Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2023-09-06 18:00 Tx date 2023-09-05 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+71,429 vol |
707,143 | |
Filed 2023-09-06 17:59 Tx date 2023-09-05 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-71,429 vol |
0 | |
Filed 2023-09-06 13:46 Tx date 2021-01-19 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Warrants
55 - Expiration of warrants
|
-107,143 vol |
0 | |
Filed 2021-07-26 21:35 Tx date 2021-07-19 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$10,357
+35,715 vol $0.29 each |
635,714 | |
Filed 2021-06-07 22:39 Tx date 2021-06-03 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$13,500
+50,000 vol $0.27 each |
599,999 | |
Filed 2021-06-07 22:38 Tx date 2021-06-03 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$3,375
+12,500 vol $0.27 each |
549,999 | |
Filed 2020-07-09 16:40 Tx date 2020-07-08 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$7,000
+20,000 vol $0.35 each |
537,499 | |
Filed 2019-11-29 09:56 Tx date 2019-11-26 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
$15,357
+35,714 vol $0.43 each |
517,499 | |
Filed 2019-11-29 09:41 Tx date 2019-11-26 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$-15,357.02
-35,714 vol $0.43 each |
71,429 | |
Filed 2019-03-13 Tx date 2019-03-07 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$30,000
+60,000 vol $0.50 each |
362,000 | |
Filed 2018-11-22 Tx date 2018-11-19 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
$149,999
+214,285 vol $0.70 each |
481,785 | |
Filed 2018-11-15 Tx date 2018-11-14 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$14,950
+32,500 vol $0.46 each |
32,500 | |
Filed 2018-11-07 Tx date 2018-11-01 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$33,600
+80,000 vol $0.42 each |
267,500 | |
Filed 2018-06-12 Tx date 2016-07-25 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-06-12 Tx date 2018-06-08 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$75,000
+107,143 vol $0.70 each |
107,143 | |
Filed 2018-06-12 Tx date 2018-06-08 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$35,000
+50,000 vol $0.70 each |
302,000 | |
Filed 2018-02-02 Tx date 2016-07-25 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-02-02 Tx date 2016-07-25 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-02-02 Tx date 2018-02-01 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Warrants
57 - Exercise of rights
|
$96,428
+107,143 vol $0.90 each |
107,143 | |
Filed 2018-02-02 Tx date 2018-02-01 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Subscription Receipts
57 - Exercise of rights
|
-214,285 vol |
0 | |
Filed 2018-01-24 Tx date 2018-01-19 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Subscription Receipts
56 - Grant of rights
|
$149,999
+214,285 vol $0.70 each |
214,285 | |
Filed 2018-01-24 Tx date 2016-07-25 |
$AXIS
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Holder: Leah Smith (Indirect Ownership)
|
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-10-07 Tx date 2016-10-07 |
$VFI
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
+48,000 vol |
252,000 | |
Filed 2016-07-29 Tx date 2016-07-25 |
$VFI
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
204,000 | ||
Filed 2016-07-29 Tx date 2016-07-25 |
$VFI
Axis Auto Finance Inc. |
Smith, Bruce Frank
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
187,500 | ||
Filed 2015-09-02 Tx date 2015-08-31 |
$EFN
Element Financial Corporation |
Smith, Bruce Frank
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Subscription Receipts
36 - Conversion or exchange
|
-13,575 vol |
0 | |
Filed 2015-09-02 Tx date 2015-08-31 |
$EFN
Element Financial Corporation |
Smith, Bruce Frank
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
36 - Conversion or exchange
|
+13,575 vol |
579,641 | |
Filed 2015-05-29 Tx date 2015-05-29 |
$EFN
Element Financial Corporation |
Smith, Bruce Frank
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Subscription Receipts
15 - Acquisition or disposition under a prospectus
|
$230,775
+13,575 vol $17.00 each |
13,575 |