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SEDI Insider filing browser
| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2023-03-24 15:31 Tx date 2023-03-24 |
$LBS
Life & Banc Split Corp. |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$19,880
+2,000 vol $9.94 each |
6,900 | |
| Filed 2023-01-20 10:56 Tx date 2022-12-31 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
|
Units Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,528
+212 vol $7.21 each |
3,039 | |
| Filed 2022-05-02 13:57 Tx date 2022-04-29 |
$GDV
Global Dividend Growth Split Corp. |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$19,600
+2,000 vol $9.80 each |
4,000 | |
| Filed 2022-04-29 16:03 Tx date 2022-04-28 |
$DGS
Dividend Growth Split Corp. |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$9,900
+1,000 vol $9.90 each |
2,500 | |
| Filed 2022-04-29 16:02 Tx date 2022-04-28 |
$GDV
Global Dividend Growth Split Corp. |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
10 - Acquisition or disposition in the public market
|
$19,700
+2,000 vol $9.85 each |
2,000 | |
| Filed 2022-04-29 16:01 Tx date 2020-10-27 |
$GDV
Global Dividend Growth Split Corp. |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2022-02-28 14:52 Tx date 2021-12-31 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Wong, Ann
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Units Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$1,281
+168 vol $7.63 each |
2,827 | |
| Filed 2021-10-21 13:32 Tx date 2021-10-19 |
$OSP
Brompton Oil Split Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Direct Ownership
|
Class A Shares
10 - Acquisition or disposition in the public market
|
$-664.35
-309 vol $2.15 each |
0 | |
| Filed 2021-01-25 16:29 Tx date 2020-12-31 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Wong, Ann
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Units Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$301.00
+43 vol $7.00 each |
2,659 | |
| Filed 2020-10-30 08:42 Tx date 2020-10-27 |
$
Brompton Oil Split Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
2,000 | ||
| Filed 2020-10-29 16:36 Tx date 2020-10-27 |
$LBS
Life & Banc Split Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
4,900 | ||
| Filed 2020-10-29 16:36 Tx date 2020-10-27 |
$LBS
Life & Banc Split Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Direct Ownership
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
1,500 | ||
| Filed 2020-10-29 16:35 Tx date 2020-10-27 |
$
Brompton Oil Split Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Direct Ownership
|
Class A Shares
00 - Opening Balance-Initial SEDI Report
|
309 | ||
| Filed 2020-10-29 16:35 Tx date 2020-10-27 |
$SBC
Brompton Split Banc Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Holder: TFSA (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
1,000 | ||
| Filed 2020-10-29 16:34 Tx date 2020-10-27 |
$SBC
Brompton Split Banc Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
3,300 | ||
| Filed 2020-10-29 16:34 Tx date 2020-10-27 |
$SBC
Brompton Split Banc Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Direct Ownership
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
1,500 | ||
| Filed 2020-10-29 16:33 Tx date 2020-10-27 |
$SSF
Symphony Floating Rate Senior Loan Fund |
Wong, Ann
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Units Class A
00 - Opening Balance-Initial SEDI Report
|
2,616 | ||
| Filed 2020-10-29 16:32 Tx date 2020-10-27 |
$DGS
Dividend Growth Split Corp. |
Wong, Ann
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
|
Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
1,500 |