back
SEDI Insider filing browser
| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2024-05-31 09:19 Tx date 2024-05-29 |
$DGS
Dividend Growth Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Indirect Ownership)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$-108,285.84
-10,764 vol $10.06 each |
0 | |
| Filed 2024-05-31 09:19 Tx date 2024-05-29 |
$DGS
Dividend Growth Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Indirect Ownership)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$-277,932
-27,600 vol $10.07 each |
10,764 | |
| Filed 2024-05-31 09:18 Tx date 2024-05-28 |
$DGS
Dividend Growth Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Indirect Ownership)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$-4,028
-400 vol $10.07 each |
38,364 | |
| Filed 2024-05-31 09:17 Tx date 2024-05-28 |
$DGS
Dividend Growth Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Indirect Ownership)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$-145,870
-14,500 vol $10.06 each |
38,764 | |
| Filed 2023-04-13 09:54 Tx date 2023-04-11 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRIF (Indirect Ownership)
|
Class A Shares
37 - Stock split or consolidation
|
-80 vol |
512 | |
| Filed 2021-12-17 15:48 Tx date 2021-12-16 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRIF (Control or Direction)
|
Preferred Shares
90 - Change in the nature of ownership
|
+2,900 vol |
2,900 | |
| Filed 2021-12-17 15:48 Tx date 2015-01-30 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRIF (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-12-17 15:06 Tx date 2021-12-16 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
90 - Change in the nature of ownership
|
+2,900 vol |
||
| Filed 2021-12-17 15:06 Tx date 2021-12-16 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
90 - Change in the nature of ownership
|
-2,900 vol |
0 | |
| Filed 2021-12-17 15:05 Tx date 2021-12-16 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRIF (Control or Direction)
|
Class A Shares
90 - Change in the nature of ownership
|
+592 vol |
592 | |
| Filed 2021-12-17 15:05 Tx date 2015-01-30 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRIF (Control or Direction)
|
Class A Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2021-12-17 15:05 Tx date 2021-12-16 |
$OSP
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRSP (Control or Direction)
|
Class A Shares
90 - Change in the nature of ownership
|
-592 vol |
0 | |
| Filed 2020-04-17 15:01 Tx date 2020-04-15 |
$
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRSP (Control or Direction)
|
Class A Shares
38 - Redemption, retraction, cancellation, repurchase
|
-1,408 vol |
592 | |
| Filed 2019-12-17 10:22 Tx date 2019-12-13 |
$DGS
Dividend Growth Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Preferred Shares
38 - Redemption, retraction, cancellation, repurchase
|
$-19,611.68
-1,936 vol $10.13 each |
53,264 | |
| Filed 2019-05-01 10:36 Tx date 2019-05-01 |
$LCS
Brompton Lifeco Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Preferred Shares
16 - Acquisition or disposition under a prospectus exemption
|
$250,000
+25,000 vol $10.00 each |
25,000 | |
| Filed 2019-05-01 10:34 Tx date 2007-04-18 |
$LCS
Brompton Lifeco Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-05-01 10:30 Tx date 2019-04-30 |
$LBS
Life & Banc Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$52,468
+5,200 vol $10.09 each |
34,000 | |
| Filed 2019-05-01 10:29 Tx date 2019-04-30 |
$LBS
Life & Banc Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$48,384
+4,800 vol $10.08 each |
28,800 | |
| Filed 2019-04-15 11:22 Tx date 2019-03-28 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
38 - Redemption, retraction, cancellation, repurchase
|
$-1,017,684
-120,000 vol $8.48 each |
63,000 | |
| Filed 2019-03-29 13:33 Tx date 2019-03-28 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
38 - Redemption, retraction, cancellation, repurchase
|
$-1,024,800
-120,000 vol $8.54 each |
||
| Filed 2019-03-29 Tx date 2019-03-28 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
38 - Redemption, retraction, cancellation, repurchase
|
$-1,024,800
-120,000 vol $8.54 each |
63,000 | |
| Filed 2019-03-05 Tx date 2019-03-01 |
$
Brompton Corp. (formerly Duntroon Energy Ltd.) |
Pether, Raymond
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Common Shares
37 - Stock split or consolidation
|
-586,911 vol |
1 | |
| Filed 2019-01-16 Tx date 2019-01-15 |
$
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Class A Shares
10 - Acquisition or disposition in the public market
|
$-2,260
-1,000 vol $2.26 each |
6,700 | |
| Filed 2019-01-16 Tx date 2019-01-16 |
$
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Class A Shares
10 - Acquisition or disposition in the public market
|
$-15,343
-6,700 vol $2.29 each |
0 | |
| Filed 2019-01-16 Tx date 2019-01-15 |
$
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Class A Shares
10 - Acquisition or disposition in the public market
|
$-20,250
-9,000 vol $2.25 each |
7,700 | |
| Filed 2018-02-02 Tx date 2018-02-01 |
$
Brompton Corp. (formerly Duntroon Energy Ltd.) |
Pether, Raymond
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Class A Common Shares
11 - Acquisition or disposition carried out privately
|
$-59,550
-5,000 vol $11.91 each |
414,031 | |
| Filed 2018-01-25 Tx date 2018-01-24 |
$
Brompton Corp. (formerly Duntroon Energy Ltd.) |
Pether, Raymond
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Common Shares
11 - Acquisition or disposition carried out privately
|
$59,550
+500,000 vol $0.1191 each |
586,912 | |
| Filed 2017-02-24 Tx date 2017-02-24 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-25,905
-3,300 vol $7.85 each |
0 | |
| Filed 2017-02-21 Tx date 2017-02-17 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-23,400
-3,000 vol $7.80 each |
3,300 | |
| Filed 2017-02-16 Tx date 2017-02-13 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-39,000
-5,000 vol $7.80 each |
6,300 | |
| Filed 2017-02-16 Tx date 2017-02-13 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-23,250
-3,000 vol $7.75 each |
11,300 | |
| Filed 2017-02-03 Tx date 2017-01-31 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-7,750
-1,000 vol $7.75 each |
14,300 | |
| Filed 2017-01-30 Tx date 2017-01-30 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-38,500
-5,000 vol $7.70 each |
15,300 | |
| Filed 2017-01-30 Tx date 2017-01-30 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-31,000
-4,000 vol $7.75 each |
20,300 | |
| Filed 2017-01-30 Tx date 2017-01-26 |
$
Goldman Sachs U.S. Income Builder Trust |
Pether, Raymond
4 - Director of Issuer
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units Class A
10 - Acquisition or disposition in the public market
|
$-5,425
-700 vol $7.75 each |
24,300 | |
| Filed 2016-06-13 Tx date 2016-06-09 |
$
Brompton Oil Split Corp. |
Pether, Raymond
4 - Director of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$8,640
+900 vol $9.60 each |
2,900 | |
| Filed 2015-08-10 Tx date 2015-07-30 |
$
Precious Metals Bullion Trust |
Pether, Raymond
8 - Deemed Insider - 6 Months before becoming Insider, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units
38 - Redemption, retraction, cancellation, repurchase
|
$-75,892.71
-8,300 vol $9.14 each |
0 | |
| Filed 2015-08-10 Tx date 2015-07-30 |
$
Precious Metals Bullion Trust |
Pether, Raymond
8 - Deemed Insider - 6 Months before becoming Insider, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units
38 - Redemption, retraction, cancellation, repurchase
|
$-75,915.95
-8,300 vol $9.15 each |
||
| Filed 2015-07-31 Tx date 2015-07-30 |
$
Precious Metals Bullion Trust |
Pether, Raymond
8 - Deemed Insider - 6 Months before becoming Insider, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Brompton Financial Services Inc. (Control or Direction)
|
Units
38 - Redemption, retraction, cancellation, repurchase
|
$-75,915.95
-8,300 vol $9.15 each |
0 |