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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2022-05-13 15:32
Tx date 2022-05-11
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$239,333
+18,000 vol
$13.30 each
125,036
Filed 2022-05-13 15:32
Tx date 2022-05-10
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$199,773
+15,200 vol
$13.14 each
107,036
Filed 2022-05-13 15:30
Tx date 2022-05-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-22,280.8886
-1,483 vol
$15.02 each
2,477,472
Filed 2022-05-13 15:29
Tx date 2022-05-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-25,706.4062
-1,711 vol
$15.02 each
2,858,469
Filed 2022-05-13 15:28
Tx date 2022-05-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-16,616.7652
-1,106 vol
$15.02 each
2,569,623
Filed 2022-05-06 10:21
Tx date 2022-05-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-14,671.2182
-977 vol
$15.02 each
2,570,729
Filed 2022-05-06 10:18
Tx date 2022-05-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-19,686.7626
-1,311 vol
$15.02 each
2,478,955
Filed 2022-05-06 10:17
Tx date 2022-05-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-22,705.0992
-1,512 vol
$15.02 each
2,860,180
Filed 2022-05-06 10:17
Tx date 2022-05-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-15,158.9366
-977 vol
$15.52 each
Filed 2022-05-06 10:16
Tx date 2022-05-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-10,550.744
-680 vol
$15.52 each
2,480,266
Filed 2022-05-06 10:15
Tx date 2022-05-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-12,024.745
-775 vol
$15.52 each
2,861,692
Filed 2022-05-06 10:15
Tx date 2022-05-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-8,844.006
-570 vol
$15.52 each
1,579,985
Filed 2022-05-06 10:14
Tx date 2022-05-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-8,921.585
-575 vol
$15.52 each
2,571,706
Filed 2022-04-22 13:03
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-150.401
-10 vol
$15.04 each
17,204
Filed 2022-04-22 13:02
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-2,406.416
-160 vol
$15.04 each
405,013
Filed 2022-04-22 13:02
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-14,814.4985
-985 vol
$15.04 each
2,481,345
Filed 2022-04-22 13:01
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-3,008.02
-200 vol
$15.04 each
500,936
Filed 2022-04-22 13:00
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-526.4035
-35 vol
$15.04 each
91,851
Filed 2022-04-22 13:00
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-17,070.5135
-1,135 vol
$15.04 each
2,862,927
Filed 2022-04-22 12:59
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-9,475.263
-630 vol
$15.04 each
1,580,809
Filed 2022-04-22 12:59
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-15,340.902
-1,020 vol
$15.04 each
2,572,694
Filed 2022-04-22 12:58
Tx date 2022-04-20
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-376.0025
-25 vol
$15.04 each
68,153
Filed 2022-04-22 12:57
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-165.2706
-11 vol
$15.02 each
17,214
Filed 2022-04-22 12:57
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-3,906.396
-260 vol
$15.02 each
405,173
Filed 2022-04-22 12:56
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-23,964.237
-1,595 vol
$15.02 each
2,482,330
Filed 2022-04-22 12:55
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-4,837.9212
-322 vol
$15.02 each
501,136
Filed 2022-04-22 12:55
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-886.4514
-59 vol
$15.02 each
91,886
Filed 2022-04-22 12:54
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-27,645.264
-1,840 vol
$15.02 each
2,864,062
Filed 2022-04-22 12:54
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-15,264.9936
-1,016 vol
$15.02 each
1,581,439
Filed 2022-04-22 12:53
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-24,835.6638
-1,653 vol
$15.02 each
2,573,714
Filed 2022-04-22 12:52
Tx date 2022-04-19
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-661.0824
-44 vol
$15.02 each
68,178
Filed 2022-04-22 12:51
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-367.6368
-24 vol
$15.32 each
17,225
Filed 2022-04-22 12:46
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-8,624.1466
-563 vol
$15.32 each
405,433
Filed 2022-04-22 12:46
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-52,801.8354
-3,447 vol
$15.32 each
2,483,925
Filed 2022-04-22 12:45
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-10,661.4672
-696 vol
$15.32 each
501,458
Filed 2022-04-22 12:44
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,960.7296
-128 vol
$15.32 each
91,945
Filed 2022-04-22 12:44
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-60,920.4814
-3,977 vol
$15.32 each
2,865,902
Filed 2022-04-22 12:43
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-33,638.7672
-2,196 vol
$15.32 each
1,582,455
Filed 2022-04-22 12:42
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-54,747.2468
-3,574 vol
$15.32 each
2,575,367
Filed 2022-04-22 12:41
Tx date 2022-04-18
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,455.229
-95 vol
$15.32 each
68,222
Filed 2022-04-14 16:50
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-615.2542
-41 vol
$15.01 each
17,249
Filed 2022-04-14 16:49
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-14,480.983
-965 vol
$15.01 each
405,996
Filed 2022-04-14 16:49
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-88,686.642
-5,910 vol
$15.01 each
2,487,372
Filed 2022-04-14 16:48
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-17,902.3966
-1,193 vol
$15.01 each
502,154
Filed 2022-04-14 16:48
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-3,286.3578
-219 vol
$15.01 each
92,073
Filed 2022-04-14 16:47
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-102,312.2716
-6,818 vol
$15.01 each
2,869,879
Filed 2022-04-14 16:46
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-56,498.343
-3,765 vol
$15.01 each
1,584,651
Filed 2022-04-14 16:45
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-91,942.9874
-6,127 vol
$15.01 each
2,578,941
Filed 2022-04-14 16:45
Tx date 2022-04-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-2,431.0044
-162 vol
$15.01 each
68,317
Filed 2022-04-14 16:44
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-147.767
-10 vol
$14.78 each
17,290
Filed 2022-04-14 16:44
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-2,364.272
-160 vol
$14.78 each
406,961
Filed 2022-04-14 16:43
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-14,555.0495
-985 vol
$14.78 each
2,493,282
Filed 2022-04-14 16:42
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-2,955.34
-200 vol
$14.78 each
503,347
Filed 2022-04-14 16:40
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-517.1845
-35 vol
$14.78 each
92,292
Filed 2022-04-14 16:39
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-16,771.5545
-1,135 vol
$14.78 each
2,876,697
Filed 2022-04-14 16:39
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-9,309.321
-630 vol
$14.78 each
1,588,416
Filed 2022-04-14 16:38
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-15,072.234
-1,020 vol
$14.78 each
2,585,068
Filed 2022-04-14 16:37
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-369.4175
-25 vol
$14.78 each
68,479
Filed 2022-04-14 16:36
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-369.4175
-25 vol
$14.78 each
Filed 2022-04-14 16:34
Tx date 2022-04-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-369.4175
-25 vol
$14.78 each
Filed 2022-04-11 10:39
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-445.872
-30 vol
$14.86 each
17,300
Filed 2022-04-11 10:39
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-10,477.992
-705 vol
$14.86 each
407,121
Filed 2022-04-11 10:39
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-64,502.816
-4,340 vol
$14.86 each
2,494,267
Filed 2022-04-11 10:38
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-13,004.60
-875 vol
$14.86 each
503,547
Filed 2022-04-11 10:37
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-2,377.984
-160 vol
$14.86 each
92,327
Filed 2022-04-11 10:37
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-74,386.312
-5,005 vol
$14.86 each
2,877,832
Filed 2022-04-11 10:36
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-41,094.536
-2,765 vol
$14.86 each
1,589,046
Filed 2022-04-11 10:35
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-66,880.80
-4,500 vol
$14.86 each
2,586,088
Filed 2022-04-11 10:30
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,783.488
-120 vol
$14.86 each
68,504
Filed 2022-04-08 19:58
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-297.248
-20 vol
$14.86 each
Filed 2022-04-08 19:57
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-7,133.952
-480 vol
$14.86 each
Filed 2022-04-08 19:56
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-43,546.832
-2,930 vol
$14.86 each
Filed 2022-04-08 19:56
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-8,768.816
-590 vol
$14.86 each
Filed 2022-04-08 19:55
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,634.864
-110 vol
$14.86 each
Filed 2022-04-08 19:54
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-50,234.912
-3,380 vol
$14.86 each
Filed 2022-04-08 19:53
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-27,822.4128
-1,872 vol
$14.86 each
Filed 2022-04-08 19:52
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-45,181.696
-3,040 vol
$14.86 each
Filed 2022-04-08 19:51
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,188.992
-80 vol
$14.86 each
Filed 2022-04-08 19:58
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-297.248
-20 vol
$14.86 each
17,310
Filed 2022-04-08 19:57
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-7,133.952
-480 vol
$14.86 each
407,346
Filed 2022-04-08 19:56
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-43,546.832
-2,930 vol
$14.86 each
2,495,677
Filed 2022-04-08 19:56
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-8,768.816
-590 vol
$14.86 each
503,832
Filed 2022-04-08 19:55
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,634.864
-110 vol
$14.86 each
92,377
Filed 2022-04-08 19:54
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-50,234.912
-3,380 vol
$14.86 each
2,879,457
Filed 2022-04-08 19:53
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-27,822.4128
-1,872 vol
$14.86 each
1,589,939
Filed 2022-04-08 19:52
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-45,181.696
-3,040 vol
$14.86 each
2,587,548
Filed 2022-04-08 19:51
Tx date 2022-04-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,188.992
-80 vol
$14.86 each
68,544
Filed 2022-04-08 19:51
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-880.657
-61 vol
$14.44 each
17,330
Filed 2022-04-08 19:49
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-20,717.095
-1,435 vol
$14.44 each
407,826
Filed 2022-04-08 19:48
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-126,958.978
-8,794 vol
$14.44 each
2,498,607
Filed 2022-04-08 19:47
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-25,625.675
-1,775 vol
$14.44 each
504,422
Filed 2022-04-08 19:47
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-4,706.462
-326 vol
$14.44 each
92,487
Filed 2022-04-08 19:46
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-146,477.802
-10,146 vol
$14.44 each
2,882,837
Filed 2022-04-08 19:45
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-80,890.511
-5,603 vol
$14.44 each
1,591,811
Filed 2022-04-08 19:44
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-131,636.566
-9,118 vol
$14.44 each
2,590,588
Filed 2022-04-08 19:44
Tx date 2022-04-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-3,493.754
-242 vol
$14.44 each
68,624
Filed 2022-04-08 19:43
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-500.605
-35 vol
$14.30 each
17,391
Filed 2022-04-08 19:42
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-11,513.915
-805 vol
$14.30 each
409,261
Filed 2022-04-08 19:41
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-70,799.85
-4,950 vol
$14.30 each
2,507,401
Filed 2022-04-08 19:40
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-14,303
-1,000 vol
$14.30 each
506,197
Filed 2022-04-08 19:40
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-2,646.055
-185 vol
$14.30 each
92,813
Filed 2022-04-08 19:39
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-81,670.13
-5,710 vol
$14.30 each
2,892,983
Filed 2022-04-08 19:38
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-45,054.45
-3,150 vol
$14.30 each
1,597,414
Filed 2022-04-08 19:38
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-73,374.39
-5,130 vol
$14.30 each
2,599,706
Filed 2022-04-08 19:37
Tx date 2022-04-05
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-1,930.905
-135 vol
$14.30 each
68,866
Filed 2022-04-05 16:19
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-114.36
-8 vol
$14.29 each
410,066
Filed 2022-04-05 16:19
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-671.865
-47 vol
$14.29 each
2,512,351
Filed 2022-04-05 16:18
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-128.655
-9 vol
$14.29 each
507,197
Filed 2022-04-05 16:18
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-28.59
-2 vol
$14.29 each
92,998
Filed 2022-04-05 16:17
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-771.93
-54 vol
$14.29 each
2,898,693
Filed 2022-04-05 16:16
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-428.85
-30 vol
$14.29 each
1,600,564
Filed 2022-04-05 16:16
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-700.455
-49 vol
$14.29 each
2,604,836
Filed 2022-04-05 16:15
Tx date 2022-04-04
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-14.295
-1 vol
$14.29 each
69,001
Filed 2021-07-19 10:11
Tx date 2021-07-15
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$286,232
+40,200 vol
$7.12 each
93,000
Filed 2021-07-14 17:44
Tx date 2021-07-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$89,563
+12,400 vol
$7.22 each
52,800
Filed 2021-07-14 17:43
Tx date 2021-07-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$11,574
+1,600 vol
$7.23 each
40,400
Filed 2021-07-09 14:11
Tx date 2021-07-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$41,297
+5,800 vol
$7.12 each
38,800
Filed 2021-06-25 10:31
Tx date 2021-06-22
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$34,234
+5,500 vol
$6.22 each
33,000
Filed 2021-06-25 10:31
Tx date 2021-06-21
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$173,791
+27,500 vol
$6.32 each
27,500
Filed 2021-06-25 10:30
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Multi-Asset Fund L.P. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-06-03 15:16
Tx date 2021-06-02
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$326,000 vol
$0
Filed 2021-06-03 15:15
Tx date 2021-06-03
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$1,735,000 vol
$0
Filed 2021-06-03 15:15
Tx date 2021-06-02
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$774,000 vol
$1,735,000
Filed 2021-06-01 17:09
Tx date 2021-06-01
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$200,000 vol
$326,000
Filed 2021-06-01 17:09
Tx date 2021-06-01
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$1,100,000 vol
$2,509,000
Filed 2021-05-18 09:18
Tx date 2021-05-17
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$300,000 vol
$3,609,000
Filed 2021-05-14 16:07
Tx date 2021-05-14
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$300,000 vol
$3,909,000
Filed 2021-05-10 17:26
Tx date 2021-05-10
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$200,000 vol
$526,000
Filed 2021-05-10 17:25
Tx date 2021-05-10
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$800,000 vol
$4,209,000
Filed 2021-03-26 17:12
Tx date 2021-03-26
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$200,000 vol
$726,000
Filed 2021-03-26 17:11
Tx date 2021-03-26
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$800,000 vol
$5,009,000
Filed 2021-03-22 10:22
Tx date 2021-03-17
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$200,000 vol
$926,000
Filed 2021-03-22 10:22
Tx date 2021-03-17
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$1,000,000 vol
$5,809,000
Filed 2021-03-18 10:16
Tx date 2021-03-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$284,000 vol
$1,126,000
Filed 2021-03-18 10:16
Tx date 2021-01-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$310,000 vol
$1,410,000
Filed 2021-03-18 10:15
Tx date 2020-11-17
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$500,000 vol
$1,100,000
Filed 2021-03-18 10:15
Tx date 2020-05-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$400,000 vol
$600,000
Filed 2021-03-18 10:15
Tx date 2020-05-07
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$200,000 vol
$200,000
Filed 2021-03-18 10:13
Tx date 2021-03-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$1,716,000 vol
$6,809,000
Filed 2021-03-18 10:12
Tx date 2020-03-30
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$1,000,000 vol
$8,525,000
Filed 2021-03-18 10:11
Tx date 2020-03-27
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$2,375,000 vol
$7,525,000
Filed 2021-03-18 10:11
Tx date 2020-03-27
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$1,500,000 vol
$5,150,000
Filed 2021-03-18 10:10
Tx date 2020-03-25
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$3,000,000 vol
$3,650,000
Filed 2021-03-18 10:10
Tx date 2020-03-23
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$650,000 vol
$650,000
Filed 2021-03-17 11:11
Tx date 2021-03-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$290,198 vol
Filed 2021-03-17 11:10
Tx date 2021-03-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$1,753,452 vol
Filed 2021-01-07 09:18
Tx date 2021-01-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$296,051 vol
Filed 2020-11-17 15:44
Tx date 2020-11-17
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$449,650 vol
Filed 2020-05-12 16:41
Tx date 2020-05-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$258,766 vol
Filed 2020-05-12 16:40
Tx date 2020-05-07
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$137,329 vol
Filed 2020-04-03 16:12
Tx date 2020-03-30
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$668,367 vol
Filed 2020-03-27 16:18
Tx date 2020-03-27
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$1,586,731 vol
Filed 2020-03-27 16:18
Tx date 2020-03-27
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$998,396 vol
Filed 2020-03-27 16:17
Tx date 2020-03-25
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$1,889,366 vol
Filed 2020-03-27 16:16
Tx date 2020-03-23
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$386,263 vol
Filed 2021-03-17 11:11
Tx date 2021-03-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$290,198 vol
$851,598
Filed 2021-03-17 11:10
Tx date 2021-03-12
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

-$1,753,452 vol
$3,775,671
Filed 2021-01-07 09:18
Tx date 2021-01-06
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$296,051 vol
$1,141,796
Filed 2020-11-17 15:44
Tx date 2020-11-17
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$449,650 vol
$845,745
Filed 2020-05-12 16:41
Tx date 2020-05-08
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$258,766 vol
$396,095
Filed 2020-05-12 16:40
Tx date 2020-05-07
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$137,329 vol
$137,329
Filed 2020-05-12 16:39
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Dislocation Fund (Control or Direction)
Notes (New) Exp. 2023
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-03 16:12
Tx date 2020-03-30
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$668,367 vol
$5,529,123
Filed 2020-03-27 16:18
Tx date 2020-03-27
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$1,586,731 vol
$4,860,756
Filed 2020-03-27 16:18
Tx date 2020-03-27
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$998,396 vol
$3,274,025
Filed 2020-03-27 16:17
Tx date 2020-03-25
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$1,889,366 vol
$2,275,629
Filed 2020-03-27 16:16
Tx date 2020-03-23
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
10 - Acquisition or disposition in the public market

+$386,263 vol
$386,263
Filed 2020-03-27 16:15
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Notes (New) Exp. 2023
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-27 16:15
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Direct Ownership
Notes (New) Exp. 2023
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-27 16:14
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Direct Ownership
Notes (New) Exp. 2023
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-23 11:02
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institure of Technology (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
17,426
Filed 2020-03-23 11:01
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EM Credit Total Return Fund (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
69,002
Filed 2020-03-23 11:00
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
410,074
Filed 2020-03-23 11:00
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
507,206
Filed 2020-03-23 10:59
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II LP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
1,600,594
Filed 2020-03-23 10:59
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A LP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
2,604,885
Filed 2020-03-23 10:58
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
2,512,398
Filed 2020-03-23 10:57
Tx date 2020-03-13
$FEC
Frontera Energy Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III LP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
2,898,747
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Total Return Allocator Emerging Market Debt Fund (Control or Direction)
Common Shares
37 - Stock split or consolidation

-1,133,033 vol
125,892
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Brunei Investment Agency (Control or Direction)
Common Shares
37 - Stock split or consolidation

-596,278 vol
66,253
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institute of Technology (Control or Direction)
Common Shares
37 - Stock split or consolidation

-568,328 vol
63,147
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Common Shares
37 - Stock split or consolidation

-3,077,264 vol
341,918
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Common Shares
37 - Stock split or consolidation

-424,227 vol
47,136
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Common Shares
37 - Stock split or consolidation

-130,082,219 vol
14,453,579
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A, L.P. (Control or Direction)
Common Shares
37 - Stock split or consolidation

-15,792,353 vol
1,754,705
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Common Shares
37 - Stock split or consolidation

-18,939,064 vol
2,104,340
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EMD Allocation Fund LLC (Control or Direction)
Common Shares
37 - Stock split or consolidation

-206,005 vol
22,889
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Common Shares
37 - Stock split or consolidation

-14,238,023 vol
1,582,002
Filed 2017-06-22
Tx date 2017-06-01
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Common Shares
90 - Change in the nature of ownership

-1,582,002 vol
0
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Corporate Emerging Market Debt Fund (Control or Direction)
Common Shares
37 - Stock split or consolidation

-323,502 vol
35,944
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy High Yield Corporate Emerging Market Debt Fund (Control or Direction)
Common Shares
37 - Stock split or consolidation

-311,597 vol
34,621
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: JPMorgan Chase Retirement Plan (Control or Direction)
Common Shares
37 - Stock split or consolidation

-508,286 vol
56,476
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Kern County Employees Retirement Association (Control or Direction)
Common Shares
37 - Stock split or consolidation

-1,478,792 vol
164,310
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Life Insurance Company (Control or Direction)
Common Shares
37 - Stock split or consolidation

-892,865 vol
99,207
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Mutual Insurance Company (Control or Direction)
Common Shares
37 - Stock split or consolidation

-892,865 vol
99,207
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company (Control or Direction)
Common Shares
37 - Stock split or consolidation

-7,370,664 vol
818,963
Filed 2017-06-22
Tx date 2017-05-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+49,170 vol
868,133
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company RGAANNTY (Control or Direction)
Common Shares
37 - Stock split or consolidation

-442,552 vol
49,170
Filed 2017-06-22
Tx date 2017-05-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company RGAANNTY (Control or Direction)
Common Shares
90 - Change in the nature of ownership

-49,170 vol
0
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Roehamption Partners LLC (Control or Direction)
Common Shares
37 - Stock split or consolidation

-87,073,857 vol
9,674,873
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
37 - Stock split or consolidation

-12,519,316 vol
1,391,035
Filed 2017-06-22
Tx date 2017-06-01
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+1,582,002 vol
2,973,037
Filed 2017-06-22
Tx date 2017-05-23
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
37 - Stock split or consolidation

-3,692,631 vol
410,292
Filed 2017-04-27
Tx date 2016-02-25
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+1,304,844 vol
8,619,844
Filed 2017-04-27
Tx date 2016-02-25
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+126,844 vol
126,844
Filed 2017-04-27
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Roehamption Partners LLC (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$9,051,700 vol
$9,051,700
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$7,134,100 vol
$7,134,100
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$247,187,100 vol
$247,187,100
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company RGAANNTY (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$855,000 vol
$855,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company RGAANNTY (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$14,240,000 vol
$14,240,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Mutual Insurance Company (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$1,725,000 vol
$1,725,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Mutual Insurance Company (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Life Insurance Company (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$1,725,000 vol
$1,725,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Life Insurance Company (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Kern County Employees Retirement Association (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$2,857,000 vol
$2,857,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Kern County Employees Retirement Association (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: JPMorgan Chase Retirement Plan (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$982,000 vol
$982,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: JPMorgan Chase Retirement Plan (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Total Return Allocator Emerging Market Debt Fund (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$2,189,000 vol
$2,189,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Total Return Allocator Emerging Market Debt Fund (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy High Yield Corporate Emerging Market Debt Fund (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$602,000 vol
$602,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy High Yield Corporate Emerging Market Debt Fund (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Corporate Emerging Market Debt Fund (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$625,000 vol
$625,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Corporate Emerging Market Debt Fund (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$262,100 vol
$262,100
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EMD Allocation Fund LLC (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$398,000 vol
$398,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EMD Allocation Fund LLC (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$1,131,400 vol
$1,131,400
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Warrants
90 - Change in the nature of ownership

-7,192,422 vol
0
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Roehamption Partners LLC (Control or Direction)
Warrants
90 - Change in the nature of ownership

+7,192,422 vol
7,192,422
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A, L.P. (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$8,818,000 vol
$8,818,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A, L.P. (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$2,935,900 vol
$2,935,900
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$819,600 vol
$819,600
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$475,100 vol
$475,100
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institute of Technology (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$1,098,000 vol
$1,098,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institute of Technology (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Brunei Investment Agency (Control or Direction)
Senior Secured Notes
36 - Conversion or exchange

+$1,152,000 vol
$1,152,000
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Brunei Investment Agency (Control or Direction)
Senior Secured Notes
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
36 - Conversion or exchange

-9,602 vol
0
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
36 - Conversion or exchange

-1,644 vol
0
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
36 - Conversion or exchange

-11,533 vol
0
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
36 - Conversion or exchange

-288 vol
0
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
36 - Conversion or exchange

+4,102,923 vol
4,102,923
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
36 - Conversion or exchange

+13,910,351 vol
13,910,351
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Roehamption Partners LLC (Control or Direction)
Common Shares
36 - Conversion or exchange

+96,748,730 vol
96,748,730
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Roehamption Partners LLC (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company RGAANNTY (Control or Direction)
Common Shares
36 - Conversion or exchange

+491,722 vol
491,722
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company RGAANNTY (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company (Control or Direction)
Common Shares
36 - Conversion or exchange

+8,189,627 vol
8,189,627
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: RGA Reinsurance Company (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Mutual Insurance Company (Control or Direction)
Common Shares
36 - Conversion or exchange

+992,072 vol
992,072
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Mutual Insurance Company (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Life Insurance Company (Control or Direction)
Common Shares
36 - Conversion or exchange

+992,072 vol
992,072
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Nationwide Life Insurance Company (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Kern County Employees Retirement Association (Control or Direction)
Common Shares
36 - Conversion or exchange

+1,643,102 vol
1,643,102
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Kern County Employees Retirement Association (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: JPMorgan Chase Retirement Plan (Control or Direction)
Common Shares
36 - Conversion or exchange

+564,762 vol
564,762
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: JPMorgan Chase Retirement Plan (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Total Return Allocator Emerging Market Debt Fund (Control or Direction)
Common Shares
36 - Conversion or exchange

+1,258,925 vol
1,258,925
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Total Return Allocator Emerging Market Debt Fund (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy High Yield Corporate Emerging Market Debt Fund (Control or Direction)
Common Shares
36 - Conversion or exchange

+346,218 vol
346,218
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy High Yield Corporate Emerging Market Debt Fund (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Corporate Emerging Market Debt Fund (Control or Direction)
Common Shares
36 - Conversion or exchange

+359,446 vol
359,446
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Investment Fund PLC Gramercy Corporate Emerging Market Debt Fund (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Common Shares
36 - Conversion or exchange

+15,820,025 vol
15,820,025
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EMD Allocation Fund LLC (Control or Direction)
Common Shares
36 - Conversion or exchange

+228,894 vol
228,894
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy EMD Allocation Fund LLC (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Common Shares
36 - Conversion or exchange

+21,043,404 vol
21,043,404
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III, L.P. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A, L.P. (Control or Direction)
Common Shares
36 - Conversion or exchange

+17,547,058 vol
17,547,058
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund III-A, L.P. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Common Shares
36 - Conversion or exchange

+136,638,432 vol
144,535,798
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Common Shares
36 - Conversion or exchange

+471,363 vol
471,363
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Common Shares
36 - Conversion or exchange

+3,022,298 vol
3,419,182
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institute of Technology (Control or Direction)
Common Shares
36 - Conversion or exchange

+631,475 vol
631,475
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: California Institute of Technology (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-24
Tx date 2017-04-19
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Brunei Investment Agency (Control or Direction)
Common Shares
36 - Conversion or exchange

+662,531 vol
662,531
Filed 2017-04-24
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Brunei Investment Agency (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2015-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+431 vol
17,927
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+1,207,422 vol
7,192,422
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+439,156 vol
439,156
Filed 2016-03-08
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Texas Tech University System (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+1,487,156 vol
1,487,156
Filed 2016-03-08
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: San Bernardino County Employees Retirement Association (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+116,489 vol
116,489
Filed 2016-03-08
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+212,711 vol
212,711
Filed 2016-03-08
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Credit Opportunities Master Fund (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+105,378 vol
105,378
Filed 2016-03-08
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
11 - Acquisition or disposition carried out privately

-8,325 vol
9,602
Filed 2016-03-08
Tx date 2014-11-30
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+426 vol
17,496
Filed 2016-03-08
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+420 vol
17,070
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
11 - Acquisition or disposition carried out privately

-1,425 vol
1,644
Filed 2016-03-08
Tx date 2015-05-20
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+57 vol
3,069
Filed 2016-03-08
Tx date 2015-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+55 vol
2,268
Filed 2016-03-08
Tx date 2014-11-30
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+54 vol
2,213
Filed 2016-03-08
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+53 vol
2,159
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
11 - Acquisition or disposition carried out privately

-10,000 vol
11,533
Filed 2016-03-08
Tx date 2015-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+518 vol
21,533
Filed 2016-03-08
Tx date 2014-11-30
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+511 vol
21,015
Filed 2016-03-08
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+504 vol
20,504
Filed 2016-03-08
Tx date 2016-02-26
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
11 - Acquisition or disposition carried out privately

-250 vol
288
Filed 2016-03-08
Tx date 2015-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+13 vol
538
Filed 2016-03-08
Tx date 2014-11-30
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+13 vol
525
Filed 2016-03-08
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
35 - Stock dividend

+12 vol
512
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
16,650
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy TRAWF Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
90 - Change in the nature of ownership

-600 vol
0
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy TRAWF Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
600
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy TRAWF Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy TRAWF Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2015-04-16
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
90 - Change in the nature of ownership

-744 vol
0
Filed 2015-10-06
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
90 - Change in the nature of ownership

+600 vol
744
Filed 2015-10-06
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
90 - Change in the nature of ownership

+600 vol
Filed 2015-10-06
Tx date 2014-08-31
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
90 - Change in the nature of ownership

+600 vol
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
144
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Global Equities Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2015-04-16
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
90 - Change in the nature of ownership

+744 vol
2,850
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
2,106
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Emerging Markets Equity Master Fund (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
20,000
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Distressed Opportunity Fund II, L.P. (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
500
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy Aldel Investment Fund LLC (Control or Direction)
Rights Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: The Royal Bank of Scotland Group Pension Fund (Control or Direction)
Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-06
Tx date 2014-02-28
$BAA
Banro Corporation
Gramercy Funds Management LLC
3 - 10% Security Holder of Issuer
Holder: Gramercy TRAWF Fund LLC (Control or Direction)
Exchangeable Preferred Shares
00 - Opening Balance-Initial SEDI Report