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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Recent filings
Filed 2021-12-03 11:19
Tx date 2021-12-02
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$5,970
+10,000 vol
$0.60 each
598,750
Filed 2021-12-02 12:52
Tx date 2021-12-01
$GCM
GCM Mining Corp. (formerly Gran Colombia Gold Corp.)
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$61,911
+12,000 vol
$5.16 each
1,699,237
Older filings
Filed 2021-11-17 15:54
Tx date 2021-11-16
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$49,153
+26,000 vol
$1.89 each
11,212,839
Filed 2021-11-10 16:26
Tx date 2021-11-10
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$156,380
+100,000 vol
$1.56 each
11,186,839
Filed 2021-10-28 22:09
Tx date 2021-10-25
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$100,584
+180,000 vol
$0.56 each
588,750
Filed 2021-10-19 19:47
Tx date 2021-10-13
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$17,374
+35,000 vol
$0.4964 each
408,750
Filed 2021-10-14 17:25
Tx date 2021-10-14
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$46,000
+200,000 vol
$0.23 each
11,086,839
Filed 2021-10-14 17:24
Tx date 2021-10-14
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
54 - Exercise of warrants

-200,000 vol
157,250
Filed 2021-10-14 17:19
Tx date 2021-10-14
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$59,999
+333,333 vol
$0.18 each
10,886,839
Filed 2021-10-14 17:16
Tx date 2021-10-14
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
54 - Exercise of warrants

-333,333 vol
357,250
Filed 2021-10-12 18:02
Tx date 2021-10-08
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$26,156
+56,250 vol
$0.465 each
373,750
Filed 2021-10-08 16:58
Tx date 2021-10-07
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$41,877
+33,000 vol
$1.27 each
10,553,506
Filed 2021-09-30 15:02
Tx date 2021-09-30
$ARIS
Aris Gold Corporation (formerly Caldas Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights

+12,442 vol
27,457
Filed 2021-09-12 10:27
Tx date 2021-09-09
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$1,736,082 vol
$1.00 each
$0
Filed 2021-09-10 20:01
Tx date 2021-09-03
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$14,074
+31,000 vol
$0.454 each
278,500
Filed 2021-09-10 19:59
Tx date 2021-09-02
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$7,125
+15,000 vol
$0.475 each
247,500
Filed 2021-09-10 19:57
Tx date 2021-09-08
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$19,305
+39,000 vol
$0.495 each
286,500
Filed 2021-08-26 16:08
Tx date 2021-08-25
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$33,300
+33,300 vol
$1.00 each
10,520,506
Filed 2021-08-14 16:44
Tx date 2021-08-10
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$11,494
+26,000 vol
$0.4421 each
232,500
Filed 2021-08-10 11:40
Tx date 2021-08-06
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$3,357
+8,500 vol
$0.395 each
206,500
Filed 2021-08-05 09:36
Tx date 2021-08-03
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$168,124 vol
$1.00 each
$1,736,082
Filed 2021-07-19 21:05
Tx date 2021-07-16
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$21,024
+45,000 vol
$0.4672 each
198,000
Filed 2021-07-19 20:58
Tx date 2021-07-16
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$123,549
+26,000 vol
$4.75 each
1,687,237
Filed 2021-07-19 16:59
Tx date 2021-07-15
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+200,000 vol
855,000
Filed 2021-07-16 14:09
Tx date 2021-07-16
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$53,772
+60,000 vol
$0.90 each
10,487,206
Filed 2021-07-15 19:30
Tx date 2021-07-12
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$25,826
+53,000 vol
$0.4873 each
153,000
Filed 2021-07-13 18:35
Tx date 2021-07-09
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,850
+15,000 vol
$0.99 each
15,000
Filed 2021-07-13 18:34
Tx date 2019-05-07
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-07-08 14:46
Tx date 2021-07-07
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$48,360
+100,000 vol
$0.4836 each
100,000
Filed 2021-07-08 14:45
Tx date 2020-11-04
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-07-04 22:06
Tx date 2021-06-30
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options Common
50 - Grant of options
$267,000
+600,000 vol
$0.445 each
1,500,000
Filed 2021-07-04 21:50
Tx date 2021-06-30
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+16,000 vol
$0.50 each
16,000
Filed 2021-06-30 13:34
Tx date 2021-06-30
$ARIS
Aris Gold Corporation (formerly Caldas Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights

+7,740 vol
15,015
Filed 2021-06-18 18:17
Tx date 2021-06-14
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$55,244
+10,200 vol
$5.42 each
1,661,237
Filed 2021-06-13 16:23
Tx date 2021-06-10
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$30,119
+6,000 vol
$5.02 each
1,639,037
Filed 2021-06-13 16:18
Tx date 2021-06-11
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$60,472
+12,000 vol
$5.04 each
1,651,037
Filed 2021-05-25 18:58
Tx date 2019-12-02
$GLDX
Gold X Mining Corp.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Control or Direction)
Warrants
37 - Stock split or consolidation

-700,000 vol
100,000
Filed 2021-05-25 18:57
Tx date 2019-12-02
$GLDX
Gold X Mining Corp.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Control or Direction)
Common Shares
37 - Stock split or consolidation

-700,000 vol
100,000
Filed 2021-05-11 09:11
Tx date 2021-05-10
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$964,154 vol
$1.00 each
$1,904,206
Filed 2021-05-03 11:04
Tx date 2021-01-19
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
10 - Acquisition or disposition in the public market
$-722,870.40
-129,084 vol
$5.60 each
0
Filed 2021-05-02 14:00
Tx date 2021-04-30
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$278,400 vol
$1.00 each
$2,868,360
Filed 2021-04-05 18:25
Tx date 2021-04-05
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
36 - Conversion or exchange

+15,263 vol
1,633,037
Filed 2021-04-05 18:23
Tx date 2021-04-05
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Convertible Debentures Due 2024
36 - Conversion or exchange
$
-$72,500 vol
$1.00 each
$652,500
Filed 2021-04-05 17:53
Tx date 2021-04-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$966,400
+160,000 vol
$6.04 each
466,667
Filed 2021-04-01 15:07
Tx date 2021-03-31
$ARIS
Aris Gold Corporation (formerly Caldas Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights

+7,275 vol
7,275
Filed 2021-04-01 15:07
Tx date 2020-02-24
$ARIS
Aris Gold Corporation (formerly Caldas Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Deferred Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2021-02-24 22:56
Tx date 2021-02-19
$DSLV
Denarius Silver Corp. (formerly ESV Resources Ltd.)
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options Common
50 - Grant of options
$405,000
+900,000 vol
$0.45 each
900,000
Filed 2021-02-12 16:04
Tx date 2021-02-10
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$59,799
+52,000 vol
$1.15 each
10,427,206
Filed 2021-02-12 16:03
Tx date 2021-02-10
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately

+26,000 vol
690,583
Filed 2021-02-12 16:01
Tx date 2021-02-10
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Black Swan Finance Corp. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately

+28,750 vol
28,750
Filed 2021-02-12 15:59
Tx date 2019-05-07
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Black Swan Finance Corp. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2021-02-12 15:59
Tx date 2021-02-10
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Black Swan Finance Corp. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$66,125
+57,500 vol
$1.15 each
57,500
Filed 2021-02-12 15:54
Tx date 2019-05-07
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Black Swan Finance Corp. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-02-04 12:10
Tx date 2021-02-01
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$360,000 vol
$0.99 each
$3,040,000
Filed 2021-02-04 11:57
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
36 - Conversion or exchange
$
+$2,500,000 vol
$1.00 each
$2,500,000
Filed 2020-11-22 23:01
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
36 - Conversion or exchange
$
+$3,500 vol
$1,000 each
Filed 2021-02-01 20:29
Tx date 2021-02-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$278,400 vol
$1.00 each
$3,146,760
Filed 2021-01-10 21:01
Tx date 2021-01-07
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$212,499
+83,333 vol
$2.55 each
69,922
Filed 2021-01-10 20:59
Tx date 2021-01-07
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-212,499.15
-83,333 vol
$2.55 each
306,667
Filed 2021-01-10 20:56
Tx date 2021-01-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-229,392.4679
-28,333 vol
$8.10 each
-13,411
Filed 2021-01-10 20:50
Tx date 2021-01-07
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-212,499.15
-83,333 vol
$2.55 each
Filed 2021-01-10 20:44
Tx date 2021-01-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-229,392.4679
-28,333 vol
$8.10 each
Filed 2020-12-12 20:58
Tx date 2020-12-08
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$180,000 vol
$1.00 each
$183,500
Filed 2020-11-26 16:53
Tx date 2020-11-25
$GASX
NG Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+500,000 vol
655,000
Filed 2020-11-22 23:03
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Warrants
36 - Conversion or exchange

+700,000 vol
1,138,555
Filed 2020-11-22 23:01
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
36 - Conversion or exchange
$
+$3,500 vol
$1,000 each
$3,500
Filed 2020-11-22 23:00
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-22 22:57
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-22 22:59
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-22 22:57
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
700,000
Filed 2020-11-22 22:56
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
2027 Gold-Linked Notes
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-22 22:55
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Subscription Rights 2020 Subscription Receipts
36 - Conversion or exchange
$3,500,000
+3,500 vol
$1,000 each
Filed 2020-11-22 22:53
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Subscription Rights 2020 Subscription Receipts
36 - Conversion or exchange
$3,500,000
+3,500 vol
$1,000 each
Filed 2020-11-22 22:51
Tx date 2020-11-18
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Subscription Rights 2020 Subscription Receipts
36 - Conversion or exchange

-3,500 vol
0
Filed 2020-11-05 19:59
Tx date 2020-11-04
$ESV
ESV Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-05 19:59
Tx date 2020-11-04
$ESV
ESV Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options Common
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-05 19:58
Tx date 2020-11-04
$ESV
ESV Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-02 17:01
Tx date 2020-11-02
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$278,400 vol
$1.00 each
$3,425,160
Filed 2020-10-08 20:06
Tx date 2020-10-06
$GASX
NGX Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$632,999
+4,219,999 vol
$0.15 each
10,375,206
Filed 2020-10-08 20:05
Tx date 2020-10-06
$GASX
NGX Energy International Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
54 - Exercise of warrants
$-632,999.85
-4,219,999 vol
$0.15 each
664,583
Filed 2020-10-05 15:57
Tx date 2020-09-24
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Brockville Intl Holdings (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$11,777
+83,000 vol
$0.1419 each
333,000
Filed 2020-10-02 19:23
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Warrants
36 - Conversion or exchange
$518,526
+188,555 vol
$2.75 each
438,555
Filed 2020-10-02 19:21
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Common Shares
36 - Conversion or exchange

+188,555 vol
438,555
Filed 2020-10-02 19:21
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Special Warrants
36 - Conversion or exchange

-188,555 vol
0
Filed 2020-10-02 19:20
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Special Warrants
36 - Conversion or exchange

-188,555 vol
Filed 2020-10-02 19:20
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Indirect Ownership)
Common Shares
36 - Conversion or exchange

+188,555 vol
Filed 2020-10-02 19:19
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
250,000
Filed 2020-10-02 19:17
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Indirect Ownership)
Common Shares
36 - Conversion or exchange

+188,555 vol
Filed 2020-10-02 19:17
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Special Warrants
36 - Conversion or exchange

-188,555 vol
Filed 2020-10-02 19:13
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
250,000
Filed 2020-10-02 19:11
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Special Warrants
36 - Conversion or exchange

-188,555 vol
Filed 2020-10-02 19:10
Tx date 2020-09-28
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Special Warrants
36 - Conversion or exchange

-188,555 vol
Filed 2020-02-27 16:42
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-02-27 16:41
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-09-17 20:34
Tx date 2020-09-16
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
36 - Conversion or exchange

+4,219,999 vol
4,884,582
Filed 2020-09-17 20:32
Tx date 2020-09-16
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
36 - Conversion or exchange
$632,999
+4,219,999 vol
$0.15 each
6,155,207
Filed 2020-09-17 20:31
Tx date 2020-09-16
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Convertible Debentures
36 - Conversion or exchange
$
-$633,000 vol
$0.15 each
$0
Filed 2020-08-30 18:31
Tx date 2020-08-26
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Indirect Ownership)
Subscription Rights 2020 Subscription Receipts
11 - Acquisition or disposition carried out privately
$3,500,000
+3,500 vol
$1,000 each
3,500
Filed 2020-08-30 18:16
Tx date 2020-08-26
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Subscription Rights 2020 Subscription Receipts
11 - Acquisition or disposition carried out privately
$3,500,000
+3,500 vol
$1,000 each
Filed 2020-08-30 18:14
Tx date 2020-08-26
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Subscription Rights 2020 Subscription Receipts
11 - Acquisition or disposition carried out privately
$3,500,000
+3,500 vol
$1,000 each
Filed 2020-08-30 18:12
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Control or Direction)
Subscription Rights 2020 Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2020-08-28 19:04
Tx date 2020-08-27
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$109,770
+20,000 vol
$5.49 each
1,617,774
Filed 2020-08-02 16:38
Tx date 2020-07-29
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Indirect Ownership)
Special Warrants
11 - Acquisition or disposition carried out privately
$424,248
+188,555 vol
$2.25 each
188,555
Filed 2020-08-02 16:37
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Holder: Brockville Holding Corp. (Indirect Ownership)
Special Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2020-08-02 11:10
Tx date 2020-07-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$278,400 vol
$1.00 each
$3,703,560
Filed 2020-06-25 18:39
Tx date 2020-06-24
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+155,000 vol
155,000
Filed 2020-06-25 18:37
Tx date 2019-05-07
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-06-17 12:08
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
10 - Acquisition or disposition in the public market
$-319,854.36
-81,800 vol
$3.91 each
679,392
Filed 2020-04-30 19:13
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
10 - Acquisition or disposition in the public market
$-316,726.20
-81,000 vol
$3.91 each
Filed 2020-06-16 15:55
Tx date 2020-06-16
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Brockville Intl Holdings (Indirect Ownership)
Warrants
55 - Expiration of warrants

-125,000 vol
0
Filed 2020-06-16 15:53
Tx date 2020-06-16
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$48,000
+480,000 vol
$0.10 each
1,280,000
Filed 2020-06-16 15:51
Tx date 2020-06-16
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-620,500 vol
800,000
Filed 2020-06-03 17:06
Tx date 2020-06-02
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
97 - Other
$31,424
+157,124 vol
$0.20 each
1,935,208
Filed 2020-05-27 19:48
Tx date 2020-05-27
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately

+200,000 vol
664,583
Filed 2020-05-27 19:47
Tx date 2020-05-27
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$36,000
+200,000 vol
$0.18 each
1,778,084
Filed 2020-05-03 13:06
Tx date 2020-05-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
54 - Exercise of warrants
$-400,248.68
-181,108 vol
$2.21 each
129,884
Filed 2020-05-03 13:01
Tx date 2020-05-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$400,248
+181,108 vol
$2.21 each
1,597,774
Filed 2020-05-01 09:42
Tx date 2020-04-30
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$329,018 vol
$1.00 each
$3,981,960
Filed 2020-04-30 19:15
Tx date 2020-04-28
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
10 - Acquisition or disposition in the public market
$-372,031.93
-96,100 vol
$3.87 each
418,092
Filed 2020-04-30 19:13
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
10 - Acquisition or disposition in the public market
$-316,726.20
-81,000 vol
$3.91 each
680,192
Filed 2020-04-30 12:51
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$320,450
+145,000 vol
$2.21 each
1,250,666
Filed 2020-04-30 12:48
Tx date 2020-04-28
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
54 - Exercise of warrants
$366,860
+166,000 vol
$2.21 each
1,416,666
Filed 2020-04-30 12:47
Tx date 2020-04-28
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
54 - Exercise of warrants
$-366,860
-166,000 vol
$2.21 each
595,192
Filed 2020-04-24 13:35
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$320,450
+145,000 vol
$2.21 each
Filed 2020-04-24 13:35
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$320,450
+145,000 vol
$2.21 each
1,250,666
Filed 2020-04-24 13:34
Tx date 2020-04-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
54 - Exercise of warrants
$-320,450
-145,000 vol
$2.21 each
761,192
Filed 2020-04-15 19:38
Tx date 2020-03-01
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$2,000,000
+1,000,000 vol
$2.00 each
1,000,000
Filed 2020-04-15 19:37
Tx date 2020-02-24
$CGC
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-13 20:59
Tx date 2020-04-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$486,000
+120,000 vol
$4.05 each
390,000
Filed 2020-04-03 16:57
Tx date 2020-03-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$1,847,563 vol
$1.10 each
$4,310,978
Filed 2020-03-30 18:52
Tx date 2020-03-30
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately

+333,333 vol
464,583
Filed 2020-03-30 18:50
Tx date 2020-03-30
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$49,999
+333,333 vol
$0.15 each
1,578,084
Filed 2020-02-27 16:42
Tx date 2020-02-24
$BN
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
250,000
Filed 2020-02-27 16:41
Tx date 2020-02-24
$BN
Caldas Gold Corp. (formerly Bluenose Gold Corp.)
Iacono, Serafino
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
250,000
Filed 2020-02-03 10:21
Tx date 2020-01-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$470,026 vol
$1.00 each
$6,158,541
Filed 2019-12-13 19:23
Tx date 2019-12-13
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$50,000
+500,000 vol
$0.10 each
1,420,500
Filed 2019-11-21 18:17
Tx date 2019-11-19
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
97 - Other

+127,501 vol
1,244,751
Filed 2019-11-01 16:30
Tx date 2019-11-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$100,000 vol
$1.05 each
$6,628,567
Filed 2019-11-01 15:24
Tx date 2019-10-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$462,935 vol
$1.00 each
$6,528,567
Filed 2019-09-25 15:06
Tx date 2019-09-25
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$15,000 vol
$1.05 each
$6,991,502
Filed 2019-09-03 11:28
Tx date 2019-08-29
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$175,000 vol
$1.05 each
$6,976,502
Filed 2019-09-03 11:10
Tx date 2019-08-29
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$175,000 vol
$1.05 each
Filed 2019-08-01 11:09
Tx date 2019-07-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$450,355 vol
$1.00 each
$6,801,502
Filed 2019-07-29 16:16
Tx date 2019-07-21
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Options
52 - Expiration of options
$-165,600
-6,000 vol
$27.60 each
171,666
Filed 2019-06-17 11:07
Tx date 2019-06-14
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
$-4,812.17
-1,067 vol
$4.51 each
1,105,666
Filed 2019-06-17 11:06
Tx date 2019-06-14
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
$4,812
+1,067 vol
$4.51 each
14,922
Filed 2019-06-14 14:23
Tx date 2019-06-12
$SSP
Sandspring Resources Ltd.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$66,000
+400,000 vol
$0.165 each
800,000
Filed 2019-06-14 14:21
Tx date 2019-06-12
$SSP
Sandspring Resources Ltd.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$50,000
+400,000 vol
$0.125 each
800,000
Filed 2019-06-14 12:08
Tx date 2019-04-04
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Convertible Debentures Due 2024
11 - Acquisition or disposition carried out privately
$
+$725,000 vol
$1.00 each
$725,000
Filed 2019-04-10 09:32
Tx date 2019-04-04
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Convertible Debentures Due 2024
11 - Acquisition or disposition carried out privately
$
+$725 vol
$1,000 each
Filed 2019-04-10 09:25
Tx date 2019-04-04
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures Due 2024
11 - Acquisition or disposition carried out privately
$
+$725 vol
$1,000 each
Filed 2019-05-08 19:29
Tx date 2019-05-07
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer
Holder: Orinoquia Capital, Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
677,700
Filed 2019-05-08 19:24
Tx date 2019-05-07
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
$633,000
Filed 2019-05-08 19:23
Tx date 2019-05-07
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
131,250
Filed 2019-05-08 19:22
Tx date 2019-05-07
$CZR
CruzSur Energy Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
1,117,250
Filed 2019-05-03 10:15
Tx date 2019-05-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
10 - Acquisition or disposition in the public market
$
+$375,000 vol
$1.00 each
$7,251,857
Filed 2019-05-03 10:12
Tx date 2019-04-30
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase
$
-$427,067 vol
$1.00 each
$6,876,857
Filed 2019-04-25 10:21
Tx date 2019-04-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$440,400
+120,000 vol
$3.67 each
270,000
Filed 2019-04-10 09:41
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures Due 2024
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-10 09:32
Tx date 2019-04-04
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Convertible Debentures Due 2024
11 - Acquisition or disposition carried out privately
$
+$725 vol
$1,000 each
$725
Filed 2019-04-10 09:30
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Convertible Debentures Due 2024
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-10 09:25
Tx date 2019-04-04
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures Due 2024
11 - Acquisition or disposition carried out privately
$
+$725 vol
$1,000 each
Filed 2019-04-10 09:20
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures Due 2024
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-07
Tx date 2019-02-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
11 - Acquisition or disposition carried out privately
$
+$350,000 vol
$1.00 each
$7,303,924
Filed 2019-02-07
Tx date 2019-01-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase

-$406,602 vol
$6,953,924
Filed 2018-11-05
Tx date 2018-10-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase

-$384,505 vol
$7,360,526
Filed 2018-10-26
Tx date 2018-10-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
11 - Acquisition or disposition carried out privately
$
+$400,000 vol
$1.00 each
$7,745,031
Filed 2018-09-27
Tx date 2018-09-24
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
11 - Acquisition or disposition carried out privately
$
+$400,000 vol
$0.98 each
$7,345,031
Filed 2018-08-30
Tx date 2018-08-27
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$60,000
+300,000 vol
$0.20 each
920,500
Filed 2018-08-16
Tx date 2018-07-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
38 - Redemption, retraction, cancellation, repurchase

-$362,969 vol
$6,945,031
Filed 2018-07-30
Tx date 2018-07-26
$SSP
Sandspring Resources Ltd.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-30
Tx date 2018-07-26
$SSP
Sandspring Resources Ltd.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately

+400,000 vol
400,000
Filed 2018-07-30
Tx date 2018-07-26
$SSP
Sandspring Resources Ltd.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-30
Tx date 2018-07-26
$SSP
Sandspring Resources Ltd.
Iacono, Serafino
6 - Director or Senior Officer of 10% Security Holder
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$100,000
+400,000 vol
$0.25 each
400,000
Filed 2018-06-26
Tx date 2018-06-15
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Black Swan Finance Corp. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
12,099,750
Filed 2018-06-26
Tx date 2018-06-15
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Brockville Intl Holdings (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
250,000
Filed 2018-06-26
Tx date 2018-06-15
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
620,500
Filed 2018-06-26
Tx date 2018-06-15
$WA
Western Atlas Resources Inc.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Brockville Intl Holdings (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
125,000
Filed 2018-06-18
Tx date 2018-06-14
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$474,000
+150,000 vol
$3.16 each
150,000
Filed 2018-05-04
Tx date 2018-04-30
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+906,192 vol
906,192
Filed 2018-05-04
Tx date 2018-04-30
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
16 - Acquisition or disposition under a prospectus exemption

+$7,308,000 vol
$7,308,000
Filed 2018-05-04
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2024 Gold-Linked Notes
00 - Opening Balance-Initial SEDI Report
Filed 2018-05-04
Tx date 2018-04-30
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2020 Debentures Extended to 2024
16 - Acquisition or disposition under a prospectus exemption

-$6,267,428 vol
$0
Filed 2018-01-16
Tx date 2018-01-11
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

+887 vol
13,855
Filed 2017-11-02
Tx date 2017-10-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
55 - Expiration of warrants
$-14,062,500
-50,000 vol
$281.25 each
0
Filed 2017-10-27
Tx date 2017-10-23
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
90 - Change in the nature of ownership

-177,666 vol
0
Filed 2017-10-27
Tx date 2017-10-23
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Options
90 - Change in the nature of ownership

+177,666 vol
177,666
Filed 2017-10-27
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-10-11
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-5,312,500 vol
0
Filed 2017-10-11
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+5,312,500 vol
11,012,500
Filed 2017-10-10
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
90 - Change in the nature of ownership
$1,378,125
+1,312,500 vol
$1.05 each
1,312,500
Filed 2017-10-10
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-10-10
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Warrants
90 - Change in the nature of ownership

-1,312,500 vol
0
Filed 2017-10-06
Tx date 2017-09-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+1,106,733 vol
1,106,733
Filed 2017-10-06
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2020 Debentures Extended to 2024
00 - Opening Balance-Initial SEDI Report
Filed 2017-10-06
Tx date 2017-09-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
2020 Debentures Extended to 2024
90 - Change in the nature of ownership

+$6,267,428 vol
$6,267,428
Filed 2017-10-06
Tx date 2017-09-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures Extended to 2024
90 - Change in the nature of ownership

-$6,267,428 vol
$0
Filed 2017-10-06
Tx date 2017-09-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Warrants
90 - Change in the nature of ownership

-50,000 vol
0
Filed 2017-10-06
Tx date 2017-09-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
90 - Change in the nature of ownership

+50,000 vol
50,000
Filed 2017-10-06
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-10-06
Tx date 2017-09-22
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-1,106,733 vol
0
Filed 2017-10-06
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Brockville International Holding (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+2,000,000 vol
2,000,000
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Fundación Angelitos de Luz (Control or Direction)
Options
50 - Grant of options

+250,000 vol
250,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Fundación Angelitos de Luz (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,050,000
+1,312,500 vol
$0.80 each
5,312,500
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$1,050,000
+1,312,500 vol
$0.80 each
1,312,500
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-06-05
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures Extended to 2024
00 - Opening Balance-Initial SEDI Report
Filed 2017-06-05
Tx date 2017-05-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures Extended to 2024
36 - Conversion or exchange
$
+$6,267,428 vol
$1.95 each
$6,267,428
Filed 2017-06-05
Tx date 2017-05-31
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures
36 - Conversion or exchange
$
-$6,267,428 vol
$1.95 each
$0
Filed 2017-05-01
Tx date 2017-04-25
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
37 - Stock split or consolidation
$-2,975,000.85
-1,166,667 vol
$2.55 each
1,414,333
Filed 2017-05-01
Tx date 2017-04-25
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
37 - Stock split or consolidation
$-2,318,400
-84,000 vol
$27.60 each
2,581,000
Filed 2017-05-01
Tx date 2017-04-25
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-181,549 vol
12,968
Filed 2017-05-01
Tx date 2017-04-25
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
37 - Stock split or consolidation

-15,494,265 vol
1,106,733
Filed 2017-05-01
Tx date 2017-04-25
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
37 - Stock split or consolidation
$-3,153,500.85
-1,236,667 vol
$2.55 each
177,666
Filed 2017-04-08
Tx date 2017-04-04
$PMI
PMI Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
4,000,000
Filed 2017-04-08
Tx date 2017-04-04
$PMI
PMI Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Holder: Orinoquia Capital, Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
6,777,000
Filed 2017-04-08
Tx date 2017-04-04
$PMI
PMI Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
5,700,000
Filed 2017-04-08
Tx date 2017-04-04
$PMI
PMI Resources Ltd.
Iacono, Serafino
4 - Director of Issuer
Holder: Fundación Angelitos de Luz (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
400,000
Filed 2017-04-06
Tx date 2017-04-03
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
50 - Grant of options
$225,250
+1,325,000 vol
$0.17 each
2,665,000
Filed 2017-02-10
Tx date 2017-02-07
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures
10 - Acquisition or disposition in the public market
$
+$1,000,000 vol
$0.80 each
$6,267,428
Filed 2016-07-22
Tx date 2016-07-06
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-3,000
-40,000 vol
$0.075 each
1,253,975
Filed 2016-07-22
Tx date 2016-07-06
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,956
-16,300 vol
$0.12 each
0
Filed 2016-07-08
Tx date 2016-07-05
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures
10 - Acquisition or disposition in the public market
$
+$60,000 vol
$0.75 each
$5,267,428
Filed 2016-04-05
Tx date 2016-04-01
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
50 - Grant of options
$212,500
+1,250,000 vol
$0.17 each
1,340,000
Filed 2016-03-20
Tx date 2016-03-16
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Options
52 - Expiration of options

-310,000 vol
1,550,000
Filed 2016-03-11
Tx date 2016-03-08
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Taribo Holdings (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-51,380 vol
0
Filed 2016-03-11
Tx date 2016-03-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Taribo Holdings (Indirect Ownership)
Notes Exp. 2021
90 - Change in the nature of ownership

-$2,300,000 vol
$0
Filed 2016-03-11
Tx date 2016-03-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Notes Exp. 2021
90 - Change in the nature of ownership

+$2,300,000 vol
$3,300,000
Filed 2016-03-11
Tx date 2016-03-08
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+51,380 vol
16,600,998
Filed 2016-02-04
Tx date 2016-01-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
36 - Conversion or exchange
$2,105,430
+16,195,618 vol
$0.13 each
16,549,618
Filed 2016-02-04
Tx date 2016-01-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
36 - Conversion or exchange
$2,105,429
+16,195,615 vol
$0.13 each
Filed 2016-01-24
Tx date 2016-01-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures
36 - Conversion or exchange

+$5,207,428 vol
$5,207,428
Filed 2016-01-24
Tx date 2016-01-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Notes Silver-Linked Notes
36 - Conversion or exchange
$
-$2,002,000 vol
$0.13 each
$0
Filed 2016-01-24
Tx date 2016-01-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Notes Gold-Linked Notes
36 - Conversion or exchange

-$5,000,000 vol
$0
Filed 2016-01-24
Tx date 2016-01-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
36 - Conversion or exchange
$2,105,429
+16,195,615 vol
$0.13 each
16,549,615
Filed 2016-01-24
Tx date 2010-08-06
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
2020 Debentures
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-08
Tx date 2015-09-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-9,816
-2,400 vol
$4.09 each
1,345,175
Filed 2015-09-08
Tx date 2015-09-04
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-19,223
-4,700 vol
$4.09 each
1,349,275
Filed 2015-09-08
Tx date 2015-09-04
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-6,970
-1,700 vol
$4.10 each
1,347,575
Filed 2015-09-08
Tx date 2015-09-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-15,990
-3,900 vol
$4.10 each
1,341,275
Filed 2015-09-08
Tx date 2015-09-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-23,427
-5,700 vol
$4.11 each
1,335,575
Filed 2015-09-08
Tx date 2015-09-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-411.50
-100 vol
$4.12 each
1,335,475
Filed 2015-09-08
Tx date 2015-09-08
$PRE
Pacific Exploration & Production Corporation
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-169,735
-41,500 vol
$4.09 each
1,293,975
Filed 2015-08-28
Tx date 2015-08-24
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Taribo Holdings (Indirect Ownership)
Warrants
55 - Expiration of warrants
$-1,128,725
-17,365 vol
$65.00 each
0
Filed 2015-08-21
Tx date 2015-08-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Notes Silver-Linked Notes
10 - Acquisition or disposition in the public market
$
+$58,000 vol
$140.00 each
$2,002,000
Filed 2015-08-21
Tx date 2015-08-20
$GCM
Gran Colombia Gold Corp.
Iacono, Serafino
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Notes Silver-Linked Notes
10 - Acquisition or disposition in the public market
$
+$42,000 vol
$139.90 each
$1,944,000
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,650
+1,000 vol
$3.65 each
1,352,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$7,280
+2,000 vol
$3.64 each
1,351,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$1,051
+300 vol
$3.50 each
1,326,275
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$16,497
+4,700 vol
$3.51 each
1,330,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$2,115
+600 vol
$3.52 each
1,331,575
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$14,826
+4,200 vol
$3.53 each
1,335,775
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,540
+1,000 vol
$3.54 each
1,336,775
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$713.00
+200 vol
$3.56 each
1,336,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$7,140
+2,000 vol
$3.57 each
1,338,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,630
+1,000 vol
$3.63 each
1,349,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,580
+1,000 vol
$3.58 each
1,339,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$7,220
+2,000 vol
$3.61 each
1,345,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$14,400
+4,000 vol
$3.60 each
1,343,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$10,860
+3,000 vol
$3.62 each
1,348,975
Filed 2015-07-24
Tx date 2015-07-21
$PRE
Pacific Rubiales Energy Corp.
Iacono, Serafino
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Ice Rose Holdings Inc. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,670
+1,000 vol
$3.67 each
1,353,975