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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2019-12-11 19:46
Tx date 2019-12-06
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Warrants
53 - Grant of warrants
$88,000
+800,000 vol
$0.11 each
1,550,000
Filed 2019-12-10 22:39
Tx date 2019-12-06
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$112,000
+1,600,000 vol
$0.07 each
3,027,500
Filed 2019-09-04 18:52
Tx date 2019-07-31
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
54 - Exercise of warrants
$100,000
+400,000 vol
$0.25 each
3,188,333
Filed 2019-09-04 18:51
Tx date 2019-07-31
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
54 - Exercise of warrants
$-100,000
-400,000 vol
$0.25 each
0
Filed 2019-07-16 20:00
Tx date 2019-07-16
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$12,600
+14,000 vol
$0.90 each
1,427,500
Filed 2019-07-15 18:59
Tx date 2019-07-12
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$11,700
+13,000 vol
$0.90 each
1,413,500
Filed 2019-07-12 16:01
Tx date 2019-07-10
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$155,700
+173,000 vol
$0.90 each
1,400,500
Filed 2019-06-24 16:52
Tx date 2019-06-24
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,190
+29,000 vol
$0.11 each
1,227,500
Filed 2019-06-21 18:33
Tx date 2019-06-20
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,115
+46,500 vol
$0.11 each
1,198,500
Filed 2019-06-20 19:51
Tx date 2019-06-19
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$15,455
+140,500 vol
$0.11 each
1,152,000
Filed 2019-06-20 19:50
Tx date 2019-06-18
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$20,900
+190,000 vol
$0.11 each
1,011,500
Filed 2019-06-20 19:49
Tx date 2019-06-17
$VONE
Vanadium One Iron Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$7,865
+71,500 vol
$0.11 each
821,500
Filed 2019-04-04 19:48
Tx date 2019-04-03
$VONE
Vanadium One Energy Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+500,000 vol
500,000
Filed 2019-04-04 19:40
Tx date 2018-11-26
$VONE
Vanadium One Energy Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-12-04
Tx date 2018-11-30
$
BB1 Acquisition Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
100,000
Filed 2018-12-04
Tx date 2018-06-01
$
BB1 Acquisition Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-29
Tx date 2018-11-26
$VONE
Vanadium One Energy Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
750,000
Filed 2018-11-29
Tx date 2018-11-26
$VONE
Vanadium One Energy Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
750,000
Filed 2018-11-01
Tx date 2018-10-31
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
54 - Exercise of warrants
$-100,000
-400,000 vol
$0.25 each
400,000
Filed 2018-11-01
Tx date 2018-10-31
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
54 - Exercise of warrants
$100,000
+400,000 vol
$0.25 each
2,788,333
Filed 2018-10-18
Tx date 2018-06-01
$
BB1 Acquisition Corp.
Brennan, Mark Peter
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
1,500,000
Filed 2018-10-03
Tx date 2018-10-02
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-42,000
-200,000 vol
$0.21 each
799,988
Filed 2018-08-28
Tx date 2018-08-24
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights
$-275,333.53
-466,667 vol
$0.59 each
883,333
Filed 2018-08-28
Tx date 2018-08-24
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights
$-275,333.53
-466,667 vol
$0.59 each
Filed 2018-08-27
Tx date 2018-08-24
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights
$-275,333.53
-466,667 vol
$0.59 each
883,333
Filed 2018-08-27
Tx date 2018-08-24
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$275,333.53
+466,667 vol
$0.59 each
2,388,333
Filed 2018-05-03
Tx date 2008-07-14
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-05-03
Tx date 2015-12-12
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+1,892,012 vol
Filed 2018-05-03
Tx date 2015-12-12
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+1,892,012 vol
Filed 2018-05-03
Tx date 2015-12-12
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+1,892,012 vol
Filed 2018-05-03
Tx date 2008-07-14
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-05-03
Tx date 2008-07-14
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-03-06
Tx date 2017-02-28
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Mark RRSP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+44,000 vol
44,000
Filed 2018-02-28
Tx date 2017-02-28
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Control or Direction)
Common Shares
90 - Change in the nature of ownership

-44,000 vol
515,663
Filed 2018-02-27
Tx date 2009-12-22
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Mark TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-27
Tx date 2018-02-26
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Mark RRSP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
$26,448
+22,800 vol
$1.16 each
22,800
Filed 2018-02-27
Tx date 2009-12-22
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Mark RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-27
Tx date 2018-02-26
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
$-15,080
-13,000 vol
$1.16 each
668,867
Filed 2018-02-27
Tx date 2018-02-26
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
$-26,448
-22,800 vol
$1.16 each
681,867
Filed 2018-02-27
Tx date 2018-02-26
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Mark TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
$15,080
+13,000 vol
$1.16 each
13,000
Filed 2017-11-22
Tx date 2017-11-17
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-138,000
-200,000 vol
$0.69 each
786,663
Filed 2017-08-17
Tx date 2017-08-15
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$65,000
+100,000 vol
$0.65 each
986,663
Filed 2017-08-17
Tx date 2017-08-15
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-31,000
-50,000 vol
$0.62 each
886,663
Filed 2017-06-22
Tx date 2017-06-21
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$56,700
+90,000 vol
$0.63 each
936,663
Filed 2017-06-22
Tx date 2017-06-21
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$63,000
+100,000 vol
$0.63 each
1,921,666
Filed 2017-06-19
Tx date 2017-06-19
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$22,500
+37,500 vol
$0.60 each
Filed 2017-06-19
Tx date 2017-06-16
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$22,500
+37,500 vol
$0.60 each
1,821,666
Filed 2017-06-15
Tx date 2017-06-15
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$600.00
+1,000 vol
$0.60 each
1,784,166
Filed 2017-05-16
Tx date 2017-05-16
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$18,750
+25,000 vol
$0.75 each
1,783,166
Filed 2017-05-15
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+450,000 vol
Filed 2017-05-15
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-450,000 vol
Filed 2017-05-15
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-450,000 vol
Filed 2017-05-15
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+450,000 vol
Filed 2017-05-10
Tx date 2017-05-10
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$16,398
+22,500 vol
$0.73 each
2,208,166
Filed 2017-05-10
Tx date 2017-05-10
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,825
+2,500 vol
$0.73 each
2,185,666
Filed 2017-05-03
Tx date 2017-05-01
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,355
+6,500 vol
$0.67 each
2,179,166
Filed 2017-05-03
Tx date 2017-05-02
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,680
+4,000 vol
$0.67 each
2,183,166
Filed 2017-05-01
Tx date 2017-04-29
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Unit
58 - Expiration of rights

-752,876 vol
0
Filed 2017-04-28
Tx date 2017-04-27
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$68,000
+100,000 vol
$0.68 each
2,172,666
Filed 2017-04-27
Tx date 2017-04-27
$ASND
Ascendant Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$35,000
+50,000 vol
$0.70 each
2,072,666
Filed 2017-04-26
Tx date 2017-04-26
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$24,624
+38,000 vol
$0.65 each
2,022,666
Filed 2017-04-26
Tx date 2017-04-26
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$70,000
+100,000 vol
$0.70 each
1,984,666
Filed 2017-04-25
Tx date 2017-04-25
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-600,000
-200,000 vol
$3.00 each
213,999
Filed 2017-04-25
Tx date 2017-04-25
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$120,000
+200,000 vol
$0.60 each
1,884,666
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd TFSA (Control or Direction)
Warrants
90 - Change in the nature of ownership

+88,500 vol
88,500
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+400,000 vol
577,000
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Common Shares
90 - Change in the nature of ownership

-30,000 vol
547,000
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Common Shares
90 - Change in the nature of ownership

-40,000 vol
507,000
Filed 2017-04-24
Tx date 2009-12-22
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd RESP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd RESP (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+30,000 vol
30,000
Filed 2017-04-24
Tx date 2009-12-22
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd TFSA (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd TFSA (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+40,000 vol
40,000
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-400,000 vol
1,234,666
Filed 2017-04-24
Tx date 2017-04-13
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Warrants
90 - Change in the nature of ownership

-88,500 vol
0
Filed 2017-04-24
Tx date 2009-12-22
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd TFSA (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-21
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-450,000 vol
900,000
Filed 2017-04-21
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+1,350,000 vol
1,350,000
Filed 2017-04-21
Tx date 2009-12-22
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-21
Tx date 2017-04-18
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+450,000 vol
2,084,666
Filed 2017-04-19
Tx date 2017-04-19
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market

+287,000 vol
Filed 2017-04-19
Tx date 2017-04-19
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$181,986.70
+287,000 vol
$0.63 each
846,663
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-10,200
-3,000 vol
$3.40 each
413,999
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights

+442,277 vol
752,876
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights

-155,299 vol
310,599
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-23,800
-7,000 vol
$3.40 each
0
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+155,299 vol
416,999
Filed 2017-03-10
Tx date 2009-12-22
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-10
Tx date 2017-03-07
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Warrants
15 - Acquisition or disposition under a prospectus

+88,500 vol
88,500
Filed 2017-03-10
Tx date 2009-12-22
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-10
Tx date 2017-03-07
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Darcie Ladd (Control or Direction)
Common Shares
15 - Acquisition or disposition under a prospectus
$150,450
+177,000 vol
$0.85 each
177,000
Filed 2017-01-31
Tx date 2017-01-30
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$24,486
+10,600 vol
$2.31 each
261,700
Filed 2017-01-25
Tx date 2016-12-21
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
37 - Stock split or consolidation

-638,504 vol
159,663
Filed 2017-01-25
Tx date 2016-12-21
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Warrants
37 - Stock split or consolidation

-135,334 vol
33,833
Filed 2017-01-25
Tx date 2016-12-21
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
37 - Stock split or consolidation

-3,200,000 vol
800,000
Filed 2017-01-25
Tx date 2017-01-20
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Subscription Rights Subscription Receipts
36 - Conversion or exchange

-400,000 vol
0
Filed 2017-01-25
Tx date 2016-12-21
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Options
37 - Stock split or consolidation

-33,334 vol
8,333
Filed 2017-01-25
Tx date 2016-12-21
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
37 - Stock split or consolidation

-773,334 vol
193,333
Filed 2017-01-25
Tx date 2017-01-20
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
36 - Conversion or exchange

+400,000 vol
559,663
Filed 2017-01-25
Tx date 2016-12-21
$ASND
Ascendant Resources Inc. (formerly, Morumbi Resources Inc.)
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-6,538,668 vol
1,634,666
Filed 2016-12-05
Tx date 2016-12-02
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$34,650
+15,000 vol
$2.31 each
251,100
Filed 2016-11-18
Tx date 2016-11-18
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$94,140
+52,300 vol
$1.80 each
236,100
Filed 2016-10-17
Tx date 2016-10-13
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Subscription Rights Subscription Receipts
16 - Acquisition or disposition under a prospectus exemption
$200,000
+400,000 vol
$0.50 each
400,000
Filed 2016-10-17
Tx date 2009-12-22
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Subscription Rights Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2016-10-12
Tx date 2016-10-06
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
36 - Conversion or exchange
$100,000
+2,000,000 vol
$0.05 each
6,173,334
Filed 2016-10-12
Tx date 2016-10-06
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures due October 31, 2018
36 - Conversion or exchange
$
-$100,000 vol
$0.05 each
$0
Filed 2016-10-12
Tx date 2016-10-06
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures due July 31, 2019
36 - Conversion or exchange
$
-$100,000 vol
$0.05 each
$0
Filed 2016-10-12
Tx date 2016-10-06
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
36 - Conversion or exchange
$100,000
+2,000,000 vol
$0.05 each
8,173,334
Filed 2016-09-29
Tx date 2016-09-28
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$19,775
+10,000 vol
$1.98 each
183,800
Filed 2016-08-29
Tx date 2016-08-25
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$19,000
+9,500 vol
$2.00 each
173,800
Filed 2016-08-22
Tx date 2015-10-08
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Unit
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-22
Tx date 2016-08-22
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$12,600
+7,000 vol
$1.80 each
7,000
Filed 2016-08-22
Tx date 2015-10-08
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-22
Tx date 2016-08-19
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights

+465,898 vol
465,898
Filed 2016-08-22
Tx date 2016-08-22
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$62,835.95
+33,500 vol
$1.88 each
164,300
Filed 2016-08-05
Tx date 2016-07-29
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures due July 31, 2019
16 - Acquisition or disposition under a prospectus exemption
$
+$100,000 vol
$0.05 each
$100,000
Filed 2016-08-05
Tx date 2016-07-29
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+2,000,000 vol
4,000,000
Filed 2016-08-05
Tx date 2009-12-22
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures due July 31, 2019
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-15
Tx date 2015-12-12
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+1,892,012 vol
1,892,012
Filed 2015-12-15
Tx date 2015-12-12
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Linear Capital Corp. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-1,892,012 vol
999,988
Filed 2015-12-15
Tx date 2008-07-14
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Nicole Comeau (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-05
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,060
+5,000 vol
$1.01 each
125,000
Filed 2015-12-05
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$880.00
+800 vol
$1.10 each
130,800
Filed 2015-12-05
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,495
+5,000 vol
$1.10 each
130,000
Filed 2015-12-05
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$10,990
+10,000 vol
$1.10 each
120,000
Filed 2015-11-18
Tx date 2008-07-14
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Convertible Debentures 15% Unsecured maturing May 29, 2018
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-18
Tx date 2015-05-29
$JBR
James Bay Resources Limited
Brennan, Mark Peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Convertible Debentures 15% Unsecured maturing May 29, 2018
16 - Acquisition or disposition under a prospectus exemption
$
+$175,000 vol
$0.17 each
$175,000
Filed 2015-11-16
Tx date 2015-11-16
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,908.80
+2,800 vol
$1.40 each
110,000
Filed 2015-10-30
Tx date 2015-10-27
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures due October 31, 2018
16 - Acquisition or disposition under a prospectus exemption
$
+$100,000 vol
$0.05 each
$100,000
Filed 2015-10-30
Tx date 2015-10-27
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
53 - Grant of warrants

+2,000,000 vol
2,000,000
Filed 2015-10-30
Tx date 2009-12-22
$MOC
Morumbi Resources Inc.
Brennan, Mark Peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures due October 31, 2018
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-17
Tx date 2015-10-14
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,684
+2,200 vol
$1.22 each
107,200
Filed 2015-10-17
Tx date 2015-10-14
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,761
+5,000 vol
$1.15 each
105,000
Filed 2015-10-08
Tx date 2015-10-08
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$99,890
+100,000 vol
$1.00 each
100,000
Filed 2015-10-08
Tx date 2015-10-08
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Brennan, Mark Peter
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-06-22
Tx date 2015-06-17
$LGO
Largo Resources Ltd.
brennan, mark peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+343,000 vol
Filed 2015-06-22
Tx date 2015-06-17
$LGO
Largo Resources Ltd.
brennan, mark peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+343,000 vol
Filed 2015-06-19
Tx date 2015-06-12
$MOC
Morumbi Resources Inc.
brennan, mark peter
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+550,000 vol
966,667
Filed 2015-05-08
Tx date 2015-05-04
$JBR
James Bay Resources Limited
brennan, mark peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+500,000 vol
500,000
Filed 2015-05-08
Tx date 2013-04-02
$JBR
James Bay Resources Limited
brennan, mark peter
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-420,000 vol
0