
+1,720 vol
$16.30 each
10,250,686
Filed 2020-04-17 07:39
Tx date 2020-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,012.50
-125 vol
$16.10 each
34,495
Filed 2020-04-17 07:31
Tx date 2020-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$89,828
+5,564 vol
$16.14 each
10,248,966
Filed 2020-04-17 07:29
Tx date 2020-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-108,812.5854
-6,758 vol
$16.10 each
10,243,402
Filed 2020-04-17 07:28
Tx date 2020-04-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$98,982
+6,148 vol
$16.10 each
10,250,160
Filed 2020-04-17 07:28
Tx date 2020-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,677
+1,098 vol
$16.10 each
10,244,012
Filed 2020-04-13 07:49
Tx date 2020-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-26,420.10
-1,641 vol
$16.10 each
10,242,914
Filed 2020-04-13 07:48
Tx date 2020-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$114,180
+7,129 vol
$16.02 each
10,244,555
Filed 2020-04-13 07:47
Tx date 2020-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,090
+1,629 vol
$16.02 each
Filed 2020-04-13 07:44
Tx date 2020-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,090
+1,629 vol
$16.02 each
Filed 2020-04-09 10:27
Tx date 2020-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-7,013.30
-430 vol
$16.31 each
34,620
Filed 2020-04-09 10:27
Tx date 2020-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-4,003.45
-251 vol
$15.95 each
35,050
Filed 2020-04-09 10:25
Tx date 2020-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,987.50
-250 vol
$15.95 each
Filed 2020-04-09 10:23
Tx date 2020-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,987.50
-250 vol
$15.95 each
Filed 2020-04-09 08:06
Tx date 2020-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-132,435
-8,100 vol
$16.35 each
10,237,426
Filed 2020-04-09 08:04
Tx date 2020-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$160,687
+9,828 vol
$16.35 each
10,245,526
Filed 2020-04-09 08:04
Tx date 2020-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-287,104.93
-17,603 vol
$16.31 each
10,235,698
Filed 2020-04-09 08:03
Tx date 2020-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$286,093
+17,541 vol
$16.31 each
10,253,301
Filed 2020-04-09 08:03
Tx date 2020-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,800.95
-301 vol
$15.95 each
10,235,760
Filed 2020-04-09 08:02
Tx date 2020-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$112,846
+7,075 vol
$15.95 each
10,236,061
Filed 2020-04-06 08:08
Tx date 2020-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,423.11
-89 vol
$15.99 each
35,301
Filed 2020-04-05 11:02
Tx date 2020-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-38,072.65
-2,387 vol
$15.95 each
10,228,986
Filed 2020-04-05 11:02
Tx date 2020-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$103,972
+6,564 vol
$15.84 each
10,231,373
Filed 2020-04-05 11:01
Tx date 2020-04-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-353,075.19
-22,081 vol
$15.99 each
10,224,809
Filed 2020-04-05 11:01
Tx date 2020-04-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$459,360
+22,974 vol
$19.99 each
10,246,890
Filed 2020-04-05 11:00
Tx date 2020-04-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-187,870.57
-11,393 vol
$16.49 each
10,223,916
Filed 2020-04-05 11:00
Tx date 2020-04-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$329,768
+20,065 vol
$16.43 each
10,235,309
Filed 2020-04-01 09:00
Tx date 2020-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-8,057.64
-498 vol
$16.18 each
35,390
Filed 2020-04-01 08:54
Tx date 2020-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$14,747
+924 vol
$15.96 each
10,215,244
Filed 2020-04-01 08:50
Tx date 2020-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,575.40
-530 vol
$16.18 each
10,214,320
Filed 2020-04-01 08:49
Tx date 2020-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$132,838
+8,744 vol
$15.19 each
10,214,850
Filed 2020-03-30 16:09
Tx date 2020-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,045
-603 vol
$15.00 each
10,206,106
Filed 2020-03-30 16:09
Tx date 2020-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$339,090
+22,742 vol
$14.91 each
10,206,709
Filed 2020-03-30 16:08
Tx date 2020-03-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,828
+3,391 vol
$14.69 each
10,183,967
Filed 2020-03-26 14:52
Tx date 2020-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$161,348
+10,472 vol
$15.41 each
10,180,576
Filed 2020-03-26 14:51
Tx date 2020-03-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$182,469
+11,070 vol
$16.48 each
10,170,104
Filed 2020-03-26 14:51
Tx date 2020-03-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,034
+1,396 vol
$16.50 each
10,159,034
Filed 2020-03-23 16:59
Tx date 2020-03-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,139
+2,991 vol
$16.43 each
10,157,638
Filed 2020-03-19 10:09
Tx date 2020-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,142.50
-751 vol
$17.50 each
10,154,647
Filed 2020-03-19 10:07
Tx date 2020-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$358,496
+20,528 vol
$17.46 each
10,155,398
Filed 2020-03-19 10:06
Tx date 2020-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,020
+1,944 vol
$17.50 each
10,134,870
Filed 2020-03-19 10:04
Tx date 2020-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,312
+4,875 vol
$17.50 each
9,657,397
Filed 2020-03-16 20:45
Tx date 2020-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,562
+4,775 vol
$17.50 each
Filed 2020-03-17 16:40
Tx date 2020-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,882
+5,879 vol
$17.50 each
10,132,826
Filed 2020-03-17 16:35
Tx date 2020-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
11 - Acquisition or disposition carried out privately
$232,793
+14,875 vol
$15.65 each
35,888
Filed 2020-03-17 16:00
Tx date 2020-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$7,350,022
+469,650 vol
$15.65 each
10,126,947
Filed 2020-03-16 20:45
Tx date 2020-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,562
+4,775 vol
$17.50 each
9,657,297
Filed 2020-03-16 20:44
Tx date 2020-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,562
+4,775 vol
$17.50 each
Filed 2020-03-16 20:44
Tx date 2020-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,882
+5,879 vol
$17.50 each
Filed 2020-03-16 20:40
Tx date 2020-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$102,882
+5,879 vol
$17.50 each
Filed 2020-03-16 20:39
Tx date 2020-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,562
+4,775 vol
$17.50 each
Filed 2020-03-12 13:58
Tx date 2020-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,490
+1,852 vol
$17.54 each
9,652,522
Filed 2020-03-12 13:57
Tx date 2020-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,591.20
-90 vol
$17.68 each
9,650,670
Filed 2020-03-12 13:57
Tx date 2020-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,573
+89 vol
$17.68 each
9,650,760
Filed 2020-03-12 13:57
Tx date 2020-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,643
+99 vol
$16.60 each
9,650,671
Filed 2020-03-09 12:17
Tx date 2020-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$98,066
+5,935 vol
$16.52 each
9,650,572
Filed 2020-03-09 12:16
Tx date 2020-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,483.85
-635 vol
$16.51 each
9,644,637
Filed 2020-03-09 12:16
Tx date 2020-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,731
+1,498 vol
$16.51 each
9,645,272
Filed 2020-03-04 14:18
Tx date 2020-03-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$240,493
+14,642 vol
$16.42 each
9,643,774
Filed 2020-03-03 14:18
Tx date 2020-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,941.31
-481 vol
$16.51 each
9,629,132
Filed 2020-03-03 14:18
Tx date 2020-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,151
+1,160 vol
$16.51 each
9,629,613
Filed 2020-03-03 14:18
Tx date 2020-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,830
+1,080 vol
$16.51 each
9,628,453
Filed 2020-02-28 11:59
Tx date 2020-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,157.08
-548 vol
$16.71 each
9,627,373
Filed 2020-02-28 11:59
Tx date 2020-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,989
+538 vol
$16.71 each
9,627,921
Filed 2020-02-26 14:25
Tx date 2020-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,294.89
-139 vol
$16.51 each
9,627,383
Filed 2020-02-26 14:25
Tx date 2020-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,671
+2,100 vol
$16.51 each
9,627,522
Filed 2020-02-25 08:51
Tx date 2020-02-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,617
+98 vol
$16.51 each
9,625,422
Filed 2020-02-20 08:39
Tx date 2020-02-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-43,001.04
-2,578 vol
$16.68 each
21,013
Filed 2020-02-20 08:38
Tx date 2020-02-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-43,001.04
-2,578 vol
$16.68 each
9,625,324
Filed 2020-02-20 08:37
Tx date 2020-02-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,001
+2,578 vol
$16.68 each
9,627,902
Filed 2020-02-20 08:37
Tx date 2020-02-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,572.72
-454 vol
$16.68 each
9,625,324
Filed 2020-02-20 08:37
Tx date 2020-02-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,572
+454 vol
$16.68 each
9,625,778
Filed 2020-02-14 14:48
Tx date 2020-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,450
+1,300 vol
$16.50 each
9,625,324
Filed 2020-02-13 12:15
Tx date 2020-02-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,913.50
-419 vol
$16.50 each
9,624,024
Filed 2020-02-13 12:15
Tx date 2020-02-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,763
+1,319 vol
$16.50 each
9,624,443
Filed 2020-02-13 12:15
Tx date 2020-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$135,564
+8,216 vol
$16.50 each
9,623,124
Filed 2020-02-13 12:14
Tx date 2020-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,913.50
-419 vol
$16.50 each
Filed 2020-02-13 12:14
Tx date 2020-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$135,564
+8,216 vol
$16.50 each
Filed 2020-02-13 12:12
Tx date 2020-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,913.50
-419 vol
$16.50 each
Filed 2020-02-13 12:12
Tx date 2020-02-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$135,564
+8,216 vol
$16.50 each
Filed 2020-02-11 09:10
Tx date 2020-02-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,353
+1,779 vol
$16.50 each
9,614,908
Filed 2020-02-10 09:19
Tx date 2020-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-64,003.50
-3,879 vol
$16.50 each
23,591
Filed 2020-02-10 09:17
Tx date 2020-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-127,165.50
-7,707 vol
$16.50 each
9,613,129
Filed 2020-02-10 09:17
Tx date 2020-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$125,664
+7,616 vol
$16.50 each
9,620,836
Filed 2020-02-07 08:44
Tx date 2020-02-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$89,677
+5,435 vol
$16.50 each
9,613,220
Filed 2020-02-06 14:58
Tx date 2020-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,484
+393 vol
$16.50 each
9,607,785
Filed 2020-02-06 14:58
Tx date 2020-02-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-113,635.50
-6,887 vol
$16.50 each
9,607,392
Filed 2020-02-06 14:58
Tx date 2020-02-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$155,347
+9,415 vol
$16.50 each
9,614,279
Filed 2020-02-04 09:57
Tx date 2020-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$63,195
+3,830 vol
$16.50 each
9,604,864
Filed 2020-02-03 15:08
Tx date 2020-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,062
+4,125 vol
$16.50 each
9,601,034
Filed 2020-01-31 08:36
Tx date 2020-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,087.25
-1,395 vol
$16.55 each
9,596,909
Filed 2020-01-31 08:36
Tx date 2020-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,075
+1,636 vol
$16.55 each
9,598,304
Filed 2020-01-31 08:35
Tx date 2020-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,013
-2,122 vol
$16.50 each
9,596,668
Filed 2020-01-31 08:35
Tx date 2020-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,013
+2,122 vol
$16.50 each
9,598,790
Filed 2020-01-29 08:46
Tx date 2020-01-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,508
-152 vol
$16.50 each
9,596,668
Filed 2020-01-29 08:45
Tx date 2020-01-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,408
+752 vol
$16.50 each
9,596,820
Filed 2020-01-28 08:48
Tx date 2020-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,010.04
-727 vol
$16.52 each
9,596,068
Filed 2020-01-28 08:48
Tx date 2020-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,010
+727 vol
$16.52 each
9,596,795
Filed 2020-01-28 08:47
Tx date 2020-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-113,822.80
-6,890 vol
$16.52 each
9,596,068
Filed 2020-01-28 08:47
Tx date 2020-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$113,822
+6,890 vol
$16.52 each
9,602,958
Filed 2020-01-24 09:58
Tx date 2020-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-24,999.90
-1,497 vol
$16.70 each
27,470
Filed 2020-01-24 09:30
Tx date 2020-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,995.20
-1,856 vol
$16.70 each
9,596,068
Filed 2020-01-24 09:30
Tx date 2020-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,995
+1,856 vol
$16.70 each
9,597,924
Filed 2020-01-23 08:47
Tx date 2020-01-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-53,005.80
-3,174 vol
$16.70 each
9,596,068
Filed 2020-01-23 08:47
Tx date 2020-01-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,005
+3,174 vol
$16.70 each
9,599,242
Filed 2020-01-20 14:34
Tx date 2020-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,022.50
-365 vol
$16.50 each
9,596,068
Filed 2020-01-20 14:33
Tx date 2020-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,672
+465 vol
$16.50 each
9,596,433
Filed 2020-01-17 09:28
Tx date 2020-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-223,179
-13,526 vol
$16.50 each
9,595,968
Filed 2020-01-17 09:27
Tx date 2020-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$236,379
+14,326 vol
$16.50 each
9,609,494
Filed 2020-01-17 09:27
Tx date 2020-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,087
+305 vol
$16.68 each
9,595,168
Filed 2020-01-17 09:27
Tx date 2020-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-223,179
-13,526 vol
$16.50 each
Filed 2020-01-17 09:27
Tx date 2020-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$236,379
+14,326 vol
$16.50 each
Filed 2020-01-17 09:22
Tx date 2020-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-223,179
-13,526 vol
$16.50 each
Filed 2020-01-17 09:22
Tx date 2020-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$236,379
+14,326 vol
$16.50 each
Filed 2020-01-15 09:09
Tx date 2020-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,166.60
-251 vol
$16.60 each
9,594,863
Filed 2020-01-15 09:08
Tx date 2020-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,416
+751 vol
$16.53 each
9,595,114
Filed 2020-01-15 09:08
Tx date 2020-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,008
-240 vol
$16.70 each
9,594,363
Filed 2020-01-15 09:08
Tx date 2020-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,974
+238 vol
$16.70 each
9,594,603
Filed 2020-01-15 09:06
Tx date 2020-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,002
-60 vol
$16.70 each
9,594,365
Filed 2020-01-15 09:06
Tx date 2020-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,002
+60 vol
$16.70 each
9,594,425
Filed 2020-01-10 12:16
Tx date 2020-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,000.72
-1,087 vol
$16.56 each
9,594,365
Filed 2020-01-10 12:16
Tx date 2020-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,000
+1,087 vol
$16.56 each
9,595,452
Filed 2020-01-10 12:15
Tx date 2020-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,074.48
-1,333 vol
$16.56 each
9,594,365
Filed 2020-01-10 12:15
Tx date 2020-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,148
+2,666 vol
$16.56 each
9,595,698
Filed 2020-01-08 09:48
Tx date 2020-01-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-96,117.71
-5,759 vol
$16.69 each
9,593,032
Filed 2020-01-08 09:47
Tx date 2020-01-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,117
+5,759 vol
$16.69 each
9,598,791
Filed 2020-01-08 09:47
Tx date 2020-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-47,998.50
-2,909 vol
$16.50 each
9,593,032
Filed 2020-01-08 09:47
Tx date 2020-01-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$450,103
+27,279 vol
$16.50 each
9,595,941
Filed 2020-01-03 15:16
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-35,010.36
-2,079 vol
$16.84 each
28,967
Filed 2020-01-03 15:11
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,010.36
-2,079 vol
$16.84 each
9,568,662
Filed 2020-01-03 15:10
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,943
+2,075 vol
$16.84 each
9,570,741
Filed 2020-01-03 15:08
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,010.36
-2,079 vol
$16.84 each
Filed 2020-01-03 15:08
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,943
+2,075 vol
$16.84 each
Filed 2020-01-03 14:39
Tx date 2019-12-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$79,721
+5,250 vol
$15.19 each
9,568,666
Filed 2020-01-03 14:37
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,010.36
-2,079 vol
$16.84 each
Filed 2020-01-03 14:37
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,010.36
-2,079 vol
$16.84 each
9,568,662
Filed 2020-01-03 14:35
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,943
+2,075 vol
$16.84 each
9,570,741
Filed 2020-01-03 14:35
Tx date 2020-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,943
+2,075 vol
$16.84 each
Filed 2019-12-31 08:30
Tx date 2019-12-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,847.44
-796 vol
$16.14 each
9,563,416
Filed 2019-12-31 08:30
Tx date 2019-12-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$87,903
+5,487 vol
$16.02 each
9,564,212
Filed 2019-12-30 13:22
Tx date 2019-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$193,100
+11,953 vol
$16.16 each
9,558,725
Filed 2019-12-30 13:22
Tx date 2019-12-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,987
+2,789 vol
$16.13 each
9,546,772
Filed 2019-12-24 08:19
Tx date 2019-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16.06
-1 vol
$16.06 each
9,543,983
Filed 2019-12-24 08:19
Tx date 2019-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,008
+499 vol
$16.05 each
9,543,984
Filed 2019-12-24 08:18
Tx date 2019-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16.06
-1 vol
$16.06 each
Filed 2019-12-24 08:18
Tx date 2019-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,013
+499 vol
$16.06 each
Filed 2019-12-24 08:17
Tx date 2019-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16.06
-1 vol
$16.06 each
Filed 2019-12-24 08:17
Tx date 2019-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,013
+499 vol
$16.06 each
Filed 2019-12-23 08:41
Tx date 2019-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-372,424.20
-23,204 vol
$16.05 each
9,543,485
Filed 2019-12-23 08:40
Tx date 2019-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$363,115
+22,624 vol
$16.05 each
9,566,689
Filed 2019-12-20 08:44
Tx date 2019-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,324
+2,827 vol
$16.03 each
9,544,065
Filed 2019-12-13 09:05
Tx date 2019-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,492
-1,848 vol
$16.50 each
9,541,238
Filed 2019-12-13 09:04
Tx date 2019-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,964
+1,816 vol
$16.50 each
9,543,086
Filed 2019-12-13 09:04
Tx date 2019-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,767.50
-895 vol
$16.50 each
9,541,270
Filed 2019-12-13 09:04
Tx date 2019-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,520
+880 vol
$16.50 each
9,542,165
Filed 2019-12-13 09:04
Tx date 2019-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,037.45
-2,981 vol
$16.45 each
9,541,285
Filed 2019-12-13 09:03
Tx date 2019-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$70,833
+4,306 vol
$16.45 each
9,544,266
Filed 2019-12-13 09:03
Tx date 2019-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,037.45
-2,981 vol
$16.45 each
Filed 2019-12-13 09:03
Tx date 2019-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$70,833
+4,306 vol
$16.45 each
Filed 2019-12-13 09:00
Tx date 2019-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,037.45
-2,981 vol
$16.45 each
Filed 2019-12-13 09:00
Tx date 2019-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$70,833
+4,306 vol
$16.45 each
Filed 2019-12-10 15:40
Tx date 2019-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,321.11
-81 vol
$16.31 each
9,539,960
Filed 2019-12-10 15:40
Tx date 2019-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,903
+178 vol
$16.31 each
9,540,041
Filed 2019-12-05 08:46
Tx date 2019-12-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,993.78
-597 vol
$16.74 each
9,539,863
Filed 2019-12-05 08:46
Tx date 2019-12-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,826
+587 vol
$16.74 each
9,540,460
Filed 2019-12-02 15:32
Tx date 2019-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,047.05
-893 vol
$16.85 each
9,539,873
Filed 2019-12-02 15:32
Tx date 2019-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,929
+886 vol
$16.85 each
9,540,766
Filed 2019-11-28 14:50
Tx date 2019-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,838.40
-288 vol
$16.80 each
9,539,880
Filed 2019-11-28 14:49
Tx date 2019-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,796
+345 vol
$16.80 each
9,540,168
Filed 2019-11-28 14:49
Tx date 2019-11-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,131.20
-484 vol
$16.80 each
9,539,823
Filed 2019-11-28 14:49
Tx date 2019-11-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,064
+480 vol
$16.80 each
9,540,307
Filed 2019-11-26 09:55
Tx date 2019-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-252.00
-15 vol
$16.80 each
9,539,827
Filed 2019-11-26 09:53
Tx date 2019-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$252.00
+15 vol
$16.80 each
9,539,842
Filed 2019-11-22 13:37
Tx date 2019-11-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-293.40
-18 vol
$16.30 each
9,539,827
Filed 2019-11-22 13:36
Tx date 2019-11-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$293.40
+18 vol
$16.30 each
9,539,845
Filed 2019-11-20 15:29
Tx date 2019-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-86,829.75
-5,215 vol
$16.65 each
9,539,827
Filed 2019-11-20 15:29
Tx date 2019-11-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,314
+5,124 vol
$16.65 each
9,545,042
Filed 2019-11-18 15:12
Tx date 2019-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-595.00
-35 vol
$17.00 each
31,046
Filed 2019-11-18 15:09
Tx date 2019-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,605
-565 vol
$17.00 each
9,539,918
Filed 2019-11-18 15:08
Tx date 2019-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,418
+554 vol
$17.00 each
9,540,483
Filed 2019-11-15 15:08
Tx date 2019-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,496.60
-146 vol
$17.10 each
31,081
Filed 2019-11-15 14:34
Tx date 2019-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,575
-3,250 vol
$17.10 each
9,539,929
Filed 2019-11-15 14:34
Tx date 2019-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,241
+3,172 vol
$17.10 each
9,543,179
Filed 2019-11-14 10:50
Tx date 2019-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,686.80
-508 vol
$17.10 each
9,540,007
Filed 2019-11-14 10:49
Tx date 2019-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$272,061
+15,910 vol
$17.10 each
9,540,515
Filed 2019-11-13 14:12
Tx date 2019-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-15,030.40
-880 vol
$17.08 each
31,227
Filed 2019-11-13 14:11
Tx date 2019-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,286.60
-895 vol
$17.08 each
9,524,605
Filed 2019-11-13 14:09
Tx date 2019-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,398
+843 vol
$17.08 each
9,525,500
Filed 2019-11-11 10:18
Tx date 2019-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,023
-60 vol
$17.05 each
32,107
Filed 2019-11-11 10:16
Tx date 2019-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-55,429.55
-3,251 vol
$17.05 each
9,524,657
Filed 2019-11-11 10:16
Tx date 2019-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,418
+4,482 vol
$17.05 each
9,527,908
Filed 2019-11-08 08:58
Tx date 2019-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-6,001.60
-352 vol
$17.05 each
32,167
Filed 2019-11-08 08:56
Tx date 2019-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-129,426.55
-7,591 vol
$17.05 each
9,523,426
Filed 2019-11-08 08:55
Tx date 2019-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,425
+7,591 vol
$17.05 each
9,531,017
Filed 2019-11-08 08:51
Tx date 2019-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,425
+7,591 vol
$17.05 each
Filed 2019-11-08 08:51
Tx date 2019-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-129,426.55
-7,591 vol
$17.05 each
Filed 2019-11-08 08:51
Tx date 2019-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-129,426.55
-7,591 vol
$17.05 each
Filed 2019-11-08 08:50
Tx date 2019-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,425
+7,591 vol
$17.05 each
Filed 2019-11-06 10:28
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-11,542.50
-675 vol
$17.10 each
32,519
Filed 2019-11-06 10:28
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-59,999.6538
-3,519 vol
$17.05 each
33,194
Filed 2019-11-06 10:26
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,542.50
-675 vol
$17.10 each
9,523,426
Filed 2019-11-06 10:26
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-59,999.6538
-3,519 vol
$17.05 each
9,524,101
Filed 2019-11-06 10:26
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-171,923.40
-10,054 vol
$17.10 each
9,527,620
Filed 2019-11-06 10:22
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-882,637.7034
-51,767 vol
$17.05 each
9,537,674
Filed 2019-11-06 10:22
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$183,465
+10,729 vol
$17.10 each
9,589,441
Filed 2019-11-06 10:21
Tx date 2019-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$936,624
+54,934 vol
$17.05 each
9,578,712
Filed 2019-10-31 14:34
Tx date 2019-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,060
-1,075 vol
$16.80 each
9,523,778
Filed 2019-10-31 14:34
Tx date 2019-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,710
+1,352 vol
$16.80 each
9,524,853
Filed 2019-10-30 08:57
Tx date 2019-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,008
-60 vol
$16.80 each
9,523,501
Filed 2019-10-30 08:57
Tx date 2019-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$991.20
+59 vol
$16.80 each
9,523,561
Filed 2019-10-30 08:57
Tx date 2019-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,253.60
-1,027 vol
$16.80 each
9,523,502
Filed 2019-10-30 08:56
Tx date 2019-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,833
+1,002 vol
$16.80 each
9,524,529
Filed 2019-10-28 10:27
Tx date 2019-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-5,544
-330 vol
$16.80 each
36,713
Filed 2019-10-28 10:26
Tx date 2019-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,544
-330 vol
$16.80 each
9,523,527
Filed 2019-10-28 10:25
Tx date 2019-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,409
+322 vol
$16.80 each
9,523,857
Filed 2019-10-25 13:34
Tx date 2019-10-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-24,990
-1,470 vol
$17.00 each
37,043
Filed 2019-10-25 13:29
Tx date 2019-10-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,990
-1,470 vol
$17.00 each
9,523,535
Filed 2019-10-25 13:29
Tx date 2019-10-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,990
+1,470 vol
$17.00 each
9,525,005
Filed 2019-10-25 13:29
Tx date 2019-10-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,084
-310 vol
$16.40 each
9,523,535
Filed 2019-10-25 13:28
Tx date 2019-10-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,557
+888 vol
$16.39 each
9,523,845
Filed 2019-10-22 11:00
Tx date 2019-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-9,031.3824
-552 vol
$16.36 each
38,513
Filed 2019-10-22 10:58
Tx date 2019-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,103.3544
-862 vol
$16.36 each
9,522,957
Filed 2019-10-22 10:58
Tx date 2019-10-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,759
+841 vol
$16.36 each
9,523,819
Filed 2019-10-17 09:55
Tx date 2019-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-999.18
-61 vol
$16.38 each
39,065
Filed 2019-10-17 09:50
Tx date 2019-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-199,990.20
-12,084 vol
$16.55 each
9,522,978
Filed 2019-10-17 09:50
Tx date 2019-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$199,990
+12,084 vol
$16.55 each
9,535,062
Filed 2019-10-17 09:49
Tx date 2019-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$323,341
+19,740 vol
$16.38 each
9,522,978
Filed 2019-10-17 09:49
Tx date 2019-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-331,285.50
-20,225 vol
$16.38 each
9,503,238
Filed 2019-10-17 09:49
Tx date 2019-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,036
+1,952 vol
$15.90 each
9,523,463
Filed 2019-10-11 12:46
Tx date 2019-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,631.25
-285 vol
$16.25 each
9,521,511
Filed 2019-10-11 12:46
Tx date 2019-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,533
+279 vol
$16.25 each
9,521,796
Filed 2019-10-10 08:53
Tx date 2019-10-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,995
-492 vol
$16.25 each
9,521,517
Filed 2019-10-10 08:52
Tx date 2019-10-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$87,831
+5,405 vol
$16.25 each
9,522,009
Filed 2019-10-09 08:26
Tx date 2019-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,031.25
-125 vol
$16.25 each
39,126
Filed 2019-10-09 08:24
Tx date 2019-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,031.25
-125 vol
$16.25 each
9,516,604
Filed 2019-10-09 08:23
Tx date 2019-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,982
+122 vol
$16.25 each
9,516,729
Filed 2019-10-09 08:23
Tx date 2019-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,031
+125 vol
$16.25 each
Filed 2019-10-09 08:22
Tx date 2019-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,031
+125 vol
$16.25 each
Filed 2019-09-30 08:45
Tx date 2019-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,938
-120 vol
$16.15 each
9,516,607
Filed 2019-09-30 08:44
Tx date 2019-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,889
+117 vol
$16.15 each
9,516,727
Filed 2019-09-27 09:36
Tx date 2019-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,500
+774 vol
$16.15 each
9,516,610
Filed 2019-09-27 09:36
Tx date 2019-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,790.80
-792 vol
$16.15 each
9,515,836
Filed 2019-09-26 15:34
Tx date 2019-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,687
+3,572 vol
$16.15 each
9,516,628
Filed 2019-09-26 15:33
Tx date 2019-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-59,012.10
-3,654 vol
$16.15 each
9,513,056
Filed 2019-09-25 15:48
Tx date 2019-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,000,005
-61,350 vol
$16.30 each
9,516,710
Filed 2019-09-25 15:47
Tx date 2019-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$999,998
+61,350 vol
$16.30 each
9,578,060
Filed 2019-09-24 14:52
Tx date 2019-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-118,867.28
-7,288 vol
$16.31 each
9,516,710
Filed 2019-09-24 14:51
Tx date 2019-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,409
+7,076 vol
$16.31 each
9,523,998
Filed 2019-09-23 11:25
Tx date 2019-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,012.70
-310 vol
$16.17 each
9,516,922
Filed 2019-09-23 11:25
Tx date 2019-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,867
+301 vol
$16.17 each
9,517,232
Filed 2019-09-12 09:11
Tx date 2019-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-6,005.30
-373 vol
$16.10 each
39,251
Filed 2019-09-12 09:07
Tx date 2019-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,026.50
-1,865 vol
$16.10 each
9,516,931
Filed 2019-09-12 09:06
Tx date 2019-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,511
+1,833 vol
$16.10 each
9,518,796
Filed 2019-09-12 09:06
Tx date 2019-09-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,671
+1,396 vol
$16.24 each
9,516,963
Filed 2019-09-10 09:17
Tx date 2019-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,710.41
-167 vol
$16.23 each
9,515,567
Filed 2019-09-10 08:51
Tx date 2019-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,661
+164 vol
$16.23 each
9,515,734
Filed 2019-09-09 08:46
Tx date 2019-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-8,115
-500 vol
$16.23 each
39,624
Filed 2019-09-06 09:09
Tx date 2019-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,763.50
-2,450 vol
$16.23 each
9,515,570
Filed 2019-09-06 09:09
Tx date 2019-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,763
+2,450 vol
$16.23 each
9,518,020
Filed 2019-09-06 09:08
Tx date 2019-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,918.40
-1,840 vol
$16.26 each
9,515,570
Filed 2019-09-06 09:08
Tx date 2019-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,918
+1,840 vol
$16.26 each
9,517,410
Filed 2019-09-06 09:05
Tx date 2019-09-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,553.75
-1,025 vol
$16.15 each
9,515,570
Filed 2019-09-06 09:04
Tx date 2019-09-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,553
+1,025 vol
$16.15 each
9,516,595
Filed 2019-09-03 15:48
Tx date 2019-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-120,489.60
-7,392 vol
$16.30 each
9,515,570
Filed 2019-09-03 15:48
Tx date 2019-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$120,489
+7,392 vol
$16.30 each
9,522,962
Filed 2019-08-30 09:04
Tx date 2019-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,989.82
-122 vol
$16.31 each
40,124
Filed 2019-08-30 08:57
Tx date 2019-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-47,299
-2,900 vol
$16.31 each
9,515,570
Filed 2019-08-30 08:57
Tx date 2019-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,079
+3,500 vol
$16.31 each
9,518,470
Filed 2019-08-29 08:46
Tx date 2019-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,178.50
-195 vol
$16.30 each
9,514,970
Filed 2019-08-29 08:45
Tx date 2019-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,128
+695 vol
$16.01 each
9,515,165
Filed 2019-08-29 08:45
Tx date 2019-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-449,987.40
-27,777 vol
$16.20 each
9,514,470
Filed 2019-08-29 08:45
Tx date 2019-08-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$94,996
+5,864 vol
$16.20 each
9,542,247
Filed 2019-08-26 12:00
Tx date 2019-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-105,105
-6,500 vol
$16.17 each
9,536,383
Filed 2019-08-26 12:00
Tx date 2019-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,387
+1,199 vol
$16.17 each
9,542,883
Filed 2019-08-23 09:11
Tx date 2019-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,024.90
-2,970 vol
$16.17 each
9,541,684
Filed 2019-08-23 09:11
Tx date 2019-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,861
+548 vol
$16.17 each
9,544,654
Filed 2019-08-19 09:36
Tx date 2019-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$587.93
+37 vol
$15.89 each
9,544,106
Filed 2019-08-16 14:37
Tx date 2019-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,461
+92 vol
$15.89 each
9,544,069
Filed 2019-08-15 15:48
Tx date 2019-08-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-75,424
-4,714 vol
$16.00 each
9,543,977
Filed 2019-08-15 15:47
Tx date 2019-08-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,325
+461 vol
$15.89 each
9,548,691
Filed 2019-08-15 15:47
Tx date 2019-08-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,576
+4,536 vol
$16.00 each
9,548,230
Filed 2019-08-13 14:24
Tx date 2019-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,475
-460 vol
$16.25 each
9,543,694
Filed 2019-08-13 14:24
Tx date 2019-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,688
+227 vol
$16.25 each
9,544,154
Filed 2019-08-13 14:24
Tx date 2019-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,600
+160 vol
$16.25 each
9,543,927
Filed 2019-08-13 14:20
Tx date 2019-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,688
+227 vol
$16.25 each
Filed 2019-08-13 14:20
Tx date 2019-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,600
+160 vol
$16.25 each
Filed 2019-08-13 14:19
Tx date 2019-08-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,688
+227 vol
$16.25 each
Filed 2019-08-13 14:19
Tx date 2019-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,600
+160 vol
$16.25 each
Filed 2019-08-09 14:36
Tx date 2019-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,086
+313 vol
$16.25 each
9,543,767
Filed 2019-08-09 14:35
Tx date 2019-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,305
-1,188 vol
$16.25 each
9,543,454
Filed 2019-08-09 14:34
Tx date 2019-08-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,015
+124 vol
$16.25 each
9,544,642
Filed 2019-08-09 14:33
Tx date 2019-08-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,031.25
-125 vol
$16.25 each
9,544,518
Filed 2019-08-07 10:02
Tx date 2019-08-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,002.50
-1,270 vol
$15.75 each
9,544,643
Filed 2019-08-07 10:01
Tx date 2019-08-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,854
+1,959 vol
$15.75 each
9,545,913
Filed 2019-08-06 16:12
Tx date 2019-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,156
+4,772 vol
$15.75 each
9,543,954
Filed 2019-08-06 15:51
Tx date 2019-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,597
+4,800 vol
$15.75 each
Filed 2019-08-06 15:51
Tx date 2019-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,597
+4,800 vol
$15.75 each
9,543,982
Filed 2019-08-02 09:54
Tx date 2019-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,497.25
-603 vol
$15.75 each
9,539,182
Filed 2019-08-02 09:54
Tx date 2019-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,105
+1,594 vol
$15.75 each
9,539,785
Filed 2019-07-29 12:20
Tx date 2019-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,005
-2,540 vol
$15.75 each
9,533,372
Filed 2019-07-29 12:20
Tx date 2019-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,768
+2,525 vol
$15.75 each
9,535,912
Filed 2019-07-26 15:15
Tx date 2019-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,342
-2,490 vol
$15.80 each
9,533,387
Filed 2019-07-26 15:14
Tx date 2019-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,247
+2,675 vol
$15.79 each
9,535,877
Filed 2019-07-26 15:14
Tx date 2019-07-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,378
+597 vol
$15.71 each
9,533,202
Filed 2019-07-22 08:45
Tx date 2019-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,236
+397 vol
$15.71 each
9,532,605
Filed 2019-07-22 08:45
Tx date 2019-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$158,612
+10,135 vol
$15.65 each
9,532,208
Filed 2019-07-18 08:47
Tx date 2019-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,573
+4,957 vol
$15.65 each
9,522,073
Filed 2019-07-18 08:46
Tx date 2019-07-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$469,500
+30,000 vol
$15.65 each
9,517,116
Filed 2019-07-16 08:32
Tx date 2019-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,656
+300 vol
$15.52 each
9,487,116
Filed 2019-07-16 08:32
Tx date 2019-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,520
+1,000 vol
$15.52 each
9,486,816
Filed 2019-07-12 10:54
Tx date 2019-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,964.32
-191 vol
$15.52 each
9,485,816
Filed 2019-07-12 10:53
Tx date 2019-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,909
+4,691 vol
$15.54 each
9,486,007
Filed 2019-07-12 10:53
Tx date 2019-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,100
+2,000 vol
$15.55 each
9,481,316
Filed 2019-07-10 09:41
Tx date 2019-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,256.80
-80 vol
$15.71 each
9,479,316
Filed 2019-07-10 09:41
Tx date 2019-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,255
+1,162 vol
$15.71 each
9,479,396
Filed 2019-07-04 09:03
Tx date 2019-07-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$131,035
+8,400 vol
$15.60 each
9,478,234
Filed 2019-07-04 09:03
Tx date 2019-07-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-132,951.78
-8,346 vol
$15.93 each
9,469,834
Filed 2019-07-04 09:02
Tx date 2019-07-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$132,951
+8,346 vol
$15.93 each
9,478,180
Filed 2019-07-02 09:10
Tx date 2019-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$90,060
+5,700 vol
$15.80 each
9,469,834
Filed 2019-07-02 09:08
Tx date 2019-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$90,060
+5,700 vol
$15.80 each
Filed 2019-06-28 09:04
Tx date 2019-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,575.80
-162 vol
$15.90 each
9,464,134
Filed 2019-06-28 09:04
Tx date 2019-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$196,951
+12,352 vol
$15.94 each
9,464,296
Filed 2019-06-27 08:33
Tx date 2019-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-142,889.9047
-8,873 vol
$16.10 each
9,451,944
Filed 2019-06-27 08:29
Tx date 2019-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$136,415
+8,473 vol
$16.10 each
9,460,817
Filed 2019-06-27 08:29
Tx date 2019-06-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,376.56
-948 vol
$16.22 each
9,452,344
Filed 2019-06-27 08:29
Tx date 2019-06-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,376
+948 vol
$16.22 each
9,453,292
Filed 2019-06-25 08:59
Tx date 2019-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-535.85
-35 vol
$15.31 each
9,452,344
Filed 2019-06-25 08:59
Tx date 2019-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$535.85
+35 vol
$15.31 each
9,452,379
Filed 2019-06-24 11:08
Tx date 2019-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$611,954
+39,997 vol
$15.30 each
9,452,344
Filed 2019-06-21 13:31
Tx date 2019-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,371,500
+153,000 vol
$15.50 each
9,412,347
Filed 2019-06-21 13:29
Tx date 2019-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$-45,999.70
-3,274 vol
$14.05 each
9,120,460
Filed 2019-06-21 08:48
Tx date 2019-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
15 - Acquisition or disposition under a prospectus
$104,997
+6,774 vol
$15.50 each
40,246
Filed 2019-06-11 08:33
Tx date 2019-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$566,396
+35,600 vol
$15.91 each
9,262,621
Filed 2019-06-11 08:33
Tx date 2019-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$222,780
+14,100 vol
$15.80 each
9,227,021
Filed 2019-06-07 15:20
Tx date 2019-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-148,185.74
-9,314 vol
$15.91 each
9,212,921
Filed 2019-06-07 15:20
Tx date 2019-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$473,927
+29,788 vol
$15.91 each
9,222,235
Filed 2019-06-07 15:19
Tx date 2019-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,330.25
-775 vol
$15.91 each
9,192,447
Filed 2019-06-07 15:19
Tx date 2019-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,355
+3,605 vol
$15.91 each
9,193,222
Filed 2019-06-07 15:19
Tx date 2019-06-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,905
+500 vol
$15.81 each
9,189,617
Filed 2019-05-31 08:44
Tx date 2019-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,084.60
-194 vol
$15.90 each
9,189,117
Filed 2019-05-31 08:44
Tx date 2019-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,084
+194 vol
$15.90 each
9,189,311
Filed 2019-05-30 14:45
Tx date 2019-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,219.20
-80 vol
$15.24 each
33,472
Filed 2019-05-30 09:23
Tx date 2019-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,304.93
-707 vol
$15.99 each
9,189,117
Filed 2019-05-30 09:23
Tx date 2019-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,304
+707 vol
$15.99 each
9,189,824
Filed 2019-05-28 09:06
Tx date 2019-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,599
-100 vol
$15.99 each
9,189,117
Filed 2019-05-28 09:05
Tx date 2019-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,599
+100 vol
$15.99 each
9,189,217
Filed 2019-05-24 09:25
Tx date 2019-05-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,900
+1,200 vol
$15.75 each
9,189,117
Filed 2019-05-21 08:38
Tx date 2019-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,241.04
-2,550 vol
$15.78 each
9,187,917
Filed 2019-05-21 08:37
Tx date 2019-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,661
+2,450 vol
$15.78 each
9,190,467
Filed 2019-05-17 10:00
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-315.60
-20 vol
$15.78 each
9,188,017
Filed 2019-05-17 09:59
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-206,709.96
-13,017 vol
$15.88 each
9,188,037
Filed 2019-05-17 09:59
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$315.60
+20 vol
$15.78 each
9,201,054
Filed 2019-05-17 09:58
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$194,704
+12,261 vol
$15.88 each
9,201,034
Filed 2019-05-17 09:58
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$315.60
+20 vol
$15.78 each
Filed 2019-05-17 09:57
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$195,022
+12,281 vol
$15.88 each
Filed 2019-05-17 09:57
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$315.60
+20 vol
$15.78 each
Filed 2019-05-17 09:56
Tx date 2019-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$195,022
+12,281 vol
$15.88 each
Filed 2019-05-13 08:34
Tx date 2019-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,670.75
-741 vol
$15.75 each
9,188,773
Filed 2019-05-13 08:34
Tx date 2019-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,560
+734 vol
$15.75 each
9,189,514
Filed 2019-05-10 14:32
Tx date 2019-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,779.48
-876 vol
$15.73 each
9,188,780
Filed 2019-05-10 14:32
Tx date 2019-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,637
+867 vol
$15.73 each
9,189,656
Filed 2019-05-10 14:32
Tx date 2019-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,690.72
-304 vol
$15.43 each
9,188,789
Filed 2019-05-10 14:32
Tx date 2019-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,644
+301 vol
$15.43 each
9,189,093
Filed 2019-05-10 14:31
Tx date 2019-05-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,354.6064
-1,918 vol
$15.30 each
9,188,792
Filed 2019-05-10 14:31
Tx date 2019-05-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,600
+696 vol
$15.23 each
9,190,710
Filed 2019-05-06 09:08
Tx date 2019-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,129.08
-6,767 vol
$15.24 each
9,180,939
Filed 2019-05-06 09:07
Tx date 2019-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$138,279
+9,075 vol
$15.24 each
9,190,014
Filed 2019-05-06 09:07
Tx date 2019-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$52,771
+3,465 vol
$15.23 each
9,187,706
Filed 2019-05-02 15:28
Tx date 2019-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,100.3261
-1,451 vol
$15.23 each
9,180,979
Filed 2019-05-02 15:26
Tx date 2019-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-37,435.34
-2,458 vol
$15.23 each
9,184,241
Filed 2019-05-02 15:25
Tx date 2019-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,655
+3,720 vol
$15.23 each
9,186,699
Filed 2019-05-02 15:25
Tx date 2019-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,460
+2,000 vol
$15.23 each
9,182,979
Filed 2019-05-02 15:25
Tx date 2019-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-27,796.7575
-1,825 vol
$15.23 each
Filed 2019-05-02 15:24
Tx date 2019-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,886
+2,225 vol
$15.23 each
9,182,430
Filed 2019-04-29 10:19
Tx date 2019-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,203.79
-473 vol
$15.23 each
9,180,205
Filed 2019-04-29 10:18
Tx date 2019-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,341
+1,073 vol
$15.23 each
9,180,678
Filed 2019-04-26 09:31
Tx date 2019-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,990.57
-459 vol
$15.23 each
9,179,605
Filed 2019-04-26 09:29
Tx date 2019-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,838.27
-449 vol
$15.23 each
Filed 2019-04-26 09:29
Tx date 2019-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,513
+559 vol
$15.23 each
9,180,064
Filed 2019-04-26 09:28
Tx date 2019-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,993.98
-2,626 vol
$15.23 each
9,179,505
Filed 2019-04-26 09:28
Tx date 2019-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$52,176
+3,426 vol
$15.23 each
9,182,131
Filed 2019-04-26 09:28
Tx date 2019-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$202,559
+13,300 vol
$15.23 each
9,178,705
Filed 2019-04-25 15:47
Tx date 2019-04-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$137,070
+9,000 vol
$15.23 each
9,165,405
Filed 2019-04-25 15:45
Tx date 2019-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,993.98
-2,626 vol
$15.23 each
Filed 2019-04-25 15:45
Tx date 2019-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$52,176
+3,426 vol
$15.23 each
Filed 2019-04-25 15:45
Tx date 2019-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$202,559
+13,300 vol
$15.23 each
Filed 2019-04-25 15:35
Tx date 2019-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,993.98
-2,626 vol
$15.23 each
Filed 2019-04-25 15:34
Tx date 2019-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$52,176
+3,426 vol
$15.23 each
Filed 2019-04-25 15:33
Tx date 2019-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$202,559
+13,300 vol
$15.23 each
Filed 2019-04-18 15:21
Tx date 2019-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$482,791
+31,700 vol
$15.23 each
9,156,405
Filed 2019-04-16 09:43
Tx date 2019-04-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,413.60
-93 vol
$15.20 each
9,124,705
Filed 2019-04-16 09:42
Tx date 2019-04-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,027
+2,436 vol
$15.20 each
9,124,798
Filed 2019-04-16 09:42
Tx date 2019-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,652
+964 vol
$15.20 each
9,122,362
Filed 2019-04-12 09:02
Tx date 2019-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,515
+626 vol
$15.20 each
9,122,230
Filed 2019-04-12 09:00
Tx date 2019-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,646.40
-832 vol
$15.20 each
9,121,398
Filed 2019-04-12 08:57
Tx date 2019-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,731
+706 vol
$15.20 each
9,122,310
Filed 2019-04-12 08:57
Tx date 2019-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,731
+706 vol
$15.20 each
Filed 2019-04-12 08:57
Tx date 2019-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,310.40
-152 vol
$15.20 each
9,121,604
Filed 2019-04-12 08:56
Tx date 2019-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,535
+101 vol
$15.20 each
9,121,756
Filed 2019-04-12 08:56
Tx date 2019-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-19,998
-1,320 vol
$15.15 each
9,121,655
Filed 2019-04-12 08:56
Tx date 2019-04-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,422
+886 vol
$15.15 each
9,122,975
Filed 2019-04-08 08:45
Tx date 2019-04-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,528
+1,223 vol
$15.15 each
9,122,147
Filed 2019-04-08 08:44
Tx date 2019-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,196.45
-343 vol
$15.15 each
9,122,089
Filed 2019-04-08 08:43
Tx date 2019-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,484
+230 vol
$15.15 each
9,122,432
Filed 2019-04-08 08:42
Tx date 2019-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,583.85
-4,659 vol
$15.15 each
9,122,202
Filed 2019-04-08 08:42
Tx date 2019-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,374
+3,127 vol
$15.15 each
9,126,861
Filed 2019-04-08 08:42
Tx date 2019-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-27,254.85
-1,799 vol
$15.15 each
9,123,734
Filed 2019-04-08 08:42
Tx date 2019-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,297
+3,386 vol
$15.15 each
9,125,533
Filed 2019-04-08 08:41
Tx date 2019-04-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,770
+1,305 vol
$15.15 each
Filed 2019-04-02 08:46
Tx date 2019-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,241
+940 vol
$15.15 each
9,120,924
Filed 2019-03-29
Tx date 2019-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,415
+3,922 vol
$15.15 each
9,119,045
Filed 2019-03-29
Tx date 2019-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,437
+1,481 vol
$15.15 each
9,120,057
Filed 2019-03-29
Tx date 2019-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,105.95
-73 vol
$15.15 each
9,119,984
Filed 2019-03-29
Tx date 2019-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,105.35
-469 vol
$15.15 each
9,118,576
Filed 2019-03-27
Tx date 2019-03-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,010.75
-2,905 vol
$15.15 each
9,115,123
Filed 2019-03-27
Tx date 2019-03-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$48,521
+3,203 vol
$15.15 each
9,118,028
Filed 2019-03-26
Tx date 2019-03-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,241
+940 vol
$15.15 each
9,114,825
Filed 2019-03-25
Tx date 2019-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,241
+940 vol
$15.15 each
Filed 2019-03-25
Tx date 2019-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,241
+940 vol
$15.15 each
9,113,885
Filed 2019-03-20
Tx date 2019-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,711.55
-377 vol
$15.15 each
Filed 2019-03-20
Tx date 2019-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,711
+377 vol
$15.15 each
9,112,984
Filed 2019-03-20
Tx date 2019-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,999
-660 vol
$15.15 each
9,112,945
Filed 2019-03-20
Tx date 2019-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,408
+621 vol
$15.15 each
9,113,605
Filed 2019-03-15
Tx date 2019-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,512
+1,882 vol
$15.15 each
9,112,607
Filed 2019-03-15
Tx date 2019-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,711.55
-377 vol
$15.15 each
9,112,230
Filed 2019-03-13
Tx date 2019-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$141,239
+9,323 vol
$15.15 each
9,117,842
Filed 2019-03-13
Tx date 2019-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,648
+1,693 vol
$15.15 each
9,110,725
Filed 2019-03-13
Tx date 2019-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$124,575
+8,223 vol
$15.15 each
Filed 2019-03-13
Tx date 2019-03-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-133,471.50
-8,810 vol
$15.15 each
9,109,032
Filed 2019-03-08
Tx date 2019-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,557
+2,535 vol
$15.21 each
9,108,519
Filed 2019-03-06
Tx date 2019-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,295
+753 vol
$15.00 each
9,105,984
Filed 2019-03-04
Tx date 2019-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$94,982
+6,430 vol
$14.77 each
9,105,266
Filed 2019-03-04
Tx date 2019-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-519.75
-35 vol
$14.85 each
9,105,231
Filed 2019-02-28
Tx date 2019-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,840
-1,500 vol
$14.56 each
Filed 2019-02-28
Tx date 2019-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,116
+1,519 vol
$14.56 each
Filed 2019-02-28
Tx date 2019-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,116
+1,519 vol
$14.56 each
Filed 2019-02-28
Tx date 2019-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,840
-1,500 vol
$14.56 each
9,098,836
Filed 2019-02-28
Tx date 2019-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,840
-1,500 vol
$14.56 each
Filed 2019-02-28
Tx date 2019-02-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
15 - Acquisition or disposition under a prospectus
$3,481,000
+236,000 vol
$14.75 each
9,098,817
Filed 2019-02-28
Tx date 2019-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,116
+1,519 vol
$14.56 each
9,100,336
Filed 2019-02-15
Tx date 2019-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,226
+618 vol
$14.93 each
8,862,817
Filed 2019-02-14
Tx date 2019-02-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,642
+177 vol
$14.93 each
8,862,199
Filed 2019-02-11
Tx date 2019-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$10,475,019
+745,553 vol
$14.05 each
Filed 2019-02-11
Tx date 2019-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$255,007
+18,150 vol
$14.05 each
33,552
Filed 2019-02-11
Tx date 2019-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$10,475,019
+745,553 vol
$14.05 each
8,861,585
Filed 2019-02-11
Tx date 2019-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,506
+437 vol
$14.89 each
Filed 2019-02-11
Tx date 2019-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$10,475,019
+745,553 vol
$14.05 each
Filed 2019-02-11
Tx date 2019-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,506
+437 vol
$14.89 each
8,862,022
Filed 2019-02-11
Tx date 2019-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,506
+437 vol
$14.89 each
Filed 2019-02-08
Tx date 2019-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,945
+265 vol
$14.89 each
8,116,032
Filed 2019-02-07
Tx date 2019-02-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,945
+265 vol
$14.89 each
8,115,767
Filed 2019-02-06
Tx date 2019-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,815
+2,271 vol
$14.89 each
8,115,502
Filed 2019-02-06
Tx date 2019-02-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,763
+790 vol
$14.89 each
8,113,231
Filed 2019-02-01
Tx date 2019-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,627
+1,251 vol
$14.89 each
8,112,508
Filed 2019-02-01
Tx date 2019-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,203.72
-148 vol
$14.89 each
8,111,257
Filed 2019-02-01
Tx date 2019-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,581
+442 vol
$14.89 each
8,111,405
Filed 2019-02-01
Tx date 2019-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-997.63
-67 vol
$14.89 each
8,112,441
Filed 2019-01-30
Tx date 2019-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,965
+132 vol
$14.89 each
8,110,963
Filed 2019-01-30
Tx date 2019-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,995.26
-134 vol
$14.89 each
8,110,831
Filed 2019-01-29
Tx date 2019-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,891
+530 vol
$14.89 each
Filed 2019-01-29
Tx date 2019-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,891
+530 vol
$14.89 each
Filed 2019-01-28
Tx date 2019-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,891
+530 vol
$14.89 each
8,111,002
Filed 2019-01-28
Tx date 2019-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-550.93
-37 vol
$14.89 each
8,110,965
Filed 2019-01-25
Tx date 2019-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,801.69
-121 vol
$14.89 each
8,110,472
Filed 2019-01-25
Tx date 2019-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,653
+514 vol
$14.89 each
8,110,593
Filed 2019-01-25
Tx date 2019-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,814
+592 vol
$14.89 each
8,110,079
Filed 2019-01-22
Tx date 2019-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,987.84
-268 vol
$14.88 each
8,109,488
Filed 2019-01-22
Tx date 2019-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,943
+265 vol
$14.88 each
8,109,756
Filed 2019-01-22
Tx date 2019-01-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,354.08
-91 vol
$14.88 each
8,109,487
Filed 2019-01-22
Tx date 2019-01-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,339
+90 vol
$14.88 each
8,109,578
Filed 2019-01-18
Tx date 2019-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,859
+797 vol
$14.88 each
8,106,198
Filed 2019-01-18
Tx date 2019-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-104.16
-7 vol
$14.88 each
8,109,491
Filed 2019-01-18
Tx date 2019-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,441
+3,300 vol
$13.77 each
8,109,498
Filed 2019-01-15
Tx date 2019-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,204
+1,089 vol
$14.88 each
8,105,401
Filed 2019-01-10
Tx date 2019-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,252
+3,310 vol
$14.88 each
8,104,312
Filed 2019-01-09
Tx date 2019-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,419
+297 vol
$14.88 each
8,101,002
Filed 2019-01-08
Tx date 2019-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,958
+266 vol
$14.88 each
8,100,974
Filed 2019-01-08
Tx date 2019-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,958
+266 vol
$14.88 each
Filed 2019-01-08
Tx date 2019-01-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,002.72
-269 vol
$14.88 each
8,100,705
Filed 2019-01-08
Tx date 2019-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,731
+990 vol
$14.88 each
8,100,708
Filed 2018-12-28
Tx date 2018-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,815.04
-458 vol
$14.88 each
8,099,718
Filed 2018-12-28
Tx date 2018-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,676
+2,532 vol
$14.88 each
8,100,176
Filed 2018-12-24
Tx date 2018-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-100,068
-6,725 vol
$14.88 each
8,097,644
Filed 2018-12-24
Tx date 2018-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$100,068
+6,725 vol
$14.88 each
Filed 2018-12-24
Tx date 2018-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$99,041
+6,656 vol
$14.88 each
8,104,369
Filed 2018-12-21
Tx date 2018-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$827,880
+55,639 vol
$14.88 each
8,153,163
Filed 2018-12-21
Tx date 2018-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-825,096
-55,450 vol
$14.88 each
8,097,713
Filed 2018-12-21
Tx date 2018-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-825,096
-55,450 vol
$14.88 each
Filed 2018-12-21
Tx date 2018-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$827,791
+55,633 vol
$14.88 each
Filed 2018-12-21
Tx date 2018-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$827,791
+55,633 vol
$14.88 each
Filed 2018-12-21
Tx date 2018-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-825,096
-55,450 vol
$14.88 each
Filed 2018-12-19
Tx date 2018-12-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,243
+890 vol
$14.88 each
8,097,524
Filed 2018-12-17
Tx date 2018-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,832
+1,400 vol
$14.88 each
8,094,534
Filed 2018-12-17
Tx date 2018-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,248
+2,100 vol
$14.88 each
8,096,634
Filed 2018-12-13
Tx date 2018-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,912
+4,900 vol
$14.88 each
8,093,134
Filed 2018-12-12
Tx date 2018-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-60,099.76
-4,012 vol
$14.98 each
8,086,434
Filed 2018-12-12
Tx date 2018-12-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,395
+5,712 vol
$14.95 each
8,090,446
Filed 2018-12-12
Tx date 2018-12-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,784
+1,800 vol
$14.88 each
8,088,234
Filed 2018-12-10
Tx date 2018-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,234
+3,780 vol
$14.88 each
8,085,070
Filed 2018-12-10
Tx date 2018-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,999.68
-336 vol
$14.88 each
8,084,734
Filed 2018-12-06
Tx date 2018-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,139
+1,900 vol
$14.81 each
8,080,090
Filed 2018-12-06
Tx date 2018-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,772
+1,200 vol
$14.81 each
8,081,290
Filed 2018-12-04
Tx date 2018-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$119,294
+8,055 vol
$14.81 each
8,083,545
Filed 2018-12-04
Tx date 2018-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$179,409
+12,063 vol
$14.87 each
8,086,453
Filed 2018-12-04
Tx date 2018-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-163,129.44
-10,963 vol
$14.88 each
8,075,490
Filed 2018-12-04
Tx date 2018-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-79,307.55
-5,355 vol
$14.81 each
8,078,190
Filed 2018-11-29
Tx date 2018-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$485,740
+32,600 vol
$14.90 each
Filed 2018-11-29
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,225.70
-1,693 vol
$14.90 each
Filed 2018-11-29
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,225.70
-1,693 vol
$14.90 each
Filed 2018-11-29
Tx date 2018-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$485,740
+32,600 vol
$14.90 each
Filed 2018-11-29
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,225
+1,693 vol
$14.90 each
Filed 2018-11-29
Tx date 2018-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$485,740
+32,600 vol
$14.90 each
8,073,890
Filed 2018-11-29
Tx date 2018-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,400
+500 vol
$14.80 each
8,074,390
Filed 2018-11-29
Tx date 2018-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,939.46
-266 vol
$14.81 each
8,074,390
Filed 2018-11-29
Tx date 2018-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,939
+266 vol
$14.81 each
8,074,656
Filed 2018-11-16
Tx date 2018-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$485,740
+32,600 vol
$14.90 each
8,073,890
Filed 2018-11-16
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,225.70
-1,693 vol
$14.90 each
8,041,290
Filed 2018-11-16
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,225
+1,693 vol
$14.90 each
8,042,983
Filed 2018-11-14
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,225.70
-1,693 vol
$14.90 each
8,041,290
Filed 2018-11-14
Tx date 2018-11-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$953,600
+64,000 vol
$14.90 each
8,041,290
Filed 2018-11-14
Tx date 2018-11-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,225
+1,693 vol
$14.90 each
8,042,983
Filed 2018-11-12
Tx date 2018-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,950
+1,000 vol
$14.95 each
7,977,290
Filed 2018-11-08
Tx date 2018-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$811,545
+54,103 vol
$15.00 each
7,976,290
Filed 2018-11-07
Tx date 2018-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$300,000
+20,000 vol
$15.00 each
7,922,187
Filed 2018-11-06
Tx date 2018-11-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$330,000
+22,000 vol
$15.00 each
7,902,187
Filed 2018-11-05
Tx date 2018-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$366,525
+24,435 vol
$15.00 each
7,878,287
Filed 2018-11-05
Tx date 2018-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,505
+3,834 vol
$15.00 each
7,880,187
Filed 2018-11-05
Tx date 2018-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$158,490
+10,566 vol
$15.00 each
7,843,978
Filed 2018-11-05
Tx date 2018-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$424,035
+28,269 vol
$15.00 each
Filed 2018-11-05
Tx date 2018-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,010
-1,934 vol
$15.00 each
7,876,353
Filed 2018-11-05
Tx date 2018-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$148,110
+9,874 vol
$15.00 each
7,853,852
Filed 2018-10-31
Tx date 2018-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$189,675
+12,645 vol
$15.00 each
7,833,717
Filed 2018-10-31
Tx date 2018-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,575
-305 vol
$15.00 each
7,833,412
Filed 2018-10-30
Tx date 2018-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,850
-190 vol
$15.00 each
7,821,072
Filed 2018-10-30
Tx date 2018-10-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,820
+188 vol
$15.00 each
7,821,262
Filed 2018-10-29
Tx date 2018-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,185
+2,079 vol
$15.00 each
7,821,074
Filed 2018-10-26
Tx date 2018-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,000
-2,000 vol
$15.00 each
7,818,995
Filed 2018-10-26
Tx date 2018-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$129,000
+8,600 vol
$15.00 each
7,820,995
Filed 2018-10-25
Tx date 2018-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,305
+287 vol
$15.00 each
7,812,395
Filed 2018-10-25
Tx date 2018-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,305
-87 vol
$15.00 each
7,812,108
Filed 2018-10-24
Tx date 2018-10-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,000
+1,000 vol
$15.00 each
7,813,195
Filed 2018-10-24
Tx date 2018-10-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,000
-1,000 vol
$15.00 each
7,812,195
Filed 2018-10-22
Tx date 2018-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,925
-2,995 vol
$15.00 each
7,812,195
Filed 2018-10-22
Tx date 2018-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$137,925
+9,195 vol
$15.00 each
7,815,190
Filed 2018-10-19
Tx date 2018-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,410
-1,094 vol
$15.00 each
7,805,995
Filed 2018-10-19
Tx date 2018-10-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,410
+1,094 vol
$15.00 each
7,807,089
Filed 2018-10-19
Tx date 2018-10-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,150
+2,810 vol
$15.00 each
7,803,315
Filed 2018-10-19
Tx date 2018-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$263,700
+17,580 vol
$15.00 each
7,823,575
Filed 2018-10-19
Tx date 2018-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$263,700
+17,580 vol
$15.00 each
Filed 2018-10-19
Tx date 2018-10-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,750
-250 vol
$15.00 each
7,803,065
Filed 2018-10-19
Tx date 2018-10-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,950
+2,930 vol
$15.00 each
7,805,995
Filed 2018-10-19
Tx date 2018-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-263,700
-17,580 vol
$15.00 each
7,805,995
Filed 2018-10-16
Tx date 2018-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$239,610
+15,974 vol
$15.00 each
7,810,095
Filed 2018-10-16
Tx date 2018-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-143,850
-9,590 vol
$15.00 each
7,800,505
Filed 2018-10-12
Tx date 2018-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-105,285
-7,019 vol
$15.00 each
7,794,121
Filed 2018-10-12
Tx date 2018-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,694
+446 vol
$15.01 each
7,791,767
Filed 2018-10-12
Tx date 2018-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$147,285
+9,819 vol
$15.00 each
7,801,140
Filed 2018-10-12
Tx date 2018-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,694.46
-446 vol
$15.01 each
7,791,321
Filed 2018-10-10
Tx date 2018-10-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,101.40
-140 vol
$15.01 each
7,791,321
Filed 2018-10-10
Tx date 2018-10-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,105
+1,073 vol
$15.01 each
7,791,461
Filed 2018-10-05
Tx date 2018-10-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$161,102
+10,733 vol
$15.01 each
7,801,121
Filed 2018-10-05
Tx date 2018-10-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-161,102.33
-10,733 vol
$15.01 each
7,790,388
Filed 2018-10-04
Tx date 2018-10-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,495
-633 vol
$15.00 each
7,790,388
Filed 2018-10-04
Tx date 2018-10-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,495
+633 vol
$15.00 each
7,791,021
Filed 2018-10-03
Tx date 2018-10-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-36,855
-2,457 vol
$15.00 each
7,790,388
Filed 2018-10-03
Tx date 2018-10-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$36,855
+2,457 vol
$15.00 each
7,792,845
Filed 2018-10-03
Tx date 2018-10-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-76,920
-5,128 vol
$15.00 each
7,790,388
Filed 2018-10-03
Tx date 2018-10-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,920
+5,128 vol
$15.00 each
7,795,516
Filed 2018-10-01
Tx date 2018-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$137,021
+9,135 vol
$15.00 each
7,758,888
Filed 2018-10-01
Tx date 2018-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$473,535
+31,569 vol
$15.00 each
7,790,388
Filed 2018-10-01
Tx date 2018-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,035
-69 vol
$15.00 each
7,758,819
Filed 2018-09-28
Tx date 2018-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,100
+4,540 vol
$15.00 each
7,750,060
Filed 2018-09-28
Tx date 2018-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,605
-307 vol
$15.00 each
7,749,753
Filed 2018-09-27
Tx date 2018-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,880
+992 vol
$15.00 each
7,745,712
Filed 2018-09-27
Tx date 2018-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,880
-192 vol
$15.00 each
7,745,520
Filed 2018-09-26
Tx date 2018-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$163,605
+10,907 vol
$15.00 each
7,745,060
Filed 2018-09-26
Tx date 2018-09-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,100
-340 vol
$15.00 each
7,744,720
Filed 2018-09-25
Tx date 2018-09-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,850
+790 vol
$15.00 each
7,734,153
Filed 2018-09-24
Tx date 2018-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$296,160
+19,744 vol
$15.00 each
7,733,363
Filed 2018-09-21
Tx date 2018-09-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-223,005
-14,867 vol
$15.00 each
7,713,619
Filed 2018-09-21
Tx date 2018-09-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$224,475
+14,965 vol
$15.00 each
7,728,486
Filed 2018-09-20
Tx date 2018-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$257,625
+17,175 vol
$15.00 each
7,729,521
Filed 2018-09-20
Tx date 2018-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-240,000
-16,000 vol
$15.00 each
7,713,521
Filed 2018-09-18
Tx date 2018-09-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,370
+1,958 vol
$15.00 each
7,712,346
Filed 2018-09-14
Tx date 2018-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,410
-1,094 vol
$15.00 each
7,710,388
Filed 2018-09-14
Tx date 2018-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,490
+2,766 vol
$15.00 each
7,711,482
Filed 2018-09-12
Tx date 2018-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$990.00
+66 vol
$15.00 each
7,708,716
Filed 2018-09-07
Tx date 2018-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,705
-847 vol
$15.00 each
7,708,650
Filed 2018-09-07
Tx date 2018-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,795
+2,653 vol
$15.00 each
7,709,497
Filed 2018-09-06
Tx date 2018-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,760
+1,584 vol
$15.00 each
7,706,844
Filed 2018-09-05
Tx date 2018-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,000
-600 vol
$15.00 each
Filed 2018-09-05
Tx date 2018-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,770
+8,118 vol
$15.00 each
Filed 2018-09-05
Tx date 2018-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,000
-600 vol
$15.00 each
7,705,260
Filed 2018-09-05
Tx date 2018-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,770
+8,118 vol
$15.00 each
7,705,860
Filed 2018-09-05
Tx date 2018-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$121,770
+8,118 vol
$15.00 each
Filed 2018-09-05
Tx date 2018-09-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,000
-600 vol
$15.00 each
Filed 2018-08-31
Tx date 2018-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,846
+322 vol
$15.05 each
7,698,096
Filed 2018-08-31
Tx date 2018-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,921.35
-327 vol
$15.05 each
7,697,769
Filed 2018-08-31
Tx date 2018-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-26,096.70
-1,734 vol
$15.05 each
7,697,742
Filed 2018-08-31
Tx date 2018-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,690
+1,707 vol
$15.05 each
7,699,476
Filed 2018-08-29
Tx date 2018-08-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,290
+886 vol
$15.00 each
7,697,774
Filed 2018-08-27
Tx date 2018-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,390
+4,626 vol
$15.00 each
7,696,888
Filed 2018-08-24
Tx date 2018-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,380
+492 vol
$15.00 each
7,692,262
Filed 2018-08-23
Tx date 2018-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,910
+394 vol
$15.00 each
7,691,770
Filed 2018-08-22
Tx date 2018-08-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,370
+1,358 vol
$15.00 each
7,691,556
Filed 2018-08-22
Tx date 2018-08-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,700
-180 vol
$15.00 each
7,691,376
Filed 2018-08-17
Tx date 2018-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,500
+1,500 vol
$15.00 each
7,690,198
Filed 2018-08-16
Tx date 2018-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,000
+3,400 vol
$15.00 each
7,688,698
Filed 2018-08-15
Tx date 2018-08-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,500
+300 vol
$15.00 each
7,685,298
Filed 2018-08-14
Tx date 2018-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,290
-286 vol
$15.00 each
7,684,998
Filed 2018-08-14
Tx date 2018-08-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$106,290
+7,086 vol
$15.00 each
7,685,284
Filed 2018-08-10
Tx date 2018-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,000
+2,600 vol
$15.00 each
7,678,198
Filed 2018-08-09
Tx date 2018-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,495
+433 vol
$15.00 each
7,675,598
Filed 2018-08-07
Tx date 2018-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,100
-340 vol
$15.00 each
7,675,165
Filed 2018-08-07
Tx date 2018-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,100
+1,140 vol
$15.00 each
7,675,505
Filed 2018-08-01
Tx date 2018-07-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,000
+1,000 vol
$15.00 each
7,674,365
Filed 2018-07-31
Tx date 2018-07-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,835
+989 vol
$15.00 each
7,673,531
Filed 2018-07-31
Tx date 2018-07-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,490
-166 vol
$15.00 each
7,673,365
Filed 2018-07-30
Tx date 2018-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,090
+206 vol
$15.00 each
7,672,762
Filed 2018-07-30
Tx date 2018-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,300
-220 vol
$15.00 each
7,672,542
Filed 2018-07-27
Tx date 2018-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,005
-67 vol
$15.00 each
7,672,556
Filed 2018-07-27
Tx date 2018-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,585
+1,839 vol
$15.00 each
7,672,623
Filed 2018-07-26
Tx date 2018-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,000
-200 vol
$15.00 each
7,670,784
Filed 2018-07-26
Tx date 2018-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,855
+2,057 vol
$15.00 each
7,670,984
Filed 2018-07-24
Tx date 2018-07-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,660
+2,244 vol
$15.00 each
7,668,927
Filed 2018-07-20
Tx date 2018-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,050
+870 vol
$15.00 each
7,667,312
Filed 2018-07-20
Tx date 2018-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,670
+1,378 vol
$15.00 each
7,668,157
Filed 2018-07-20
Tx date 2018-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,995
-533 vol
$15.00 each
7,666,779
Filed 2018-07-20
Tx date 2018-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,110
-1,474 vol
$15.00 each
7,666,683
Filed 2018-07-18
Tx date 2018-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$77,565
+5,171 vol
$15.00 each
7,669,042
Filed 2018-07-18
Tx date 2018-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,000
-2,600 vol
$15.00 each
7,666,442
Filed 2018-07-17
Tx date 2018-07-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$260,640
+17,376 vol
$15.00 each
7,668,341
Filed 2018-07-17
Tx date 2018-07-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-67,050
-4,470 vol
$15.00 each
7,663,871
Filed 2018-07-16
Tx date 2018-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-96,480
-6,432 vol
$15.00 each
7,650,965
Filed 2018-07-16
Tx date 2018-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$111,390
+7,426 vol
$15.00 each
7,657,397
Filed 2018-07-13
Tx date 2018-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,005
-67 vol
$15.00 each
7,649,904
Filed 2018-07-13
Tx date 2018-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,005
+67 vol
$15.00 each
7,649,971
Filed 2018-07-12
Tx date 2018-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,680
+1,712 vol
$15.00 each
7,648,938
Filed 2018-07-12
Tx date 2018-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,395
+1,093 vol
$15.00 each
7,649,971
Filed 2018-07-12
Tx date 2018-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-903.00
-60 vol
$15.05 each
7,648,878
Filed 2018-07-12
Tx date 2018-07-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,250
-150 vol
$15.00 each
7,647,226
Filed 2018-07-09
Tx date 2018-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-210,060
-14,004 vol
$15.00 each
7,647,376
Filed 2018-07-09
Tx date 2018-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$217,290
+14,486 vol
$15.00 each
7,661,380
Filed 2018-07-05
Tx date 2018-07-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,550
+1,570 vol
$15.00 each
Filed 2018-07-05
Tx date 2018-07-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,535
+1,569 vol
$15.00 each
Filed 2018-07-05
Tx date 2018-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$2,100,012
+148,306 vol
$14.16 each
7,646,894
Filed 2018-07-05
Tx date 2018-07-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,295
+2,153 vol
$15.00 each
7,498,588
Filed 2018-07-05
Tx date 2018-07-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,125
-1,875 vol
$15.00 each
7,496,435
Filed 2018-07-05
Tx date 2018-07-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,535
+1,569 vol
$15.00 each
7,498,310
Filed 2018-07-03
Tx date 2018-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,910
+1,794 vol
$15.00 each
7,496,741
Filed 2018-06-28
Tx date 2018-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,090
+1,006 vol
$15.00 each
7,495,604
Filed 2018-06-28
Tx date 2018-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,855
-657 vol
$15.00 each
7,494,947
Filed 2018-06-28
Tx date 2018-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,150
-1,010 vol
$15.00 each
Filed 2018-06-27
Tx date 2018-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,985
+199 vol
$15.00 each
7,494,598
Filed 2018-06-26
Tx date 2018-06-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,425
+1,495 vol
$15.00 each
7,494,399
Filed 2018-06-25
Tx date 2018-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,895
+1,993 vol
$15.00 each
Filed 2018-06-25
Tx date 2018-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,895
+1,993 vol
$15.00 each
7,492,904
Filed 2018-06-22
Tx date 2018-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,140
-4,676 vol
$15.00 each
7,490,911
Filed 2018-06-22
Tx date 2018-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,900
+4,660 vol
$15.00 each
7,495,587
Filed 2018-06-21
Tx date 2018-06-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,955
+997 vol
$15.00 each
7,490,931
Filed 2018-06-21
Tx date 2018-06-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-13,005
-867 vol
$15.00 each
15,402
Filed 2018-06-21
Tx date 2018-06-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,015
-1,201 vol
$15.00 each
7,490,927
Filed 2018-06-21
Tx date 2018-06-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,955
+1,197 vol
$15.00 each
7,492,128
Filed 2018-06-19
Tx date 2018-06-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,925
+995 vol
$15.00 each
7,489,934
Filed 2018-06-18
Tx date 2018-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,120
+1,808 vol
$15.00 each
7,490,556
Filed 2018-06-18
Tx date 2018-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,255
-1,617 vol
$15.00 each
7,488,939
Filed 2018-06-15
Tx date 2018-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,410
+1,094 vol
$15.00 each
7,488,748
Filed 2018-06-15
Tx date 2018-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,910
+1,194 vol
$15.00 each
Filed 2018-06-14
Tx date 2018-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,485
+99 vol
$15.00 each
7,487,654
Filed 2018-06-13
Tx date 2018-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,495
+633 vol
$15.00 each
7,488,191
Filed 2018-06-13
Tx date 2018-06-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,985
+199 vol
$15.00 each
7,487,558
Filed 2018-06-13
Tx date 2018-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,540
-636 vol
$15.00 each
7,487,555
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,855
+2,857 vol
$15.00 each
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,630
+2,842 vol
$15.00 each
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-300.00
-20 vol
$15.00 each
7,487,359
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,080
+2,872 vol
$15.00 each
7,487,379
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-300.00
-20 vol
$15.00 each
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-300.00
-20 vol
$15.00 each
Filed 2018-06-11
Tx date 2018-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$42,855
+2,857 vol
$15.00 each
Filed 2018-06-08
Tx date 2018-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,470
+298 vol
$15.00 each
7,484,507
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$795.00
+53 vol
$15.00 each
Filed 2018-06-06
Tx date 2018-06-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,925
+995 vol
$15.00 each
7,484,209
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-795.00
-53 vol
$15.00 each
7,484,209
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$795.00
+53 vol
$15.00 each
7,484,262
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$780.00
+52 vol
$15.00 each
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$780.00
+52 vol
$15.00 each
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-795.00
-53 vol
$15.00 each
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-795.00
-53 vol
$15.00 each
Filed 2018-06-06
Tx date 2018-06-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$795.00
+53 vol
$15.00 each
Filed 2018-06-04
Tx date 2018-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,850
+1,990 vol
$15.00 each
7,483,214
Filed 2018-06-01
Tx date 2018-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$110,430
+7,362 vol
$15.00 each
7,481,224
Filed 2018-05-31
Tx date 2018-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,210
-2,614 vol
$15.00 each
7,473,862
Filed 2018-05-31
Tx date 2018-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$52,440
+3,496 vol
$15.00 each
7,476,476
Filed 2018-05-25
Tx date 2018-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,965
+331 vol
$15.00 each
7,473,313
Filed 2018-05-25
Tx date 2018-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,995
-333 vol
$15.00 each
7,472,980
Filed 2018-05-24
Tx date 2018-05-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,470
+298 vol
$15.00 each
7,472,982
Filed 2018-05-22
Tx date 2018-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,440
+496 vol
$15.00 each
7,472,684
Filed 2018-05-18
Tx date 2018-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$84,840
+5,656 vol
$15.00 each
7,472,188
Filed 2018-05-15
Tx date 2018-05-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,500
-100 vol
$15.00 each
7,462,432
Filed 2018-05-15
Tx date 2018-05-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,500
+4,100 vol
$15.00 each
7,466,532
Filed 2018-05-14
Tx date 2018-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,000
+2,200 vol
$15.00 each
7,462,532
Filed 2018-05-10
Tx date 2018-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$718,080
+47,872 vol
$15.00 each
7,462,871
Filed 2018-05-10
Tx date 2018-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-38,085
-2,539 vol
$15.00 each
7,460,332
Filed 2018-05-09
Tx date 2018-05-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$399,000
+26,600 vol
$15.00 each
7,414,999
Filed 2018-05-08
Tx date 2018-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,000
+1,400 vol
$15.00 each
7,388,399
Filed 2018-05-02
Tx date 2018-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,100
-140 vol
$15.00 each
7,386,999
Filed 2018-05-02
Tx date 2018-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$212,610
+14,174 vol
$15.00 each
7,387,139
Filed 2018-05-01
Tx date 2018-04-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$318,855
+21,257 vol
$15.00 each
7,372,965
Filed 2018-04-30
Tx date 2018-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,545
+3,703 vol
$15.00 each
7,355,041
Filed 2018-04-30
Tx date 2018-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,995
-3,333 vol
$15.00 each
7,351,708
Filed 2018-04-30
Tx date 2018-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-56,190
-3,746 vol
$15.00 each
Filed 2018-04-27
Tx date 2018-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,635
+1,509 vol
$15.00 each
7,352,465
Filed 2018-04-27
Tx date 2018-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,905
-1,127 vol
$15.00 each
7,351,338
Filed 2018-04-26
Tx date 2018-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,565
+1,171 vol
$15.00 each
7,351,352
Filed 2018-04-26
Tx date 2018-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,940
-396 vol
$15.00 each
7,350,956
Filed 2018-04-25
Tx date 2018-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,505
-167 vol
$15.00 each
7,350,181
Filed 2018-04-25
Tx date 2018-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,070
+1,338 vol
$15.00 each
7,350,348
Filed 2018-04-24
Tx date 2018-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,005
-267 vol
$15.00 each
7,349,010
Filed 2018-04-24
Tx date 2018-04-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,480
+1,632 vol
$15.00 each
7,349,277
Filed 2018-04-23
Tx date 2018-04-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,370
+1,958 vol
$15.00 each
7,347,645
Filed 2018-04-20
Tx date 2018-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$99,855
+6,657 vol
$15.00 each
7,349,487
Filed 2018-04-20
Tx date 2018-04-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-57,000
-3,800 vol
$15.00 each
7,345,687
Filed 2018-04-19
Tx date 2018-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,050
-70 vol
$15.00 each
7,329,915
Filed 2018-04-19
Tx date 2018-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,980
+1,332 vol
$15.00 each
7,329,985
Filed 2018-04-19
Tx date 2018-04-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,475
-365 vol
$15.00 each
7,342,830
Filed 2018-04-19
Tx date 2018-04-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$199,200
+13,280 vol
$15.00 each
7,343,195
Filed 2018-04-17
Tx date 2018-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Carpani, Mark Joseph
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-60,000
-4,000 vol
$15.00 each
11,774
Filed 2018-04-17
Tx date 2018-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,010
-134 vol
$15.00 each
7,327,306
Filed 2018-04-17
Tx date 2018-04-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,365
+1,491 vol
$15.00 each
7,327,440
Filed 2018-04-17
Tx date 2018-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-60,000
-4,000 vol
$15.00 each
7,328,653
Filed 2018-04-17
Tx date 2018-04-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$80,205
+5,347 vol
$15.00 each
7,332,653
Filed 2018-04-13
Tx date 2018-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,985
+1,199 vol
$15.00 each
7,327,082
Filed 2018-04-13
Tx date 2018-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,995
-1,133 vol
$15.00 each
7,325,949
Filed 2018-04-12
Tx date 2018-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,620
+1,108 vol
$15.00 each
7,325,883
Filed 2018-04-12
Tx date 2018-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,760
+584 vol
$15.00 each
7,325,215
Filed 2018-04-12
Tx date 2018-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,600
-440 vol
$15.00 each
7,324,775
Filed 2018-04-10
Tx date 2018-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,810
+4,654 vol
$15.00 each
7,324,718
Filed 2018-04-10
Tx date 2018-04-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,305
-87 vol
$15.00 each
7,324,631
Filed 2018-04-09
Tx date 2018-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,365
+291 vol
$15.00 each
7,320,064
Filed 2018-04-09
Tx date 2018-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,440
+296 vol
$15.00 each
Filed 2018-04-06
Tx date 2018-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,880
+1,992 vol
$15.00 each
7,317,727
Filed 2018-04-06
Tx date 2018-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,050
+2,870 vol
$15.00 each
7,320,280
Filed 2018-04-06
Tx date 2018-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,755
-317 vol
$15.00 each
7,317,410
Filed 2018-04-06
Tx date 2018-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,200
-80 vol
$15.00 each
16,269
Filed 2018-04-06
Tx date 2018-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,605
-507 vol
$15.00 each
7,319,773
Filed 2018-04-04
Tx date 2018-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,070
+138 vol
$15.00 each
7,315,875
Filed 2018-04-04
Tx date 2018-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,100
-140 vol
$15.00 each
7,315,735
Filed 2018-04-03
Tx date 2018-04-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,670
+178 vol
$15.00 each
7,315,917
Filed 2018-04-03
Tx date 2018-04-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,700
-180 vol
$15.00 each
7,315,737
Filed 2018-04-02
Tx date 2018-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$150.00
+10 vol
$15.00 each
7,315,749
Filed 2018-04-02
Tx date 2018-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-150.00
-10 vol
$15.00 each
7,315,739
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,660
-3,444 vol
$15.00 each
7,315,739
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,310
+4,554 vol
$15.00 each
7,319,183
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,660
-3,444 vol
$15.00 each
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,660
-3,444 vol
$15.00 each
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,310
+4,554 vol
$15.00 each
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,310
+4,554 vol
$15.00 each
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,165
+4,611 vol
$15.00 each
Filed 2018-03-29
Tx date 2018-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,165
+4,611 vol
$15.00 each
Filed 2018-03-27
Tx date 2018-03-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,855
+3,457 vol
$15.00 each
7,314,629
Filed 2018-03-23
Tx date 2018-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,520
+2,568 vol
$15.00 each
7,311,172
Filed 2018-03-22
Tx date 2018-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,505
-367 vol
$15.00 each
7,308,604
Filed 2018-03-22
Tx date 2018-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$18,765
+1,251 vol
$15.00 each
7,308,971
Filed 2018-03-20
Tx date 2018-03-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,440
+1,896 vol
$15.00 each
7,307,720
Filed 2018-03-19
Tx date 2018-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,985
+399 vol
$15.00 each
7,305,824
Filed 2018-03-16
Tx date 2018-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-495.00
-33 vol
$15.00 each
7,305,425
Filed 2018-03-16
Tx date 2018-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,905
+2,927 vol
$15.00 each
7,305,458
Filed 2018-03-15
Tx date 2018-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,695
-913 vol
$15.00 each
7,302,531
Filed 2018-03-15
Tx date 2018-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,135
+1,609 vol
$15.00 each
7,303,444
Filed 2018-03-14
Tx date 2018-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,625
+2,975 vol
$15.00 each
7,301,835
Filed 2018-03-14
Tx date 2018-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,790
-2,986 vol
$15.00 each
7,298,860
Filed 2018-03-13
Tx date 2018-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,145
-143 vol
$15.00 each
16,349
Filed 2018-03-13
Tx date 2018-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-72,810
-4,854 vol
$15.00 each
7,301,846
Filed 2018-03-13
Tx date 2018-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,665
-4,711 vol
$15.00 each
Filed 2018-03-13
Tx date 2018-03-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$99,750
+6,650 vol
$15.00 each
7,306,700
Filed 2018-03-12
Tx date 2018-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$91,875
+6,125 vol
$15.00 each
7,300,050
Filed 2018-03-12
Tx date 2018-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$91,995
+6,133 vol
$15.00 each
Filed 2018-03-09
Tx date 2018-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,720
-2,048 vol
$15.00 each
7,293,925
Filed 2018-03-09
Tx date 2018-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,470
+498 vol
$15.00 each
7,295,973
Filed 2018-03-09
Tx date 2018-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$2,100,808
+148,572 vol
$14.14 each
7,295,506
Filed 2018-03-08
Tx date 2018-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-119,010
-7,934 vol
$15.00 each
7,146,903
Filed 2018-03-08
Tx date 2018-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$118,545
+7,903 vol
$15.00 each
7,154,837
Filed 2018-03-07
Tx date 2018-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,640
-976 vol
$15.00 each
7,146,934
Filed 2018-03-07
Tx date 2018-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,580
+972 vol
$15.00 each
7,147,910
Filed 2018-03-06
Tx date 2018-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,000
-3,400 vol
$15.00 each
7,146,938
Filed 2018-03-06
Tx date 2018-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,000
-3,400 vol
$15.00 each
Filed 2018-03-06
Tx date 2018-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,275
+3,685 vol
$15.00 each
7,150,338
Filed 2018-03-06
Tx date 2018-03-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,775
+3,385 vol
$15.00 each
Filed 2018-03-02
Tx date 2018-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,910
-1,394 vol
$15.00 each
7,146,653
Filed 2018-03-02
Tx date 2018-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,910
-1,394 vol
$15.00 each
Filed 2018-03-02
Tx date 2018-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,700
+3,780 vol
$15.00 each
7,148,047
Filed 2018-03-02
Tx date 2018-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$160,500
+10,700 vol
$15.00 each
Filed 2018-03-01
Tx date 2018-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,000
-200 vol
$15.00 each
7,144,267
Filed 2018-03-01
Tx date 2018-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,960
+3,464 vol
$15.00 each
7,144,467
Filed 2018-02-28
Tx date 2018-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,155
-1,877 vol
$15.00 each
7,141,003
Filed 2018-02-28
Tx date 2018-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$109,965
+7,331 vol
$15.00 each
7,142,880
Filed 2018-02-27
Tx date 2018-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,855
-857 vol
$15.00 each
7,135,549
Filed 2018-02-27
Tx date 2018-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,720
+848 vol
$15.00 each
7,136,406
Filed 2018-02-26
Tx date 2018-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,485
+99 vol
$15.00 each
7,135,558
Filed 2018-02-23
Tx date 2018-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,515
-101 vol
$15.00 each
7,135,459
Filed 2018-02-23
Tx date 2018-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,730
+1,782 vol
$15.00 each
7,135,560
Filed 2018-02-22
Tx date 2018-02-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-195.00
-13 vol
$15.00 each
16,492
Filed 2018-02-22
Tx date 2018-02-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,745
+1,583 vol
$15.00 each
7,133,778
Filed 2018-02-22
Tx date 2018-02-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-195.00
-13 vol
$15.00 each
7,132,195
Filed 2018-02-22
Tx date 2018-02-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$182,295
+12,153 vol
$15.00 each
7,132,208
Filed 2018-02-20
Tx date 2018-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,915
-1,661 vol
$15.00 each
7,120,055
Filed 2018-02-20
Tx date 2018-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-4,890
-326 vol
$15.00 each
16,505
Filed 2018-02-20
Tx date 2018-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,915
+1,661 vol
$15.00 each
7,121,716
Filed 2018-02-16
Tx date 2018-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$210,000
+14,000 vol
$15.00 each
7,120,055
Filed 2018-02-16
Tx date 2018-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-150.00
-10 vol
$15.00 each
7,106,055
Filed 2018-02-16
Tx date 2018-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,895
-393 vol
$15.00 each
7,106,065
Filed 2018-02-16
Tx date 2018-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,545
+703 vol
$15.00 each
7,106,458
Filed 2018-02-16
Tx date 2018-02-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-150.00
-10 vol
$15.00 each
16,831
Filed 2018-02-16
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-105.00
-7 vol
$15.00 each
16,841
Filed 2018-02-16
Tx date 2018-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,995
+2,333 vol
$15.00 each
7,106,888
Filed 2018-02-16
Tx date 2018-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,995
-1,133 vol
$15.00 each
7,105,755
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,875
-1,725 vol
$15.00 each
7,096,843
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$-105.00
-7 vol
$15.00 each
7,096,836
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,785
+7,719 vol
$15.00 each
7,104,555
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,700
-4,580 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,785
+7,719 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,765
-2,851 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,785
-6,919 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,745
-4,583 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,700
-4,580 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$115,785
+7,719 vol
$15.00 each
Filed 2018-02-12
Tx date 2018-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,810
-2,854 vol
$15.00 each
7,098,568
Filed 2018-02-09
Tx date 2018-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,595
-173 vol
$15.00 each
16,848
Filed 2018-02-09
Tx date 2018-02-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,000
+1,000 vol
$15.00 each
7,101,422
Filed 2018-02-09
Tx date 2018-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-186,630
-12,442 vol
$15.00 each
7,100,422
Filed 2018-02-09
Tx date 2018-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$238,800
+15,920 vol
$15.00 each
7,112,864
Filed 2018-02-07
Tx date 2018-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,725
-115 vol
$15.00 each
7,096,944
Filed 2018-02-07
Tx date 2018-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,725
+115 vol
$15.00 each
7,097,059
Filed 2018-02-05
Tx date 2018-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,447.70
-427 vol
$15.10 each
7,096,518
Filed 2018-02-05
Tx date 2018-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-558.70
-37 vol
$15.10 each
7,096,481
Filed 2018-02-05
Tx date 2018-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,991
+463 vol
$15.10 each
7,096,944
Filed 2018-02-05
Tx date 2018-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,216.30
-213 vol
$15.10 each
7,096,732
Filed 2018-02-05
Tx date 2018-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,216
+213 vol
$15.10 each
7,096,945
Filed 2018-01-31
Tx date 2018-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,092
+273 vol
$14.99 each
7,096,945
Filed 2018-01-31
Tx date 2018-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,092.27
-273 vol
$14.99 each
7,096,672
Filed 2018-01-30
Tx date 2018-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-39,183.86
-2,614 vol
$14.99 each
17,021
Filed 2018-01-30
Tx date 2018-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,922
+2,730 vol
$14.99 each
7,099,679
Filed 2018-01-30
Tx date 2018-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,982.66
-2,734 vol
$14.99 each
7,096,945
Filed 2018-01-29
Tx date 2018-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-44,490.32
-2,968 vol
$14.99 each
19,635
Filed 2018-01-29
Tx date 2018-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,727,957
+115,274 vol
$14.99 each
7,212,374
Filed 2018-01-29
Tx date 2018-01-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,499
+100 vol
$14.99 each
7,097,100
Filed 2018-01-29
Tx date 2018-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,685,730.43
-112,457 vol
$14.99 each
7,099,917
Filed 2018-01-29
Tx date 2018-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-44,490.32
-2,968 vol
$14.99 each
7,096,949
Filed 2018-01-25
Tx date 2018-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,499
-100 vol
$14.99 each
7,092,813
Filed 2018-01-25
Tx date 2018-01-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$62,763
+4,187 vol
$14.99 each
7,097,000
Filed 2018-01-23
Tx date 2018-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$25,303
+1,688 vol
$14.99 each
7,087,877
Filed 2018-01-23
Tx date 2018-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,303.12
-1,688 vol
$14.99 each
7,086,189
Filed 2018-01-23
Tx date 2018-01-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,223
+682 vol
$14.99 each
7,092,913
Filed 2018-01-23
Tx date 2018-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,983.01
-199 vol
$14.99 each
22,603
Filed 2018-01-22
Tx date 2018-01-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,986
+4,869 vol
$14.99 each
7,092,231
Filed 2018-01-19
Tx date 2018-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,600
+974 vol
$14.99 each
7,087,362
Filed 2018-01-19
Tx date 2018-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$66,075
+4,408 vol
$14.99 each
7,090,597
Filed 2018-01-19
Tx date 2018-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-63,092.91
-4,209 vol
$14.99 each
7,086,388
Filed 2018-01-15
Tx date 2018-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,094
+3,542 vol
$14.99 each
7,089,432
Filed 2018-01-15
Tx date 2018-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,998
-200 vol
$14.99 each
22,802
Filed 2018-01-15
Tx date 2018-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,612.57
-3,243 vol
$14.99 each
7,086,189
Filed 2018-01-12
Tx date 2018-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-402,106.75
-26,825 vol
$14.99 each
7,085,890
Filed 2018-01-12
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,004.33
-67 vol
$14.99 each
23,002
Filed 2018-01-12
Tx date 2018-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$464,600
+30,994 vol
$14.99 each
7,112,715
Filed 2018-01-11
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-494.67
-33 vol
$14.99 each
7,083,490
Filed 2018-01-11
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,711
+3,383 vol
$14.99 each
7,083,523
Filed 2018-01-11
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$494.67
+33 vol
$14.99 each
Filed 2018-01-11
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,512.98
-1,702 vol
$14.99 each
7,081,788
Filed 2018-01-11
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,004.33
-67 vol
$14.99 each
7,081,721
Filed 2018-01-10
Tx date 2018-01-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$28,200
+2,000 vol
$14.10 each
7,080,140
Filed 2018-01-10
Tx date 2018-01-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,267
+2,753 vol
$14.99 each
7,078,140
Filed 2018-01-09
Tx date 2018-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,186.87
-813 vol
$14.99 each
7,075,387
Filed 2018-01-09
Tx date 2018-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,176
+3,881 vol
$14.99 each
7,076,200
Filed 2018-01-09
Tx date 2018-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,762
+2,786 vol
$14.99 each
Filed 2018-01-09
Tx date 2018-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,732
+2,784 vol
$14.99 each
Filed 2018-01-09
Tx date 2018-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,983
+199 vol
$14.99 each
7,069,533
Filed 2018-01-09
Tx date 2018-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,762
+2,786 vol
$14.99 each
7,072,319
Filed 2018-01-09
Tx date 2018-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,176
+3,881 vol
$14.99 each
Filed 2018-01-09
Tx date 2018-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,176
+3,881 vol
$14.99 each
Filed 2018-01-09
Tx date 2018-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,186.87
-813 vol
$14.99 each
Filed 2018-01-09
Tx date 2018-01-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,186.87
-813 vol
$14.99 each
Filed 2018-01-09
Tx date 2018-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,762
+2,786 vol
$14.99 each
Filed 2018-01-03
Tx date 2018-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-120,039.92
-8,008 vol
$14.99 each
7,061,526
Filed 2018-01-03
Tx date 2018-01-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$117,041
+7,808 vol
$14.99 each
7,069,334
Filed 2017-12-29
Tx date 2017-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,803.46
-654 vol
$14.99 each
7,067,486
Filed 2017-12-29
Tx date 2017-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$30,699
+2,048 vol
$14.99 each
7,069,534
Filed 2017-12-29
Tx date 2017-12-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,548
+637 vol
$14.99 each
7,068,140
Filed 2017-12-27
Tx date 2017-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,964
+1,532 vol
$14.99 each
7,067,503
Filed 2017-12-27
Tx date 2017-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,094.27
-73 vol
$14.99 each
7,065,971
Filed 2017-12-22
Tx date 2017-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,993.67
-133 vol
$14.99 each
7,066,044
Filed 2017-12-22
Tx date 2017-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,673
+1,179 vol
$14.99 each
7,066,177
Filed 2017-12-21
Tx date 2017-12-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,497
+300 vol
$14.99 each
Filed 2017-12-21
Tx date 2017-12-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,497
+300 vol
$14.99 each
7,064,043
Filed 2017-12-21
Tx date 2017-12-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,497
+300 vol
$14.99 each
Filed 2017-12-21
Tx date 2017-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,420
+962 vol
$14.99 each
7,064,998
Filed 2017-12-21
Tx date 2017-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-34.93
-7 vol
$4.99 each
7,064,036
Filed 2017-12-21
Tx date 2017-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,094.93
-1,007 vol
$14.99 each
Filed 2017-12-21
Tx date 2017-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,094.93
-1,007 vol
$14.99 each
Filed 2017-12-19
Tx date 2017-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,583
+1,640 vol
$14.99 each
7,063,784
Filed 2017-12-19
Tx date 2017-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-614.59
-41 vol
$14.99 each
7,063,743
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,207
+6,218 vol
$14.99 each
7,060,744
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,207
+6,218 vol
$14.99 each
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,207
+6,218 vol
$14.99 each
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-87,226.81
-5,819 vol
$14.99 each
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-85,233.14
-5,686 vol
$14.99 each
Filed 2017-12-15
Tx date 2017-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,986
+1,400 vol
$14.99 each
7,062,144
Filed 2017-12-15
Tx date 2017-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,986
+1,400 vol
$14.99 each
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-85,233.14
-5,686 vol
$14.99 each
Filed 2017-12-15
Tx date 2017-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-85,233.14
-5,686 vol
$14.99 each
7,054,526
Filed 2017-12-15
Tx date 2017-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,986
+1,400 vol
$14.99 each
Filed 2017-12-13
Tx date 2017-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,942
+3,732 vol
$14.99 each
7,060,212
Filed 2017-12-11
Tx date 2017-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,921
+3,397 vol
$14.99 each
7,056,480
Filed 2017-12-11
Tx date 2017-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-39,498.65
-2,635 vol
$14.99 each
7,053,083
Filed 2017-12-07
Tx date 2017-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$44,940
+2,998 vol
$14.99 each
7,055,718
Filed 2017-12-07
Tx date 2017-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,973
+1,199 vol
$14.99 each
7,052,720
Filed 2017-12-05
Tx date 2017-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,998.33
-667 vol
$14.99 each
7,051,521
Filed 2017-12-05
Tx date 2017-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,994
+600 vol
$14.99 each
7,052,188
Filed 2017-12-05
Tx date 2017-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,632.24
-776 vol
$14.99 each
7,051,588
Filed 2017-12-05
Tx date 2017-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,083
+2,674 vol
$14.99 each
7,052,364
Filed 2017-12-01
Tx date 2017-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$91,888
+6,130 vol
$14.99 each
7,049,540
Filed 2017-12-01
Tx date 2017-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$100,358
+6,695 vol
$14.99 each
7,056,235
Filed 2017-12-01
Tx date 2017-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-98,109.55
-6,545 vol
$14.99 each
7,049,690
Filed 2017-11-29
Tx date 2017-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-170,751.09
-11,391 vol
$14.99 each
7,043,410
Filed 2017-11-29
Tx date 2017-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,985
+466 vol
$14.99 each
7,043,538
Filed 2017-11-29
Tx date 2017-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$168,832
+11,263 vol
$14.99 each
7,054,801
Filed 2017-11-27
Tx date 2017-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,880
+3,461 vol
$14.99 each
7,042,874
Filed 2017-11-27
Tx date 2017-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,968
+198 vol
$14.99 each
7,043,072
Filed 2017-11-23
Tx date 2017-11-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,000.33
-467 vol
$14.99 each
7,039,605
Filed 2017-11-23
Tx date 2017-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-257,408.28
-17,172 vol
$14.99 each
7,039,413
Filed 2017-11-23
Tx date 2017-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$254,530
+16,980 vol
$14.99 each
7,056,585
Filed 2017-11-23
Tx date 2017-11-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,831
+389 vol
$14.99 each
7,040,072
Filed 2017-11-17
Tx date 2017-11-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,487
+1,300 vol
$14.99 each
7,039,683
Filed 2017-11-16
Tx date 2017-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,927.71
-729 vol
$14.99 each
7,038,383
Filed 2017-11-16
Tx date 2017-11-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,493
+700 vol
$14.99 each
7,039,112
Filed 2017-11-15
Tx date 2017-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,991.0025
-533 vol
$14.99 each
7,038,412
Filed 2017-11-15
Tx date 2017-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,467
+3,300 vol
$14.99 each
7,038,945
Filed 2017-11-13
Tx date 2017-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,780.1822
-1,517 vol
$15.02 each
7,035,676
Filed 2017-11-13
Tx date 2017-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-465.00
-31 vol
$15.00 each
7,035,645
Filed 2017-11-10
Tx date 2017-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,504.65
-2,035 vol
$14.99 each
7,037,193
Filed 2017-11-10
Tx date 2017-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,780.1822
-1,517 vol
$15.02 each
Filed 2017-11-10
Tx date 2017-11-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,780.1822
-1,517 vol
$15.02 each
Filed 2017-11-10
Tx date 2017-11-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,972
+3,734 vol
$14.99 each
7,039,228
Filed 2017-11-08
Tx date 2017-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,996
+400 vol
$14.99 each
7,035,494
Filed 2017-11-08
Tx date 2017-11-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,454
+3,099 vol
$14.99 each
7,035,094
Filed 2017-11-06
Tx date 2017-11-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,193.86
-1,614 vol
$14.99 each
7,031,995
Filed 2017-11-06
Tx date 2017-11-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,870
+1,459 vol
$14.99 each
7,033,609
Filed 2017-11-03
Tx date 2017-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$910,357
+60,731 vol
$14.99 each
7,032,150
Filed 2017-11-03
Tx date 2017-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-904,691.47
-60,353 vol
$14.99 each
6,971,419
Filed 2017-11-02
Tx date 2017-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$801,455
+53,466 vol
$14.99 each
6,708,322
Filed 2017-11-02
Tx date 2017-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,944
+2,598 vol
$14.99 each
6,656,070
Filed 2017-11-02
Tx date 2017-10-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,197.86
-1,214 vol
$14.99 each
6,654,856
Filed 2017-11-02
Tx date 2017-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-122,992.95
-8,205 vol
$14.99 each
6,700,117
Filed 2017-11-02
Tx date 2017-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-679,061.99
-45,301 vol
$14.99 each
6,654,816
Filed 2017-11-02
Tx date 2017-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$5,300,001
+376,956 vol
$14.06 each
7,031,772
Filed 2017-11-02
Tx date 2017-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-122,992.95
-8,205 vol
$14.99 each
23,069
Filed 2017-10-31
Tx date 2017-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,396.40
-360 vol
$14.99 each
6,641,553
Filed 2017-10-31
Tx date 2017-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,334.996
-556 vol
$14.99 each
6,641,913
Filed 2017-10-31
Tx date 2017-10-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$178,665
+11,919 vol
$14.99 each
6,653,472
Filed 2017-10-30
Tx date 2017-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-172,594.86
-11,514 vol
$14.99 each
6,625,020
Filed 2017-10-30
Tx date 2017-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-9,578.61
-639 vol
$14.99 each
31,274
Filed 2017-10-30
Tx date 2017-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$261,560
+17,449 vol
$14.99 each
6,642,469
Filed 2017-10-26
Tx date 2017-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$85,063
+5,675 vol
$14.99 each
6,633,490
Filed 2017-10-26
Tx date 2017-10-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$45,629
+3,044 vol
$14.99 each
6,636,534
Filed 2017-10-25
Tx date 2017-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-122,992.95
-8,205 vol
$14.99 each
6,620,740
Filed 2017-10-25
Tx date 2017-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$106,053
+7,075 vol
$14.99 each
6,627,815
Filed 2017-10-24
Tx date 2017-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,304.13
-87 vol
$14.99 each
31,913
Filed 2017-10-24
Tx date 2017-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,870.6398
-2,727 vol
$14.99 each
6,627,669
Filed 2017-10-24
Tx date 2017-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,417
+1,363 vol
$14.98 each
6,629,032
Filed 2017-10-24
Tx date 2017-10-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,304.13
-87 vol
$14.99 each
6,628,945
Filed 2017-10-18
Tx date 2017-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-599.20
-40 vol
$14.98 each
6,630,362
Filed 2017-10-18
Tx date 2017-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$539.28
+36 vol
$14.98 each
Filed 2017-10-18
Tx date 2017-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$509.32
+34 vol
$14.98 each
6,630,396
Filed 2017-10-16
Tx date 2017-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,902.46
-127 vol
$14.98 each
32,000
Filed 2017-10-16
Tx date 2017-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,148.44
-1,078 vol
$14.98 each
6,630,402
Filed 2017-10-16
Tx date 2017-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,766
+919 vol
$14.98 each
6,631,480
Filed 2017-10-12
Tx date 2017-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,232
+2,886 vol
$14.98 each
6,630,947
Filed 2017-10-12
Tx date 2017-10-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,907
+2,130 vol
$14.98 each
6,628,061
Filed 2017-10-12
Tx date 2017-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,782.28
-386 vol
$14.98 each
6,630,561
Filed 2017-10-10
Tx date 2017-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,458
+2,100 vol
$14.98 each
6,625,931
Filed 2017-10-10
Tx date 2017-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,051.58
-671 vol
$14.98 each
6,623,831
Filed 2017-10-06
Tx date 2017-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,243
+350 vol
$14.98 each
6,624,502
Filed 2017-10-06
Tx date 2017-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,996
-200 vol
$14.98 each
6,624,152
Filed 2017-10-05
Tx date 2017-10-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,627
+1,110 vol
$14.98 each
6,625,560
Filed 2017-10-05
Tx date 2017-10-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,095.84
-1,208 vol
$14.98 each
6,624,352
Filed 2017-10-03
Tx date 2017-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,496.64
-1,168 vol
$14.98 each
6,624,454
Filed 2017-10-03
Tx date 2017-10-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-299.60
-20 vol
$14.98 each
32,127
Filed 2017-10-03
Tx date 2017-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,602.86
-107 vol
$14.98 each
32,147
Filed 2017-10-03
Tx date 2017-10-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-793.94
-53 vol
$14.98 each
6,624,450
Filed 2017-10-03
Tx date 2017-10-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$734.02
+49 vol
$14.98 each
6,624,503
Filed 2017-10-03
Tx date 2017-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,442
+2,366 vol
$14.98 each
6,625,622
Filed 2017-09-29
Tx date 2017-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$689.08
+46 vol
$14.98 each
6,623,256
Filed 2017-09-29
Tx date 2017-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-749.00
-50 vol
$14.98 each
6,623,210
Filed 2017-09-28
Tx date 2017-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,894.80
-260 vol
$14.98 each
6,623,260
Filed 2017-09-28
Tx date 2017-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$80,877
+5,399 vol
$14.98 each
6,623,520
Filed 2017-09-25
Tx date 2017-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,463.36
-832 vol
$14.98 each
6,618,121
Filed 2017-09-25
Tx date 2017-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,003.66
-67 vol
$14.98 each
32,254
Filed 2017-09-25
Tx date 2017-09-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,205
+748 vol
$14.98 each
6,618,953
Filed 2017-09-22
Tx date 2017-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,186.74
-413 vol
$14.98 each
6,618,205
Filed 2017-09-22
Tx date 2017-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-494.34
-33 vol
$14.98 each
32,321
Filed 2017-09-22
Tx date 2017-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,557
+371 vol
$14.98 each
6,618,618
Filed 2017-09-20
Tx date 2017-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,991
+934 vol
$14.98 each
6,619,244
Filed 2017-09-20
Tx date 2017-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-943.74
-63 vol
$14.98 each
32,354
Filed 2017-09-20
Tx date 2017-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,935.06
-997 vol
$14.98 each
6,618,247
Filed 2017-09-19
Tx date 2017-09-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,736
+917 vol
$14.98 each
6,618,310
Filed 2017-09-18
Tx date 2017-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,692.74
-113 vol
$14.98 each
6,618,461
Filed 2017-09-18
Tx date 2017-09-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,205.72
-214 vol
$14.98 each
32,417
Filed 2017-09-18
Tx date 2017-09-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,998.64
-1,068 vol
$14.98 each
6,617,393
Filed 2017-09-18
Tx date 2017-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,453
+97 vol
$14.98 each
6,618,574
Filed 2017-09-13
Tx date 2017-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-224,999.60
-15,020 vol
$14.98 each
6,618,477
Filed 2017-09-13
Tx date 2017-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$193,137
+12,893 vol
$14.98 each
6,633,497
Filed 2017-09-12
Tx date 2017-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,523
+302 vol
$14.98 each
6,620,604
Filed 2017-09-12
Tx date 2017-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-763.98
-51 vol
$14.98 each
32,631
Filed 2017-09-12
Tx date 2017-09-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,257.98
-351 vol
$14.98 each
6,620,302
Filed 2017-09-11
Tx date 2017-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,426
+429 vol
$14.98 each
6,620,653
Filed 2017-09-08
Tx date 2017-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,526
+903 vol
$14.98 each
6,618,102
Filed 2017-09-08
Tx date 2017-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,180
+2,215 vol
$14.98 each
6,620,224
Filed 2017-09-08
Tx date 2017-09-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,198.40
-80 vol
$14.98 each
6,618,009
Filed 2017-09-08
Tx date 2017-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,003
+67 vol
$14.98 each
6,618,089
Filed 2017-09-08
Tx date 2017-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,198.40
-80 vol
$14.98 each
6,618,022
Filed 2017-09-05
Tx date 2017-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,441.74
-163 vol
$14.98 each
6,618,283
Filed 2017-09-05
Tx date 2017-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-2,501.66
-167 vol
$14.98 each
32,682
Filed 2017-09-05
Tx date 2017-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,501.66
-167 vol
$14.98 each
6,617,199
Filed 2017-09-05
Tx date 2017-09-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,736.66
-917 vol
$14.98 each
6,617,366
Filed 2017-09-05
Tx date 2017-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,052
+137 vol
$14.98 each
6,618,446
Filed 2017-08-31
Tx date 2017-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,004
+334 vol
$14.98 each
5,328,398
Filed 2017-08-31
Tx date 2017-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
11 - Acquisition or disposition carried out privately
$218,997
+15,587 vol
$14.05 each
32,849
Filed 2017-08-31
Tx date 2017-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$18,123,249
+1,289,911 vol
$14.05 each
6,618,309
Filed 2017-08-31
Tx date 2017-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,513.99
-101 vol
$14.99 each
5,328,064
Filed 2017-08-29
Tx date 2017-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-988.68
-66 vol
$14.98 each
5,328,165
Filed 2017-08-29
Tx date 2017-08-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$808.92
+54 vol
$14.98 each
5,328,231
Filed 2017-08-25
Tx date 2017-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$142,280
+9,498 vol
$14.98 each
Filed 2017-08-25
Tx date 2017-08-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$142,280
+9,498 vol
$14.98 each
5,328,177
Filed 2017-08-25
Tx date 2017-08-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,284
+3,290 vol
$14.98 each
5,318,679
Filed 2017-08-23
Tx date 2017-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,425
+3,967 vol
$14.98 each
5,315,389
Filed 2017-08-21
Tx date 2017-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,690
+1,982 vol
$14.98 each
5,311,422
Filed 2017-08-18
Tx date 2017-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-194.74
-13 vol
$14.98 each
5,306,751
Filed 2017-08-18
Tx date 2017-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$40,281
+2,689 vol
$14.98 each
5,309,440
Filed 2017-08-17
Tx date 2017-08-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,309
+1,289 vol
$14.98 each
5,306,764
Filed 2017-08-14
Tx date 2017-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$131,809
+8,799 vol
$14.98 each
5,305,475
Filed 2017-08-14
Tx date 2017-08-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$148,107
+9,887 vol
$14.98 each
5,296,676
Filed 2017-08-10
Tx date 2017-08-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,215
+1,483 vol
$14.98 each
5,286,789
Filed 2017-08-09
Tx date 2017-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,626
+710 vol
$14.97 each
5,285,306
Filed 2017-08-04
Tx date 2017-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,466
+1,038 vol
$14.90 each
5,284,596
Filed 2017-08-04
Tx date 2017-08-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,117.50
-75 vol
$14.90 each
5,283,558
Filed 2017-08-03
Tx date 2017-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,016.60
-1,670 vol
$14.98 each
5,282,021
Filed 2017-08-03
Tx date 2017-08-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,147
+1,612 vol
$14.98 each
5,283,633
Filed 2017-08-02
Tx date 2017-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-60,009.88
-4,006 vol
$14.98 each
5,278,182
Filed 2017-08-02
Tx date 2017-08-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,514
+5,509 vol
$14.98 each
5,283,691
Filed 2017-07-28
Tx date 2017-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,000.7952
-2,338 vol
$14.97 each
5,282,188
Filed 2017-07-28
Tx date 2017-07-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,924
+3,669 vol
$14.97 each
5,284,526
Filed 2017-07-27
Tx date 2017-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-524.30
-35 vol
$14.98 each
5,277,193
Filed 2017-07-27
Tx date 2017-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-74.90
-5 vol
$14.98 each
5,280,857
Filed 2017-07-27
Tx date 2017-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$54,924
+3,669 vol
$14.97 each
5,280,862
Filed 2017-07-26
Tx date 2017-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,983.02
-600 vol
$14.97 each
5,276,745
Filed 2017-07-26
Tx date 2017-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,230
+483 vol
$14.97 each
5,277,228
Filed 2017-07-26
Tx date 2017-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,498
-100 vol
$14.98 each
5,277,345
Filed 2017-07-25
Tx date 2017-07-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,889
+193 vol
$14.97 each
5,277,465
Filed 2017-07-25
Tx date 2017-07-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-299.60
-20 vol
$14.98 each
5,277,445
Filed 2017-07-24
Tx date 2017-07-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,591.54
-173 vol
$14.98 each
5,277,272
Filed 2017-07-20
Tx date 2017-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,215
+1,150 vol
$14.97 each
5,277,525
Filed 2017-07-20
Tx date 2017-07-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,197.60
-80 vol
$14.97 each
5,277,445
Filed 2017-07-19
Tx date 2017-07-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,625
+3,315 vol
$14.97 each
5,276,375
Filed 2017-07-18
Tx date 2017-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,302
+421 vol
$14.97 each
5,273,060
Filed 2017-07-18
Tx date 2017-07-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,407.16
-428 vol
$14.97 each
5,272,639
Filed 2017-07-17
Tx date 2017-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,910
+328 vol
$14.97 each
5,273,067
Filed 2017-07-17
Tx date 2017-07-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,999.98
-334 vol
$14.97 each
5,272,739
Filed 2017-07-14
Tx date 2017-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,957
+4,072 vol
$14.97 each
Filed 2017-07-14
Tx date 2017-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,547
+1,573 vol
$14.97 each
5,273,073
Filed 2017-07-14
Tx date 2017-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,547
+1,573 vol
$14.97 each
Filed 2017-07-14
Tx date 2017-07-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,547
+1,573 vol
$14.97 each
Filed 2017-07-14
Tx date 2017-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,957
+4,072 vol
$14.97 each
5,271,500
Filed 2017-07-14
Tx date 2017-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-61,990.77
-4,141 vol
$14.97 each
5,267,428
Filed 2017-07-14
Tx date 2017-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$60,957
+4,072 vol
$14.97 each
Filed 2017-07-12
Tx date 2017-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$110,388
+7,374 vol
$14.97 each
5,271,569
Filed 2017-07-11
Tx date 2017-07-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$148,607
+9,927 vol
$14.97 each
5,264,195
Filed 2017-07-10
Tx date 2017-07-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,844
+1,192 vol
$14.97 each
5,254,268
Filed 2017-07-07
Tx date 2017-07-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,865
+993 vol
$14.97 each
5,253,076
Filed 2017-07-06
Tx date 2017-07-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,592.80
-240 vol
$14.97 each
5,252,083
Filed 2017-07-06
Tx date 2017-07-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,999
+334 vol
$14.97 each
5,252,323
Filed 2017-07-04
Tx date 2017-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,089.78
-674 vol
$14.97 each
5,251,989
Filed 2017-07-04
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-5,898.18
-394 vol
$14.97 each
17,262
Filed 2017-07-04
Tx date 2017-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$12,978
+867 vol
$14.97 each
5,252,663
Filed 2017-06-30
Tx date 2017-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,637
+2,581 vol
$14.97 each
5,251,796
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-72,200.31
-4,823 vol
$14.97 each
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-27,934.02
-1,866 vol
$14.97 each
5,249,215
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,949.01
-1,533 vol
$14.97 each
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,949.01
-1,533 vol
$14.97 each
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,898.18
-394 vol
$14.97 each
5,251,081
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,200
+4,823 vol
$14.97 each
5,251,475
Filed 2017-06-29
Tx date 2017-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-72,200.31
-4,823 vol
$14.97 each
Filed 2017-06-28
Tx date 2017-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,056.87
-271 vol
$14.97 each
5,244,435
Filed 2017-06-28
Tx date 2017-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,002.99
-67 vol
$14.97 each
17,656
Filed 2017-06-28
Tx date 2017-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,188
+2,217 vol
$14.97 each
5,246,652
Filed 2017-06-28
Tx date 2017-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,002.99
-67 vol
$14.97 each
5,244,706
Filed 2017-06-27
Tx date 2017-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,814.36
-188 vol
$14.97 each
5,244,833
Filed 2017-06-27
Tx date 2017-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-598.80
-40 vol
$14.97 each
17,723
Filed 2017-06-27
Tx date 2017-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-299.40
-20 vol
$14.97 each
5,244,773
Filed 2017-06-27
Tx date 2017-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-598.80
-40 vol
$14.97 each
5,244,793
Filed 2017-06-27
Tx date 2017-06-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,562
+238 vol
$14.97 each
5,245,021
Filed 2017-06-26
Tx date 2017-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,592.76
-908 vol
$14.97 each
5,244,783
Filed 2017-06-26
Tx date 2017-06-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,068
+873 vol
$14.97 each
5,245,691
Filed 2017-06-22
Tx date 2017-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-209.58
-14 vol
$14.97 each
5,244,125
Filed 2017-06-22
Tx date 2017-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$33,457
+2,235 vol
$14.97 each
5,244,818
Filed 2017-06-22
Tx date 2017-06-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-23,085.1278
-1,542 vol
$14.97 each
5,242,583
Filed 2017-06-19
Tx date 2017-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$53,472
+3,572 vol
$14.97 each
5,244,139
Filed 2017-06-15
Tx date 2017-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,005.3312
-4,676 vol
$14.97 each
5,236,609
Filed 2017-06-15
Tx date 2017-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,745
+3,991 vol
$14.97 each
5,240,567
Filed 2017-06-15
Tx date 2017-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,730
+3,990 vol
$14.97 each
Filed 2017-06-15
Tx date 2017-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-494.01
-33 vol
$14.97 each
5,236,576
Filed 2017-06-14
Tx date 2017-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,892
+928 vol
$14.97 each
5,241,285
Filed 2017-06-13
Tx date 2017-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,181.344
-880 vol
$14.98 each
5,240,406
Filed 2017-06-13
Tx date 2017-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,269.42
-686 vol
$14.97 each
5,240,357
Filed 2017-06-13
Tx date 2017-06-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,535
+637 vol
$14.97 each
5,241,043
Filed 2017-06-13
Tx date 2017-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,331
+3,694 vol
$14.98 each
5,241,286
Filed 2017-06-09
Tx date 2017-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,500
-300 vol
$15.00 each
Filed 2017-06-09
Tx date 2017-06-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,500
-300 vol
$15.00 each
Filed 2017-06-08
Tx date 2017-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,394.88
-628 vol
$14.96 each
5,237,009
Filed 2017-06-08
Tx date 2017-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,721
+583 vol
$14.96 each
5,237,592
Filed 2017-06-07
Tx date 2017-06-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-403.65
-27 vol
$14.95 each
5,237,637
Filed 2017-06-05
Tx date 2017-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,340.87
-157 vol
$14.91 each
5,237,900
Filed 2017-06-05
Tx date 2017-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-25,197.90
-1,690 vol
$14.91 each
17,763
Filed 2017-06-05
Tx date 2017-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,197.90
-1,690 vol
$14.91 each
5,237,664
Filed 2017-06-05
Tx date 2017-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,164.50
-950 vol
$14.91 each
5,239,354
Filed 2017-06-05
Tx date 2017-06-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,843
+2,404 vol
$14.91 each
5,240,304
Filed 2017-06-05
Tx date 2017-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,965
+333 vol
$14.91 each
5,238,057
Filed 2017-06-05
Tx date 2017-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,950
+332 vol
$14.91 each
Filed 2017-06-01
Tx date 2017-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,088.43
-73 vol
$14.91 each
5,237,724
Filed 2017-06-01
Tx date 2017-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,028
+69 vol
$14.91 each
5,237,797
Filed 2017-06-01
Tx date 2017-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,892.54
-194 vol
$14.91 each
5,237,728
Filed 2017-06-01
Tx date 2017-05-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,698
+181 vol
$14.91 each
5,237,922
Filed 2017-05-30
Tx date 2017-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,491
-100 vol
$14.91 each
5,237,646
Filed 2017-05-30
Tx date 2017-05-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,416
+95 vol
$14.91 each
5,237,741
Filed 2017-05-29
Tx date 2017-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$372.75
+25 vol
$14.91 each
5,237,773
Filed 2017-05-29
Tx date 2017-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-402.57
-27 vol
$14.91 each
5,237,746
Filed 2017-05-25
Tx date 2017-05-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-298.20
-20 vol
$14.91 each
5,237,748
Filed 2017-05-19
Tx date 2017-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-104.30
-7 vol
$14.90 each
5,237,768
Filed 2017-05-19
Tx date 2017-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
90 - Change in the nature of ownership
$131,400
+9,000 vol
$14.60 each
5,237,775
Filed 2017-05-18
Tx date 2017-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,510
+3,169 vol
$14.99 each
5,228,775
Filed 2017-05-17
Tx date 2017-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$13,645
+922 vol
$14.80 each
5,225,606
Filed 2017-05-16
Tx date 2017-05-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$192.40
+13 vol
$14.80 each
5,224,684
Filed 2017-05-16
Tx date 2017-05-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-103.60
-7 vol
$14.80 each
19,453
Filed 2017-05-16
Tx date 2017-05-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-207.20
-14 vol
$14.80 each
5,224,671
Filed 2017-05-15
Tx date 2017-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,601.20
-919 vol
$14.80 each
5,224,773
Filed 2017-05-15
Tx date 2017-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,302.40
-88 vol
$14.80 each
19,460
Filed 2017-05-15
Tx date 2017-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,302.40
-88 vol
$14.80 each
5,224,685
Filed 2017-05-15
Tx date 2017-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$61,597
+4,162 vol
$14.80 each
5,225,692
Filed 2017-05-12
Tx date 2017-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-725.20
-49 vol
$14.80 each
5,222,718
Filed 2017-05-12
Tx date 2017-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-17,582.40
-1,188 vol
$14.80 each
19,548
Filed 2017-05-12
Tx date 2017-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-17,464
-1,180 vol
$14.80 each
Filed 2017-05-12
Tx date 2017-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,463.60
-707 vol
$14.80 each
5,221,530
Filed 2017-05-12
Tx date 2017-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,118.80
-481 vol
$14.80 each
5,222,237
Filed 2017-05-12
Tx date 2017-05-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,872
+1,140 vol
$14.80 each
5,222,767
Filed 2017-05-08
Tx date 2017-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,220.93
-83 vol
$14.71 each
5,220,982
Filed 2017-05-08
Tx date 2017-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,487
+645 vol
$14.71 each
5,221,627
Filed 2017-05-08
Tx date 2017-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,103
+75 vol
$14.71 each
5,221,065
Filed 2017-05-03
Tx date 2017-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,207
+422 vol
$14.71 each
5,220,990
Filed 2017-05-03
Tx date 2017-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,737.18
-458 vol
$14.71 each
5,220,568
Filed 2017-05-02
Tx date 2017-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,264.20
-7,020 vol
$14.71 each
Filed 2017-05-02
Tx date 2017-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$122,372
+8,319 vol
$14.71 each
5,221,026
Filed 2017-05-02
Tx date 2017-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,264.20
-7,020 vol
$14.71 each
5,212,707
Filed 2017-05-02
Tx date 2017-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-103,264.20
-7,020 vol
$14.71 each
Filed 2017-05-02
Tx date 2017-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,490.32
-4,792 vol
$14.71 each
Filed 2017-05-02
Tx date 2017-05-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-70,490.32
-4,792 vol
$14.71 each
Filed 2017-04-28
Tx date 2017-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-6,001.68
-408 vol
$14.71 each
20,736
Filed 2017-04-28
Tx date 2017-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,010
+2,652 vol
$14.71 each
5,219,727
Filed 2017-04-28
Tx date 2017-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,001.68
-408 vol
$14.71 each
5,217,075
Filed 2017-04-28
Tx date 2017-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,098
+2,522 vol
$14.71 each
5,217,483
Filed 2017-04-28
Tx date 2017-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-20,005.60
-1,360 vol
$14.71 each
5,214,961
Filed 2017-04-27
Tx date 2017-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$82,243
+5,591 vol
$14.71 each
5,216,321
Filed 2017-04-26
Tx date 2017-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,134.91
-621 vol
$14.71 each
5,211,252
Filed 2017-04-26
Tx date 2017-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,500.42
-102 vol
$14.71 each
21,144
Filed 2017-04-26
Tx date 2017-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,178.20
-420 vol
$14.71 each
5,210,730
Filed 2017-04-26
Tx date 2017-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,500.42
-102 vol
$14.71 each
5,211,150
Filed 2017-04-26
Tx date 2017-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,976
+1,358 vol
$14.71 each
5,211,873
Filed 2017-04-25
Tx date 2017-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,206
+218 vol
$14.71 each
5,211,794
Filed 2017-04-25
Tx date 2017-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-12,503.50
-850 vol
$14.71 each
21,246
Filed 2017-04-25
Tx date 2017-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,503.50
-850 vol
$14.71 each
5,210,515
Filed 2017-04-25
Tx date 2017-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,809.61
-191 vol
$14.71 each
5,211,365
Filed 2017-04-25
Tx date 2017-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,500.98
-238 vol
$14.71 each
5,211,556
Filed 2017-04-24
Tx date 2017-04-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-147.10
-10 vol
$14.71 each
5,211,576
Filed 2017-04-21
Tx date 2017-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,993.69
-2,039 vol
$14.71 each
5,209,860
Filed 2017-04-21
Tx date 2017-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$110,736
+7,528 vol
$14.71 each
5,211,586
Filed 2017-04-21
Tx date 2017-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-85,347.42
-5,802 vol
$14.71 each
5,204,058
Filed 2017-04-18
Tx date 2017-04-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,807
+806 vol
$14.65 each
5,211,899
Filed 2017-04-13
Tx date 2017-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-24,802.45
-1,693 vol
$14.65 each
5,212,309
Filed 2017-04-13
Tx date 2017-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,940.80
-2,112 vol
$14.65 each
5,211,093
Filed 2017-04-13
Tx date 2017-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,717
+1,892 vol
$14.65 each
5,213,205
Filed 2017-04-13
Tx date 2017-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,940.80
-2,112 vol
$14.65 each
Filed 2017-04-13
Tx date 2017-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,940.80
-2,112 vol
$14.65 each
Filed 2017-04-13
Tx date 2017-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,659
+1,888 vol
$14.65 each
Filed 2017-04-13
Tx date 2017-04-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,659
+1,888 vol
$14.65 each
Filed 2017-04-13
Tx date 2017-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,591.40
-996 vol
$14.65 each
5,211,313
Filed 2017-04-13
Tx date 2017-04-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,790
+4,013 vol
$14.65 each
5,214,002
Filed 2017-04-11
Tx date 2017-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,970
+1,841 vol
$14.65 each
5,212,276
Filed 2017-04-11
Tx date 2017-04-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-33,504.55
-2,287 vol
$14.65 each
5,209,989
Filed 2017-04-10
Tx date 2017-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-498.10
-34 vol
$14.65 each
5,209,887
Filed 2017-04-10
Tx date 2017-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,028
+548 vol
$14.65 each
5,210,435
Filed 2017-04-07
Tx date 2017-04-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,493.20
-648 vol
$14.65 each
5,209,921
Filed 2017-04-07
Tx date 2017-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,098
+75 vol
$14.65 each
5,210,569
Filed 2017-04-07
Tx date 2017-04-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,377.10
-94 vol
$14.65 each
5,210,494
Filed 2017-04-07
Tx date 2017-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,446.5004
-1,122 vol
$14.66 each
5,210,588
Filed 2017-04-07
Tx date 2017-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,335
+2,412 vol
$14.65 each
5,211,710
Filed 2017-04-05
Tx date 2017-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$175.80
+12 vol
$14.65 each
5,209,298
Filed 2017-04-03
Tx date 2017-04-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-205.10
-14 vol
$14.65 each
5,209,286
Filed 2017-04-03
Tx date 2017-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,400.40
-1,256 vol
$14.65 each
5,207,647
Filed 2017-04-03
Tx date 2017-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,216
+1,653 vol
$14.65 each
5,209,300
Filed 2017-03-30
Tx date 2017-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$43,700
+2,983 vol
$14.65 each
5,211,824
Filed 2017-03-30
Tx date 2017-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,792.65
-2,921 vol
$14.65 each
5,208,903
Filed 2017-03-29
Tx date 2017-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,277
+292 vol
$14.65 each
5,209,004
Filed 2017-03-29
Tx date 2017-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,387.95
-163 vol
$14.65 each
5,208,841
Filed 2017-03-29
Tx date 2017-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,614.1234
-929 vol
$14.65 each
5,208,712
Filed 2017-03-28
Tx date 2017-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,101.40
-2,396 vol
$14.65 each
5,209,641
Filed 2017-03-28
Tx date 2017-03-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,612
+1,407 vol
$14.65 each
5,212,037
Filed 2017-03-23
Tx date 2017-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,587
+1,064 vol
$14.65 each
5,210,630
Filed 2017-03-22
Tx date 2017-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$10,372
+708 vol
$14.65 each
5,209,566
Filed 2017-03-20
Tx date 2017-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$644.60
+44 vol
$14.65 each
5,208,937
Filed 2017-03-20
Tx date 2017-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,157.35
-79 vol
$14.65 each
5,208,858
Filed 2017-03-17
Tx date 2017-03-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$26,003
+1,775 vol
$14.65 each
5,208,893
Filed 2017-03-16
Tx date 2017-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,003.25
-205 vol
$14.65 each
5,208,889
Filed 2017-03-16
Tx date 2017-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,466
+2,366 vol
$14.99 each
5,207,118
Filed 2017-03-16
Tx date 2017-03-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-65,026.62
-4,338 vol
$14.99 each
5,204,752
Filed 2017-03-16
Tx date 2017-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,944
+201 vol
$14.65 each
5,209,090
Filed 2017-03-16
Tx date 2017-03-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,698
+662 vol
$14.65 each
5,209,094
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,052.45
-205 vol
$14.89 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,649.20
-4,702 vol
$14.60 each
5,208,432
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-818.95
-55 vol
$14.89 each
5,213,134
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,822
+3,207 vol
$14.60 each
5,213,189
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,085
+3,499 vol
$14.60 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,085
+3,499 vol
$14.60 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,649.20
-4,702 vol
$14.60 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-68,649.20
-4,702 vol
$14.60 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-818.95
-55 vol
$14.89 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-818.95
-55 vol
$14.89 each
Filed 2017-03-13
Tx date 2017-03-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,052.45
-205 vol
$14.89 each
Filed 2017-03-10
Tx date 2017-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,005
-3,425 vol
$14.60 each
Filed 2017-03-10
Tx date 2017-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-50,005
-3,425 vol
$14.60 each
Filed 2017-03-10
Tx date 2017-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,543
+1,955 vol
$14.60 each
5,209,982
Filed 2017-03-10
Tx date 2017-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-248.20
-17 vol
$14.60 each
5,208,027
Filed 2017-03-10
Tx date 2017-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$131.40
+9 vol
$14.60 each
5,208,044
Filed 2017-03-08
Tx date 2017-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-598.60
-41 vol
$14.60 each
5,208,035
Filed 2017-03-08
Tx date 2017-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$306.60
+21 vol
$14.60 each
5,208,076
Filed 2017-03-07
Tx date 2017-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-146,219
-10,015 vol
$14.60 each
5,208,055
Filed 2017-03-07
Tx date 2017-03-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$83,249
+5,702 vol
$14.60 each
5,218,070
Filed 2017-03-03
Tx date 2017-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,365
+299 vol
$14.60 each
5,212,667
Filed 2017-03-03
Tx date 2017-03-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,365.40
-299 vol
$14.60 each
5,212,368
Filed 2017-03-02
Tx date 2017-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-14,994.20
-1,027 vol
$14.60 each
5,212,368
Filed 2017-03-02
Tx date 2017-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,250
+1,524 vol
$14.60 each
5,213,395
Filed 2017-03-01
Tx date 2017-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$55,720
+3,815 vol
$14.61 each
5,211,892
Filed 2017-03-01
Tx date 2017-02-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-306.81
-21 vol
$14.61 each
5,211,871
Filed 2017-02-28
Tx date 2017-02-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,776
+1,697 vol
$14.60 each
5,208,077
Filed 2017-02-24
Tx date 2017-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-600.65
-41 vol
$14.65 each
5,206,380
Filed 2017-02-24
Tx date 2017-02-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$64,738
+4,434 vol
$14.60 each
5,206,421
Filed 2017-02-23
Tx date 2017-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,625
+384 vol
$14.65 each
5,202,371
Filed 2017-02-23
Tx date 2017-02-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,625.60
-384 vol
$14.65 each
5,201,987
Filed 2017-02-22
Tx date 2017-02-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$244,301
+16,733 vol
$14.60 each
5,201,987
Filed 2017-02-17
Tx date 2017-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-102.20
-7 vol
$14.60 each
5,170,570
Filed 2017-02-17
Tx date 2017-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$214,386
+14,684 vol
$14.60 each
5,185,254
Filed 2017-02-17
Tx date 2017-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-293.00
-20 vol
$14.65 each
5,170,577
Filed 2017-02-16
Tx date 2017-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$81,511
+5,583 vol
$14.60 each
5,170,597
Filed 2017-02-16
Tx date 2017-02-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,263.40
-429 vol
$14.60 each
5,165,014
Filed 2017-02-14
Tx date 2017-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-16,906.80
-1,158 vol
$14.60 each
5,165,443
Filed 2017-02-14
Tx date 2017-02-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,717
+1,145 vol
$14.60 each
5,166,601
Filed 2017-02-10
Tx date 2017-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$27,799,995
+2,030,679 vol
$13.69 each
5,161,437
Filed 2017-02-10
Tx date 2017-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-7,694.20
-527 vol
$14.60 each
5,165,456
Filed 2017-02-10
Tx date 2017-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$66,371
+4,546 vol
$14.60 each
5,165,983
Filed 2017-02-09
Tx date 2017-02-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,378
+3,930 vol
$14.60 each
3,130,758
Filed 2017-02-08
Tx date 2017-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-18,994.60
-1,301 vol
$14.60 each
3,125,355
Filed 2017-02-08
Tx date 2017-02-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,505
+1,473 vol
$14.60 each
3,126,828
Filed 2017-02-06
Tx date 2017-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$15,753
+1,079 vol
$14.60 each
3,126,656
Filed 2017-02-01
Tx date 2017-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$22,442
+1,534 vol
$14.63 each
3,126,742
Filed 2017-02-01
Tx date 2017-01-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,055.60
-1,165 vol
$14.64 each
3,125,577
Filed 2017-01-31
Tx date 2017-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-680.80
-46 vol
$14.80 each
3,124,721
Filed 2017-01-31
Tx date 2017-01-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,207
+487 vol
$14.80 each
3,125,208
Filed 2017-01-30
Tx date 2017-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,051
+209 vol
$14.60 each
3,124,980
Filed 2017-01-30
Tx date 2017-01-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,109.80
-213 vol
$14.60 each
3,124,767
Filed 2017-01-27
Tx date 2017-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-241,557
-16,545 vol
$14.60 each
3,124,771
Filed 2017-01-27
Tx date 2017-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$235,279
+16,115 vol
$14.60 each
3,141,316
Filed 2017-01-25
Tx date 2017-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-494.70
-34 vol
$14.55 each
3,125,201
Filed 2017-01-25
Tx date 2017-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-494.70
-34 vol
$14.55 each
22,096
Filed 2017-01-25
Tx date 2017-01-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,740
+532 vol
$14.55 each
3,125,235
Filed 2017-01-19
Tx date 2017-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-247.35
-17 vol
$14.55 each
3,124,703
Filed 2017-01-19
Tx date 2017-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$247.35
+17 vol
$14.55 each
3,124,720
Filed 2017-01-18
Tx date 2017-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
38 - Redemption, retraction, cancellation, repurchase
$54,200
+4,000 vol
$13.55 each
3,122,312
Filed 2017-01-18
Tx date 2017-01-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,789
+2,391 vol
$14.55 each
3,124,703
Filed 2017-01-18
Tx date 2017-01-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
90 - Change in the nature of ownership

+1,285 vol
3,118,312
Filed 2017-01-16
Tx date 2017-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,518
+1,204 vol
$14.55 each
3,118,236
Filed 2017-01-16
Tx date 2017-01-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,590.95
-1,209 vol
$14.55 each
3,117,027
Filed 2017-01-13
Tx date 2017-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$124,649
+8,567 vol
$14.55 each
3,117,032
Filed 2017-01-12
Tx date 2017-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,018.505
-550 vol
$14.58 each
3,108,465
Filed 2017-01-12
Tx date 2017-01-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,973
+548 vol
$14.55 each
3,109,015
Filed 2017-01-05
Tx date 2017-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$66,730
+4,580 vol
$14.57 each
3,108,467
Filed 2017-01-05
Tx date 2017-01-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-66,992.86
-4,598 vol
$14.57 each
3,103,887
Filed 2016-12-30
Tx date 2016-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,999.36
-206 vol
$14.56 each
3,108,485
Filed 2016-12-30
Tx date 2016-12-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,968
+2,197 vol
$14.55 each
3,108,691
Filed 2016-12-29
Tx date 2016-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-800.25
-55 vol
$14.55 each
3,106,494
Filed 2016-12-29
Tx date 2016-12-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,046
+553 vol
$14.55 each
3,106,549
Filed 2016-12-23
Tx date 2016-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-58.20
-4 vol
$14.55 each
3,105,997
Filed 2016-12-23
Tx date 2016-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,197.05
-151 vol
$14.55 each
3,105,996
Filed 2016-12-23
Tx date 2016-12-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,182
+150 vol
$14.55 each
3,106,147
Filed 2016-12-23
Tx date 2016-12-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$39,328
+2,703 vol
$14.55 each
3,106,001
Filed 2016-12-22
Tx date 2016-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-145.50
-10 vol
$14.55 each
3,103,298
Filed 2016-12-22
Tx date 2016-12-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,830
+2,600 vol
$14.55 each
3,103,308
Filed 2016-12-21
Tx date 2016-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-783,517.50
-53,850 vol
$14.55 each
3,100,708
Filed 2016-12-21
Tx date 2016-12-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$784,463
+53,915 vol
$14.55 each
3,154,558
Filed 2016-12-20
Tx date 2016-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,702.35
-117 vol
$14.55 each
22,130
Filed 2016-12-20
Tx date 2016-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,608.85
-3,547 vol
$14.55 each
3,100,643
Filed 2016-12-20
Tx date 2016-12-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$91,170
+6,266 vol
$14.55 each
3,104,190
Filed 2016-12-19
Tx date 2016-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-63,772.65
-4,383 vol
$14.55 each
3,091,721
Filed 2016-12-19
Tx date 2016-12-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$90,253
+6,203 vol
$14.55 each
3,097,924
Filed 2016-12-16
Tx date 2016-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,308.4327
-2,777 vol
$14.52 each
3,094,228
Filed 2016-12-16
Tx date 2016-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,207.65
-83 vol
$14.55 each
22,247
Filed 2016-12-16
Tx date 2016-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,202
+1,876 vol
$14.50 each
3,096,104
Filed 2016-12-16
Tx date 2016-12-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
16 - Acquisition or disposition under a prospectus exemption
$13,206,878
+971,094 vol
$13.60 each
3,097,005
Filed 2016-12-15
Tx date 2016-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$146,015
+10,070 vol
$14.50 each
2,125,911
Filed 2016-12-15
Tx date 2016-12-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-145,000
-10,000 vol
$14.50 each
2,115,841
Filed 2016-12-14
Tx date 2016-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-271,917.4584
-18,732 vol
$14.52 each
2,124,405
Filed 2016-12-14
Tx date 2016-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,495.1686
-103 vol
$14.52 each
22,330
Filed 2016-12-14
Tx date 2016-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-6,278.50
-433 vol
$14.50 each
22,433
Filed 2016-12-14
Tx date 2016-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-51,228.50
-3,533 vol
$14.50 each
2,125,841
Filed 2016-12-14
Tx date 2016-12-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$72,050
+4,969 vol
$14.50 each
2,129,374
Filed 2016-12-14
Tx date 2016-12-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$223,778
+15,433 vol
$14.50 each
2,143,137
Filed 2016-12-09
Tx date 2016-12-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$31,494
+2,172 vol
$14.50 each
2,127,704
Filed 2016-12-09
Tx date 2016-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-1,987.0206
-137 vol
$14.50 each
22,866
Filed 2016-12-09
Tx date 2016-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-40,654.1514
-2,803 vol
$14.50 each
2,125,532
Filed 2016-12-07
Tx date 2016-12-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,856
+197 vol
$14.50 each
2,125,765
Filed 2016-12-07
Tx date 2016-12-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$37,265
+2,570 vol
$14.50 each
2,128,335
Filed 2016-12-05
Tx date 2016-12-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,182
+1,185 vol
$14.50 each
2,125,568
Filed 2016-12-02
Tx date 2016-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$21,721
+1,498 vol
$14.50 each
2,125,900
Filed 2016-12-02
Tx date 2016-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-21,996.50
-1,517 vol
$14.50 each
2,124,383
Filed 2016-12-01
Tx date 2016-11-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,450
+4,100 vol
$14.50 each
2,124,402
Filed 2016-11-30
Tx date 2016-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$111,374
+7,681 vol
$14.50 each
2,125,483
Filed 2016-11-30
Tx date 2016-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-3,610.50
-249 vol
$14.50 each
23,003
Filed 2016-11-30
Tx date 2016-11-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-75,124.50
-5,181 vol
$14.50 each
2,120,302
Filed 2016-11-29
Tx date 2016-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-40,904.50
-2,821 vol
$14.50 each
23,287
Filed 2016-11-29
Tx date 2016-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-203.00
-14 vol
$14.50 each
23,252
Filed 2016-11-29
Tx date 2016-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-304.50
-21 vol
$14.50 each
23,266
Filed 2016-11-29
Tx date 2016-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-27,709.50
-1,911 vol
$14.50 each
26,108
Filed 2016-11-29
Tx date 2016-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,413.50
-1,063 vol
$14.50 each
2,117,802
Filed 2016-11-29
Tx date 2016-11-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,313
+3,263 vol
$14.50 each
2,118,865
Filed 2016-11-29
Tx date 2016-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,783.50
-123 vol
$14.50 each
2,115,602
Filed 2016-11-29
Tx date 2016-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,533
+1,623 vol
$14.50 each
2,115,725
Filed 2016-11-29
Tx date 2016-11-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
90 - Change in the nature of ownership

-2,690 vol
2,114,102
Filed 2016-11-25
Tx date 2016-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-928.00
-64 vol
$14.50 each
2,116,792
Filed 2016-11-25
Tx date 2016-11-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,728
+6,464 vol
$14.50 each
2,116,856
Filed 2016-11-25
Tx date 2016-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-841.00
-58 vol
$14.50 each
2,110,392
Filed 2016-11-25
Tx date 2016-11-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$841.00
+58 vol
$14.50 each
2,110,450
Filed 2016-11-23
Tx date 2016-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-22,837.50
-1,575 vol
$14.50 each
2,108,017
Filed 2016-11-23
Tx date 2016-11-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,437
+2,375 vol
$14.50 each
2,110,392
Filed 2016-11-21
Tx date 2016-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-716,880
-49,440 vol
$14.50 each
2,109,592
Filed 2016-11-21
Tx date 2016-11-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$711,935
+49,099 vol
$14.50 each
2,159,032
Filed 2016-11-18
Tx date 2016-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-199,868
-13,784 vol
$14.50 each
2,109,933
Filed 2016-11-18
Tx date 2016-11-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$283,939
+19,582 vol
$14.50 each
2,123,717
Filed 2016-11-15
Tx date 2016-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-596.55
-41 vol
$14.55 each
2,104,135
Filed 2016-11-15
Tx date 2016-11-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$596.55
+41 vol
$14.55 each
2,104,176
Filed 2016-11-14
Tx date 2016-11-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,553.95
-1,069 vol
$14.55 each
2,100,900
Filed 2016-11-14
Tx date 2016-11-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$46,960
+3,235 vol
$14.52 each
2,104,135
Filed 2016-11-10
Tx date 2016-11-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,306
+297 vol
$14.50 each
2,101,969
Filed 2016-11-09
Tx date 2016-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,742
+396 vol
$14.50 each
2,101,672
Filed 2016-11-09
Tx date 2016-11-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,742
+396 vol
$14.50 each
Filed 2016-11-03
Tx date 2016-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-92,002.50
-6,345 vol
$14.50 each
2,101,276
Filed 2016-11-03
Tx date 2016-11-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,916
+6,477 vol
$14.50 each
2,107,621
Filed 2016-11-02
Tx date 2016-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,484
+792 vol
$14.50 each
2,101,144
Filed 2016-11-01
Tx date 2016-11-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29.10
-2 vol
$14.55 each
2,100,352
Filed 2016-10-31
Tx date 2016-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-11,307.20
-764 vol
$14.80 each
2,100,354
Filed 2016-10-31
Tx date 2016-10-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,521
+1,319 vol
$14.80 each
2,101,118
Filed 2016-10-27
Tx date 2016-10-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-148.00
-10 vol
$14.80 each
2,099,799
Filed 2016-10-27
Tx date 2016-10-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$110,949
+7,522 vol
$14.75 each
2,099,809
Filed 2016-10-26
Tx date 2016-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-405.00
-27 vol
$15.00 each
2,092,287
Filed 2016-10-26
Tx date 2016-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,365
+91 vol
$15.00 each
2,092,314
Filed 2016-10-24
Tx date 2016-10-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-975.00
-65 vol
$15.00 each
2,092,223
Filed 2016-10-20
Tx date 2016-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$4,320
+288 vol
$15.00 each
2,092,288
Filed 2016-10-19
Tx date 2016-10-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,365
-291 vol
$15.00 each
2,092,000
Filed 2016-10-17
Tx date 2016-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,000
-400 vol
$15.00 each
2,092,291
Filed 2016-10-17
Tx date 2016-10-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,000
+400 vol
$15.00 each
2,092,691
Filed 2016-10-17
Tx date 2016-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,705
-247 vol
$15.00 each
2,092,291
Filed 2016-10-17
Tx date 2016-10-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,015
+401 vol
$15.00 each
2,092,538
Filed 2016-10-14
Tx date 2016-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,915
-461 vol
$15.00 each
2,092,137
Filed 2016-10-14
Tx date 2016-10-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,415
+961 vol
$15.00 each
2,092,598
Filed 2016-10-14
Tx date 2016-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,715
-381 vol
$15.00 each
2,091,637
Filed 2016-10-14
Tx date 2016-10-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,154
+1,081 vol
$14.94 each
2,092,018
Filed 2016-10-12
Tx date 2016-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-504,015
-33,601 vol
$15.00 each
2,090,937
Filed 2016-10-12
Tx date 2016-10-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$509,974
+34,001 vol
$15.00 each
2,124,538
Filed 2016-10-11
Tx date 2016-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-135,694.50
-8,898 vol
$15.25 each
2,090,537
Filed 2016-10-11
Tx date 2016-10-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$135,694
+8,898 vol
$15.25 each
2,099,435
Filed 2016-10-07
Tx date 2016-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-10,005
-667 vol
$15.00 each
28,019
Filed 2016-10-07
Tx date 2016-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-272,070
-18,138 vol
$15.00 each
2,090,537
Filed 2016-10-07
Tx date 2016-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$518,237
+34,614 vol
$14.97 each
2,108,675
Filed 2016-10-06
Tx date 2016-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-507.50
-35 vol
$14.50 each
28,686
Filed 2016-10-06
Tx date 2016-10-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,159
-1,942 vol
$14.50 each
2,074,061
Filed 2016-10-06
Tx date 2016-10-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,300
+3,400 vol
$14.50 each
2,076,003
Filed 2016-10-05
Tx date 2016-10-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,300
+1,400 vol
$14.50 each
2,072,603
Filed 2016-10-04
Tx date 2016-10-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$59,450
+4,100 vol
$14.50 each
2,071,203
Filed 2016-10-03
Tx date 2016-09-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-12,803.50
-883 vol
$14.50 each
28,721
Filed 2016-10-03
Tx date 2016-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$223,521
+15,154 vol
$14.75 each
Filed 2016-10-03
Tx date 2016-09-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$58,710
+4,049 vol
$14.50 each
2,067,103
Filed 2016-10-03
Tx date 2016-09-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,510.50
-2,449 vol
$14.50 each
2,063,054
Filed 2016-10-03
Tx date 2016-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-308,023.50
-21,243 vol
$14.50 each
2,065,503
Filed 2016-10-03
Tx date 2016-09-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$351,610
+24,249 vol
$14.50 each
2,086,746
Filed 2016-10-03
Tx date 2016-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$122,410
+8,299 vol
$14.75 each
2,058,397
Filed 2016-09-29
Tx date 2016-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-20,996
-1,448 vol
$14.50 each
30,162
Filed 2016-09-29
Tx date 2016-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$558,351
+38,507 vol
$14.50 each
2,068,452
Filed 2016-09-29
Tx date 2016-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$252,459
+17,411 vol
$14.50 each
2,085,863
Filed 2016-09-29
Tx date 2016-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-239,409.50
-16,511 vol
$14.50 each
2,069,352
Filed 2016-09-29
Tx date 2016-09-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-8,091
-558 vol
$14.50 each
29,604
Filed 2016-09-27
Tx date 2016-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-129,357.50
-8,770 vol
$14.75 each
2,050,098
Filed 2016-09-27
Tx date 2016-09-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-535,151.50
-36,907 vol
$14.50 each
2,029,945
Filed 2016-09-27
Tx date 2016-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$23,200
+1,600 vol
$14.50 each
2,066,852
Filed 2016-09-27
Tx date 2016-09-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$223,521
+15,154 vol
$14.75 each
2,065,252
Filed 2016-09-26
Tx date 2016-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$101,111
+6,855 vol
$14.75 each
2,058,868
Filed 2016-09-23
Tx date 2016-09-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-106,819.50
-7,242 vol
$14.75 each
2,052,013
Filed 2016-09-22
Tx date 2016-09-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,020
+4,760 vol
$14.50 each
2,059,255
Filed 2016-09-20
Tx date 2016-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$14,282
+985 vol
$14.50 each
2,054,495
Filed 2016-09-19
Tx date 2016-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,091
+558 vol
$14.50 each
2,054,545
Filed 2016-09-19
Tx date 2016-09-19
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-15,007.50
-1,035 vol
$14.50 each
2,053,510
Filed 2016-09-16
Tx date 2016-09-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,497
-586 vol
$14.50 each
2,053,987
Filed 2016-09-16
Tx date 2016-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,820
+1,160 vol
$14.50 each
2,054,573
Filed 2016-09-15
Tx date 2016-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,976
+688 vol
$14.50 each
2,054,293
Filed 2016-09-15
Tx date 2016-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-12,760
-880 vol
$14.50 each
2,053,413
Filed 2016-09-14
Tx date 2016-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$377.00
+26 vol
$14.50 each
2,053,605
Filed 2016-09-13
Tx date 2016-09-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-377.00
-26 vol
$14.50 each
2,053,579
Filed 2016-09-13
Tx date 2016-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$35,075
+2,419 vol
$14.50 each
2,053,865
Filed 2016-09-13
Tx date 2016-09-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,770
-260 vol
$14.50 each
2,053,605
Filed 2016-09-09
Tx date 2016-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-30,015
-2,070 vol
$14.50 each
2,051,446
Filed 2016-09-09
Tx date 2016-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-913.50
-63 vol
$14.50 each
2,041,294
Filed 2016-09-09
Tx date 2016-09-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$177,219
+12,222 vol
$14.50 each
2,053,516
Filed 2016-09-08
Tx date 2016-09-06
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,555
+590 vol
$14.50 each
2,041,357
Filed 2016-09-02
Tx date 2016-09-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,229
+1,671 vol
$14.50 each
2,040,767
Filed 2016-09-01
Tx date 2016-08-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$145,406
+10,028 vol
$14.50 each
2,039,096
Filed 2016-09-01
Tx date 2016-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,493
+103 vol
$14.50 each
2,029,068
Filed 2016-08-30
Tx date 2016-08-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,508
-104 vol
$14.50 each
2,028,965
Filed 2016-08-30
Tx date 2016-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-507.50
-35 vol
$14.50 each
2,028,543
Filed 2016-08-30
Tx date 2016-08-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$7,627
+526 vol
$14.50 each
2,029,069
Filed 2016-08-23
Tx date 2016-08-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$11,411
+787 vol
$14.50 each
2,028,578
Filed 2016-08-19
Tx date 2016-08-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$51,736
+3,568 vol
$14.50 each
2,027,791
Filed 2016-08-18
Tx date 2016-08-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$114,637
+7,906 vol
$14.50 each
2,024,223
Filed 2016-08-17
Tx date 2016-08-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-290.20
-20 vol
$14.51 each
2,016,317
Filed 2016-08-12
Tx date 2016-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$-31,015.50
-2,139 vol
$14.50 each
2,004,248
Filed 2016-08-12
Tx date 2016-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$144,782
+9,985 vol
$14.50 each
2,016,372
Filed 2016-08-12
Tx date 2016-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-507.50
-35 vol
$14.50 each
2,016,337
Filed 2016-08-12
Tx date 2016-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
11 - Acquisition or disposition carried out privately
$31,015
+2,139 vol
$14.50 each
2,006,387
Filed 2016-08-11
Tx date 2016-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-48,227
-3,326 vol
$14.50 each
2,006,387
Filed 2016-08-11
Tx date 2016-08-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-48,227
-3,326 vol
$14.50 each
31,610
Filed 2016-08-10
Tx date 2016-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$41,165
+2,839 vol
$14.50 each
2,009,713
Filed 2016-08-08
Tx date 2016-08-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,006.50
-2,897 vol
$14.50 each
2,006,874
Filed 2016-08-08
Tx date 2016-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-17,008.50
-1,173 vol
$14.50 each
2,009,771
Filed 2016-08-05
Tx date 2016-08-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$16,675
+1,150 vol
$14.50 each
2,010,944
Filed 2016-08-02
Tx date 2016-07-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,947
+686 vol
$14.50 each
2,009,794
Filed 2016-07-29
Tx date 2016-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-1,508
-104 vol
$14.50 each
2,009,006
Filed 2016-07-29
Tx date 2016-07-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$1,479
+102 vol
$14.50 each
2,009,108
Filed 2016-07-27
Tx date 2016-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$73,747
+5,086 vol
$14.50 each
2,009,110
Filed 2016-07-27
Tx date 2016-07-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,001.50
-207 vol
$14.50 each
2,004,024
Filed 2016-07-26
Tx date 2016-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$24,505
+1,690 vol
$14.50 each
2,004,231
Filed 2016-07-26
Tx date 2016-07-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,012.50
-1,725 vol
$14.50 each
2,002,541
Filed 2016-07-21
Tx date 2016-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-29,609
-2,042 vol
$14.50 each
2,002,265
Filed 2016-07-21
Tx date 2016-07-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,014
+2,001 vol
$14.50 each
2,004,266
Filed 2016-07-15
Tx date 2016-07-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,682.50
-185 vol
$14.50 each
2,004,307
Filed 2016-07-13
Tx date 2016-07-11
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$9,381
+647 vol
$14.50 each
1,997,834
Filed 2016-07-13
Tx date 2016-07-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$96,541
+6,658 vol
$14.50 each
2,004,492
Filed 2016-07-11
Tx date 2016-07-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$2,740
+189 vol
$14.50 each
1,997,187
Filed 2016-07-06
Tx date 2016-07-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$56,811
+3,918 vol
$14.50 each
1,994,755
Filed 2016-07-06
Tx date 2016-07-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$32,523
+2,243 vol
$14.50 each
1,996,998
Filed 2016-06-30
Tx date 2016-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$234,566
+16,177 vol
$14.50 each
1,990,837
Filed 2016-06-30
Tx date 2016-06-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$57,666
+3,977 vol
$14.50 each
1,986,729
Filed 2016-06-30
Tx date 2016-06-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-175,000.50
-12,069 vol
$14.50 each
1,974,660
Filed 2016-06-29
Tx date 2016-06-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$213,222
+14,705 vol
$14.50 each
1,982,752
Filed 2016-06-29
Tx date 2016-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,465
-170 vol
$14.50 each
1,963,407
Filed 2016-06-29
Tx date 2016-06-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$67,268
+4,640 vol
$14.50 each
1,968,047
Filed 2016-06-24
Tx date 2016-06-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$317,231
+21,878 vol
$14.50 each
1,963,577
Filed 2016-06-23
Tx date 2016-06-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$69,600
+4,800 vol
$14.50 each
1,941,699
Filed 2016-06-16
Tx date 2016-06-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,300
+1,400 vol
$14.50 each
1,936,899
Filed 2016-06-15
Tx date 2016-06-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$47,850
+3,300 vol
$14.50 each
1,935,499
Filed 2016-06-14
Tx date 2016-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$76,211
+5,155 vol
$14.78 each
1,934,354
Filed 2016-06-14
Tx date 2016-06-13
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-32,325
-2,155 vol
$15.00 each
1,932,199
Filed 2016-06-13
Tx date 2016-06-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,500
-700 vol
$15.00 each
1,929,199
Filed 2016-06-10
Tx date 2016-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-169,834.50
-12,045 vol
$14.10 each
1,917,854
Filed 2016-06-10
Tx date 2016-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-9,503.40
-674 vol
$14.10 each
34,936
Filed 2016-06-10
Tx date 2016-06-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$169,834
+12,045 vol
$14.10 each
1,929,899
Filed 2016-06-09
Tx date 2016-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-105,439.80
-7,478 vol
$14.10 each
1,919,484
Filed 2016-06-09
Tx date 2016-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-8,403.60
-596 vol
$14.10 each
35,610
Filed 2016-06-09
Tx date 2016-06-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$146,851
+10,415 vol
$14.10 each
1,929,899
Filed 2016-06-07
Tx date 2016-06-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$93,102
+6,603 vol
$14.10 each
1,926,962
Filed 2016-06-06
Tx date 2016-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,967.80
-490 vol
$14.22 each
1,292,731
Filed 2016-06-06
Tx date 2016-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$248,314
+17,389 vol
$14.28 each
1,309,695
Filed 2016-06-06
Tx date 2016-03-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-242,525.88
-16,948 vol
$14.31 each
1,292,747
Filed 2016-06-06
Tx date 2016-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-221,590.26
-15,583 vol
$14.22 each
1,277,164
Filed 2016-06-06
Tx date 2016-03-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-81,935.64
-5,762 vol
$14.22 each
1,271,402
Filed 2016-06-06
Tx date 2016-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$332,724
+23,300 vol
$14.28 each
1,294,702
Filed 2016-06-06
Tx date 2016-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-35,137.62
-2,471 vol
$14.22 each
1,292,231
Filed 2016-06-06
Tx date 2016-03-23
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-217,850.40
-15,320 vol
$14.22 each
1,276,911
Filed 2016-06-06
Tx date 2016-03-24
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$300,165
+21,020 vol
$14.28 each
1,297,931
Filed 2016-06-06
Tx date 2016-03-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-121,780.08
-8,564 vol
$14.22 each
1,289,367
Filed 2016-06-06
Tx date 2016-03-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,011.40
-210 vol
$14.34 each
1,289,157
Filed 2016-06-06
Tx date 2016-03-30
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-799.12
-56 vol
$14.27 each
1,289,101
Filed 2016-06-06
Tx date 2016-03-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$218,983
+15,335 vol
$14.28 each
1,304,436
Filed 2016-06-06
Tx date 2016-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-8,978.64
-627 vol
$14.32 each
1,303,809
Filed 2016-06-06
Tx date 2016-04-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$3,213
+225 vol
$14.28 each
1,304,034
Filed 2016-06-06
Tx date 2016-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-502.95
-35 vol
$14.37 each
1,303,999
Filed 2016-06-06
Tx date 2016-04-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$36,799
+2,577 vol
$14.28 each
1,306,576
Filed 2016-06-06
Tx date 2016-04-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$19,636
+1,378 vol
$14.25 each
1,307,954
Filed 2016-06-06
Tx date 2016-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
16 - Acquisition or disposition under a prospectus exemption
$7,425,003
+556,180 vol
$13.35 each
1,864,134
Filed 2016-06-06
Tx date 2016-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$8,407
+590 vol
$14.25 each
1,864,724
Filed 2016-06-06
Tx date 2016-04-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,990
-280 vol
$14.25 each
1,864,444
Filed 2016-06-06
Tx date 2016-04-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,956.50
-418 vol
$14.25 each
1,864,026
Filed 2016-06-06
Tx date 2016-04-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$28,286
+1,985 vol
$14.25 each
1,866,011
Filed 2016-06-06
Tx date 2016-04-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$29,792
+2,107 vol
$14.14 each
1,868,118
Filed 2016-06-06
Tx date 2016-04-28
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-199.64
-14 vol
$14.26 each
1,868,104
Filed 2016-06-06
Tx date 2016-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,996.75
-491 vol
$14.25 each
1,867,613
Filed 2016-06-06
Tx date 2016-04-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$145,008
+10,176 vol
$14.25 each
1,877,789
Filed 2016-06-06
Tx date 2016-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$131,756
+9,318 vol
$14.14 each
1,887,107
Filed 2016-06-06
Tx date 2016-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$5,047
+358 vol
$14.10 each
1,887,465
Filed 2016-06-06
Tx date 2016-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$50,606
+3,584 vol
$14.12 each
1,891,049
Filed 2016-06-06
Tx date 2016-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$251,088
+18,208 vol
$13.79 each
1,909,257
Filed 2016-06-06
Tx date 2016-05-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,047.80
-358 vol
$14.10 each
1,908,899
Filed 2016-06-06
Tx date 2016-05-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,053.60
-710 vol
$14.16 each
1,908,189
Filed 2016-06-06
Tx date 2016-05-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$49,609
+3,506 vol
$14.15 each
1,911,695
Filed 2016-06-06
Tx date 2016-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$75,510
+5,299 vol
$14.25 each
1,916,994
Filed 2016-06-06
Tx date 2016-05-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-79,173
-5,556 vol
$14.25 each
1,911,438
Filed 2016-06-06
Tx date 2016-05-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$38,671
+2,733 vol
$14.15 each
1,914,171
Filed 2016-06-06
Tx date 2016-05-10
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-25,083.90
-1,779 vol
$14.10 each
1,912,392
Filed 2016-06-06
Tx date 2016-05-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$105,369
+7,473 vol
$14.10 each
1,919,865
Filed 2016-06-06
Tx date 2016-05-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-28,200
-2,000 vol
$14.10 each
1,917,865
Filed 2016-06-06
Tx date 2016-05-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$86,010
+6,100 vol
$14.10 each
1,923,965
Filed 2016-06-06
Tx date 2016-05-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-3,003.30
-213 vol
$14.10 each
1,923,752
Filed 2016-06-06
Tx date 2016-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,109.70
-717 vol
$14.10 each
1,923,035
Filed 2016-06-06
Tx date 2016-05-25
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,213
+1,930 vol
$14.10 each
1,924,965
Filed 2016-06-06
Tx date 2016-05-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-5,992.50
-425 vol
$14.10 each
1,924,540
Filed 2016-06-06
Tx date 2016-05-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-9,094.50
-645 vol
$14.10 each
1,923,895
Filed 2016-06-06
Tx date 2016-05-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-49,857.60
-3,536 vol
$14.10 each
1,920,359
Filed 2016-06-06
Tx date 2016-02-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,279.36
-728 vol
$14.12 each
1,203,490
Filed 2016-06-06
Tx date 2016-02-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,561
+1,450 vol
$14.18 each
1,204,218
Filed 2016-06-06
Tx date 2016-01-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$62,792
+4,498 vol
$13.96 each
1,202,768
Filed 2016-06-06
Tx date 2016-01-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,055.75
-725 vol
$13.87 each
1,198,270
Filed 2016-06-06
Tx date 2016-01-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-10,056.76
-733 vol
$13.72 each
1,198,995
Filed 2016-06-06
Tx date 2016-01-20
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$68,304
+4,993 vol
$13.68 each
1,199,728
Filed 2016-06-06
Tx date 2016-01-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$107,608
+7,895 vol
$13.63 each
1,194,735
Filed 2016-06-06
Tx date 2016-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
16 - Acquisition or disposition under a prospectus exemption
$4,481,932
+331,995 vol
$13.50 each
1,186,840
Filed 2016-06-06
Tx date 2016-01-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$17,269
+1,267 vol
$13.63 each
854,845
Filed 2016-06-06
Tx date 2016-01-12
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-2,985.40
-220 vol
$13.57 each
853,578
Filed 2016-06-06
Tx date 2016-01-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-4,975.20
-360 vol
$13.82 each
853,798
Filed 2016-06-06
Tx date 2016-03-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$6,069
+425 vol
$14.28 each
1,292,267
Filed 2016-06-06
Tx date 2016-03-08
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-13,970.33
-979 vol
$14.27 each
1,291,288
Filed 2016-06-06
Tx date 2016-03-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$27,641
+1,933 vol
$14.30 each
1,293,221
Filed 2016-06-06
Tx date 2016-03-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-6,192.25
-425 vol
$14.57 each
1,292,306
Filed 2016-06-06
Tx date 2016-03-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$531,187
+37,198 vol
$14.28 each
1,291,842
Filed 2016-06-06
Tx date 2016-03-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$34,543
+2,419 vol
$14.28 each
1,254,644
Filed 2016-06-06
Tx date 2016-02-29
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$656.88
+46 vol
$14.28 each
1,252,225
Filed 2016-06-06
Tx date 2016-02-26
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$20,991
+1,470 vol
$14.28 each
1,252,179
Filed 2016-06-06
Tx date 2016-02-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$108,228
+7,579 vol
$14.28 each
1,250,709
Filed 2016-06-06
Tx date 2016-02-17
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$350,288
+24,530 vol
$14.28 each
1,243,130
Filed 2016-06-06
Tx date 2016-02-16
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$186,797
+13,127 vol
$14.23 each
1,218,600
Filed 2016-06-06
Tx date 2016-02-05
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-41,188.04
-2,917 vol
$14.12 each
1,205,473
Filed 2016-06-06
Tx date 2016-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$-42,910.68
-3,039 vol
$14.12 each
1,208,390
Filed 2016-06-06
Tx date 2016-02-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
10 - Acquisition or disposition in the public market
$112,575
+7,939 vol
$14.18 each
1,211,429
Filed 2016-06-03
Tx date 2015-12-31
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Ridgewood Capital Asset Management
3 - 10% Security Holder of Issuer
Holder: Managed Accounts (Control or Direction)
Units
00 - Opening Balance-Initial SEDI Report
854,158
Filed 2016-04-22
Tx date 2016-04-21
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
11 - Acquisition or disposition carried out privately
$202,025
+15,133 vol
$13.35 each
36,206
Filed 2016-03-22
Tx date 2016-03-22
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-13,951.729
-979 vol
$14.25 each
21,073
Filed 2016-03-18
Tx date 2016-03-18
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-11,997.70
-839 vol
$14.30 each
22,052
Filed 2016-01-15
Tx date 2016-01-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Carpani, Mark Joseph
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$12,987
+962 vol
$13.50 each
15,774
Filed 2016-01-15
Tx date 2015-09-09
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Carpani, Mark Joseph
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$376.65
+27 vol
$13.95 each
14,812
Filed 2016-01-15
Tx date 2015-09-02
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Carpani, Mark Joseph
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$418.50
+30 vol
$13.95 each
14,785
Filed 2015-12-07
Tx date 2015-12-04
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-4,702.9744
-358 vol
$13.14 each
22,891
Filed 2015-12-04
Tx date 2015-12-03
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-25,012.65
-1,905 vol
$13.13 each
23,249
Filed 2015-12-01
Tx date 2015-12-01
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-26,994.9918
-2,058 vol
$13.12 each
25,154
Filed 2015-11-27
Tx date 2015-11-27
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$-29,904.16
-2,288 vol
$13.07 each
27,212
Filed 2015-09-16
Tx date 2015-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$78,730
+5,789 vol
$13.60 each
29,500
Filed 2015-09-16
Tx date 2015-09-15
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Meyer, Paul W.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$8,064
+593 vol
$13.60 each
7,573
Filed 2015-09-14
Tx date 2015-09-14
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$58,012
+4,250 vol
$13.65 each
23,711
Filed 2015-05-07
Tx date 2015-05-07
$RIB
Ridgewood Canadian Investment Grade Bond Fund
Simpson, John H.
5 - Senior Officer of Issuer
Direct Ownership
Units
10 - Acquisition or disposition in the public market
$4,983
+360 vol
$13.84 each
19,461