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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Recent filings
Filed 2024-04-17 11:30
Tx date 2024-04-15
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,830
+6,000 vol
$0.305 each
1,400,166
Older filings
Filed 2024-04-07 11:51
Tx date 2024-04-05
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options

-100,000 vol
250,000
Filed 2024-04-07 11:50
Tx date 2024-04-05
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$20,000
+100,000 vol
$0.20 each
133,333
Filed 2024-02-23 16:09
Tx date 2024-02-23
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$16,000
+80,000 vol
$0.20 each
142,500
Filed 2024-02-23 16:09
Tx date 2024-02-23
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-80,000 vol
320,000
Filed 2024-02-12 17:00
Tx date 2024-02-12
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$5,250
+25,000 vol
$0.21 each
87,500
Filed 2024-02-12 17:00
Tx date 2024-02-12
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-25,000 vol
400,000
Filed 2024-02-08 11:47
Tx date 2024-02-07
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-8,140
-22,000 vol
$0.37 each
62,500
Filed 2024-02-08 11:46
Tx date 2024-02-05
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-10,360
-28,000 vol
$0.37 each
84,500
Filed 2024-02-05 16:10
Tx date 2024-02-05
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-50,000 vol
425,000
Filed 2024-02-05 16:08
Tx date 2024-02-05
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$5,000
+50,000 vol
$0.10 each
112,500
Filed 2024-01-08 12:50
Tx date 2024-01-02
$M
Myriad Uranium Corp.
Lee, Thomas
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+150,000 vol
150,000
Filed 2024-01-08 12:49
Tx date 2023-11-24
$M
Myriad Uranium Corp.
Lee, Thomas
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2024-01-03 17:59
Tx date 2024-01-02
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+350,000 vol
1,000,000
Filed 2024-01-03 17:57
Tx date 2024-01-02
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+150,000 vol
375,000
Filed 2024-01-03 17:55
Tx date 2024-01-02
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
350,000
Filed 2024-01-03 17:53
Tx date 2024-01-02
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
475,000
Filed 2023-12-15 16:54
Tx date 2023-12-15
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+50,000 vol
700,000
Filed 2023-12-15 16:50
Tx date 2023-12-15
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+16,667 vol
16,667
Filed 2023-12-15 16:49
Tx date 2022-08-17
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2023-12-15 16:49
Tx date 2023-12-15
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$4,999
+33,333 vol
$0.15 each
33,333
Filed 2023-12-15 16:48
Tx date 2022-08-17
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-12-15 16:47
Tx date 2023-12-15
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 1095938 BC Ltd. (Indirect Ownership)
Warrants
16 - Acquisition or disposition under a prospectus exemption

+75,000 vol
75,000
Filed 2023-12-15 16:46
Tx date 2022-11-01
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 1095938 BC Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2023-12-15 16:46
Tx date 2023-12-15
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 1095938 BC Ltd. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$22,500
+150,000 vol
$0.15 each
150,000
Filed 2023-12-15 16:45
Tx date 2022-11-01
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: 1095938 BC Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-12-15 16:44
Tx date 2023-12-15
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$15,000
+100,000 vol
$0.15 each
1,394,166
Filed 2023-12-15 16:42
Tx date 2023-12-15
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+16,667 vol
36,667
Filed 2023-12-15 16:41
Tx date 2023-12-15
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$4,999
+33,333 vol
$0.15 each
103,333
Filed 2023-11-10 14:19
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,162.50
-7,500 vol
$0.155 each
1,100,001
Filed 2023-11-10 14:18
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-14,485.50
-92,500 vol
$0.1566 each
1,107,501
Filed 2023-11-10 14:18
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-16,170
-100,000 vol
$0.1617 each
1,200,001
Filed 2023-11-10 14:16
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,162
+7,500 vol
$0.155 each
Filed 2023-11-10 14:16
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,485
+92,500 vol
$0.1566 each
Filed 2023-11-10 14:16
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$16,170
+100,000 vol
$0.1617 each
Filed 2023-11-10 13:23
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,162
+7,500 vol
$0.155 each
1,500,001
Filed 2023-11-10 13:23
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,162
+7,500 vol
$0.155 each
Filed 2023-11-10 13:23
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,485
+92,500 vol
$0.1566 each
1,492,501
Filed 2023-11-10 13:23
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,485
+92,500 vol
$0.1566 each
Filed 2023-11-10 13:22
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$16,170
+100,000 vol
$0.1617 each
Filed 2023-11-10 13:22
Tx date 2023-11-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$16,170
+100,000 vol
$0.1617 each
1,400,001
Filed 2023-09-26 13:26
Tx date 2023-09-25
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$5,000
+50,000 vol
$0.10 each
70,000
Filed 2023-06-01 17:36
Tx date 2023-06-01
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+50,000 vol
650,000
Filed 2023-06-01 17:34
Tx date 2023-06-01
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$30,000
+100,000 vol
$0.30 each
1,294,166
Filed 2023-05-11 11:41
Tx date 2023-05-09
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,479
+12,000 vol
$0.29 each
1,194,166
Filed 2023-04-11 17:54
Tx date 2023-04-10
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
225,000
Filed 2023-04-11 17:52
Tx date 2023-04-10
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+350,000 vol
650,000
Filed 2023-04-11 17:50
Tx date 2023-04-10
$M
Myriad Uranium Corp.
amadi, cyril Kwaku
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
250,000
Filed 2023-04-11 17:48
Tx date 2023-04-10
$M
Myriad Uranium Corp.
Bonner, Frederick Joseph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+150,000 vol
375,000
Filed 2023-04-11 17:46
Tx date 2023-04-10
$M
Myriad Uranium Corp.
Pinsent, Guy Hume
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
325,000
Filed 2023-03-09 11:34
Tx date 2023-03-08
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,850
+5,000 vol
$0.37 each
1,182,166
Filed 2023-03-03 13:03
Tx date 2023-03-01
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+125,000 vol
125,000
Filed 2023-03-03 13:03
Tx date 2022-12-12
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2023-02-09 16:40
Tx date 2023-02-06
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+20,000 vol
20,000
Filed 2023-02-09 16:39
Tx date 2022-12-12
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2023-02-09 16:39
Tx date 2023-02-06
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$5,000
+20,000 vol
$0.25 each
20,000
Filed 2023-02-09 16:38
Tx date 2022-12-12
$M
Myriad Uranium Corp.
Lamb, Nelson Garry
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-02-09 16:36
Tx date 2023-02-06
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+100,000 vol
600,000
Filed 2023-02-09 16:35
Tx date 2023-02-06
$M
Myriad Uranium Corp.
Lamb, Thomas David
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$25,000
+100,000 vol
$0.25 each
1,177,166
Filed 2021-08-09 17:28
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-15,294 vol
0
Filed 2021-08-09 17:20
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-13,447.50
-2,445 vol
$5.50 each
0
Filed 2021-08-09 17:19
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-93,786
-17,052 vol
$5.50 each
0
Filed 2021-08-09 17:12
Tx date 2020-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,601
+385 vol
$4.16 each
17,052
Filed 2021-08-09 17:09
Tx date 2020-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$307.84
+74 vol
$4.16 each
2,445
Filed 2021-08-09 17:06
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$619.13
+101 vol
$6.13 each
2,192
Filed 2021-08-09 16:39
Tx date 2021-08-05
$M
Mosaic Capital Corporation
The Canada West Land & Petroleum Company, Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-9,270,079.50
-1,685,469 vol
$5.50 each
0
Filed 2021-08-09 16:27
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-709,313
-128,966 vol
$5.50 each
0
Filed 2021-08-09 16:27
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$90,689
+16,489 vol
$5.50 each
128,966
Filed 2021-08-09 16:26
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-16,489 vol
0
Filed 2021-08-09 16:14
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-1,948,067
-354,194 vol
$5.50 each
0
Filed 2021-08-09 16:13
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-23,111
-4,202 vol
$5.50 each
0
Filed 2021-08-09 16:12
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-420,216.50
-76,403 vol
$5.50 each
0
Filed 2021-08-09 16:12
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-6,897
-1,254 vol
$5.50 each
0
Filed 2021-08-09 16:11
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-946.00
-172 vol
$5.50 each
0
Filed 2021-08-09 16:11
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-8,486.50
-1,543 vol
$5.50 each
0
Filed 2021-08-09 16:10
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$96,156
+17,483 vol
$5.50 each
354,194
Filed 2021-08-09 16:09
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase

-15,294 vol
0
Filed 2021-08-09 16:09
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-17,483 vol
15,294
Filed 2021-08-09 16:08
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$129,717
+23,585 vol
$5.50 each
336,711
Filed 2021-08-09 16:06
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-23,585 vol
0
Filed 2021-08-09 15:58
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-633,292
-115,144 vol
$5.50 each
0
Filed 2021-08-09 15:58
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$121,278
+28,671 vol
$4.23 each
115,144
Filed 2021-08-09 15:57
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$312,884
+56,888 vol
$5.50 each
86,473
Filed 2021-08-09 15:55
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase

-19,340 vol
0
Filed 2021-08-09 15:53
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-28,671 vol
19,340
Filed 2021-08-09 15:52
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-56,888 vol
0
Filed 2021-08-09 15:43
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-276,925
-50,350 vol
$5.50 each
0
Filed 2021-08-09 15:42
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$212,980
+50,350 vol
$4.23 each
50,350
Filed 2021-08-09 15:39
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-2,599,190
-472,580 vol
$5.50 each
0
Filed 2021-08-09 15:38
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-3,036
-552 vol
$5.50 each
0
Filed 2021-08-09 15:37
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-86,828.50
-15,787 vol
$5.50 each
0
Filed 2021-08-09 15:36
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-6,193
-1,126 vol
$5.50 each
0
Filed 2021-08-09 15:36
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-5,346
-972 vol
$5.50 each
0
Filed 2021-08-09 15:35
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-$100,000 vol
$0
Filed 2021-08-09 15:34
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase

-88,097 vol
0
Filed 2021-08-09 15:33
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-50,350 vol
88,097
Filed 2021-08-09 15:31
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$25,087,392,100
+158,390 vol
$158,390 each
472,580
Filed 2021-08-09 15:30
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-158,390 vol
0
Filed 2021-08-09 15:19
Tx date 2021-08-05
$M
Mosaic Capital Corporation
M4 Trust
3 - 10% Security Holder of Issuer
Holder: The Canada West Land & Petroleum Company, Limited (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-8,974,306
-1,631,692 vol
$5.50 each
0
Filed 2021-08-09 15:16
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-77.00
-14 vol
$5.50 each
0
Filed 2021-08-09 14:57
Tx date 2021-08-05
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-1,151,232.50
-209,315 vol
$5.50 each
0
Filed 2021-08-09 14:48
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-$20,000 vol
$0
Filed 2021-08-09 14:48
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-30,250
-5,500 vol
$5.50 each
0
Filed 2021-08-09 14:47
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: ESPP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-62,590
-11,380 vol
$5.50 each
0
Filed 2021-08-09 14:47
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-984,907
-179,074 vol
$5.50 each
0
Filed 2021-08-09 14:46
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$699,088
+127,107 vol
$5.50 each
179,074
Filed 2021-08-09 14:45
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-127,107 vol
0
Filed 2021-08-09 14:44
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase

-149,746 vol
0
Filed 2021-08-09 14:36
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP Michelle Flemming (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-27,500
-5,000 vol
$5.50 each
0
Filed 2021-08-09 14:36
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-109,158.50
-19,847 vol
$5.50 each
0
Filed 2021-08-09 14:35
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-86,306
-15,692 vol
$5.50 each
0
Filed 2021-08-09 14:34
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$86,306
+15,692 vol
$5.50 each
15,692
Filed 2021-08-09 14:33
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase

-9,393 vol
0
Filed 2021-08-09 14:32
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-15,692 vol
0
Filed 2021-08-09 14:23
Tx date 2021-08-05
$M
Mosaic Capital Corporation
C-Growth Trust
3 - 10% Security Holder of Issuer
Holder: ALPH Investment Corporation (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-8,525,588.50
-1,550,107 vol
$5.50 each
0
Filed 2021-08-09 14:14
Tx date 2021-08-05
$M
Mosaic Capital Corporation
ALPH Investment Corporation
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-8,525,588.50
-1,550,107 vol
$5.50 each
0
Filed 2021-08-09 14:01
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Holder: Locked-in RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-32,873.50
-5,977 vol
$5.50 each
0
Filed 2021-08-09 14:01
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-77,819.50
-14,149 vol
$5.50 each
0
Filed 2021-08-09 14:00
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$200,194,201
+14,149 vol
$14,149 each
14,149
Filed 2021-08-09 13:59
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-14,149 vol
0
Filed 2021-08-09 13:45
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: ESPP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-93,885
-17,070 vol
$5.50 each
0
Filed 2021-08-09 13:45
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-6,407.50
-1,165 vol
$5.50 each
0
Filed 2021-08-09 13:44
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-100,045
-18,190 vol
$5.50 each
0
Filed 2021-08-09 13:43
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-405,185
-73,670 vol
$5.50 each
0
Filed 2021-08-09 13:43
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$340,136
+61,843 vol
$5.50 each
73,670
Filed 2021-08-09 13:38
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-61,843 vol
0
Filed 2021-08-09 13:32
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-$5,000 vol
$0
Filed 2021-08-09 13:31
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-$5,000 vol
$0
Filed 2021-08-09 13:31
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-$20,000 vol
$0
Filed 2021-08-09 13:28
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

+61,843 vol
Filed 2021-08-09 13:15
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase

-36,090 vol
0
Filed 2021-02-13 16:19
Tx date 2020-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$245.44
+59 vol
$4.16 each
Filed 2021-02-13 16:16
Tx date 2020-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,447
+348 vol
$4.16 each
Filed 2020-03-31 18:28
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$159.38
+26 vol
$6.13 each
Filed 2020-03-31 18:16
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$159.38
+26 vol
$6.13 each
Filed 2021-08-08 16:18
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-10,802
-1,964 vol
$5.50 each
17,015
Filed 2021-08-08 16:16
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$10,802
+1,964 vol
$5.50 each
18,979
Filed 2021-08-08 16:14
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-1,964 vol
0
Filed 2021-08-08 16:08
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-86,306
-15,692 vol
$5.50 each
17,015
Filed 2021-08-08 16:06
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$86,306
+15,692 vol
$5.50 each
32,707
Filed 2021-08-08 16:00
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-15,692 vol
1,964
Filed 2021-08-08 15:48
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
$-96,156.50
-17,483 vol
$5.50 each
17,015
Filed 2021-08-08 15:37
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$73,953
+17,483 vol
$4.23 each
34,498
Filed 2021-08-08 15:34
Tx date 2021-08-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-73,953.09
-17,483 vol
$4.23 each
15,294
Filed 2021-06-15 11:32
Tx date 2021-06-14
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-19,860
-6,000 vol
$3.31 each
209,315
Filed 2021-06-11 14:07
Tx date 2021-06-10
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-20,853
-6,300 vol
$3.31 each
215,315
Filed 2021-05-12 13:19
Tx date 2021-05-10
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-14,233
-4,300 vol
$3.31 each
221,615
Filed 2021-04-26 15:46
Tx date 2021-04-23
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-13,616
-4,600 vol
$2.96 each
225,915
Filed 2021-04-22 13:00
Tx date 2021-04-20
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-35,105
-11,900 vol
$2.95 each
230,515
Filed 2021-04-13 16:15
Tx date 2021-04-13
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+6,735 vol
29,585
Filed 2021-04-13 16:10
Tx date 2021-04-13
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-6,735 vol
56,888
Filed 2021-04-07 15:01
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights
$15,460
+5,241 vol
$2.95 each
76,403
Filed 2021-04-07 14:56
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights
$15,381
+5,214 vol
$2.95 each
19,847
Filed 2021-04-07 14:53
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
97 - Other

+2,163 vol
23,585
Filed 2021-04-07 14:52
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
97 - Other

-2,163 vol
0
Filed 2021-04-07 14:49
Tx date 2021-04-05
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
RSU-Common Share
58 - Expiration of rights

-12,015 vol
0
Filed 2021-04-07 14:44
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Holder: Locked-in RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights
$8,782
+2,977 vol
$2.95 each
5,977
Filed 2021-04-06 12:45
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$15,460
+5,241 vol
$2.95 each
Filed 2021-04-06 12:41
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$15,381
+5,214 vol
$2.95 each
Filed 2021-04-06 12:29
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$8,782
+2,977 vol
$2.95 each
Filed 2021-04-06 12:49
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,197 vol
16,489
Filed 2021-04-06 12:48
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-4,146 vol
8,292
Filed 2021-04-06 12:46
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,197 vol
21,422
Filed 2021-04-06 12:45
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$15,460
+5,241 vol
$2.95 each
318,367
Filed 2021-04-06 12:44
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-5,241 vol
13,225
Filed 2021-04-06 12:42
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,197 vol
15,692
Filed 2021-04-06 12:41
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$15,381
+5,214 vol
$2.95 each
5,214
Filed 2021-04-06 12:39
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-04-06 12:36
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-5,214 vol
7,495
Filed 2021-04-06 12:34
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,197 vol
17,656
Filed 2021-04-06 12:33
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-5,241 vol
9,459
Filed 2021-04-06 12:30
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,197 vol
14,149
Filed 2021-04-06 12:29
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$8,782
+2,977 vol
$2.95 each
2,977
Filed 2021-04-06 12:24
Tx date 2020-02-18
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-04-06 12:03
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-2,977 vol
5,952
Filed 2021-04-06 12:00
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+29,770 vol
63,623
Filed 2021-04-06 11:59
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-18,606 vol
33,853
Filed 2021-04-06 11:55
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+48,689 vol
158,390
Filed 2021-04-06 11:52
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-30,720 vol
109,701
Filed 2021-04-06 11:47
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+67,377 vol
127,107
Filed 2021-04-06 11:45
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$61,840
+20,963 vol
$2.95 each
51,967
Filed 2021-04-06 11:35
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-40,313 vol
59,730
Filed 2021-04-05 18:47
Tx date 2021-04-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+32,393 vol
61,843
Filed 2021-04-05 18:46
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
57 - Exercise of rights
$49,987
+16,945 vol
$2.95 each
18,190
Filed 2021-04-05 18:43
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$10,357
+3,511 vol
$2.95 each
11,827
Filed 2021-04-05 18:41
Tx date 2021-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-20,456 vol
29,450
Filed 2021-03-30 13:39
Tx date 2021-03-26
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-23,843.16
-7,359 vol
$3.24 each
24,850
Filed 2021-03-30 13:35
Tx date 2021-03-30
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-321.00
-100 vol
$3.21 each
22,850
Filed 2021-03-30 13:34
Tx date 2021-03-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-6,099
-1,900 vol
$3.21 each
22,950
Filed 2021-03-30 13:33
Tx date 2021-03-26
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-20,216.57
-6,259 vol
$3.23 each
Filed 2021-03-30 13:29
Tx date 2021-03-30
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Holder: RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-12,160
-3,800 vol
$3.20 each
0
Filed 2021-02-13 16:19
Tx date 2020-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$245.44
+59 vol
$4.16 each
2,355
Filed 2021-02-13 16:16
Tx date 2020-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$1,447
+348 vol
$4.16 each
17,015
Filed 2021-01-14 13:05
Tx date 2020-01-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$37.59
+7 vol
$5.37 each
1,119
Filed 2021-01-14 13:04
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$36.82
+7 vol
$5.26 each
1,126
Filed 2021-01-14 12:58
Tx date 2020-01-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$37.59
+7 vol
$5.37 each
542
Filed 2021-01-14 12:57
Tx date 2020-01-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$16.11
+3 vol
$5.37 each
535
Filed 2021-01-14 12:56
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$36.82
+7 vol
$5.26 each
552
Filed 2021-01-14 12:56
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$15.78
+3 vol
$5.26 each
545
Filed 2021-01-14 12:55
Tx date 2020-01-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$16.11
+3 vol
$5.37 each
314,187
Filed 2021-01-14 12:54
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$15.78
+3 vol
$5.26 each
314,190
Filed 2021-01-14 12:51
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$47.37
+3 vol
$15.79 each
Filed 2021-01-14 12:51
Tx date 2020-01-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$48.30
+3 vol
$16.10 each
Filed 2021-01-14 12:51
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$47.37
+3 vol
$15.79 each
Filed 2021-01-14 12:49
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$47.37
+3 vol
$15.79 each
Filed 2021-01-14 12:45
Tx date 2020-01-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$48.30
+3 vol
$16.10 each
Filed 2021-01-14 12:43
Tx date 2020-02-28
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$47.37
+3 vol
$15.79 each
Filed 2021-01-07 13:25
Tx date 2021-01-07
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
10 - Acquisition or disposition in the public market
$
+$4,000 vol
$92.00 each
$5,000
Filed 2021-01-07 13:24
Tx date 2021-01-07
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
10 - Acquisition or disposition in the public market
$
+$5,000 vol
$92.00 each
$20,000
Filed 2021-01-06 17:28
Tx date 2020-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
10 - Acquisition or disposition in the public market
$
+$15,000 vol
$88.00 each
$15,000
Filed 2021-01-06 17:26
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
00 - Opening Balance-Initial SEDI Report
Filed 2021-01-06 17:22
Tx date 2021-01-04
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
10 - Acquisition or disposition in the public market
$
+$5,000 vol
$92.00 each
$5,000
Filed 2021-01-06 17:21
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
00 - Opening Balance-Initial SEDI Report
Filed 2021-01-06 17:21
Tx date 2021-01-04
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
10 - Acquisition or disposition in the public market
$
+$1,000 vol
$92.00 each
$1,000
Filed 2021-01-06 17:20
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
00 - Opening Balance-Initial SEDI Report
Filed 2021-01-06 17:19
Tx date 2021-01-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+31 vol
1,245
Filed 2021-01-06 17:18
Tx date 2021-01-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+29 vol
1,165
Filed 2021-01-06 17:17
Tx date 2021-01-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+161 vol
8,316
Filed 2020-10-05 14:23
Tx date 2020-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures
10 - Acquisition or disposition in the public market
$
+$150 vol
$88.00 each
Filed 2020-11-10 13:27
Tx date 2020-11-09
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: ESPP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$20,028
+11,380 vol
$1.76 each
11,380
Filed 2020-11-10 13:26
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: ESPP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-11-10 13:19
Tx date 2020-11-09
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: ESPP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$30,043
+17,070 vol
$1.76 each
17,070
Filed 2020-11-10 13:11
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: ESPP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-10-05 14:23
Tx date 2020-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures
10 - Acquisition or disposition in the public market
$
+$150 vol
$88.00 each
$150
Filed 2020-10-05 14:20
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
Filed 2020-09-29 11:00
Tx date 2020-09-28
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-8,800
-5,000 vol
$1.76 each
242,415
Filed 2020-09-25 11:06
Tx date 2020-09-21
$M
Mosaic Capital Corporation
KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-8,750
-5,000 vol
$1.75 each
247,415
Filed 2020-07-10 16:07
Tx date 2020-07-10
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,200
+1,000 vol
$2.20 each
8,155
Filed 2020-07-10 16:06
Tx date 2020-07-10
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,190
+1,000 vol
$2.19 each
7,155
Filed 2020-06-02 17:30
Tx date 2020-06-01
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+12,438 vol
12,438
Filed 2020-06-02 17:25
Tx date 2020-05-14
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2020-05-27 18:01
Tx date 2020-05-26
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP Michelle Flemming (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$9,936
+4,800 vol
$2.07 each
5,000
Filed 2020-05-27 18:00
Tx date 2020-05-26
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP Michelle Flemming (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$201.00
+100 vol
$2.01 each
200
Filed 2020-05-27 17:59
Tx date 2020-05-26
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP Michelle Flemming (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$199.00
+100 vol
$1.99 each
100
Filed 2020-05-27 17:57
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP Michelle Flemming (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-05-19 18:57
Tx date 2020-05-14
$M
Mosaic Capital Corporation
Spiropoulos, Evangelos
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
112,477
Filed 2020-05-16 11:05
Tx date 2020-05-15
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$10,100
+5,000 vol
$2.02 each
14,633
Filed 2020-04-14 17:28
Tx date 2020-04-13
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,909
+1,700 vol
$2.30 each
9,633
Filed 2020-04-14 17:28
Tx date 2020-04-13
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$11,250
+5,000 vol
$2.25 each
7,933
Filed 2020-04-06 14:04
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+35,286 vol
49,906
Filed 2020-04-06 14:01
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other
$-23,473.80
-8,694 vol
$2.70 each
6,155
Filed 2020-04-06 14:00
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$23,473
+8,694 vol
$2.70 each
14,849
Filed 2020-04-06 13:58
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-8,694 vol
14,620
Filed 2020-04-06 12:52
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Pratzer, Elan
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,929 vol
8,929
Filed 2020-04-06 12:52
Tx date 2020-02-18
$M
Mosaic Capital Corporation
Pratzer, Elan
4 - Director of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-06 12:50
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,929 vol
8,929
Filed 2020-04-06 12:50
Tx date 2020-02-18
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-06 12:48
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,929 vol
18,466
Filed 2020-04-06 12:48
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights
$7,400
+2,741 vol
$2.70 each
71,162
Filed 2020-04-06 12:47
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-2,741 vol
9,537
Filed 2020-04-06 12:42
Tx date 2020-04-03
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,929 vol
12,015
Filed 2020-04-06 12:41
Tx date 2020-04-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other
$-4,168.80
-1,544 vol
$2.70 each
252,415
Filed 2020-04-06 12:40
Tx date 2020-04-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$4,168
+1,544 vol
$2.70 each
253,959
Filed 2020-04-06 12:39
Tx date 2020-04-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-1,544 vol
3,086
Filed 2020-04-06 12:33
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,929 vol
12,709
Filed 2020-04-06 12:32
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights
$6,042
+2,238 vol
$2.70 each
2,933
Filed 2020-04-06 12:31
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-2,238 vol
3,780
Filed 2020-04-06 12:28
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,929 vol
14,700
Filed 2020-04-06 12:28
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$7,400
+2,741 vol
$2.70 each
16,667
Filed 2020-04-06 12:27
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-2,741 vol
5,771
Filed 2020-04-06 12:24
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+32,429 vol
52,459
Filed 2020-04-06 12:23
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$25,269
+9,359 vol
$2.70 each
32,209
Filed 2020-04-06 12:22
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-9,359 vol
20,030
Filed 2020-04-06 12:19
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+73,393 vol
100,043
Filed 2020-04-06 12:17
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other
$-23,311.80
-8,634 vol
$2.70 each
31,004
Filed 2020-04-06 12:17
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$28,490
+10,552 vol
$2.70 each
39,638
Filed 2020-04-06 12:16
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-19,186 vol
26,650
Filed 2020-04-06 12:11
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights
$42,624
+15,787 vol
$2.70 each
15,787
Filed 2020-04-06 12:10
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2020-04-06 12:10
Tx date 2020-04-03
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+53,036 vol
140,421
Filed 2020-04-06 12:09
Tx date 2020-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-15,787 vol
87,385
Filed 2020-03-31 18:28
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$159.38
+26 vol
$6.13 each
2,117
Filed 2020-03-31 18:23
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$966.60
+179 vol
$5.40 each
2,296
Filed 2020-03-31 18:21
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$5,497
+1,018 vol
$5.40 each
13,926
Filed 2020-03-31 18:16
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$159.38
+26 vol
$6.13 each
Filed 2020-03-31 18:13
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$3,739
+610 vol
$6.13 each
11,710
Filed 2020-03-11 16:53
Tx date 2019-12-31
$M
Mosaic Capital Corporation
The Canada West Land & Petroleum Company, Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+22,559 vol
1,685,469
Filed 2020-03-11 16:44
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+82 vol
1,112
Filed 2020-03-11 16:43
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+104 vol
532
Filed 2020-03-11 16:40
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+29 vol
314,184
Filed 2020-02-20 14:01
Tx date 2020-02-18
$M
Mosaic Capital Corporation
Adolphe, Kevin
4 - Director of Issuer
Holder: Locked-in RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
3,000
Filed 2020-01-28 13:57
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+44 vol
1,214
Filed 2020-01-28 13:57
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+81 vol
1,136
Filed 2020-01-28 13:56
Tx date 2019-12-31
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+405 vol
6,155
Filed 2019-07-02 12:44
Tx date 2019-06-30
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
58 - Expiration of rights

-9,208 vol
4,630
Filed 2019-07-02 12:37
Tx date 2019-06-30
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-173,833.50
-30,075 vol
$5.78 each
0
Filed 2019-07-02 12:36
Tx date 2019-06-30
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-247,359.48
-28,302 vol
$8.74 each
30,075
Filed 2019-06-10 10:26
Tx date 2019-06-04
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-25,804.09
-4,381 vol
$5.89 each
252,415
Filed 2019-06-06 14:05
Tx date 2019-06-06
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-25,804.09
-4,381 vol
$5.89 each
Filed 2019-06-06 14:05
Tx date 2019-06-06
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-25,804.09
-4,381 vol
$5.89 each
252,415
Filed 2019-05-30 17:04
Tx date 2019-05-28
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options

+4,381 vol
256,796
Filed 2019-05-30 17:03
Tx date 2019-05-28
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
59 - Exercise for cash

-24,643 vol
58,377
Filed 2019-05-30 17:02
Tx date 2019-05-28
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options

-4,381 vol
83,020
Filed 2019-05-14 13:09
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
57 - Exercise of rights

+1,198 vol
68,421
Filed 2019-05-14 13:07
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-1,198 vol
7,648
Filed 2019-05-14 13:06
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-1,317.60
-240 vol
$5.49 each
Filed 2019-04-02 12:02
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$917,764
+958 vol
$958.00 each
Filed 2019-04-02 11:57
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-958 vol
Filed 2019-04-02 11:56
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-1,317.60
-240 vol
$5.49 each
Filed 2019-04-09 14:52
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
$25,002
+4,630 vol
$5.40 each
8,512
Filed 2019-04-09 13:43
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+4,630 vol
12,278
Filed 2019-04-09 13:39
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+4,630 vol
6,018
Filed 2019-04-09 13:37
Tx date 2019-04-05
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+4,630 vol
13,838
Filed 2019-04-09 13:32
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+16,296 vol
29,389
Filed 2019-04-09 13:29
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+26,667 vol
103,172
Filed 2019-04-09 13:20
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+32,407 vol
45,836
Filed 2019-04-09 11:59
Tx date 2019-04-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+17,778 vol
23,314
Filed 2019-04-09 11:41
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
$-6,577.02
-1,198 vol
$5.49 each
3,882
Filed 2019-04-09 11:37
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$6,577
+1,198 vol
$5.49 each
12,298
Filed 2019-04-05 11:28
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
$-6,301.48
-1,198 vol
$5.26 each
Filed 2019-04-05 11:22
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$6,301
+1,198 vol
$5.26 each
Filed 2019-04-05 11:20
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
$6,301
+1,198 vol
$5.26 each
Filed 2019-04-08 13:00
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
57 - Exercise of rights

+695 vol
695
Filed 2019-04-08 12:58
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-08 12:58
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-02 12:10
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-02 12:07
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-05 11:28
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
$-6,301.48
-1,198 vol
$5.26 each
3,882
Filed 2019-04-05 11:22
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$6,301
+1,198 vol
$5.26 each
12,298
Filed 2019-04-05 11:20
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
$6,301
+1,198 vol
$5.26 each
Filed 2019-04-02 12:10
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
695
Filed 2019-04-02 12:09
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-695 vol
1,388
Filed 2019-04-02 12:07
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Holder: RRSP (Indirect Ownership)
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2019-04-02 12:02
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$917,764
+958 vol
$958.00 each
314,084
Filed 2019-04-02 11:57
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-958 vol
7,648
Filed 2019-04-02 11:56
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-1,317.60
-240 vol
$5.49 each
8,606
Filed 2019-04-02 11:25
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$15,196
+2,768 vol
$5.49 each
5,750
Filed 2019-04-02 11:20
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
$-15,196.32
-2,768 vol
$5.49 each
5,536
Filed 2019-04-02 11:19
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+6,915 vol
314,155
Filed 2019-04-02 11:18
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-6,915 vol
76,505
Filed 2019-04-02 11:18
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-31,056.93
-5,657 vol
$5.49 each
83,420
Filed 2019-04-02 11:08
Tx date 2019-04-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-57,518.73
-10,477 vol
$5.49 each
9,208
Filed 2019-04-02 10:52
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+7,253 vol
29,086
Filed 2019-04-02 10:50
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-7,253 vol
13,429
Filed 2019-04-02 10:48
Tx date 2019-04-01
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-32,583.15
-5,935 vol
$5.49 each
20,682
Filed 2019-03-18
Tx date 2017-12-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$171,728
+17,907 vol
$9.59 each
Filed 2019-03-18
Tx date 2017-12-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+4,284 vol
297,605
Filed 2019-03-18
Tx date 2018-12-31
$M
Mosaic Capital Corporation
The Canada West Land & Petroleum Company, Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+31,218 vol
1,662,910
Filed 2019-02-14
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+102 vol
2,982
Filed 2019-02-14
Tx date 2018-12-31
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+55 vol
1,055
Filed 2019-02-13
Tx date 2017-12-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+1,000 vol
$8.00 each
Filed 2019-02-13
Tx date 2017-12-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+1,000 vol
$8.00 each
Filed 2019-02-13
Tx date 2018-09-21
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,100
+1,200 vol
$4.25 each
2,200
Filed 2019-02-13
Tx date 2017-12-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+1,000 vol
$8.00 each
1,000
Filed 2019-02-13
Tx date 2018-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$5,206
+1,170 vol
$4.45 each
Filed 2019-02-13
Tx date 2018-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,026
+680 vol
$4.45 each
2,880
Filed 2019-02-13
Tx date 2018-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$5,206
+1,170 vol
$4.45 each
1,170
Filed 2019-02-13
Tx date 2018-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,026
+680 vol
$4.45 each
Filed 2019-02-13
Tx date 2018-09-21
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$5,100
+1,200 vol
$4.25 each
Filed 2018-12-18
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-12-18
Tx date 2018-12-18
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$18,900
+4,500 vol
$4.20 each
4,500
Filed 2018-12-18
Tx date 2018-12-18
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$4,190
+1,000 vol
$4.19 each
5,500
Filed 2018-10-09
Tx date 2018-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$5,206
+1,170 vol
$4.45 each
2,170
Filed 2018-10-09
Tx date 2018-10-05
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,026
+680 vol
$4.45 each
2,880
Filed 2018-09-25
Tx date 2018-09-21
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$5,100
+1,200 vol
$4.25 each
2,200
Filed 2018-05-31
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-05-31
Tx date 2018-05-23
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2018-05-31
Tx date 2018-05-29
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+9,393 vol
9,393
Filed 2018-05-31
Tx date 2018-05-29
$M
Mosaic Capital Corporation
Flemming, George Edward
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+2,083 vol
2,083
Filed 2018-05-03
Tx date 2018-03-19
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+12,457 vol
Filed 2018-05-03
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+12,457 vol
89,077
Filed 2018-04-20
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$54,320
+9,398 vol
$5.78 each
32,777
Filed 2018-04-20
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+2,163 vol
5,080
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+15,138 vol
26,617
Filed 2018-04-19
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
00 - Opening Balance-Initial SEDI Report
2,163
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$54,320
+9,398 vol
$5.78 each
32,777
Filed 2018-04-19
Tx date 2018-03-19
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+12,457 vol
103,171
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$312,900
+54,135 vol
$5.78 each
138,447
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$312,900
+54,135 vol
$5.78 each
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+10,381 vol
19,685
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$260,753
+45,113 vol
$5.78 each
87,401
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+65,789 vol
149,746
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,304 vol
8,304
Filed 2018-04-19
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2018-04-19
Tx date 2018-04-16
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+36,090 vol
36,090
Filed 2018-04-19
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-04-12
Tx date 2018-04-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+9,635 vol
320,863
Filed 2018-04-12
Tx date 2018-04-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-9,635 vol
81,079
Filed 2018-04-12
Tx date 2018-04-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-27,199.90
-4,459 vol
$6.10 each
76,620
Filed 2018-04-11
Tx date 2018-04-06
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,770
+295 vol
$6.00 each
11,100
Filed 2018-04-11
Tx date 2018-04-06
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$450.00
+75 vol
$6.00 each
2,091
Filed 2018-04-11
Tx date 2018-04-06
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,470
+245 vol
$6.00 each
Filed 2018-04-11
Tx date 2018-04-06
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$900.00
+150 vol
$6.00 each
Filed 2018-04-10
Tx date 2018-04-09
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash
$-48,958.60
-8,026 vol
$6.10 each
13,093
Filed 2018-04-10
Tx date 2018-04-06
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$900.00
+150 vol
$6.00 each
2,166
Filed 2018-04-10
Tx date 2018-04-06
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,470
+245 vol
$6.00 each
11,050
Filed 2018-04-06
Tx date 2018-04-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+9,033 vol
21,833
Filed 2018-04-06
Tx date 2018-04-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-9,033 vol
15,393
Filed 2018-04-06
Tx date 2018-04-05
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash

-3,914 vol
11,479
Filed 2018-04-06
Tx date 2018-04-02
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+477 vol
26,461
Filed 2018-04-06
Tx date 2018-04-05
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-837.98
-143 vol
$5.86 each
26,318
Filed 2018-04-06
Tx date 2018-04-02
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-477 vol
12,508
Filed 2018-04-05
Tx date 2018-04-02
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$59,160
+13,986 vol
$4.23 each
245,398
Filed 2018-04-05
Tx date 2018-04-02
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-477 vol
8,846
Filed 2018-04-05
Tx date 2018-04-02
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+477 vol
313,126
Filed 2018-04-05
Tx date 2018-04-02
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-7,017 vol
9,304
Filed 2018-04-05
Tx date 2018-04-02
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-59,160.78
-13,986 vol
$4.23 each
42,288
Filed 2018-04-05
Tx date 2018-04-02
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+7,017 vol
252,415
Filed 2018-04-04
Tx date 2018-04-03
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$2,909
+477 vol
$6.10 each
10,805
Filed 2018-04-03
Tx date 2018-04-03
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-477 vol
2,917
Filed 2018-03-08
Tx date 2017-12-31
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$171,728
+17,907 vol
$9.59 each
311,228
Filed 2017-12-06
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-12-06
Tx date 2017-12-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+1,000 vol
$8.00 each
Filed 2017-12-06
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-12-06
Tx date 2017-12-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RRSP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+1,000 vol
$8.00 each
1,000
Filed 2017-12-06
Tx date 2017-12-06
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$8,000
+1,000 vol
$8.00 each
1,000
Filed 2017-12-06
Tx date 2017-06-26
$M
Mosaic Capital Corporation
Balderston, Monty
5 - Senior Officer of Issuer
Holder: RESP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options
$-200,200
-61,600 vol
$3.25 each
30,800
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
51 - Exercise of options
$200,200
+61,600 vol
$3.25 each
92,400
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
51 - Exercise of options
$149,996
+30,800 vol
$4.87 each
123,200
Filed 2017-04-20
Tx date 2017-04-18
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options
$-149,996
-30,800 vol
$4.87 each
0
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$51,531
+5,896 vol
$8.74 each
23,379
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+1,430 vol
9,323
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$51,531
+5,896 vol
$8.74 each
23,379
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+1,430 vol
3,394
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$169,031
+19,340 vol
$8.74 each
48,011
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+4,691 vol
39,101
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$360,734
+41,274 vol
$8.74 each
83,957
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+10,011 vol
24,426
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$51,531
+5,896 vol
$8.74 each
23,379
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+1,430 vol
12,985
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$169,031
+19,340 vol
$8.74 each
48,011
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$247,359
+28,302 vol
$8.74 each
56,274
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+6,865 vol
16,321
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$296,827
+33,962 vol
$8.74 each
84,312
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+8,238 vol
90,714
Filed 2017-04-17
Tx date 2017-04-12
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+4,691 vol
21,119
Filed 2017-04-07
Tx date 2017-04-06
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-7,363 vol
9,456
Filed 2017-04-07
Tx date 2017-04-06
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-59,160.78
-13,986 vol
$4.23 each
27,972
Filed 2017-04-07
Tx date 2017-04-06
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$59,160
+13,986 vol
$4.23 each
231,412
Filed 2017-04-07
Tx date 2017-04-06
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+7,363 vol
217,426
Filed 2017-04-06
Tx date 2017-04-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase
$-36,829.2728
-3,643 vol
$10.11 each
0
Filed 2017-04-06
Tx date 2017-04-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase
$-40,438.40
-4,000 vol
$10.11 each
0
Filed 2017-03-13
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus
$503,122
+51,339 vol
$9.80 each
312,649
Filed 2017-03-13
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$24,921
+2,543 vol
$9.80 each
4,202
Filed 2017-03-13
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus
$503,151
+51,342 vol
$9.80 each
Filed 2017-03-13
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$24,931
+2,544 vol
$9.80 each
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$14,278
+1,457 vol
$9.80 each
1,543
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$11,446
+1,168 vol
$9.80 each
1,254
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-213 vol
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-213 vol
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-213 vol
0
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-213 vol
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-213 vol
Filed 2017-03-08
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-213 vol
0
Filed 2017-03-07
Tx date 2017-03-02
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
59 - Exercise for cash
$13,171
+1,344 vol
$9.80 each
2,016
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
C-Growth Trust
3 - 10% Security Holder of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights

-3,419 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Cloutier, Colin
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-74 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-388 vol
0
Filed 2017-03-07
Tx date 2017-03-02
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
59 - Exercise for cash
$22,579
+2,304 vol
$9.80 each
10,328
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights

-21,751 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-932 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights

-6,333 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights

-16,534 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Mackay, Trisha
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights

-19 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights

-971 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus
$503,151
+51,342 vol
$9.80 each
312,652
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$314,021
+32,043 vol
$9.80 each
67,223
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$24,931
+2,544 vol
$9.80 each
4,203
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
57 - Exercise of rights

-10,229 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-213 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-233 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights

-213 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-5,771 vol
0
Filed 2017-03-07
Tx date 2017-03-03
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-399 vol
0
Filed 2017-03-03
Tx date 2017-03-02
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$11,289
+1,152 vol
$9.80 each
8,024
Filed 2017-03-03
Tx date 2013-06-11
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-03
Tx date 2017-03-02
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$6,585
+672 vol
$9.80 each
672
Filed 2017-03-03
Tx date 2017-03-02
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
57 - Exercise of rights

-1,152 vol
1
Filed 2017-03-03
Tx date 2017-03-02
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-672 vol
0
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-1,030 vol
0
Filed 2017-02-27
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+1,030 vol
1,030
Filed 2017-02-27
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+1,029 vol
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
57 - Exercise of rights

-428 vol
16,534
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-428 vol
0
Filed 2017-02-27
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+428 vol
428
Filed 2017-02-27
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+427 vol
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Subscription Rights Subscription Privilege
57 - Exercise of rights

-972 vol
0
Filed 2017-02-27
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+972 vol
972
Filed 2017-02-27
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+971 vol
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus
$10,094
+1,030 vol
$9.80 each
1,030
Filed 2017-02-27
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
15 - Acquisition or disposition under a prospectus
$4,194
+428 vol
$9.80 each
293,321
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
15 - Acquisition or disposition under a prospectus
$4,194
+428 vol
$9.80 each
428
Filed 2017-02-27
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-27
Tx date 2017-02-27
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Common Shares
15 - Acquisition or disposition under a prospectus
$9,525
+972 vol
$9.80 each
972
Filed 2017-02-27
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-23
Tx date 2017-02-23
$M
Mosaic Capital Corporation
Cloutier, Colin
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$9,190
+910 vol
$10.10 each
910
Filed 2017-02-23
Tx date 2012-01-09
$M
Mosaic Capital Corporation
Cloutier, Colin
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+399 vol
399
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+5,771 vol
5,771
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+10,229 vol
10,229
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+213 vol
213
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+233 vol
233
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+213 vol
213
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+971 vol
971
Filed 2017-02-15
Tx date 2013-07-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, Trisha
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+19 vol
19
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, Trisha
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+1,029 vol
1,029
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+16,962 vol
16,962
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+427 vol
427
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+971 vol
971
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+6,333 vol
6,333
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+21,751 vol
21,751
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+932 vol
932
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2015-12-21
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Holder: 74305 Alberta Ltd. (Indirect Ownership)
Warrants
55 - Expiration of warrants

-3,440 vol
0
Filed 2017-02-15
Tx date 2016-12-31
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+8,284 vol
25,984
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+388 vol
388
Filed 2017-02-15
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2016-12-31
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+7,800 vol
12,800
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Cloutier, Colin
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+74 vol
74
Filed 2017-02-15
Tx date 2012-01-09
$M
Mosaic Capital Corporation
Cloutier, Colin
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10
$M
Mosaic Capital Corporation
C-Growth Trust
3 - 10% Security Holder of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus

+3,419 vol
3,419
Filed 2017-02-15
Tx date 2011-05-01
$M
Mosaic Capital Corporation
C-Growth Trust
3 - 10% Security Holder of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$32,400 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, Trisha
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$1,000 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2015-12-21
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Warrants
55 - Expiration of warrants

-1,075 vol
0
Filed 2017-02-14
Tx date 2015-12-21
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Warrants
55 - Expiration of warrants

-550 vol
0
Filed 2017-02-14
Tx date 2015-12-21
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Warrants
55 - Expiration of warrants

-550 vol
0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares Series A Preferred Shares
38 - Redemption, retraction, cancellation, repurchase
$-210,178.584
-20,790 vol
$10.11 each
0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RESP (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$58,626 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$884,084 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Trisha Mulholland-Mackay (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$25,080 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Raymond James ITF Trisha Mackay A/C #1CU8B0R0 (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$42,500 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Cloutier, Colin
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: RRSP (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$4,109 vol
$10.11 each
$0
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Subscription Rights Subscription Privilege
56 - Grant of rights
$6,585
+672 vol
$9.80 each
672
Filed 2017-02-14
Tx date 2013-06-11
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
56 - Grant of rights
$11,299
+1,153 vol
$9.80 each
1,153
Filed 2017-02-14
Tx date 2013-06-11
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase

-$37,224 vol
$0
Filed 2017-02-14
Tx date 2017-01-27
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$281 vol
$37,224
Filed 2017-02-14
Tx date 2016-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$3,193 vol
$36,943
Filed 2017-02-14
Tx date 2015-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$2,802 vol
$33,750
Filed 2017-02-14
Tx date 2014-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Holder: Donalda Bentham (Indirect Ownership)
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$1,078 vol
$30,948
Filed 2017-02-14
Tx date 2017-02-13
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$482 vol
$482
Filed 2017-02-14
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase

-$63,731 vol
$0
Filed 2017-02-14
Tx date 2016-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$5,441 vol
$63,731
Filed 2017-02-14
Tx date 2015-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$4,787 vol
$58,290
Filed 2017-02-14
Tx date 2014-12-31
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Preferred Securities
30 - Acquisition or disposition under a purchase/ownership plan

+$1,842 vol
$53,503
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Preferred Shares Series A Preferred Shares
38 - Redemption, retraction, cancellation, repurchase
$-467,063.52
-46,200 vol
$10.11 each
0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Series A Preferred Share Options
38 - Redemption, retraction, cancellation, repurchase
$-149,996
-15,400 vol
$9.74 each
0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$15,465 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$261,658 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$549,583 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Heather Smith (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$9,875 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Carol Smith (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$12,000 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Anna Smith (Control or Direction)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$9,875 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
55 - Expiration of warrants

-325 vol
0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Private Yield Security
38 - Redemption, retraction, cancellation, repurchase
$
-$325 vol
$1,010 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Kyle, Pamela
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$1,000 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares Series A Preferred Shares
38 - Redemption, retraction, cancellation, repurchase
$-210,178.584
-20,790 vol
$10.11 each
0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$55,023 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$1,132,478 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$18,150 vol
$10.11 each
$0
Filed 2017-02-13
Tx date 2017-02-10
$M
Mosaic Capital Corporation
C-Growth Trust
3 - 10% Security Holder of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
-$192,400 vol
$10.11 each
$0
Filed 2017-01-30
Tx date 2017-01-26
$M
Mosaic Capital Corporation
Fairfax Financial Holdings Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
17,026,106
Filed 2017-01-30
Tx date 2017-01-26
$M
Mosaic Capital Corporation
Fairfax Financial Holdings Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Debentures 5% Senior Secured Debentures due 2024-01-26
00 - Opening Balance-Initial SEDI Report
$50,000,000
Filed 2017-01-30
Tx date 2017-01-26
$M
Mosaic Capital Corporation
Fairfax Financial Holdings Limited
3 - 10% Security Holder of Issuer
Direct Ownership
6% Senior Preferred Securities
00 - Opening Balance-Initial SEDI Report
$100,000,000
Filed 2016-11-14
Tx date 2016-11-10
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
15 - Acquisition or disposition under a prospectus

+$100,000 vol
$100,000
Filed 2016-11-14
Tx date 2016-11-10
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
15 - Acquisition or disposition under a prospectus

+$20,000 vol
$20,000
Filed 2016-11-14
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Convertible Debentures 7% convertible unsecured senior subordinated debentures
00 - Opening Balance-Initial SEDI Report
Filed 2016-11-14
Tx date 2016-11-10
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
15 - Acquisition or disposition under a prospectus

+$50,000 vol
$50,000
Filed 2016-11-14
Tx date 2015-05-04
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
00 - Opening Balance-Initial SEDI Report
Filed 2016-11-10
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Convertible Debentures 7% convertible unsecured senior subordinated debentures
00 - Opening Balance-Initial SEDI Report
Filed 2016-09-22
Tx date 2016-09-22
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$18,000
+3,000 vol
$6.00 each
5,000
Filed 2016-09-22
Tx date 2016-09-21
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,090
+500 vol
$6.18 each
2,000
Filed 2016-09-22
Tx date 2016-09-21
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,944
+800 vol
$6.18 each
1,500
Filed 2016-09-22
Tx date 2016-09-21
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,000
+500 vol
$6.00 each
700
Filed 2016-09-22
Tx date 2016-09-21
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$1,194
+200 vol
$5.97 each
200
Filed 2016-09-22
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-09-21
Tx date 2016-09-20
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$4,185
+675 vol
$6.20 each
6,872
Filed 2016-08-25
Tx date 2016-08-24
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$18,150 vol
$9.07 each
$18,150
Filed 2016-08-25
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-04
Tx date 2016-08-04
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+14,415 vol
14,415
Filed 2016-08-04
Tx date 2016-08-04
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+42,683 vol
42,683
Filed 2016-08-04
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-04
Tx date 2016-07-11
$M
Mosaic Capital Corporation
Gardhouse, John Mark
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+17,483 vol
17,483
Filed 2016-06-01
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-05-30
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-14,931 vol
0
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+9,693 vol
16,428
Filed 2016-06-01
Tx date 2016-05-30
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-13,109 vol
6,735
Filed 2016-06-01
Tx date 2016-04-20
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
58 - Expiration of rights

-1,044 vol
19,844
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+28,671 vol
28,671
Filed 2016-06-01
Tx date 2016-05-30
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-40,070 vol
3,643
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+17,021 vol
82,476
Filed 2016-06-01
Tx date 2016-05-30
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-35,180 vol
65,455
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+50,350 vol
50,350
Filed 2016-06-01
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-05-30
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-33,392 vol
4,000
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+14,184 vol
16,819
Filed 2016-06-01
Tx date 2016-05-30
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-29,317 vol
2,635
Filed 2016-06-01
Tx date 2013-07-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+41,958 vol
41,958
Filed 2016-06-01
Tx date 2011-05-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+17,483 vol
17,483
Filed 2016-06-01
Tx date 2012-06-27
$M
Mosaic Capital Corporation
Giovanetto, Roger H
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
56 - Grant of rights

+22,261 vol
Filed 2016-06-01
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
56 - Grant of rights

+22,261 vol
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+24,717 vol
34,410
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+9,693 vol
9,693
Filed 2016-06-01
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+19,544 vol
Filed 2016-06-01
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+19,544 vol
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+28,671 vol
28,671
Filed 2016-06-01
Tx date 2015-05-04
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-06-01
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+17,483 vol
17,483
Filed 2016-06-01
Tx date 2013-06-11
$M
Mosaic Capital Corporation
Bentham, Gary Lambert
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights

-7,285 vol
43,713
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-37,034 vol
100,635
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
57 - Exercise of rights

+$80,864 vol
$884,084
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+37,034 vol
292,893
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights

-4,000 vol
37,392
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights

-2,713 vol
41,392
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-7,777 vol
31,952
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
57 - Exercise of rights

+$75,355 vol
$1,132,478
Filed 2016-05-10
Tx date 2016-05-09
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+7,777 vol
210,063
Filed 2016-05-09
Tx date 2016-05-05
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase

-5,000 vol
0
Filed 2016-05-02
Tx date 2016-04-29
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$20,000
+5,000 vol
$4.00 each
5,000
Filed 2016-03-08
Tx date 2016-03-08
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-15,152 vol
39,729
Filed 2016-03-08
Tx date 2016-03-08
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+15,152 vol
202,286
Filed 2016-03-02
Tx date 2016-03-01
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase

-22,900 vol
0
Filed 2016-03-01
Tx date 2016-03-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-12,922 vol
54,881
Filed 2016-03-01
Tx date 2016-03-01
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+12,922 vol
187,134
Filed 2016-02-23
Tx date 2016-02-23
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$4,675
+1,100 vol
$4.25 each
22,900
Filed 2016-02-17
Tx date 2016-02-17
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$13,600
+3,200 vol
$4.25 each
21,800
Filed 2016-02-17
Tx date 2016-02-17
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$6,750
+1,500 vol
$4.50 each
18,600
Filed 2016-02-16
Tx date 2016-02-16
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$11,250
+2,500 vol
$4.50 each
17,100
Filed 2016-02-11
Tx date 2016-02-11
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$4,850
+1,000 vol
$4.85 each
14,600
Filed 2016-02-10
Tx date 2016-02-10
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$19,600
+4,000 vol
$4.90 each
13,600
Filed 2016-02-08
Tx date 2016-02-08
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$20,000
+4,000 vol
$5.00 each
9,600
Filed 2016-02-03
Tx date 2016-02-03
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$525.00
+100 vol
$5.25 each
3,600
Filed 2016-02-03
Tx date 2016-02-03
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase

-$147,798 vol
$0
Filed 2016-02-03
Tx date 2016-02-03
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$10,000
+2,000 vol
$5.00 each
5,600
Filed 2016-02-02
Tx date 2016-02-01
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase

-7,600 vol
3,000
Filed 2016-02-02
Tx date 2016-02-01
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$2,100
+400 vol
$5.25 each
10,600
Filed 2016-02-02
Tx date 2016-02-02
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$2,625
+500 vol
$5.25 each
3,500
Filed 2016-02-01
Tx date 2016-01-29
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$23,803 vol
$6.07 each
$147,798
Filed 2016-01-28
Tx date 2016-01-28
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$1,500
+300 vol
$5.00 each
10,200
Filed 2016-01-28
Tx date 2016-01-26
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$123,995 vol
$5.96 each
$123,995
Filed 2016-01-27
Tx date 2016-01-27
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$11,500
+2,300 vol
$5.00 each
9,900
Filed 2016-01-26
Tx date 2016-01-26
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$22,000
+4,400 vol
$5.00 each
7,600
Filed 2016-01-22
Tx date 2016-01-22
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$10,000
+2,000 vol
$5.00 each
3,200
Filed 2016-01-22
Tx date 2016-01-21
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$970.00
+200 vol
$4.85 each
1,200
Filed 2016-01-20
Tx date 2016-01-20
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$2,425
+500 vol
$4.85 each
1,000
Filed 2016-01-19
Tx date 2016-01-19
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$1,455
+300 vol
$4.85 each
500
Filed 2016-01-18
Tx date 2016-01-13
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$12,900 vol
$6.45 each
$261,658
Filed 2016-01-13
Tx date 2016-01-12
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$1,947 vol
$6.49 each
$248,758
Filed 2016-01-13
Tx date 2016-01-12
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$15,480 vol
$6.45 each
$246,811
Filed 2016-01-13
Tx date 2016-01-12
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$4,508 vol
$6.44 each
$231,331
Filed 2016-01-11
Tx date 2016-01-08
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$1,140
+200 vol
$5.70 each
200
Filed 2016-01-06
Tx date 2016-01-04
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase

-12,800 vol
0
Filed 2015-12-23
Tx date 2015-12-23
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase

-$99,993 vol
$0
Filed 2015-12-23
Tx date 2015-12-22
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$17,280
+2,700 vol
$6.40 each
12,800
Filed 2015-12-21
Tx date 2015-12-18
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase

-$197,217 vol
$0
Filed 2015-12-21
Tx date 2015-12-18
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$99,993 vol
$6.34 each
$99,993
Filed 2015-12-16
Tx date 2015-12-14
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$10,000 vol
$6.25 each
$15,465
Filed 2015-12-16
Tx date 2015-12-14
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$1,200 vol
$6.25 each
Filed 2015-12-16
Tx date 2015-12-14
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$25,000 vol
$6.25 each
$226,823
Filed 2015-12-16
Tx date 2015-12-14
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$4,000 vol
$6.25 each
Filed 2015-12-16
Tx date 2015-12-11
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$32,400 vol
$6.48 each
$32,400
Filed 2015-12-16
Tx date 2015-12-11
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$5,000 vol
$6.48 each
Filed 2015-12-16
Tx date 2015-12-09
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$55,377 vol
$6.99 each
$197,217
Filed 2015-12-16
Tx date 2015-12-09
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$7,921 vol
$6.99 each
Filed 2015-12-16
Tx date 2015-12-07
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$106,415 vol
$7.29 each
$141,840
Filed 2015-12-16
Tx date 2015-11-30
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$4,700 vol
$7.54 each
Filed 2015-12-16
Tx date 2015-12-16
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$640.00
+100 vol
$6.40 each
10,100
Filed 2015-12-16
Tx date 2015-12-15
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$5,120
+800 vol
$6.40 each
10,000
Filed 2015-12-16
Tx date 2015-11-30
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$35,425 vol
$7.54 each
$35,425
Filed 2015-12-16
Tx date 2015-12-15
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$32,500
+5,000 vol
$6.50 each
9,200
Filed 2015-12-16
Tx date 2015-12-15
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$7,260
+1,100 vol
$6.60 each
4,200
Filed 2015-12-16
Tx date 2015-12-15
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$1,318
+200 vol
$6.59 each
3,100
Filed 2015-12-16
Tx date 2015-12-15
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$2,720
+400 vol
$6.80 each
2,900
Filed 2015-12-16
Tx date 2015-12-07
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$14,600 vol
$7.29 each
Filed 2015-12-14
Tx date 2015-12-14
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: TFSA (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$1,200 vol
$6.25 each
$6,665
Filed 2015-12-14
Tx date 2015-12-14
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$4,000 vol
$6.25 each
$205,823
Filed 2015-12-14
Tx date 2015-12-11
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$5,000 vol
$6.48 each
$5,000
Filed 2015-12-14
Tx date 2013-07-01
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-10
Tx date 2015-12-09
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$7,921 vol
$6.99 each
$27,221
Filed 2015-12-09
Tx date 2015-12-07
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$14,600 vol
$7.29 each
$19,300
Filed 2015-12-09
Tx date 2015-12-02
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase

-23,200 vol
2,500
Filed 2015-12-07
Tx date 2015-12-07
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,635
-500 vol
$7.27 each
32,685
Filed 2015-12-07
Tx date 2015-12-07
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-5,920
-800 vol
$7.40 each
33,185
Filed 2015-12-03
Tx date 2015-12-03
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-8,140
-1,100 vol
$7.40 each
33,985
Filed 2015-12-03
Tx date 2015-12-02
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,440
-600 vol
$7.40 each
35,085
Filed 2015-12-03
Tx date 2015-12-02
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$6,120
+900 vol
$6.80 each
25,700
Filed 2015-12-03
Tx date 2015-12-02
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$3,575
+500 vol
$7.15 each
24,800
Filed 2015-12-03
Tx date 2015-12-02
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-14,500
-2,000 vol
$7.25 each
35,685
Filed 2015-12-01
Tx date 2015-11-30
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase
$
+$4,700 vol
$7.54 each
$4,700
Filed 2015-12-01
Tx date 2015-11-30
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$3,400
+500 vol
$6.80 each
24,300
Filed 2015-12-01
Tx date 2015-11-25
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$8,450
+1,300 vol
$6.50 each
23,100
Filed 2015-12-01
Tx date 2015-11-25
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$84,500
+13,000 vol
$6.50 each
Filed 2015-11-26
Tx date 2015-11-26
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$3,900
+600 vol
$6.50 each
35,500
Filed 2015-11-25
Tx date 2015-11-25
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$640.00
+100 vol
$6.40 each
34,900
Filed 2015-11-25
Tx date 2015-11-25
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$84,500
+13,000 vol
$6.50 each
34,800
Filed 2015-11-25
Tx date 2015-11-25
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$2,736
+400 vol
$6.84 each
21,800
Filed 2015-11-24
Tx date 2015-11-24
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$684.00
+100 vol
$6.84 each
21,400
Filed 2015-11-24
Tx date 2015-11-24
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$3,450
+500 vol
$6.90 each
21,300
Filed 2015-11-24
Tx date 2015-11-24
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$91,000
+13,000 vol
$7.00 each
20,800
Filed 2015-11-23
Tx date 2015-11-23
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$5,760
+800 vol
$7.20 each
7,800
Filed 2015-11-20
Tx date 2015-11-20
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$1,440
+200 vol
$7.20 each
7,000
Filed 2015-11-19
Tx date 2015-11-19
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$3,600
+500 vol
$7.20 each
6,800
Filed 2015-11-17
Tx date 2015-11-17
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$3,650
+500 vol
$7.30 each
6,300
Filed 2015-11-17
Tx date 2015-11-17
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$715.00
+100 vol
$7.15 each
5,800
Filed 2015-11-15
Tx date 2015-11-12
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,600
-4,000 vol
$7.15 each
37,685
Filed 2015-11-15
Tx date 2015-11-12
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-3,600
-500 vol
$7.20 each
41,685
Filed 2015-11-15
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-17,160
-2,400 vol
$7.15 each
42,185
Filed 2015-11-13
Tx date 2015-11-12
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$32,175
+4,500 vol
$7.15 each
4,500
Filed 2015-11-13
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-13
Tx date 2015-11-13
$M
Mosaic Capital Corporation
Mosaic Capital Corporation
1 - Issuer
Direct Ownership
Common Shares
38 - Redemption, retraction, cancellation, repurchase
$8,580
+1,200 vol
$7.15 each
5,700
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Preferred Shares Series A Preferred Shares
51 - Exercise of options
$299,838
+46,200 vol
$6.49 each
46,200
Filed 2015-11-11
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Preferred Shares Series A Preferred Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Series A Preferred Share Options
51 - Exercise of options

-46,200 vol
15,400
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options

-30,800 vol
92,400
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
51 - Exercise of options
$100,100
+30,800 vol
$3.25 each
30,800
Filed 2015-11-11
Tx date 2011-05-01
$M
Mosaic Capital Corporation
Wesling, Eric
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-11
Tx date 2015-11-06
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-7,200
-1,000 vol
$7.20 each
44,585
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options

-41,580 vol
0
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$135,135
+41,580 vol
$3.25 each
255,859
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options

-41,580 vol
0
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$135,135
+41,580 vol
$3.25 each
174,212
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Laughland, Barclay
5 - Senior Officer of Issuer
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options

-11,550 vol
0
Filed 2015-11-11
Tx date 2015-11-11
$M
Mosaic Capital Corporation
Laughland, Barclay
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$47,586
+11,550 vol
$4.12 each
41,830
Filed 2015-09-09
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+2,732 vol
7,893
Filed 2015-09-08
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
56 - Grant of rights

+22,261 vol
22,261
Filed 2015-09-08
Tx date 2015-05-04
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-08
Tx date 2015-09-08
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights

+19,544 vol
19,544
Filed 2015-09-08
Tx date 2015-05-04
$M
Mosaic Capital Corporation
Fowler, Allan McLay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-24
Tx date 2015-08-23
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-10,331 vol
0
Filed 2015-08-24
Tx date 2015-08-23
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-9,070 vol
30,157
Filed 2015-08-24
Tx date 2015-08-23
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-2,057 vol
39,227
Filed 2015-08-24
Tx date 2015-08-23
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-3,065 vol
41,284
Filed 2015-07-09
Tx date 2015-07-09
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-38,000
-3,800 vol
$10.00 each
45,585
Filed 2015-07-06
Tx date 2015-06-30
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$1,000 vol
$8.86 each
Filed 2015-07-06
Tx date 2015-06-30
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$8,860 vol
$8.86 each
$201,823
Filed 2015-06-30
Tx date 2015-06-30
$M
Mosaic Capital Corporation
Smith, William Hartman
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Preferred Securities
10 - Acquisition or disposition in the public market
$
+$1,000 vol
$8.86 each
$193,963
Filed 2015-06-18
Tx date 2015-06-16
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-9,170
-1,000 vol
$9.17 each
49,385
Filed 2015-06-18
Tx date 2015-06-16
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,600
-500 vol
$9.20 each
50,385
Filed 2015-06-16
Tx date 2015-06-15
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,555
-500 vol
$9.11 each
50,885
Filed 2015-06-16
Tx date 2015-06-12
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,525
-500 vol
$9.05 each
53,085
Filed 2015-06-16
Tx date 2015-06-12
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-19,110
-2,100 vol
$9.10 each
53,585
Filed 2015-06-16
Tx date 2015-06-12
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-19,005
-2,100 vol
$9.05 each
Filed 2015-06-16
Tx date 2015-06-15
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-15,470
-1,700 vol
$9.10 each
51,385
Filed 2015-06-08
Tx date 2015-06-04
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights

-4,000 vol
44,105
Filed 2015-06-08
Tx date 2015-06-04
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights

-5,428 vol
48,105
Filed 2015-06-08
Tx date 2015-06-04
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights

-19,791 vol
53,533
Filed 2015-06-08
Tx date 2015-06-04
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
57 - Exercise of rights

+$276,338 vol
$1,057,123
Filed 2015-05-13
Tx date 2015-05-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-888 vol
14,882
Filed 2015-05-13
Tx date 2015-05-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-2,947 vol
15,770
Filed 2015-05-13
Tx date 2015-05-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights

-8,225 vol
18,717
Filed 2015-05-13
Tx date 2015-05-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$10,567
+888 vol
$11.90 each
55,685
Filed 2015-05-13
Tx date 2015-05-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$17,740
+2,947 vol
$6.02 each
54,797
Filed 2015-05-13
Tx date 2015-05-11
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
$27,142
+8,225 vol
$3.30 each
51,850
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,755 vol
10,713
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-8,181 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-8,181 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-6,043 vol
25,499
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-4,575 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-4,575 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,407 vol
11,572
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-8,928 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-8,928 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-6,110 vol
26,942
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,663 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,663 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-11,845 vol
14,931
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,057 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,057 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-7,917 vol
20,888
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,317 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,317 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,407 vol
10,331
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,285 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,285 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,689 vol
44,349
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,576 vol
Filed 2015-04-30
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,576 vol
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-8,181 vol
12,287
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Whitnack, Alan Grant
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-4,575 vol
26,967
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-8,928 vol
12,051
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Taylor, Tim
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,663 vol
27,389
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,057 vol
17,719
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Pearce, Richard Troy
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,317 vol
23,488
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-26,471 vol
50,998
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Mackay, John
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-34,884 vol
137,669
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Laughland, Barclay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-20,452 vol
21,913
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Laughland, Barclay
5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-15,138 vol
125,968
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-19,166 vol
73,324
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-21,167 vol
67,803
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase

-9,285 vol
10,453
Filed 2015-04-29
Tx date 2015-04-29
$M
Mosaic Capital Corporation
Block, Jeffrey Shaun
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase

-5,576 vol
44,462