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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-07-08 14:26
Tx date 2024-07-05 		$ZAU
Zodiac Gold Inc. (formerly 1329306 B.C. Ltd.) 		Cater, Douglas Frederick
4 - Director of Issuer
Holder: D.F. Cater Consulting Geologist Ltd. (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption
+100,000 vol 		100,000
Filed 2024-07-08 14:25
Tx date 2024-01-23 		$ZAU
Zodiac Gold Inc. (formerly 1329306 B.C. Ltd.) 		Cater, Douglas Frederick
4 - Director of Issuer
Holder: D.F. Cater Consulting Geologist Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2024-07-08 14:24
Tx date 2024-07-05 		$ZAU
Zodiac Gold Inc. (formerly 1329306 B.C. Ltd.) 		Cater, Douglas Frederick
4 - Director of Issuer
Holder: D.F. Cater Consulting Geologist Ltd. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$10,000
+100,000 vol
$0.10 each 		100,000
Filed 2024-07-08 14:23
Tx date 2024-01-23 		$ZAU
Zodiac Gold Inc. (formerly 1329306 B.C. Ltd.) 		Cater, Douglas Frederick
4 - Director of Issuer
Holder: D.F. Cater Consulting Geologist Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2024-04-02 10:41
Tx date 2024-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-10,570 vol 		1
Filed 2024-04-02 10:39
Tx date 2024-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+10,570 vol 		518,385
Filed 2024-04-02 10:38
Tx date 2024-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
58 - Expiration of rights
-10,570 vol
Filed 2024-01-25 21:52
Tx date 2024-01-23 		$ZAU
Zodiac Gold Inc. (formerly 1329306 B.C. Ltd.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report 		850,000
Filed 2023-12-08 21:48
Tx date 2023-12-07 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$33,000
+300,000 vol
$0.11 each 		700,000
Filed 2023-11-16 13:38
Tx date 2023-11-14 		$MFG
Mayfair Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$267,500
+125,000 vol
$2.14 each 		475,000
Filed 2023-10-30 14:56
Tx date 2023-10-23 		$CPL
Copper Lake Resources Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$25,000
+500,000 vol
$0.05 each 		1,000,000
Filed 2023-08-23 13:45
Tx date 2023-08-21 		$CPL
Copper Lake Resources Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$25,000
+500,000 vol
$0.05 each 		500,000
Filed 2023-08-23 13:42
Tx date 2023-08-22 		$CPL
Copper Lake Resources Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2023-06-30 15:38
Tx date 2023-06-28 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
+352,385 vol 		461,940
Filed 2023-06-08 17:05
Tx date 2023-06-08 		$MFG
Mayfair Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Holder: D. F. Cater Consulting Geologist Ltd (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$26,250
+15,000 vol
$1.75 each 		15,000
Filed 2023-06-08 17:03
Tx date 2021-05-05 		$MFG
Mayfair Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Holder: D. F. Cater Consulting Geologist Ltd (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-06-07 14:35
Tx date 2023-06-06 		$GWA
Gowest Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$96,000
+400,000 vol
$0.24 each 		400,000
Filed 2023-06-07 14:31
Tx date 2023-03-30 		$GWA
Gowest Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2023-05-09 10:01
Tx date 2023-05-05 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$18,000
+100,000 vol
$0.18 each 		137,100
Filed 2023-04-04 08:42
Tx date 2023-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+34,363 vol 		507,815
Filed 2023-04-04 08:39
Tx date 2023-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$1,180,815,769
+34,363 vol
$34,363 each
Filed 2023-04-04 08:38
Tx date 2023-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-34,363 vol 		10,571
Filed 2022-12-20 09:33
Tx date 2022-12-20 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$10,017
+37,100 vol
$0.27 each 		37,100
Filed 2022-12-20 09:30
Tx date 2022-07-06 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2022-12-09 08:27
Tx date 2022-12-06 		$MFG
Mayfair Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$193,500
+150,000 vol
$1.29 each 		350,000
Filed 2022-10-21 09:19
Tx date 2022-10-19 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$20,000
+100,000 vol
$0.20 each 		400,000
Filed 2022-07-08 08:34
Tx date 2022-07-06 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$75,000
+300,000 vol
$0.25 each 		300,000
Filed 2022-07-08 08:30
Tx date 2022-07-06 		$NFLD
Exploits Discovery Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2022-06-15 11:45
Tx date 2022-06-10 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
+109,555 vol 		109,555
Filed 2022-06-14 11:04
Tx date 2022-06-10 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
+115,335 vol
Filed 2022-06-14 11:04
Tx date 2022-06-10 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
+115,335 vol 		115,335
Filed 2022-06-14 11:03
Tx date 2009-06-23 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2022-04-07 16:45
Tx date 2022-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+58,170 vol 		473,452
Filed 2022-04-07 16:44
Tx date 2022-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-58,170 vol 		44,934
Filed 2021-05-10 13:15
Tx date 2021-05-04 		$MFG
Mayfair Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$350,000
+200,000 vol
$1.75 each 		200,000
Filed 2021-05-10 13:08
Tx date 2021-05-05 		$MFG
Mayfair Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2021-04-01 11:13
Tx date 2021-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+59,247 vol 		415,282
Filed 2021-04-01 11:13
Tx date 2021-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-59,247 vol 		103,104
Filed 2021-03-31 13:25
Tx date 2021-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights
+31,710 vol 		162,351
Filed 2020-11-27 10:21
Tx date 2020-11-24 		$HRT
Harte Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units (DSUs)
56 - Grant of rights
+847,458 vol 		847,458
Filed 2020-11-27 10:20
Tx date 2020-09-17 		$HRT
Harte Gold Corp. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Deferred Share Units (DSUs)
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-28 11:47
Tx date 2020-04-27 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights
+71,381 vol 		130,641
Filed 2020-04-03 14:46
Tx date 2020-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+37,531 vol 		356,035
Filed 2020-04-03 14:46
Tx date 2020-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-46,914 vol 		59,260
Filed 2020-01-30 18:00
Tx date 2020-01-29 		$CAI
Cautivo Mining Inc. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-3,240.30
-21,602 vol
$0.15 each 		0
Filed 2019-05-13 13:59
Tx date 2019-05-10 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights
+71,418 vol 		106,174
Filed 2019-04-01
Tx date 2019-03-29 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+38,134 vol 		318,504
Filed 2019-04-01
Tx date 2019-03-29 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-47,668 vol 		34,756
Filed 2018-04-11
Tx date 2018-04-10 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights
+34,941 vol 		82,424
Filed 2018-04-02
Tx date 2018-03-29 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-60,583 vol 		47,483
Filed 2018-04-02
Tx date 2018-03-29 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+48,466 vol 		280,370
Filed 2018-01-24
Tx date 2018-01-17 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-124.20
-6 vol
$20.70 each 		17,113
Filed 2018-01-24
Tx date 2016-11-30 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report 		17,119
Filed 2018-01-05
Tx date 2018-01-01 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Rights Performance Share Units
56 - Grant of rights
+5,702 vol 		21,804
Filed 2018-01-05
Tx date 2018-01-01 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Unit
56 - Grant of rights
+5,702 vol 		21,804
Filed 2017-09-05
Tx date 2017-08-31 		$CAI
Cautivo Mining Inc. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus
+21,602 vol 		21,602
Filed 2017-09-05
Tx date 2017-08-31 		$CAI
Cautivo Mining Inc. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-04
Tx date 2017-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights
+34,381 vol 		108,066
Filed 2017-04-04
Tx date 2017-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-49,122 vol 		73,685
Filed 2017-04-04
Tx date 2017-03-31 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-49,122 vol
Filed 2017-01-06
Tx date 2017-01-01 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Rights Performance Share Units
56 - Grant of rights
+9,892 vol 		16,102
Filed 2017-01-06
Tx date 2016-11-30 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Rights Performance Share Units
00 - Opening Balance-Initial SEDI Report 		6,210
Filed 2017-01-06
Tx date 2016-11-30 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report 		79,728
Filed 2017-01-06
Tx date 2017-01-01 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Unit
56 - Grant of rights
+9,892 vol 		16,102
Filed 2017-01-06
Tx date 2016-11-30 		$KL
Kirkland Lake Gold Ltd. 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Unit
00 - Opening Balance-Initial SEDI Report 		6,210
Filed 2016-08-23
Tx date 2016-08-19 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights
+73,684 vol 		122,807
Filed 2016-08-13
Tx date 2016-02-16 		$KGI
Kirkland Lake Gold Inc. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Rights
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-13
Tx date 2016-08-08 		$KGI
Kirkland Lake Gold Inc. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Rights
56 - Grant of rights 		$68,744
+6,210 vol
$11.07 each 		6,210
Filed 2016-08-13
Tx date 2016-02-16 		$KGI
Kirkland Lake Gold Inc. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Rights
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-13
Tx date 2016-08-08 		$KGI
Kirkland Lake Gold Inc. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Rights
56 - Grant of rights 		$68,744
+6,210 vol
$11.07 each 		6,210
Filed 2016-03-11
Tx date 2016-02-16 		$KGI
Kirkland Lake Gold Inc. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report 		79,728
Filed 2016-03-01
Tx date 2016-03-01 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-24,561 vol 		49,123
Filed 2016-03-01
Tx date 2016-03-01 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+24,561 vol 		231,904
Filed 2016-02-01
Tx date 2012-06-04 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2016-01-26 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2016-01-26 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-02
Tx date 2015-12-01 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+21,040 vol 		207,343
Filed 2015-12-02
Tx date 2015-12-01 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-21,040 vol 		73,684
Filed 2015-11-11
Tx date 2015-11-09 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,817
+5,192 vol
$0.35 each 		188,966
Filed 2015-10-14
Tx date 2015-10-14 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,834
+5,734 vol
$0.32 each 		183,774
Filed 2015-09-15
Tx date 2015-09-14 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,819
+5,686 vol
$0.32 each 		178,040
Filed 2015-09-06
Tx date 2015-09-04 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,834
+6,326 vol
$0.29 each 		172,354
Filed 2015-07-13
Tx date 2015-07-10 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,817
+6,266 vol
$0.29 each 		166,028
Filed 2015-06-30
Tx date 2015-06-30 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$93,000
+300,000 vol
$0.31 each 		880,000
Filed 2015-06-12
Tx date 2015-06-09 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,789
+5,966 vol
$0.30 each 		159,762
Filed 2015-06-05
Tx date 2015-06-01 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-11,093 vol 		94,724
Filed 2015-06-05
Tx date 2015-06-01 		$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.) 		Cater, Douglas Frederick
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+11,093 vol 		186,303
Filed 2015-05-12
Tx date 2015-05-11 		$SAS
ST ANDREW GOLDFIELDS LTD. 		Cater, Douglas Frederick
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$1,801
+5,458 vol
$0.33 each 		153,796