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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2017-09-29
Tx date 2017-09-26
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Holder: Sirocco Advisory Services Ltd (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately
$
+$33,000 vol
$0.80 each
$33,000
Filed 2017-09-29
Tx date 2010-09-27
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Holder: Sirocco Advisory Services Ltd (Indirect Ownership)
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
Filed 2017-09-18
Tx date 2017-09-12
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-74,420
-100,000 vol
$0.74 each
1,962,250
Filed 2017-09-18
Tx date 2017-09-14
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-18,500
-25,000 vol
$0.74 each
1,937,250
Filed 2017-08-01
Tx date 2017-07-28
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Sirocco Advisory Services Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-2,760
-4,000 vol
$0.69 each
142,600
Filed 2017-08-01
Tx date 2017-08-01
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Sirocco Advisory Services Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-94,944
-137,600 vol
$0.69 each
0
Filed 2017-08-01
Tx date 2017-07-31
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Sirocco Advisory Services Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-3,450
-5,000 vol
$0.69 each
137,600
Filed 2017-04-10
Tx date 2017-04-06
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,600
-1,000 vol
$3.60 each
212,387
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights

-27,192 vol
40,789
Filed 2017-04-04
Tx date 2017-03-31
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights

+19,101 vol
59,890
Filed 2017-02-06
Tx date 2017-02-03
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$864,000
+900,000 vol
$0.96 each
4,100,000
Filed 2017-01-23
Tx date 2017-01-20
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$62,500
+250,000 vol
$0.25 each
1,641,700
Filed 2016-12-23
Tx date 2016-12-23
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-43,000
-200,000 vol
$0.215 each
1,019,204
Filed 2016-11-29
Tx date 2010-09-27
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-11-29
Tx date 2016-11-28
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-154,688 vol
333,333
Filed 2016-11-29
Tx date 2016-11-28
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights

+154,688 vol
Filed 2016-11-29
Tx date 2016-11-28
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights

+154,688 vol
Filed 2016-11-29
Tx date 2016-11-25
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-1,064,516 vol
488,021
Filed 2016-11-29
Tx date 2016-11-25
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights

+1,064,516 vol
Filed 2016-11-29
Tx date 2016-11-28
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+154,688 vol
1,219,204
Filed 2016-11-29
Tx date 2016-11-25
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+1,064,516 vol
1,064,516
Filed 2016-11-29
Tx date 2016-11-25
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights

+1,064,516 vol
Filed 2016-11-25
Tx date 2016-11-25
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights

+1,064,516 vol
2,617,053
Filed 2016-09-23
Tx date 2016-09-22
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$50,001
+47,620 vol
$1.05 each
522,620
Filed 2016-09-01
Tx date 2016-08-30
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$180,000
+300,000 vol
$0.60 each
300,000
Filed 2016-08-22
Tx date 2016-08-19
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
56 - Grant of rights

+40,789 vol
67,981
Filed 2016-07-26
Tx date 2016-07-22
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-148,000
-400,000 vol
$0.37 each
3,200,000
Filed 2016-07-26
Tx date 2016-07-22
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$148,000
+400,000 vol
$0.37 each
475,000
Filed 2016-07-20
Tx date 2016-07-18
$CZ
Cassius Ventures Ltd.
Dean, Steven G
3 - 10% Security Holder of Issuer
Direct Ownership
Options
52 - Expiration of options
$-5,250
-25,000 vol
$0.21 each
0
Filed 2016-03-01
Tx date 2016-03-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights

-13,596 vol
27,192
Filed 2016-03-01
Tx date 2016-03-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+13,596 vol
213,387
Filed 2016-02-24
Tx date 2016-02-24
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$378,000
+900,000 vol
$0.42 each
3,600,000
Filed 2015-12-02
Tx date 2015-12-02
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights

+333,333 vol
1,552,537
Filed 2015-12-02
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights

-31,687 vol
40,788
Filed 2015-12-02
Tx date 2015-12-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+31,687 vol
199,791
Filed 2015-12-02
Tx date 2015-12-02
$FEO
Oceanic Iron Ore Corp.
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$30,000
+200,000 vol
$0.15 each
1,391,700
Filed 2015-06-05
Tx date 2015-06-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Restricted Share Unit
57 - Exercise of rights

-17,065 vol
72,475
Filed 2015-06-05
Tx date 2015-06-01
$SMT
Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
Dean, Steven G
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+17,065 vol
168,104
Filed 2015-05-07
Tx date 2015-05-06
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-207.50
-500 vol
$0.415 each
2,091,750
Filed 2015-05-07
Tx date 2015-05-07
$AGB
Atlantic Gold Corporation (previously Spur Ventures Inc.)
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$204,000
+800,000 vol
$0.255 each
3,423,000
Filed 2015-05-07
Tx date 2015-05-06
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-3,645
-9,000 vol
$0.405 each
2,062,250
Filed 2015-05-07
Tx date 2015-05-06
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-5,945
-14,500 vol
$0.41 each
2,071,250
Filed 2015-05-07
Tx date 2015-05-06
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-2,479.80
-6,000 vol
$0.4133 each
2,085,750
Filed 2015-05-07
Tx date 2015-05-06
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Dean Holdings Trust (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-199,750
-470,000 vol
$0.425 each
2,092,250
Filed 2014-01-24
Tx date 2014-01-21
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,880
-4,000 vol
$0.47 each
-15,500
Filed 2014-01-24
Tx date 2014-01-22
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-37,200
-120,000 vol
$0.31 each
1,007,500
Filed 2014-01-24
Tx date 2014-01-22
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-48,592.50
-104,500 vol
$0.465 each
0
Filed 2014-01-24
Tx date 2014-01-22
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$37,200
+120,000 vol
$0.31 each
104,500
Filed 2014-01-24
Tx date 2014-01-21
$ARG
Amerigo Resources Ltd
Dean, Steven G
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-5,347.50
-11,500 vol
$0.465 each
-11,500