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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2021-04-06 20:24
Tx date 2021-03-15
$AUSA
Australis Capital Inc.
Larsen, Paul
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
46,331
Filed 2021-03-30 18:18
Tx date 2021-03-15
$AUSA
Australis Capital Inc.
Larsen, Paul
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-30 18:18
Tx date 2021-03-15
$AUSA
Australis Capital Inc.
Larsen, Paul
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
65,858
Filed 2021-03-26 16:52
Tx date 2021-03-23
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase

+2,936,294 vol
7,920,617
Filed 2021-03-26 16:51
Tx date 2021-03-23
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Subsidiary Exchangeable Share
56 - Grant of rights
$2,796,095
+13,980,476 vol
$0.20 each
13,980,476
Filed 2021-03-26 16:49
Tx date 2021-03-23
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$800,000
+1,600,000 vol
$0.50 each
2,300,000
Filed 2021-03-26 16:46
Tx date 2021-03-23
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$22,093
+48,029 vol
$0.46 each
4,984,323
Filed 2021-03-26 16:04
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Subsidiary Exchangeable Share
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-16 14:48
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+2,500,000 vol
2,500,000
Filed 2021-03-16 14:47
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-16 14:47
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
47 - Acquisition or disposition by gift
$100,000
+200,000 vol
$0.50 each
200,090
Filed 2021-03-16 14:45
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Holder: Lola Ventures Inc. (Indirect Ownership)
Common Shares
36 - Conversion or exchange
$750,000
+1,500,000 vol
$0.50 each
30,686,294
Filed 2021-03-16 14:40
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Holder: Lola Ventures Inc. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$5,000,000
+25,000,000 vol
$0.20 each
29,186,294
Filed 2021-03-16 14:38
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Holder: Lola Ventures Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
4,186,294
Filed 2021-03-16 14:37
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Booth, Terry
3 - 10% Security Holder of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
90
Filed 2021-03-15 20:34
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Larssen, Thomas
3 - 10% Security Holder of Issuer
Direct Ownership
Options
50 - Grant of options

+2,500,000 vol
2,500,000
Filed 2021-03-15 20:33
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Larssen, Thomas
3 - 10% Security Holder of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-15 20:32
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Larssen, Thomas
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
47 - Acquisition or disposition by gift
$100,000
+200,000 vol
$0.50 each
27,400,000
Filed 2021-03-15 20:26
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Larssen, Thomas
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$5,000,000
+25,000,000 vol
$0.20 each
27,200,000
Filed 2021-03-15 20:25
Tx date 2021-03-08
$AUSA
Australis Capital Inc.
Larssen, Thomas
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
2,200,000
Filed 2021-03-11 21:38
Tx date 2021-02-22
$AUSA
Australis Capital Inc.
Paul, Jon
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
46 - Compensation for services
$118,089
+318,300 vol
$0.371 each
318,300
Filed 2021-01-20 15:38
Tx date 2020-09-25
$AUSA
Australis Capital Inc.
Aceituno, Fausto
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-10-05 13:52
Tx date 2020-08-01
$AUSA
Australis Capital Inc.
Aceituno, Fausto
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-01-04 16:24
Tx date 2021-01-01
$AUSA
Australis Capital Inc.
Paul, Jon
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
2,000,000
Filed 2021-01-04 16:20
Tx date 2021-01-01
$AUSA
Australis Capital Inc.
Paul, Jon
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-21 10:41
Tx date 2020-12-16
$AUSA
Australis Capital Inc.
Dyck, Jason Ronald Bradley
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$18,560
+116,000 vol
$0.16 each
286,566
Filed 2020-12-10 10:58
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$133,000
+700,000 vol
$0.19 each
700,000
Filed 2020-12-10 10:58
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-10 10:56
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Fu, Duke
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
4,936,294
Filed 2020-12-10 10:51
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Szweras, Adam Kelley
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$95,000
+500,000 vol
$0.19 each
500,000
Filed 2020-12-10 10:50
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Szweras, Adam Kelley
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-10 10:41
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$95,000
+500,000 vol
$0.19 each
500,000
Filed 2020-12-10 10:40
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-10 10:38
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Geller, Avi
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$95,000
+500,000 vol
$0.19 each
500,000
Filed 2020-12-10 10:38
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Geller, Avi
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-10 10:30
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Dyck, Jason Ronald Bradley
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$133,000
+700,000 vol
$0.19 each
700,000
Filed 2020-12-10 10:29
Tx date 2020-11-17
$AUSA
Australis Capital Inc.
Dyck, Jason Ronald Bradley
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-10 10:26
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Kapadia, Hanoz
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$180,500
+950,000 vol
$0.19 each
950,000
Filed 2020-12-10 10:22
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Kapadia, Hanoz
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2020-12-07 15:28
Tx date 2020-12-07
$AUSA
Australis Capital Inc.
Dyck, Jason Ronald Bradley
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$27,479
+148,540 vol
$0.185 each
170,566
Filed 2020-12-01 18:31
Tx date 2020-11-26
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
56 - Grant of rights
$10,500
+52,500 vol
$0.20 each
534,270
Filed 2020-12-01 18:27
Tx date 2020-11-26
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
56 - Grant of rights
$9,333
+46,667 vol
$0.20 each
527,168
Filed 2020-12-01 18:20
Tx date 2020-11-26
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-46,667 vol
317,773
Filed 2020-12-01 18:00
Tx date 2020-11-26
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-52,500 vol
333,441
Filed 2020-11-20 11:26
Tx date 2020-11-17
$AUSA
Australis Capital Inc.
Dyck, Jason Ronald Bradley
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
22,026
Filed 2020-11-20 11:25
Tx date 2020-11-17
$AUSA
Australis Capital Inc.
Dyck, Jason Ronald Bradley
4 - Director of Issuer
Holder: 748086 Alberta Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
1,231,002
Filed 2020-11-19 15:09
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Holder: Elise Coppens (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
800,000
Filed 2020-11-19 15:08
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Direct Ownership
Common Shares
99 - Correction of information

-800,000 vol
10,514
Filed 2020-11-19 11:14
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Szweras, Adam Kelley
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-19 11:06
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
810,514
Filed 2020-11-19 10:59
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Geller, Avi
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-18 14:33
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-18 14:56
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Kapadia, Hanoz
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-18 14:33
Tx date 2020-11-18
$AUSA
Australis Capital Inc.
Esteireiro, John
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-12 18:04
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+210,000 vol
Filed 2020-11-12 18:03
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,200,000 vol
Filed 2020-11-12 16:27
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-38,250 vol
443,063
Filed 2020-11-12 16:26
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-52,500 vol
481,313
Filed 2020-11-12 16:25
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$9,187
+52,500 vol
$0.175 each
504,200
Filed 2020-11-12 16:24
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$4,207
+38,250 vol
$0.11 each
542,450
Filed 2020-11-12 16:21
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-40,500 vol
364,440
Filed 2020-11-12 16:20
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-33,334 vol
404,940
Filed 2020-11-12 16:19
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-46,667 vol
314,833
Filed 2020-11-12 16:18
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-38,250 vol
Filed 2020-11-12 16:18
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-52,500 vol
Filed 2020-11-12 16:16
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-38,250 vol
Filed 2020-11-12 16:15
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-52,500 vol
Filed 2020-11-12 16:14
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$4,455
+40,500 vol
$0.11 each
480,501
Filed 2020-11-12 16:13
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$5,833
+33,334 vol
$0.175 each
440,001
Filed 2020-11-12 16:10
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-33,750 vol
385,941
Filed 2020-11-12 16:08
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-45,000 vol
419,691
Filed 2020-11-12 16:06
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-52,500 vol
341,250
Filed 2020-11-12 16:05
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$23,100
+52,500 vol
$0.44 each
52,500
Filed 2020-11-12 16:04
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$3,712
+33,750 vol
$0.11 each
481,770
Filed 2020-11-12 16:03
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$7,874
+45,000 vol
$0.175 each
448,020
Filed 2020-11-12 16:00
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-12,000 vol
313,747
Filed 2020-11-12 15:51
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-20,000 vol
325,747
Filed 2020-11-12 15:34
Tx date 2019-12-17
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-35,000 vol
166,000
Filed 2020-11-12 15:27
Tx date 2019-12-17
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-35,000 vol
Filed 2020-11-12 15:09
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$1,320
+12,000 vol
$0.11 each
402,000
Filed 2020-11-12 15:07
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$3,500
+20,000 vol
$0.175 each
390,000
Filed 2020-11-12 14:17
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$46,856
+260,313 vol
$0.18 each
1,670,313
Filed 2020-11-12 14:16
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$46,856
+260,313 vol
$0.18 each
Filed 2020-11-12 14:09
Tx date 2020-09-30
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$994,500
+7,650,000 vol
$0.13 each
9,320,313
Filed 2020-11-12 14:07
Tx date 2020-09-30
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$994,500
+7,650,000 vol
$0.13 each
Filed 2020-11-12 13:43
Tx date 2020-09-30
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$994,500
+7,650,000 vol
$0.13 each
8,010,313
Filed 2020-11-12 13:43
Tx date 2020-09-30
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$994,500
+7,650,000 vol
$0.13 each
Filed 2020-11-12 13:39
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$46,856
+260,313 vol
$0.18 each
Filed 2020-11-12 13:39
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
50 - Grant of options
$46,856
+260,313 vol
$0.18 each
260,313
Filed 2020-11-12 13:09
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$3,300
+30,000 vol
$0.11 each
8,040,313
Filed 2020-11-12 13:08
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$17,500
+100,000 vol
$0.175 each
360,313
Filed 2020-11-12 13:06
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-30,000 vol
371,563
Filed 2020-11-12 13:03
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-100,000 vol
401,563
Filed 2020-11-12 12:55
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
Filed 2020-11-09 12:44
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
Filed 2020-10-07 17:23
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,207
+38,250 vol
$0.11 each
Filed 2020-10-07 17:19
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,300
+30,000 vol
$0.11 each
Filed 2020-10-07 17:16
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,712
+33,750 vol
$0.11 each
Filed 2020-10-07 17:13
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,455
+40,500 vol
$0.11 each
Filed 2020-10-07 17:09
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,320
+12,000 vol
$0.11 each
Filed 2020-09-10 17:45
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$17,500
+100,000 vol
$0.175 each
Filed 2020-09-10 17:38
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$9,187
+52,500 vol
$0.175 each
Filed 2020-09-10 17:36
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,833
+33,334 vol
$0.175 each
Filed 2020-09-10 17:28
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$23,100
+52,500 vol
$0.44 each
Filed 2020-09-10 17:26
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$7,874
+45,000 vol
$0.175 each
Filed 2020-09-10 17:22
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,500
+20,000 vol
$0.175 each
Filed 2020-09-10 17:06
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-7,875
-45,000 vol
$0.175 each
Filed 2020-09-10 17:04
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,500
-20,000 vol
$0.175 each
Filed 2020-05-29 14:38
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
Filed 2020-05-29 14:36
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+210,000 vol
Filed 2019-04-18 15:52
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,200,000 vol
Filed 2020-11-09 12:44
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
1,670,313
Filed 2020-05-29 14:38
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
Filed 2020-10-07 17:23
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,207
+38,250 vol
$0.11 each
542,450
Filed 2020-10-07 17:19
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,300
+30,000 vol
$0.11 each
130,000
Filed 2020-10-07 17:16
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,712
+33,750 vol
$0.11 each
481,770
Filed 2020-10-07 17:13
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,455
+40,500 vol
$0.11 each
480,501
Filed 2020-10-07 17:09
Tx date 2020-10-02
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,320
+12,000 vol
$0.11 each
402,000
Filed 2020-10-05 13:53
Tx date 2020-09-30
$AUSA
Australis Capital Inc.
Aceituno, Fausto Aceituno
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,040
+8,000 vol
$0.13 each
8,000
Filed 2020-10-05 13:52
Tx date 2020-08-01
$AUSA
Australis Capital Inc.
Aceituno, Fausto Aceituno
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-09-10 17:45
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$17,500
+100,000 vol
$0.175 each
100,000
Filed 2020-09-10 17:44
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-09-10 17:38
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$9,187
+52,500 vol
$0.175 each
504,200
Filed 2020-09-10 17:36
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,833
+33,334 vol
$0.175 each
440,001
Filed 2020-09-10 17:28
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$23,100
+52,500 vol
$0.44 each
52,500
Filed 2020-09-10 17:26
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$7,874
+45,000 vol
$0.175 each
448,020
Filed 2020-09-10 17:22
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,500
+20,000 vol
$0.175 each
390,000
Filed 2020-09-10 17:17
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$9,187
+52,500 vol
$0.175 each
172,500
Filed 2020-09-10 17:06
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-7,875
-45,000 vol
$0.175 each
Filed 2020-09-10 17:04
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,500
-20,000 vol
$0.175 each
Filed 2020-09-10 16:59
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-9,187.50
-52,500 vol
$0.175 each
Filed 2020-09-10 16:59
Tx date 2020-04-13
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-9,187.50
-52,500 vol
$0.175 each
67,500
Filed 2020-05-29 15:41
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+111,563 vol
533,813
Filed 2020-05-29 15:39
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+114,750 vol
497,250
Filed 2020-05-29 15:36
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
2,058,063
Filed 2020-05-29 15:34
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+267,750 vol
1,797,750
Filed 2020-05-29 15:21
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+288,750 vol
1,700,730
Filed 2020-05-29 15:17
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+557,813 vol
1,620,313
Filed 2020-05-29 15:16
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+673,750 vol
6,225,313
Filed 2020-05-29 15:13
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+1,301,563 vol
5,551,563
Filed 2020-05-29 15:02
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+111,563 vol
533,813
Filed 2020-05-29 14:55
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+114,750 vol
497,250
Filed 2020-05-29 14:54
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
2,058,063
Filed 2020-05-29 14:52
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+267,750 vol
1,797,750
Filed 2020-05-29 14:42
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+111,563 vol
501,563
Filed 2020-05-29 14:40
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+90,000 vol
390,000
Filed 2020-05-29 14:38
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+260,313 vol
1,670,313
Filed 2020-05-29 14:36
Tx date 2019-10-02
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+210,000 vol
1,410,000
Filed 2020-05-29 14:25
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+123,441 vol
484,941
Filed 2020-05-29 14:23
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
361,500
Filed 2020-05-29 14:22
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+288,028 vol
1,231,528
Filed 2020-05-29 14:19
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
943,500
Filed 2020-05-29 14:16
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+123,441 vol
517,191
Filed 2020-05-29 14:13
Tx date 2020-01-01
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
393,750
Filed 2020-05-29 14:12
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+288,028 vol
1,356,778
Filed 2020-05-29 14:10
Tx date 2020-01-01
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
1,068,750
Filed 2020-05-29 13:54
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+179,747 vol
380,747
Filed 2020-05-29 13:52
Tx date 2019-12-30
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
201,000
Filed 2020-05-29 13:49
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+419,409 vol
938,409
Filed 2020-05-29 13:45
Tx date 2019-12-30
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
519,000
Filed 2020-05-05 12:22
Tx date 2020-04-06
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market

+350,520 vol
350,520
Filed 2020-05-05 12:17
Tx date 2020-01-01
$AUSA
Australis Capital Inc.
Tzung, Cleve
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-05-01 19:14
Tx date 2020-03-31
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,820
+45,000 vol
$0.196 each
120,000
Filed 2020-04-21 18:02
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$5,185
+30,500 vol
$0.17 each
96,650
Filed 2020-04-21 18:02
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$765.00
+4,500 vol
$0.17 each
66,150
Filed 2020-04-21 18:00
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$4,335
+25,500 vol
$0.17 each
96,650
Filed 2020-04-21 17:59
Tx date 2020-04-20
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$1,615
+9,500 vol
$0.17 each
71,150
Filed 2020-04-08 16:26
Tx date 2020-04-06
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,865
+15,000 vol
$0.191 each
406,667
Filed 2020-04-08 16:26
Tx date 2020-03-25
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$65,205
+345,000 vol
$0.189 each
391,667
Filed 2020-04-08 16:23
Tx date 2019-11-27
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+46,667 vol
46,667
Filed 2020-04-08 16:18
Tx date 2019-11-26
$AUSA
Australis Capital Inc.
Norr, Daniel
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-07 12:44
Tx date 2020-04-06
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,002
+15,000 vol
$0.1335 each
370,000
Filed 2020-04-07 12:43
Tx date 2020-03-25
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$45,248
+320,000 vol
$0.1414 each
355,000
Filed 2020-04-07 12:40
Tx date 2019-12-30
$AUSA
Australis Capital Inc.
Han, Jungah Alex
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
35,000
Filed 2020-03-17 19:18
Tx date 2020-03-11
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,400
+20,000 vol
$0.17 each
303,600
Filed 2020-03-17 19:17
Tx date 2020-03-10
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$5,950
+34,000 vol
$0.175 each
283,600
Filed 2020-03-17 19:17
Tx date 2020-03-10
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$412.50
+2,500 vol
$0.165 each
249,600
Filed 2020-03-17 19:16
Tx date 2020-03-10
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$19,315
+118,500 vol
$0.163 each
247,100
Filed 2020-02-04 19:54
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Passport Technology Canada Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-12-03 19:02
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$81,000
+150,000 vol
$0.54 each
150,000
Filed 2019-12-03 18:59
Tx date 2018-09-24
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-12-03 18:56
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-150,000 vol
615,000
Filed 2019-12-03 15:06
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$40,500
+75,000 vol
$0.54 each
451,700
Filed 2019-12-03 15:04
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-75,000 vol
307,500
Filed 2019-12-03 14:57
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$40,500
+75,000 vol
$0.54 each
75,000
Filed 2019-12-03 14:56
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-12-03 14:55
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-75,000 vol
307,500
Filed 2019-12-03 14:51
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$112,499
+208,333 vol
$0.54 each
208,333
Filed 2019-12-03 14:50
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-12-03 14:48
Tx date 2019-11-14
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
57 - Exercise of rights

-208,333 vol
854,167
Filed 2019-09-25 15:29
Tx date 2019-09-25
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$20,020
+28,600 vol
$0.70 each
128,600
Filed 2019-04-18 15:53
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+300,000 vol
300,000
Filed 2019-04-18 15:52
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-18 15:52
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,200,000 vol
1,200,000
Filed 2019-04-18 15:51
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
DeMott, Harry
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-18 15:42
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+157,500 vol
382,500
Filed 2019-04-18 15:41
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+630,000 vol
1,530,000
Filed 2019-04-18 15:38
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+157,500 vol
382,500
Filed 2019-04-18 15:37
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+630,000 vol
1,530,000
Filed 2019-04-18 15:35
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+315,000 vol
765,000
Filed 2019-04-18 15:34
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+1,260,000 vol
3,060,000
Filed 2019-04-18 15:31
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+437,500 vol
1,062,500
Filed 2019-04-18 15:28
Tx date 2019-04-13
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+1,750,000 vol
4,250,000
Filed 2019-03-20
Tx date 2018-10-25
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$101,499
+50,000 vol
$2.03 each
50,000
Filed 2019-03-20
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2019-03-20
Tx date 2018-10-25
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+25,000 vol
25,000
Filed 2019-03-05
Tx date 2019-03-05
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$49,000
+50,000 vol
$0.98 each
50,000
Filed 2019-03-05
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson RSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
61,650
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-123,300 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
61,650
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-123,300 vol
376,700
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson TFSA (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-123,300 vol
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Roger Swainson TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-02-28
Tx date 2019-02-26
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Holder: Mary Swainson (Control or Direction)
Common Shares
90 - Change in the nature of ownership

+61,650 vol
Filed 2018-11-28
Tx date 2018-11-27
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+4,615 vol
98,522
Filed 2018-11-28
Tx date 2018-11-27
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$18,736
+9,230 vol
$2.03 each
200,341
Filed 2018-11-19
Tx date 2018-09-24
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-19
Tx date 2018-11-13
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+450,000 vol
450,000
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-19
Tx date 2018-11-13
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+225,000 vol
225,000
Filed 2018-11-19
Tx date 2018-11-13
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+625,000 vol
625,000
Filed 2018-11-19
Tx date 2018-11-13
$AUSA
Australis Capital Inc.
Dover, John David
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+225,000 vol
225,000
Filed 2018-11-19
Tx date 2018-11-13
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+225,000 vol
225,000
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dowty, Michael Scott
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-19
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Swainson, Roger Irving
4 - Director of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-09
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: District Ventures CPG1 LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-09
Tx date 2018-10-25
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+93,907 vol
93,907
Filed 2018-11-09
Tx date 2018-11-02
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: District Ventures CPG1 LP (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$312,589
+189,448 vol
$1.65 each
189,448
Filed 2018-11-09
Tx date 2018-11-02
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$5,440
+3,297 vol
$1.65 each
191,111
Filed 2018-11-09
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-09
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-11-09
Tx date 2018-10-25
$AUSA
Australis Capital Inc.
Dickinson, Arlene
4 - Director of Issuer
Holder: Venture Communications Ltd. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$381,262
+187,814 vol
$2.03 each
187,814
Filed 2018-09-27
Tx date 2018-09-24
$AUSA
Australis Capital Inc.
Carlotti, Michael Jon
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
1,800,000
Filed 2018-09-26
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Funk, Ronald
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-26
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Funk, Ronald
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-26
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Funk, Ronald
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-26
Tx date 2018-08-16
$AUSA
Australis Capital Inc.
Funk, Ronald
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-23
Tx date 2018-08-18
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-23
Tx date 2018-08-18
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Holder: 8115966 Canada Inc. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-09-23
Tx date 2018-09-19
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
35 - Stock dividend
$156.50
+626 vol
$0.25 each
626
Filed 2018-09-23
Tx date 2018-09-19
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Holder: 8115966 Canada Inc. (Indirect Ownership)
Warrants
53 - Grant of warrants

+1,742 vol
1,742
Filed 2018-09-23
Tx date 2018-09-19
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
53 - Grant of warrants

+626 vol
626
Filed 2018-09-23
Tx date 2018-09-19
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Holder: 8115966 Canada Inc. (Indirect Ownership)
Common Shares
35 - Stock dividend
$435.50
+1,742 vol
$0.25 each
876,742
Filed 2018-09-23
Tx date 2018-08-18
$AUSA
Australis Capital Inc.
Singer, Michael
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report