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Date Issuer Insider Transaction Amount New Total
Filed 2019-05-13 10:59
Tx date 2019-05-10
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
56 - Grant of rights

+71,418 vol
106,174
Filed 2019-04-01
Tx date 2019-03-29
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
57 - Exercise of rights

+38,134 vol
318,504
Filed 2019-04-01
Tx date 2019-03-29
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-47,668 vol
34,756
Filed 2018-04-11
Tx date 2018-04-10
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
56 - Grant of rights

+34,941 vol
82,424
Filed 2018-04-02
Tx date 2018-03-29
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
57 - Exercise of rights

+48,466 vol
280,370
Filed 2018-04-02
Tx date 2018-03-29
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-60,583 vol
47,483
Filed 2018-01-24
Tx date 2018-01-17
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
10 - Acquisition or disposition in the public market
$-124.20
-6 vol
$20.70 each
17,113
Filed 2018-01-24
Tx date 2016-11-30
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
00 - Opening Balance-Initial SEDI Report
17,119
Filed 2018-01-05
Tx date 2018-01-01
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Rights Restricted Share Unit
56 - Grant of rights

+5,702 vol
21,804
Filed 2018-01-05
Tx date 2018-01-01
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Rights Performance Share Units
56 - Grant of rights

+5,702 vol
21,804
Filed 2017-09-05
Tx date 2017-08-31
$CAI
Cautivo Mining Inc.
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-09-05
Tx date 2017-08-31
$CAI
Cautivo Mining Inc.
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
15 - Acquisition or disposition under a prospectus

+21,602 vol
21,602
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
56 - Grant of rights

+34,381 vol
108,066
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-49,122 vol
73,685
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-49,122 vol
Filed 2017-01-06
Tx date 2017-01-01
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Rights Restricted Share Unit
56 - Grant of rights

+9,892 vol
16,102
Filed 2017-01-06
Tx date 2016-11-30
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Rights Restricted Share Unit
00 - Opening Balance-Initial SEDI Report
6,210
Filed 2017-01-06
Tx date 2017-01-01
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Rights Performance Share Units
56 - Grant of rights

+9,892 vol
16,102
Filed 2017-01-06
Tx date 2016-11-30
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Rights Performance Share Units
00 - Opening Balance-Initial SEDI Report
6,210
Filed 2017-01-06
Tx date 2016-11-30
$KL
Kirkland Lake Gold Ltd.
Cater, Douglas Frederick
4 - Director of Issuer
Options
00 - Opening Balance-Initial SEDI Report
79,728
Filed 2016-08-23
Tx date 2016-08-19
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
56 - Grant of rights

+73,684 vol
122,807
Filed 2016-08-13
Tx date 2016-02-16
$KGI
Kirkland Lake Gold Inc.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Rights
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-13
Tx date 2016-08-08
$KGI
Kirkland Lake Gold Inc.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Rights
56 - Grant of rights
$68,744.70
+6,210 vol
$11.07 each
6,210
Filed 2016-08-13
Tx date 2016-02-16
$KGI
Kirkland Lake Gold Inc.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Rights
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-13
Tx date 2016-08-08
$KGI
Kirkland Lake Gold Inc.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Rights
56 - Grant of rights
$68,744.70
+6,210 vol
$11.07 each
6,210
Filed 2016-03-11
Tx date 2016-02-16
$KGI
Kirkland Lake Gold Inc.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Options
00 - Opening Balance-Initial SEDI Report
79,728
Filed 2016-03-01
Tx date 2016-03-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-24,561 vol
49,123
Filed 2016-03-01
Tx date 2016-03-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
57 - Exercise of rights

+24,561 vol
231,904
Filed 2016-02-01
Tx date 2016-01-26
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2016-01-26
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-02-01
Tx date 2012-06-04
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-02
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-21,040 vol
73,684
Filed 2015-12-02
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
57 - Exercise of rights

+21,040 vol
207,343
Filed 2015-11-11
Tx date 2015-11-09
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,817.20
+5,192 vol
$0.35 each
188,966
Filed 2015-10-14
Tx date 2015-10-14
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,834.88
+5,734 vol
$0.32 each
183,774
Filed 2015-09-15
Tx date 2015-09-14
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,819.52
+5,686 vol
$0.32 each
178,040
Filed 2015-09-06
Tx date 2015-09-04
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,834.54
+6,326 vol
$0.29 each
172,354
Filed 2015-07-13
Tx date 2015-07-10
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,817.14
+6,266 vol
$0.29 each
166,028
Filed 2015-06-30
Tx date 2015-06-30
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Options
50 - Grant of options
$93,000
+300,000 vol
$0.31 each
880,000
Filed 2015-06-12
Tx date 2015-06-09
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,789.80
+5,966 vol
$0.30 each
159,762
Filed 2015-06-05
Tx date 2015-06-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Restricted Share Unit
57 - Exercise of rights

-11,093 vol
94,724
Filed 2015-06-05
Tx date 2015-06-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Cater, Douglas Frederick
4 - Director of Issuer
Common Shares
57 - Exercise of rights

+11,093 vol
186,303
Filed 2015-05-12
Tx date 2015-05-11
$SAS
ST ANDREW GOLDFIELDS LTD.
Cater, Douglas Frederick
5 - Senior Officer of Issuer
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,801.14
+5,458 vol
$0.33 each
153,796