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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2023-09-06 18:00
Tx date 2023-09-05
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+71,429 vol
707,143
Filed 2023-09-06 17:59
Tx date 2023-09-05
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-71,429 vol
0
Filed 2023-09-06 13:46
Tx date 2021-01-19
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Warrants
55 - Expiration of warrants

-107,143 vol
0
Filed 2021-07-26 21:35
Tx date 2021-07-19
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$10,357
+35,715 vol
$0.29 each
635,714
Filed 2021-06-07 22:39
Tx date 2021-06-03
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$13,500
+50,000 vol
$0.27 each
599,999
Filed 2021-06-07 22:38
Tx date 2021-06-03
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,375
+12,500 vol
$0.27 each
549,999
Filed 2020-07-09 16:40
Tx date 2020-07-08
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$7,000
+20,000 vol
$0.35 each
537,499
Filed 2019-11-29 09:56
Tx date 2019-11-26
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$15,357
+35,714 vol
$0.43 each
517,499
Filed 2019-11-29 09:41
Tx date 2019-11-26
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights
$-15,357.02
-35,714 vol
$0.43 each
71,429
Filed 2019-03-13
Tx date 2019-03-07
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$30,000
+60,000 vol
$0.50 each
362,000
Filed 2018-11-22
Tx date 2018-11-19
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$149,999
+214,285 vol
$0.70 each
481,785
Filed 2018-11-15
Tx date 2018-11-14
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$14,950
+32,500 vol
$0.46 each
32,500
Filed 2018-11-07
Tx date 2018-11-01
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$33,600
+80,000 vol
$0.42 each
267,500
Filed 2018-06-12
Tx date 2016-07-25
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-06-12
Tx date 2018-06-08
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$75,000
+107,143 vol
$0.70 each
107,143
Filed 2018-06-12
Tx date 2018-06-08
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$35,000
+50,000 vol
$0.70 each
302,000
Filed 2018-02-02
Tx date 2016-07-25
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-02
Tx date 2016-07-25
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-02
Tx date 2018-02-01
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Warrants
57 - Exercise of rights
$96,428
+107,143 vol
$0.90 each
107,143
Filed 2018-02-02
Tx date 2018-02-01
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Subscription Receipts
57 - Exercise of rights

-214,285 vol
0
Filed 2018-01-24
Tx date 2018-01-19
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Subscription Receipts
56 - Grant of rights
$149,999
+214,285 vol
$0.70 each
214,285
Filed 2018-01-24
Tx date 2016-07-25
$AXIS
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2016-10-07
Tx date 2016-10-07
$VFI
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+48,000 vol
252,000
Filed 2016-07-29
Tx date 2016-07-25
$VFI
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
204,000
Filed 2016-07-29
Tx date 2016-07-25
$VFI
Axis Auto Finance Inc.
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
187,500
Filed 2015-09-02
Tx date 2015-08-31
$EFN
Element Financial Corporation
Smith, Bruce Frank
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Receipts
36 - Conversion or exchange

-13,575 vol
0
Filed 2015-09-02
Tx date 2015-08-31
$EFN
Element Financial Corporation
Smith, Bruce Frank
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
36 - Conversion or exchange

+13,575 vol
579,641
Filed 2015-05-29
Tx date 2015-05-29
$EFN
Element Financial Corporation
Smith, Bruce Frank
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Receipts
15 - Acquisition or disposition under a prospectus
$230,775
+13,575 vol
$17.00 each
13,575