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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-02-16 14:35
Tx date 2023-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,784
+215 vol
$8.30 each 		1,639
Filed 2024-02-16 14:33
Tx date 2023-12-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,824
+190 vol
$9.60 each 		1,666
Filed 2023-12-21 10:25
Tx date 2023-12-20 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Indirect Ownership)
Preferred Shares
10 - Acquisition or disposition in the public market 		$20,622
+2,100 vol
$9.82 each 		70,000
Filed 2023-12-21 10:24
Tx date 2023-12-20 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Indirect Ownership)
Preferred Shares
10 - Acquisition or disposition in the public market 		$77,657
+7,900 vol
$9.83 each 		67,900
Filed 2023-08-29 14:49
Tx date 2023-08-29 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$150,150
+15,000 vol
$10.01 each 		60,000
Filed 2023-03-24 15:28
Tx date 2023-03-24 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$149,074
+15,000 vol
$9.94 each 		45,000
Filed 2023-02-09 11:46
Tx date 2022-12-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,606
+130 vol
$12.36 each 		1,476
Filed 2023-02-09 11:17
Tx date 2022-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,542
+166 vol
$9.29 each 		1,424
Filed 2022-06-17 14:45
Tx date 2022-06-15 		$SSF
Symphony Floating Rate Senior Loan Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting (Control or Direction)
Units Class A
10 - Acquisition or disposition in the public market 		$36,828
+5,000 vol
$7.37 each 		17,000
Filed 2022-06-17 14:43
Tx date 2022-06-15 		$SSF
Symphony Floating Rate Senior Loan Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting (Control or Direction)
Units Class A
10 - Acquisition or disposition in the public market 		$35,884
+5,000 vol
$7.18 each 		12,000
Filed 2022-06-17 14:39
Tx date 2022-06-17 		$SSF
Symphony Floating Rate Senior Loan Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting (Control or Direction)
Units Class A
90 - Change in the nature of ownership
+3,000 vol 		20,000
Filed 2022-06-17 14:26
Tx date 2022-06-17 		$SSF
Symphony Floating Rate Senior Loan Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Units Class A
90 - Change in the nature of ownership
-3,000 vol 		0
Filed 2022-05-06 16:09
Tx date 2022-05-02 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
97 - Other
-2,000 vol 		0
Filed 2022-04-29 15:57
Tx date 2022-04-28 		$GDV
Global Dividend Growth Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$7,884
+800 vol
$9.86 each 		30,000
Filed 2022-04-29 15:56
Tx date 2022-04-28 		$GDV
Global Dividend Growth Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$41,160
+4,200 vol
$9.80 each 		29,200
Filed 2022-02-10 10:24
Tx date 2022-02-09 		$GDV
Global Dividend Growth Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$256,000
+25,000 vol
$10.24 each 		25,000
Filed 2022-02-10 10:23
Tx date 2018-05-24 		$GDV
Global Dividend Growth Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2022-02-07 13:37
Tx date 2021-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,374
+152 vol
$9.04 each 		1,258
Filed 2021-12-17 16:32
Tx date 2021-12-14 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
16 - Acquisition or disposition under a prospectus exemption 		$303,000
+30,000 vol
$10.10 each 		50,000
Filed 2021-12-17 13:32
Tx date 2021-12-14 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Control or Direction)
Class A Shares
37 - Stock split or consolidation
+375 vol 		1,875
Filed 2021-12-17 13:30
Tx date 2021-12-14 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
37 - Stock split or consolidation
+269 vol 		1,346
Filed 2021-12-17 13:29
Tx date 2021-12-14 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$922.35
+65 vol
$14.19 each 		1,077
Filed 2021-09-24 15:13
Tx date 2021-09-22 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$2,894
+200 vol
$14.47 each 		1,012
Filed 2021-03-26 13:31
Tx date 2021-03-24 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$2,580
+200 vol
$12.90 each 		812
Filed 2021-02-05 13:26
Tx date 2020-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$411.22
+58 vol
$7.09 each 		1,106
Filed 2021-02-05 13:19
Tx date 2020-12-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$599.68
+64 vol
$9.37 each 		612
Filed 2020-11-20 11:29
Tx date 2020-11-18 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$-3,588.515
-350 vol
$10.25 each 		0
Filed 2020-07-15 14:29
Tx date 2020-07-13 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$21,500
+10,000 vol
$2.15 each 		20,000
Filed 2020-06-04 15:58
Tx date 2020-06-03 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$412.50
+50 vol
$8.25 each 		548
Filed 2020-03-31 14:54
Tx date 2020-03-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$62,492
+6,800 vol
$9.19 each 		20,000
Filed 2020-03-31 14:52
Tx date 2020-03-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$910.00
+100 vol
$9.10 each 		13,200
Filed 2020-03-31 14:50
Tx date 2020-03-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$28,053
+3,100 vol
$9.05 each 		13,100
Filed 2020-03-24 11:34
Tx date 2020-03-20 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$18,400
+2,300 vol
$8.00 each 		30,000
Filed 2020-03-24 11:31
Tx date 2020-03-20 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$59,775
+7,700 vol
$7.76 each 		27,700
Filed 2020-03-24 11:29
Tx date 2020-03-20 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$2,747
+350 vol
$7.85 each 		350
Filed 2020-03-24 11:26
Tx date 2006-10-17 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-18 13:32
Tx date 2020-03-17 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$43,999
+5,000 vol
$8.80 each 		10,000
Filed 2020-03-18 13:30
Tx date 2020-03-17 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$44,349
+5,000 vol
$8.87 each 		5,000
Filed 2020-03-18 13:29
Tx date 2005-11-16 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-02-21 09:36
Tx date 2020-02-20 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$-5,650
-5,000 vol
$1.13 each 		0
Filed 2020-02-21 09:35
Tx date 2020-02-20 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$-2,775
-2,500 vol
$1.11 each 		5,000
Filed 2020-02-11 10:55
Tx date 2020-02-07 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$10,688
+1,600 vol
$6.68 each 		10,000
Filed 2020-02-11 10:54
Tx date 2020-02-07 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$12,684
+1,900 vol
$6.68 each 		8,400
Filed 2020-01-20 10:53
Tx date 2019-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,101
+141 vol
$7.81 each 		1,048
Filed 2020-01-20 10:50
Tx date 2019-12-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$462.96
+36 vol
$12.86 each 		498
Filed 2019-11-20 11:56
Tx date 2019-11-19 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
90 - Change in the nature of ownership
+6,500 vol 		6,500
Filed 2019-11-20 11:56
Tx date 2007-04-18 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-11-20 11:54
Tx date 2019-11-19 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
90 - Change in the nature of ownership
-6,500 vol 		0
Filed 2019-11-18 13:52
Tx date 2019-11-15 		$SSF
Symphony Floating Rate Senior Loan Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting (Control or Direction)
Units Class A
10 - Acquisition or disposition in the public market 		$-23,940
-3,000 vol
$7.98 each 		7,000
Filed 2019-04-24 14:22
Tx date 2019-04-23 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
36 - Conversion or exchange
-12,000 vol 		0
Filed 2019-04-15 11:18
Tx date 2019-04-12 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$240.60
+30 vol
$8.02 each 		907
Filed 2019-03-05
Tx date 2019-03-04 		$
Brompton Corp. (formerly Duntroon Energy Ltd.) 		Caranci, Mark A.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-460,007.1814
-32,071 vol
$14.34 each 		32,070
Filed 2019-03-05
Tx date 2019-03-04 		$
Brompton Corp. (formerly Duntroon Energy Ltd.) 		Caranci, Mark A.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corporation (Control or Direction)
Class A Common Shares
11 - Acquisition or disposition carried out privately 		$481,065
+32,071 vol
$15.00 each 		256,946
Filed 2019-03-05
Tx date 2019-03-01 		$
Brompton Corp. (formerly Duntroon Energy Ltd.) 		Caranci, Mark A.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corporation (Control or Direction)
Common Shares
37 - Stock split or consolidation
-319,999 vol 		1
Filed 2019-03-05
Tx date 2019-03-04 		$
Brompton Corp. (formerly Duntroon Energy Ltd.) 		Caranci, Mark A.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
Class A Common Shares
51 - Exercise of options 		$460,007
+32,071 vol
$14.34 each 		32,071
Filed 2019-03-05
Tx date 2019-03-04 		$
Brompton Corp. (formerly Duntroon Energy Ltd.) 		Caranci, Mark A.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
Class A Common Shares
11 - Acquisition or disposition carried out privately 		$-481,065
-32,071 vol
$15.00 each 		0
Filed 2019-02-21
Tx date 2019-02-19 		$
Brompton 2017 Flow-Through Limited Partnership 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Limited Partnership Units
38 - Redemption, retraction, cancellation, repurchase
-1,200 vol 		0
Filed 2019-01-30
Tx date 2019-01-29 		$TOF
Taylor North American Equity Opportunities Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-3,000 vol 		0
Filed 2019-01-16
Tx date 2019-01-15 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$49,000
+5,000 vol
$9.80 each 		20,000
Filed 2019-01-09
Tx date 2018-12-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$485.80
+35 vol
$13.88 each 		462
Filed 2019-01-09
Tx date 2019-01-08 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$242.55
+35 vol
$6.93 each 		877
Filed 2019-01-09
Tx date 2018-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$848.16
+93 vol
$9.12 each 		842
Filed 2018-12-07
Tx date 2018-12-06 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$5,990
+500 vol
$11.98 each 		1,500
Filed 2018-10-31
Tx date 2018-10-30 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$-993.00
-100 vol
$9.93 each 		0
Filed 2018-10-29
Tx date 2006-10-17 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-10-29
Tx date 2018-10-25 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$-19,000
-1,900 vol
$10.00 each 		100
Filed 2018-10-29
Tx date 2018-10-25 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$20,100
+2,000 vol
$10.05 each 		2,000
Filed 2018-09-27
Tx date 2018-09-27 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$30,180
+3,000 vol
$10.06 each 		15,000
Filed 2018-07-31
Tx date 2018-07-27 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
10 - Acquisition or disposition in the public market 		$9,370
+1,000 vol
$9.37 each 		12,000
Filed 2018-07-31
Tx date 2018-07-27 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
10 - Acquisition or disposition in the public market 		$9,250
+1,000 vol
$9.25 each 		11,000
Filed 2018-04-10
Tx date 2018-04-10 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
10 - Acquisition or disposition in the public market 		$23,000
+2,500 vol
$9.20 each 		10,000
Filed 2018-02-27
Tx date 2017-12-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$89.64
+9 vol
$9.96 each 		549
Filed 2018-02-27
Tx date 2017-07-10 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$637.50
+50 vol
$12.75 each 		260
Filed 2018-02-27
Tx date 2017-12-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$100.10
+7 vol
$14.30 each 		427
Filed 2018-02-08
Tx date 2018-02-06 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
10 - Acquisition or disposition in the public market 		$23,375
+2,500 vol
$9.35 each 		7,500
Filed 2018-02-08
Tx date 2018-02-07 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$965.00
+100 vol
$9.65 each 		740
Filed 2018-01-24
Tx date 2018-01-23 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
10 - Acquisition or disposition in the public market 		$49,000
+5,000 vol
$9.80 each 		5,000
Filed 2018-01-24
Tx date 2017-06-26 		$
European Dividend Growth Fund 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-01-12
Tx date 2018-01-11 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$1,016
+100 vol
$10.16 each 		640
Filed 2018-01-11
Tx date 2006-10-17 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-01-11
Tx date 2018-01-10 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$25,325
+2,500 vol
$10.13 each 		12,000
Filed 2018-01-11
Tx date 2018-01-09 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$96,235
+9,500 vol
$10.13 each 		9,500
Filed 2017-12-14
Tx date 2017-12-14 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$997.00
+100 vol
$9.97 each 		540
Filed 2017-11-22
Tx date 2017-11-21 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$800.00
+80 vol
$10.00 each 		440
Filed 2017-11-02
Tx date 2017-11-01 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$15,250
+2,500 vol
$6.10 each 		7,500
Filed 2017-10-19
Tx date 2017-10-18 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$988.00
+100 vol
$9.88 each 		360
Filed 2017-09-28
Tx date 2017-09-27 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$679.00
+100 vol
$6.79 each 		2,600
Filed 2017-09-28
Tx date 2017-09-27 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$16,320
+2,400 vol
$6.80 each 		5,000
Filed 2017-09-28
Tx date 2017-09-27 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$810.00
+60 vol
$13.50 each 		370
Filed 2017-09-03
Tx date 2017-08-31 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$12,680
+1,000 vol
$12.68 each 		1,000
Filed 2017-09-03
Tx date 2005-11-16 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Control or Direction)
Class A Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-30
Tx date 2017-08-30 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$1,242
+100 vol
$12.42 each 		310
Filed 2017-07-28
Tx date 2017-07-26 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$1,010
+100 vol
$10.10 each 		260
Filed 2017-06-29
Tx date 2017-06-29 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$580.80
+60 vol
$9.68 each 		160
Filed 2017-06-15
Tx date 2017-06-13 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$1,255
+100 vol
$12.55 each 		210
Filed 2017-05-04
Tx date 2017-05-02 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$623.50
+50 vol
$12.47 each 		110
Filed 2017-04-28
Tx date 2017-04-25 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
37 - Stock split or consolidation
+10 vol 		60
Filed 2017-04-19
Tx date 2017-04-18 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$782.50
+50 vol
$15.65 each 		50
Filed 2017-04-18
Tx date 2005-11-16 		$SBC
Brompton Split Banc Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci (Control or Direction)
Class A Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-04
Tx date 2017-03-31 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$998.00
+100 vol
$9.98 each 		100
Filed 2017-04-04
Tx date 2006-10-17 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eric Caranci - Investment Account (Control or Direction)
Class A Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-06
Tx date 2017-03-06 		$
Brompton 2017 Flow-Through Limited Partnership 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Limited Partnership Units
15 - Acquisition or disposition under a prospectus 		$30,000
+1,200 vol
$25.00 each 		1,200
Filed 2017-03-06
Tx date 2017-03-06 		$
Brompton 2017 Flow-Through Limited Partnership 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Limited Partnership Units
15 - Acquisition or disposition under a prospectus 		$30,000
+1,200 vol
$25.00 each
Filed 2017-03-06
Tx date 2017-02-27 		$
Brompton 2017 Flow-Through Limited Partnership 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Limited Partnership Units
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-16
Tx date 2017-02-13 		$
Brompton 2015 Flow-Through Limited Partnership 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Limited Partnership Units
38 - Redemption, retraction, cancellation, repurchase
-1,200 vol 		0
Filed 2016-08-09
Tx date 2016-08-08 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Preferred Shares
10 - Acquisition or disposition in the public market 		$9,700
+1,000 vol
$9.70 each 		2,000
Filed 2016-05-06
Tx date 2016-05-05 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares
10 - Acquisition or disposition in the public market 		$9,640
+1,000 vol
$9.64 each
Filed 2016-05-06
Tx date 2016-05-05 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares
10 - Acquisition or disposition in the public market 		$9,640
+1,000 vol
$9.64 each
Filed 2016-05-06
Tx date 2015-01-30 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-06
Tx date 2015-01-30 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-06
Tx date 2016-05-05 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
10 - Acquisition or disposition in the public market 		$9,640
+1,000 vol
$9.64 each 		1,000
Filed 2016-05-06
Tx date 2015-01-30 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-16
Tx date 2016-03-14 		$
Brompton 2014 Flow-Through Limited Partnership 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Limited Partnership Units
38 - Redemption, retraction, cancellation, repurchase
-1,200 vol 		0
Filed 2016-01-20
Tx date 2016-01-19 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
10 - Acquisition or disposition in the public market 		$3,130
+1,000 vol
$3.13 each 		6,500
Filed 2016-01-20
Tx date 2016-01-19 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
10 - Acquisition or disposition in the public market 		$1,570
+500 vol
$3.14 each 		5,500
Filed 2016-01-20
Tx date 2016-01-19 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
10 - Acquisition or disposition in the public market 		$3,160
+1,000 vol
$3.16 each 		5,000
Filed 2016-01-20
Tx date 2016-01-19 		$LCS
Brompton Lifeco Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
10 - Acquisition or disposition in the public market 		$12,600
+4,000 vol
$3.15 each 		4,000
Filed 2015-07-10
Tx date 2015-07-08 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
10 - Acquisition or disposition in the public market 		$6,391
+700 vol
$9.13 each 		3,400
Filed 2015-07-10
Tx date 2015-07-08 		$LBS
Life & Banc Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Class A Shares
10 - Acquisition or disposition in the public market 		$4,798
+525 vol
$9.14 each 		2,700
Filed 2015-06-30
Tx date 2015-06-29 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
10 - Acquisition or disposition in the public market 		$28,750
+2,500 vol
$11.50 each 		2,500
Filed 2015-06-30
Tx date 2015-01-30 		$
Brompton Oil Split Corp. 		Caranci, Mark A.
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Eastglen Consulting Corp. (Control or Direction)
Class A Shares
00 - Opening Balance-Initial SEDI Report