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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2020-09-10 17:38
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$9,187
+52,500 vol
$0.175 each
504,200
Filed 2020-05-29 15:02
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+111,563 vol
533,813
Filed 2020-05-29 14:55
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+114,750 vol
497,250
Filed 2020-05-29 14:54
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
2,058,063
Filed 2020-05-29 14:52
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+267,750 vol
1,797,750
Filed 2020-04-21 18:02
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$5,185
+30,500 vol
$0.17 each
96,650
Filed 2020-04-21 18:02
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$765.00
+4,500 vol
$0.17 each
66,150
Filed 2020-04-21 18:00
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$4,335
+25,500 vol
$0.17 each
96,650
Filed 2020-04-21 17:59
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$1,615
+9,500 vol
$0.17 each
71,150
Filed 2020-03-17 19:18
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,400
+20,000 vol
$0.17 each
303,600
Filed 2020-03-17 19:17
Tx date 2020-03-10
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$5,950
+34,000 vol
$0.175 each
283,600
Filed 2020-03-17 19:17
Tx date 2020-03-10
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$412.50
+2,500 vol
$0.165 each
249,600
Filed 2020-03-17 19:16
Tx date 2020-03-10
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$19,315
+118,500 vol
$0.163 each
247,100
Filed 2019-12-03 15:06
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$40,500
+75,000 vol
$0.54 each
451,700
Filed 2019-12-03 15:04
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-75,000 vol
307,500
Filed 2019-09-25 15:29
Tx date 2019-09-25
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$20,020
+28,600 vol
$0.70 each
128,600
Filed 2019-04-18 15:42
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+157,500 vol
382,500
Filed 2019-04-18 15:41
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+630,000 vol
1,530,000
Filed 2019-03-20
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2019-03-20
Tx date 2018-10-25
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+25,000 vol
25,000
Filed 2019-03-20
Tx date 2018-10-25
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$101,499
+50,000 vol
$2.03 each
50,000
Filed 2019-03-05
Tx date 2019-03-05
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$49,000
+50,000 vol
$0.98 each
50,000
Filed 2019-03-05
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
61,650
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-123,300 vol
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
61,650
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-123,300 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-123,300 vol
376,700
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2018-11-19
Tx date 2018-11-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+225,000 vol
225,000
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-08-22
Tx date 2018-08-16
$
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
500,000
Filed 2018-08-22
Tx date 2018-08-16
$
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
900,000