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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2020-08-25 17:15
Tx date 2020-08-21
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$151,981
+1,013,208 vol
$0.15 each
5,824,968
Filed 2020-08-25 16:57
Tx date 2020-08-21
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,418,250
+9,455,000 vol
$0.15 each
55,743,419
Filed 2020-08-10 17:10
Tx date 2020-07-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
38 - Redemption, retraction, cancellation, repurchase
$-15,994
-1,000 vol
$15.99 each
0
Filed 2020-08-10 17:09
Tx date 2020-07-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
38 - Redemption, retraction, cancellation, repurchase
$15,994
+1,000 vol
$15.99 each
1,000
Filed 2020-08-10 17:08
Tx date 2020-06-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
38 - Redemption, retraction, cancellation, repurchase
$-15,750
-1,000 vol
$15.75 each
0
Filed 2020-08-10 17:08
Tx date 2020-06-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
38 - Redemption, retraction, cancellation, repurchase
$15,750
+1,000 vol
$15.75 each
1,000
Filed 2020-08-10 17:05
Tx date 2020-07-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares 5-Year Rate Reset First Pref. Shares, Series 2
38 - Redemption, retraction, cancellation, repurchase
$-4,800
-300 vol
$16.00 each
0
Filed 2020-08-10 17:04
Tx date 2020-07-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares 5-Year Rate Reset First Pref. Shares, Series 2
38 - Redemption, retraction, cancellation, repurchase
$4,800
+300 vol
$16.00 each
300
Filed 2020-08-07 18:47
Tx date 2020-08-06
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$1,125,000
+9,375,000 vol
$0.12 each
13,105,769
Filed 2020-08-07 18:46
Tx date 2020-08-06
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,500,000
+18,750,000 vol
$0.08 each
68,513,838
Filed 2020-08-05 17:44
Tx date 2020-07-31
$DST
Dundee Sustainable Technologies Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Subordinate Voting Shares
36 - Conversion or exchange

+40,622,794 vol
49,526,218
Filed 2020-08-05 17:43
Tx date 2020-01-23
$DST
Dundee Sustainable Technologies Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Multiple Voting Shares
37 - Stock split or consolidation

-47,500,000 vol
2,500,000
Filed 2020-08-05 17:42
Tx date 2019-01-23
$DST
Dundee Sustainable Technologies Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Subordinate Voting Shares
37 - Stock split or consolidation

-169,165,073 vol
8,903,424
Filed 2020-07-17 18:07
Tx date 2020-07-17
$ORM
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-526,417.56
-5,849,084 vol
$0.09 each
3,899,386
Filed 2020-07-17 18:06
Tx date 2020-07-17
$ORM
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-235,253.61
-2,613,929 vol
$0.09 each
613,178
Filed 2020-07-16 15:14
Tx date 2020-07-14
$AUMB
1911 Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,000,008
+1,960,800 vol
$0.51 each
1,960,800
Filed 2020-07-16 15:13
Tx date 2019-03-18
$AUMB
1911 Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-07-16 15:12
Tx date 2020-07-14
$AUMB
1911 Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$297,091
+645,850 vol
$0.46 each
4,592,517
Filed 2020-07-07 17:21
Tx date 2020-07-07
$ORM
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
55 - Expiration of warrants

-2,000,000 vol
0
Filed 2020-06-19 18:19
Tx date 2020-06-16
$AL
ALX Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Warrants
90 - Change in the nature of ownership

+11,000,000 vol
11,000,000
Filed 2020-06-19 18:18
Tx date 2019-05-31
$AL
ALX Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-06-19 18:18
Tx date 2020-06-16
$AL
ALX Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
90 - Change in the nature of ownership

-11,000,000 vol
0
Filed 2020-06-19 18:17
Tx date 2020-06-16
$AL
ALX Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+11,000,000 vol
11,000,000
Filed 2020-06-19 18:17
Tx date 2020-06-16
$AL
ALX Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-11,000,000 vol
0
Filed 2020-06-19 18:16
Tx date 2019-05-31
$AL
ALX Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-06-19 18:14
Tx date 2020-06-16
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+714,545 vol
714,545
Filed 2020-06-19 18:13
Tx date 2020-06-16
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-714,545 vol
0
Filed 2020-06-19 18:13
Tx date 2018-07-13
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-06-19 18:11
Tx date 2020-06-16
$AUMB
1911 Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+3,946,667 vol
3,946,667
Filed 2020-06-19 18:10
Tx date 2020-06-16
$AUMB
1911 Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-3,946,667 vol
0
Filed 2020-06-19 18:09
Tx date 2019-03-18
$AUMB
1911 Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equities Fund LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-05-20 18:58
Tx date 2019-10-30
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
55 - Expiration of warrants

-249,999 vol
366,000
Filed 2020-05-20 18:54
Tx date 2020-05-20
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-23,778
-180,000 vol
$0.1321 each
5,820,000
Filed 2020-05-19 20:57
Tx date 2020-05-15
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$561,382
+9,356,383 vol
$0.06 each
46,288,419
Filed 2020-05-14 08:23
Tx date 2020-05-13
$DPM
Dundee Precious Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$-151,765,000
-23,900,000 vol
$6.35 each
11,981,552
Filed 2020-03-03 10:38
Tx date 2019-11-19
$AUMB
1911 Gold Corporation (formerly Havilah Mining Corporation)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-158,472
-720,000 vol
$0.2201 each
3,946,667
Filed 2019-11-22 16:31
Tx date 2019-11-19
$AUMB
1911 Gold Corporation (formerly Havilah Mining Corporation)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-7,613.95
-29,500 vol
$0.2581 each
Filed 2019-12-24 17:04
Tx date 2019-12-24
$DPM
Dundee Precious Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$-2,500,000
-500,000 vol
$5.00 each
35,881,552
Filed 2019-11-22 16:31
Tx date 2019-11-19
$AUMB
1911 Gold Corporation (formerly Havilah Mining Corporation)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-7,613.95
-29,500 vol
$0.2581 each
4,637,167
Filed 2019-11-22 16:27
Tx date 2019-11-21
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-24,150
-172,500 vol
$0.14 each
3,085,000
Filed 2019-11-22 16:26
Tx date 2019-11-19
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-26,800
-167,500 vol
$0.16 each
3,257,500
Filed 2019-11-07 16:00
Tx date 2019-10-31
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-52,499.895
-499,999 vol
$0.105 each
895,000
Filed 2019-10-07 14:38
Tx date 2019-09-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
38 - Redemption, retraction, cancellation, repurchase

-3,800 vol
0
Filed 2019-10-07 14:38
Tx date 2019-09-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
38 - Redemption, retraction, cancellation, repurchase

+3,800 vol
3,800
Filed 2019-10-07 14:37
Tx date 2003-05-15
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares Cumulative Floating Rate First Preference Shares, Series 3
00 - Opening Balance-Initial SEDI Report
Filed 2019-10-07 14:37
Tx date 2019-09-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares 5-Year Rate Reset First Pref. Shares, Series 2
38 - Redemption, retraction, cancellation, repurchase

-61,000 vol
0
Filed 2019-10-07 14:37
Tx date 2019-09-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares 5-Year Rate Reset First Pref. Shares, Series 2
38 - Redemption, retraction, cancellation, repurchase

+61,000 vol
61,000
Filed 2019-10-07 14:34
Tx date 2003-05-15
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares 5-Year Rate Reset First Pref. Shares, Series 2
00 - Opening Balance-Initial SEDI Report
Filed 2019-08-06 17:03
Tx date 2019-08-01
$CPL
Copper Lake Resources Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-19,500
-1,300,000 vol
$0.015 each
4,950,000
Filed 2019-07-30 14:41
Tx date 2019-07-26
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-2,596,360
-9,986,000 vol
$0.26 each
49,763,838
Filed 2019-07-30 14:39
Tx date 2019-07-25
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-4,200
-14,000 vol
$0.30 each
59,749,838
Filed 2019-06-03 16:49
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$818,248
+8,182,480 vol
$0.10 each
8,182,480
Filed 2019-06-03 16:47
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2019-06-03 16:47
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$400,200
+6,670,000 vol
$0.06 each
6,670,000
Filed 2019-06-03 16:47
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-06-03 16:46
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$1,100,000
+11,000,000 vol
$0.10 each
11,000,000
Filed 2019-06-03 16:45
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2019-06-03 16:45
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$605,000
+11,000,000 vol
$0.055 each
11,000,000
Filed 2019-06-03 16:45
Tx date 2019-05-31
$AL
ALX Uranium Corp. (Formerly Lakeland Resources Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-05-16 09:36
Tx date 2017-07-19
$MVI
Monitor Ventures Inc. (formerly, American Vanadium Corp.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
37 - Stock split or consolidation

-15,360,000 vol
640,000
Filed 2019-04-30 09:25
Tx date 2019-04-26
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Warrants
53 - Grant of warrants
$7,901
+52,675 vol
$0.15 each
4,811,760
Filed 2019-04-25 13:59
Tx date 2019-04-24
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Warrants
53 - Grant of warrants
$1,575
+10,500 vol
$0.15 each
4,759,085
Filed 2019-04-22 15:04
Tx date 2019-04-17
$ECS
eCobalt Solutions Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
53 - Grant of warrants
$2,500,000
+6,250,000 vol
$0.40 each
6,250,000
Filed 2019-04-22 15:03
Tx date 2011-03-10
$ECS
eCobalt Solutions Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-22 15:02
Tx date 2019-04-17
$ECS
eCobalt Solutions Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$2,000,000
+6,250,000 vol
$0.32 each
23,019,600
Filed 2019-04-22 15:01
Tx date 2018-05-24
$ECS
eCobalt Solutions Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants Private Placement Subscriptions
54 - Exercise of warrants
$-166,680
-416,700 vol
$0.40 each
0
Filed 2019-04-22 14:58
Tx date 2018-05-24
$ECS
eCobalt Solutions Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$166,680
+416,700 vol
$0.40 each
16,769,600
Filed 2019-04-18 16:53
Tx date 2019-04-15
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-740,000
-4,000,000 vol
$0.185 each
59,763,838
Filed 2019-04-17 16:09
Tx date 2019-04-16
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Warrants
53 - Grant of warrants
$225,014
+1,500,098 vol
$0.15 each
4,748,585
Filed 2019-04-17 16:02
Tx date 2019-04-16
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
53 - Grant of warrants
$1,251,000
+8,340,000 vol
$0.15 each
16,966,018
Filed 2019-04-17 16:00
Tx date 2019-04-16
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$1,668,000
+16,680,000 vol
$0.10 each
36,932,036
Filed 2019-04-17 15:58
Tx date 2019-04-12
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-416,666.70
-4,166,667 vol
$0.10 each
0
Filed 2019-03-25
Tx date 2019-03-22
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,500,000
+1,500,000 vol
$1.00 each
3,500,000
Filed 2019-03-20
Tx date 2019-03-18
$HMC
Havilah Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-03-20
Tx date 2019-03-18
$HMC
Havilah Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,400,000
+4,666,667 vol
$0.30 each
4,666,667
Filed 2019-02-13
Tx date 2019-02-13
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
99 - Correction of information

+3,425,000 vol
3,425,000
Filed 2019-02-13
Tx date 2010-06-23
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-13
Tx date 2019-02-13
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Indirect Ownership)
Common Shares
99 - Correction of information

-3,425,000 vol
0
Filed 2019-02-13
Tx date 2019-02-12
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$2,152,500
+14,350,000 vol
$0.15 each
63,763,838
Filed 2018-11-29
Tx date 2018-11-28
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,500,000
+6,000,000 vol
$0.25 each
6,000,000
Filed 2018-11-29
Tx date 2018-11-28
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
1,394,999
Filed 2018-11-29
Tx date 2018-11-28
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$91,500
+366,000 vol
$0.25 each
615,999
Filed 2018-11-29
Tx date 2018-11-28
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-29
Tx date 2018-11-28
$CBR
Cabral Gold Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
249,999
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
4,166,667
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,897,723
+17,252,036 vol
$0.11 each
20,252,036
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
3,000,000
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$128,166
+1,165,154 vol
$0.11 each
3,248,487
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
2,083,333
Filed 2018-11-09
Tx date 2018-11-08
$MAE
Maritime Resources Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$1,293,902
+8,626,018 vol
$0.15 each
8,626,018
Filed 2018-11-07
Tx date 2018-11-02
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-61,893
-90,000 vol
$0.69 each
714,545
Filed 2018-11-01
Tx date 2018-10-29
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-67,890
-100,000 vol
$0.68 each
1,104,545
Filed 2018-11-01
Tx date 2018-11-01
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-66,024
-112,000 vol
$0.59 each
804,545
Filed 2018-11-01
Tx date 2018-10-30
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-104,679.20
-179,000 vol
$0.58 each
925,545
Filed 2018-11-01
Tx date 2018-10-31
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-4,950
-9,000 vol
$0.55 each
916,545
Filed 2018-08-01
Tx date 2018-07-31
$ORM
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

+1,159,970 vol
3,227,107
Filed 2018-08-01
Tx date 2011-01-07
$ORM
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-08-01
Tx date 2018-07-31
$ORM
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Warrants
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$84,097
+289,992 vol
$0.29 each
289,992
Filed 2018-07-17
Tx date 2018-07-13
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$300,000
+2,000,000 vol
$0.15 each
2,000,000
Filed 2018-07-17
Tx date 2018-07-13
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-17
Tx date 2018-07-13
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
1,204,545
Filed 2018-07-17
Tx date 2018-07-13
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$400,000
+2,000,000 vol
$0.20 each
2,000,000
Filed 2018-07-17
Tx date 2018-07-13
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-13
Tx date 2018-02-12
$PMA
PetroMaroc Corporation plc (formerly Longreach Oil and Gas Limited)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$-800,530.9812
-13,275,804 vol
$0.0603 each
0
Filed 2018-02-09
Tx date 2018-02-05
$PMA
PetroMaroc Corporation plc (formerly Longreach Oil and Gas Limited)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-1,611.90
-27,000 vol
$0.0597 each
13,448,804
Filed 2018-02-09
Tx date 2018-02-07
$PMA
PetroMaroc Corporation plc (formerly Longreach Oil and Gas Limited)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-9,480.40
-173,000 vol
$0.0548 each
13,275,804
Filed 2018-02-07
Tx date 2018-02-02
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-182,340
-2,026,000 vol
$0.09 each
2,307,333
Filed 2018-02-01
Tx date 2018-01-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares First Preference Shares, Series 5 - 7.5%
38 - Redemption, retraction, cancellation, repurchase
$-7,581,625
-303,265 vol
$25.00 each
0
Filed 2018-02-01
Tx date 2018-01-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares First Preference Shares, Series 5 - 7.5%
38 - Redemption, retraction, cancellation, repurchase
$7,581,625
+303,265 vol
$25.00 each
303,265
Filed 2017-11-27
Tx date 2017-03-06
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Warrants
37 - Stock split or consolidation

-3,204,000 vol
676,000
Filed 2017-11-27
Tx date 2017-03-06
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Common Shares
37 - Stock split or consolidation

-20,521,521 vol
5,130,380
Filed 2017-11-27
Tx date 2017-11-24
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$150,000
+1,250,000 vol
$0.12 each
6,380,380
Filed 2017-10-26
Tx date 2017-10-25
$FLO
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$1,500,000
+2,000,000 vol
$0.75 each
2,000,000
Filed 2017-10-26
Tx date 2011-01-07
$FLO
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-10-26
Tx date 2017-10-25
$FLO
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

+9,748,470 vol
9,748,470
Filed 2017-10-26
Tx date 2017-10-23
$FLO
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
37 - Stock split or consolidation

-1,145,300 vol
854,700
Filed 2017-10-26
Tx date 2017-10-25
$FLO
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

+1,212,437 vol
2,067,137
Filed 2017-10-26
Tx date 2011-01-07
$FLO
Orford Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-09-25
Tx date 2017-06-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
36 - Conversion or exchange

-$200,000 vol
Filed 2017-09-25
Tx date 2017-06-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
36 - Conversion or exchange

-$200,000 vol
Filed 2017-09-25
Tx date 2012-07-09
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 1-year term 12%
00 - Opening Balance-Initial SEDI Report
Filed 2017-09-25
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 1-year term 12%
36 - Conversion or exchange

+$200,000 vol
$200,000
Filed 2017-09-25
Tx date 2017-06-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 1-year term 12%
36 - Conversion or exchange

-$200,000 vol
$0
Filed 2017-09-25
Tx date 2012-07-09
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
00 - Opening Balance-Initial SEDI Report
Filed 2017-09-25
Tx date 2012-07-09
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
00 - Opening Balance-Initial SEDI Report
Filed 2017-09-25
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
36 - Conversion or exchange

+$200,000 vol
Filed 2017-09-25
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
36 - Conversion or exchange

+$200,000 vol
Filed 2017-09-20
Tx date 2017-06-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
36 - Conversion or exchange

+3,333,333 vol
4,333,333
Filed 2017-09-20
Tx date 2017-06-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
36 - Conversion or exchange

-$200,000 vol
$0
Filed 2017-09-12
Tx date 2017-09-11
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$969,999
+7,461,538 vol
$0.13 each
49,413,838
Filed 2017-09-12
Tx date 2017-09-11
$RGD
Reunion Gold Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$746,153
+3,730,769 vol
$0.20 each
3,730,769
Filed 2017-05-12
Tx date 2012-07-09
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-05-12
Tx date 2017-05-08
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$60,000
+1,000,000 vol
$0.06 each
1,000,000
Filed 2017-05-12
Tx date 2017-05-08
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
54 - Exercise of warrants
$-60,000
-1,000,000 vol
$0.06 each
0
Filed 2016-09-15
Tx date 2016-09-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$100,000
+2,500,000 vol
$0.04 each
14,154,431
Filed 2016-09-15
Tx date 2016-09-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Subscription Rights
58 - Expiration of rights

-6,654,431 vol
0
Filed 2016-09-15
Tx date 2016-09-12
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Subscription Rights
57 - Exercise of rights
$-200,000
-5,000,000 vol
$0.04 each
6,654,431
Filed 2016-08-08
Tx date 2016-08-05
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Subscription Rights
56 - Grant of rights
$466,177
+11,654,431 vol
$0.04 each
11,654,431
Filed 2016-08-08
Tx date 2012-07-09
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Subscription Rights
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-03
Tx date 2016-07-29
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$70,400
+880,000 vol
$0.08 each
3,880,000
Filed 2016-08-03
Tx date 2016-07-29
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately

+$88,000 vol
$588,000
Filed 2016-08-03
Tx date 2016-06-29
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately

+$88,000 vol
Filed 2016-07-13
Tx date 2016-07-11
$DPM
Dundee Precious Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$2,520,000
+840,000 vol
$3.00 each
36,381,552
Filed 2016-06-30
Tx date 2016-06-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares First Preference Shares, Series 5 - 7.5%
38 - Redemption, retraction, cancellation, repurchase

-458,969 vol
0
Filed 2016-06-30
Tx date 2016-06-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares First Preference Shares, Series 5 - 7.5%
38 - Redemption, retraction, cancellation, repurchase

+458,969 vol
458,969
Filed 2016-06-30
Tx date 2003-05-15
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Preferred Shares First Preference Shares, Series 5 - 7.5%
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-06
Tx date 2016-06-01
$FCO
Formation Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants Private Placement Subscriptions
11 - Acquisition or disposition carried out privately
$166,680
+416,700 vol
$0.40 each
416,700
Filed 2016-06-06
Tx date 2011-03-10
$FCO
Formation Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants Private Placement Subscriptions
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-06
Tx date 2016-06-01
$FCO
Formation Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$250,020
+833,400 vol
$0.30 each
16,352,900
Filed 2016-05-13
Tx date 2016-05-10
$DPM
Dundee Precious Metals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

+70,745 vol
35,541,552
Filed 2016-05-06
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
55 - Expiration of warrants

-1,000,000 vol
0
Filed 2016-05-06
Tx date 2012-07-09
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-06
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Debentures 12% 1 Year Term
36 - Conversion or exchange

+$200,000 vol
$200,000
Filed 2016-05-06
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Convertible Notes Promissory Notes10% - 2 years
36 - Conversion or exchange

-$200,000 vol
$0
Filed 2016-05-06
Tx date 2016-05-03
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
53 - Grant of warrants
$60,000
+1,000,000 vol
$0.06 each
1,000,000
Filed 2016-04-13
Tx date 2016-04-11
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$75,000
+500,000 vol
$0.15 each
3,000,000
Filed 2016-04-13
Tx date 2016-04-11
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$200,000
+2,500,000 vol
$0.08 each
2,500,000
Filed 2016-04-13
Tx date 2016-04-11
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately

+$500,000 vol
$500,000
Filed 2016-04-13
Tx date 2013-01-10
$XYL
Xylitol Canada Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Agricultural Corporation (Indirect Ownership)
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-10
$AVC
American Vanadium Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
55 - Expiration of warrants

-8,000,000 vol
0
Filed 2016-01-22
Tx date 2016-01-18
$GOD
Goldrush Resources Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-14,500,000 vol
0
Filed 2016-01-22
Tx date 2016-01-18
$GOD
Goldrush Resources Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-6,000,000 vol
0
Filed 2015-10-08
Tx date 2015-09-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Subordinate Voting Shares Class A
38 - Redemption, retraction, cancellation, repurchase
$240,000
+25,000 vol
$9.60 each
25,000
Filed 2015-10-08
Tx date 2015-09-30
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Subordinate Voting Shares Class A
38 - Redemption, retraction, cancellation, repurchase
$-240,000
-25,000 vol
$9.60 each
0
Filed 2015-09-28
Tx date 2015-09-23
$SMP
Strata Minerals Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
55 - Expiration of warrants

-1,970,834 vol
0
Filed 2015-09-09
Tx date 2015-08-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Subordinate Voting Shares Class A
38 - Redemption, retraction, cancellation, repurchase
$-266,220
-27,000 vol
$9.86 each
0
Filed 2015-09-09
Tx date 2015-08-31
$DC
Dundee Corporation
Dundee Corporation
1 - Issuer
Direct Ownership
Subordinate Voting Shares Class A
38 - Redemption, retraction, cancellation, repurchase
$266,220
+27,000 vol
$9.86 each
27,000
Filed 2015-08-31
Tx date 2015-08-25
$OBM
Oban Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
3,435,071
Filed 2015-08-31
Tx date 2015-08-25
$OBM
Oban Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
100,000
Filed 2015-08-31
Tx date 2015-08-25
$OBM
Oban Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
3,574,429
Filed 2015-08-31
Tx date 2015-08-25
$OBM
Oban Mining Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equity Limited (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
684,813
Filed 2015-08-28
Tx date 2015-08-25
$RYG
Ryan Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-160,178 vol
0
Filed 2015-08-28
Tx date 2015-08-25
$RYG
Ryan Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: New Venture Equity Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-7,285,242 vol
0
Filed 2015-08-28
Tx date 2015-08-25
$RYG
Ryan Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-500,000 vol
0
Filed 2015-08-28
Tx date 2015-08-25
$RYG
Ryan Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: 0764704 B.C. Ltd. (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-2,035,714 vol
0
Filed 2015-08-28
Tx date 2015-08-25
$RYG
Ryan Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-13,917,500 vol
0
Filed 2015-08-28
Tx date 2015-08-24
$NHK
Nighthawk Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-122,152.20
-1,249,000 vol
$0.0978 each
0
Filed 2015-08-28
Tx date 2015-08-25
$EAG
Eagle Hill Exploration Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Warrants
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-2,558,650 vol
0
Filed 2015-08-28
Tx date 2015-08-25
$EAG
Eagle Hill Exploration Corporation
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-7,024,746 vol
0
Filed 2015-08-28
Tx date 2015-08-25
$CRG
Corona Gold Corporation (formerly Blue Echo Ventures Inc.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-5,046,197 vol
0
Filed 2015-08-28
Tx date 2015-08-26
$ADL
Adira Energy Ltd. (formerly AMG Oil Ltd.)
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Ravensden Alternative Group (Indirect Ownership)
Warrants
55 - Expiration of warrants

-1,055,180 vol
0
Filed 2015-08-14
Tx date 2015-08-10
$NHK
Nighthawk Gold Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-100.00
-1,000 vol
$0.10 each
1,249,000
Filed 2015-07-24
Tx date 2015-07-21
$ADK
Diagnos Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Warrants
55 - Expiration of warrants

-5,827,216 vol
0
Filed 2015-07-13
Tx date 2015-07-09
$DST
Dundee Sustainable Technologies Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Warrants
54 - Exercise of warrants
$-5,000,000
-50,000,000 vol
$0.10 each
0
Filed 2015-07-13
Tx date 2015-07-09
$DST
Dundee Sustainable Technologies Inc.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Subordinate Voting Shares
54 - Exercise of warrants
$5,000,000
+50,000,000 vol
$0.10 each
178,068,497
Filed 2015-07-09
Tx date 2015-07-06
$NCC
Newfoundland Capital Corporation Limited
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Subordinate Voting Shares Class A
10 - Acquisition or disposition in the public market
$-220,060
-25,000 vol
$8.80 each
2,434,500
Filed 2015-06-08
Tx date 2015-06-04
$WOF
Woulfe Mining Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Dundee Resources Limited (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

-29,497,229 vol
29,497,230
Filed 2015-06-01
Tx date 2015-05-28
$NCC
Newfoundland Capital Corporation Limited
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Subordinate Voting Shares Class A
10 - Acquisition or disposition in the public market
$-250,230
-28,500 vol
$8.78 each
2,459,500
Filed 2015-05-22
Tx date 2015-05-20
$DAQ
Dundee Acquisition Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Class B Shares
11 - Acquisition or disposition carried out privately
$307,500
+30,750 vol
$10.00 each
3,272,677
Filed 2015-05-22
Tx date 2015-05-20
$DAQ
Dundee Acquisition Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Class B Shares
97 - Other

-67,448 vol
3,241,927
Filed 2015-05-22
Tx date 2015-05-20
$DAQ
Dundee Acquisition Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$176,812
+15,375 vol
$11.50 each
215,375
Filed 2015-05-19
Tx date 2015-05-12
$NCC
Newfoundland Capital Corporation Limited
Dundee Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Subordinate Voting Shares Class A
10 - Acquisition or disposition in the public market
$-3,555,022
-404,900 vol
$8.78 each
2,488,000
Filed 2014-01-24
Tx date 2014-01-23
$SBB
Sabina Gold & Silver Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-23,130
-25,000 vol
$0.93 each
22,925,486
Filed 2014-01-24
Tx date 2014-01-22
$SBB
Sabina Gold & Silver Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-60,914
-70,000 vol
$0.87 each
22,950,486
Filed 2014-01-24
Tx date 2014-01-21
$SBB
Sabina Gold & Silver Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-266,722.50
-305,000 vol
$0.87 each
23,020,486
Filed 2014-01-24
Tx date 2014-01-20
$SBB
Sabina Gold & Silver Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-214,954.50
-235,000 vol
$0.91 each
23,325,486
Filed 2014-01-24
Tx date 2014-01-22
$PGD
Peregrine Diamonds Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-35,000
-70,000 vol
$0.50 each
15,350,142
Filed 2014-01-24
Tx date 2014-01-21
$PGD
Peregrine Diamonds Ltd.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-65,087.50
-127,000 vol
$0.51 each
15,420,142
Filed 2014-01-24
Tx date 2014-01-21
$COP
Coro Mining Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately
$300,000
+2,000,000 vol
$0.15 each
2,000,000
Filed 2014-01-24
Tx date 2010-04-30
$COP
Coro Mining Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2014-01-24
Tx date 2014-01-21
$COP
Coro Mining Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$400,000
+4,000,000 vol
$0.10 each
4,000,000
Filed 2014-01-24
Tx date 2010-04-30
$COP
Coro Mining Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2014-01-24
Tx date 2014-01-22
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-800.00
-10,000 vol
$0.08 each
1,314,332
Filed 2014-01-24
Tx date 2014-01-21
$CD
Cantex Mine Development Corp.
Dundee Corporation
3 - 10% Security Holder of Issuer
Holder: Goodman & Company, Investment Counsel Inc. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-720.00
-9,000 vol
$0.08 each
1,324,332