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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-140,051 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-137,168 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-62,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-124,604 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-37,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-140,051 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-37,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-133,247 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-62,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-177,313 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-80,751 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-155,748 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-200,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-150,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-37,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-132,740 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Share Appreciation Rights
38 - Redemption, retraction, cancellation, repurchase

-37,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-85,304 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-141,708 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-250,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-155,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-90,032 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-126,059 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-171,024 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-105,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-226,356 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-440,480 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-635,231 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-390,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-76,939 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-124,230 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-171,024 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-105,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-96,367 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-37,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-154,681 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-200,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-250,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-64,601 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-126,188 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-171,024 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-37,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-105,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-62,500 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Deferred Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-121,854 vol
0
Filed 2018-05-25
Tx date 2018-05-22
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-97,829.37
-77,031 vol
$1.27 each
281,867
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-20,474.88
-15,872 vol
$1.29 each
98,584
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-34,752.60
-26,940 vol
$1.29 each
226,356
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-36,856.59
-28,571 vol
$1.29 each
253,296
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-11,880.90
-9,210 vol
$1.29 each
80,751
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-14,333.19
-11,111 vol
$1.29 each
89,961
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-8,485.62
-6,578 vol
$1.29 each
76,939
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-20,474.88
-15,872 vol
$1.29 each
83,517
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-13,239.27
-10,263 vol
$1.29 each
96,367
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-24,570.63
-19,047 vol
$1.29 each
106,630
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-9,504.72
-7,368 vol
$1.29 each
64,601
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-11,466.81
-8,889 vol
$1.29 each
71,969
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-10,937.91
-8,479 vol
$1.29 each
85,304
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-20,885.10
-16,190 vol
$1.29 each
93,783
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-11,032.08
-8,552 vol
$1.29 each
90,032
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
133,247
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
37,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
137,168
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
62,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
124,604
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
37,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
62,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$90,000
+73,171 vol
$1.23 each
177,313
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$62,999
+51,219 vol
$1.23 each
101,072
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
140,051
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-10,329.54
-8,398 vol
$1.23 each
155,748
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$125,999
+102,439 vol
$1.23 each
164,146
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$61,500
+50,000 vol
$1.23 each
150,000
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
37,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
140,051
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$44,999
+36,585 vol
$1.23 each
99,389
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-7,377.54
-5,998 vol
$1.23 each
124,230
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$106,503
+86,588 vol
$1.23 each
130,228
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
37,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$43,050
+35,000 vol
$1.23 each
105,000
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$67,499
+54,878 vol
$1.23 each
125,677
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$128,699
+104,634 vol
$1.23 each
154,681
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$61,500
+50,000 vol
$1.23 each
250,000
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$50,399
+40,975 vol
$1.23 each
80,858
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-8,261.91
-6,717 vol
$1.23 each
126,188
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$106,503
+86,588 vol
$1.23 each
132,905
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$43,050
+35,000 vol
$1.23 each
105,000
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
62,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
121,854
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$15,375
+12,500 vol
$1.23 each
37,500
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$49,999
+40,650 vol
$1.23 each
132,740
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$57,999
+47,154 vol
$1.23 each
109,973
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-7,525.14
-6,118 vol
$1.23 each
141,708
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$127,598
+103,739 vol
$1.23 each
147,826
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$73,800
+60,000 vol
$1.23 each
155,000
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$56,249
+45,731 vol
$1.23 each
114,456
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-7,377.54
-5,998 vol
$1.23 each
126,059
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$108,752
+88,417 vol
$1.23 each
132,057
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$43,050
+35,000 vol
$1.23 each
105,000
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$176,999
+143,902 vol
$1.23 each
358,898
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-48,347.61
-39,307 vol
$1.23 each
440,480
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$338,899
+275,528 vol
$1.23 each
479,787
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$159,900
+130,000 vol
$1.23 each
390,000
Filed 2018-01-25
Tx date 2017-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

-106 vol
25,963
Filed 2018-01-25
Tx date 2017-12-31
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

-309 vol
117,666
Filed 2018-01-05
Tx date 2018-01-02
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-195,125
-12,500 vol
$15.61 each
50,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-193,500
-12,500 vol
$15.48 each
50,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-215,125
-12,500 vol
$17.21 each
37,500
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-195,125
-12,500 vol
$15.61 each
50,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-201,500
-12,500 vol
$16.12 each
25,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-215,125
-12,500 vol
$17.21 each
37,500
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-195,125
-12,500 vol
$15.61 each
50,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-201,500
-12,500 vol
$16.12 each
25,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-174,500
-12,500 vol
$13.96 each
50,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-201,500
-12,500 vol
$16.12 each
25,000
Filed 2017-08-31
Tx date 2017-08-31
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-215,125
-12,500 vol
$17.21 each
37,500
Filed 2017-08-30
Tx date 2017-08-30
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-201,500
-12,500 vol
$16.12 each
25,000
Filed 2017-08-30
Tx date 2017-08-29
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-806,000
-50,000 vol
$16.12 each
100,000
Filed 2017-08-30
Tx date 2017-08-29
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-860,500
-50,000 vol
$17.21 each
150,000
Filed 2017-08-30
Tx date 2017-08-29
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-811,720
-52,000 vol
$15.61 each
200,000
Filed 2017-08-30
Tx date 2017-08-30
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-244,500
-12,500 vol
$19.56 each
37,500
Filed 2017-08-29
Tx date 2017-08-29
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-602,350
-35,000 vol
$17.21 each
120,000
Filed 2017-08-29
Tx date 2017-08-29
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-190,350
-15,000 vol
$12.69 each
70,000
Filed 2017-08-29
Tx date 2017-08-29
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-564,200
-35,000 vol
$16.12 each
85,000
Filed 2017-08-29
Tx date 2017-08-28
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-403,000
-25,000 vol
$16.12 each
70,000
Filed 2017-08-29
Tx date 2017-08-28
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-1,021,000
-50,000 vol
$20.42 each
95,000
Filed 2017-08-29
Tx date 2017-08-29
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-468,300
-30,000 vol
$15.61 each
155,000
Filed 2017-08-25
Tx date 2017-03-01
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-453,900
-30,000 vol
$15.13 each
175,000
Filed 2017-08-25
Tx date 2017-08-25
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-195,125
-12,500 vol
$15.61 each
50,000
Filed 2017-08-25
Tx date 2017-08-25
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-215,125
-12,500 vol
$17.21 each
37,500
Filed 2017-08-25
Tx date 2017-08-25
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
97 - Other
$-201,500
-12,500 vol
$16.12 each
25,000
Filed 2017-08-23
Tx date 2017-08-22
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-11,767,600
-730,000 vol
$16.12 each
260,000
Filed 2017-08-23
Tx date 2017-08-22
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-430,250
-25,000 vol
$17.21 each
150,000
Filed 2017-08-23
Tx date 2017-08-23
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-806,000
-50,000 vol
$16.12 each
70,000
Filed 2017-08-23
Tx date 2017-08-22
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-403,000
-25,000 vol
$16.12 each
125,000
Filed 2017-08-23
Tx date 2017-08-22
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-468,300
-30,000 vol
$15.61 each
175,000
Filed 2017-08-14
Tx date 2017-08-14
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$5,350
+5,000 vol
$1.07 each
60,000
Filed 2017-08-14
Tx date 2017-08-11
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$54,774
+50,000 vol
$1.10 each
200,000
Filed 2017-08-11
Tx date 2017-08-11
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$55,994
+50,000 vol
$1.12 each
152,432
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+1,573 vol
13,373
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+607 vol
22,959
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+3,744 vol
43,721
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+2,581 vol
19,431
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+577 vol
26,069
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+242 vol
117,975
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$510.00
+204 vol
$2.50 each
61,707
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$482.50
+193 vol
$2.50 each
59,922
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$365.00
+146 vol
$2.50 each
43,640
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$407.50
+163 vol
$2.50 each
46,317
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$372.50
+149 vol
$2.50 each
44,087
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$365.00
+146 vol
$2.50 each
43,640
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,395
+958 vol
$2.50 each
204,259
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$101,998
+43,965 vol
$2.32 each
92,090
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-66,284.72
-28,571 vol
$2.32 each
214,996
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$104,998
+45,258 vol
$2.32 each
96,518
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$367.50
+147 vol
$2.50 each
51,260
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$89,999
+38,793 vol
$2.32 each
83,954
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$432.50
+173 vol
$2.50 each
45,161
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$97,498
+42,025 vol
$2.32 each
99,401
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$957.50
+383 vol
$2.50 each
57,376
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$89,999
+38,793 vol
$2.32 each
92,597
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$957.50
+383 vol
$2.50 each
53,804
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$69,999
+30,172 vol
$2.32 each
104,142
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$1,027
+411 vol
$2.50 each
73,970
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$1,025
+410 vol
$2.50 each
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-70,367.92
-30,331 vol
$2.32 each
49,853
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-25,777.52
-11,111 vol
$2.32 each
80,184
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$97,498
+42,025 vol
$2.32 each
99,401
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$957.50
+383 vol
$2.50 each
57,376
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-20,622.48
-8,889 vol
$2.32 each
39,883
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$265.00
+106 vol
$2.50 each
42,411
Filed 2017-03-09
Tx date 2016-12-31
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$262.50
+105 vol
$2.50 each
48,125
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-70,456.08
-30,369 vol
$2.32 each
48,772
Filed 2017-03-09
Tx date 2017-03-06
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$89,999
+38,793 vol
$2.32 each
81,204
Filed 2017-03-08
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$89,097
+39,078 vol
$2.28 each
Filed 2017-03-08
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$92,392
+40,523 vol
$2.28 each
110,083
Filed 2017-01-19
Tx date 2013-01-01
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
62,500
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
62,500
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$136,800
+60,000 vol
$2.28 each
205,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
62,500
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$296,400
+130,000 vol
$2.28 each
990,000
Filed 2017-01-19
Tx date 2014-11-10
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$570,000
+250,000 vol
$2.28 each
250,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$1,448,326
+635,231 vol
$2.28 each
635,231
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$184,274
+80,822 vol
$2.28 each
243,567
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$79,800
+35,000 vol
$2.28 each
145,000
Filed 2017-01-19
Tx date 2014-08-18
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
62,500
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$389,934
+171,024 vol
$2.28 each
171,024
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$58,497
+25,657 vol
$2.28 each
68,725
Filed 2017-01-19
Tx date 2012-03-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
62,500
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$57,998
+25,438 vol
$2.28 each
62,819
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
50,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
50,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$79,800
+35,000 vol
$2.28 each
185,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$389,934
+171,024 vol
$2.28 each
171,024
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$50,399
+22,105 vol
$2.28 each
79,141
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$113,999
+50,000 vol
$2.28 each
200,000
Filed 2017-01-19
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$455,999
+200,000 vol
$2.28 each
200,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$70,198
+30,789 vol
$2.28 each
70,799
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$79,800
+35,000 vol
$2.28 each
120,000
Filed 2017-01-19
Tx date 2014-09-29
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$389,934
+171,024 vol
$2.28 each
171,024
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$44,998
+19,736 vol
$2.28 each
62,804
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$113,999
+50,000 vol
$2.28 each
252,000
Filed 2017-01-19
Tx date 2010-01-01
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$455,999
+200,000 vol
$2.28 each
200,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$62,998
+27,631 vol
$2.28 each
91,295
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,499
+12,500 vol
$2.28 each
62,500
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$113,999
+50,000 vol
$2.28 each
252,000
Filed 2017-01-19
Tx date 2010-01-01
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$911,999
+400,000 vol
$2.28 each
400,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$89,097
+39,078 vol
$2.28 each
108,638
Filed 2017-01-12
Tx date 2017-01-12
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$11,500
+5,000 vol
$2.30 each
55,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-157,750
-12,500 vol
$12.62 each
50,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-157,750
-12,500 vol
$12.62 each
50,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-656,240
-52,000 vol
$12.62 each
202,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-656,240
-52,000 vol
$12.62 each
202,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-283,950
-22,500 vol
$12.62 each
150,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-157,750
-12,500 vol
$12.62 each
50,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-157,750
-12,500 vol
$12.62 each
50,000
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$225.00
+90 vol
$2.50 each
47,636
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$345.00
+138 vol
$2.50 each
76,808
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-11,894.40
-5,664 vol
$2.10 each
71,144
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-9,987.60
-4,756 vol
$2.10 each
59,729
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$290.00
+116 vol
$2.50 each
64,485
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-10,621.80
-5,058 vol
$2.10 each
61,503
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$307.50
+123 vol
$2.50 each
66,561
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-8,240.40
-3,924 vol
$2.10 each
46,154
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$237.50
+95 vol
$2.50 each
50,078
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-7,765.80
-3,698 vol
$2.10 each
43,938
Filed 2016-12-08
Tx date 2016-12-07
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-757,200
-60,000 vol
$12.62 each
240,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$806,000
+50,000 vol
$16.12 each
254,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$860,500
+50,000 vol
$17.21 each
204,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$811,720
+52,000 vol
$15.61 each
154,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$656,240
+52,000 vol
$12.62 each
102,000
Filed 2016-12-08
Tx date 2016-12-07
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-967,200
-60,000 vol
$16.12 each
60,000
Filed 2016-12-08
Tx date 2016-12-07
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-1,032,600
-60,000 vol
$17.21 each
120,000
Filed 2016-12-08
Tx date 2016-12-07
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase
$-936,600
-60,000 vol
$15.61 each
180,000
Filed 2016-12-02
Tx date 2016-11-29
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$199,168
+107,080 vol
$1.86 each
117,733
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-811,720
-52,000 vol
$15.61 each
150,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-806,000
-50,000 vol
$16.12 each
50,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-860,500
-50,000 vol
$17.21 each
100,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-656,240
-52,000 vol
$12.62 each
202,000
Filed 2016-05-25
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$59,999
+28,571 vol
$2.10 each
Filed 2016-05-25
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$105,098
+50,047 vol
$2.10 each
50,047
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$42,500
+25,000 vol
$1.70 each
47,765
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$102,000
+60,000 vol
$1.70 each
103,776
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$85,000
+50,000 vol
$1.70 each
65,000
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$85,000
+50,000 vol
$1.70 each
80,000
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$127,500
+75,000 vol
$1.70 each
150,000
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$51,000
+30,000 vol
$1.70 each
63,600
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$102,000
+60,000 vol
$1.70 each
102,432
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$66,300
+39,000 vol
$1.70 each
39,000
Filed 2016-04-26
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$170,000
+100,000 vol
$1.70 each
100,000
Filed 2016-04-26
Tx date 2014-05-07
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$42,500
+25,000 vol
$1.70 each
35,500
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$170,000
+100,000 vol
$1.70 each
107,924
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$102,000
+60,000 vol
$1.70 each
65,000
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$85,000
+50,000 vol
$1.70 each
50,000
Filed 2016-04-26
Tx date 2014-11-10
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-07
Tx date 2016-03-04
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,100
+5,000 vol
$1.62 each
5,000
Filed 2016-04-07
Tx date 2014-08-18
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-24
Tx date 2016-03-18
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$22,383
+10,659 vol
$2.10 each
11,800
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$69,999
+33,333 vol
$2.10 each
63,664
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$63,695
+30,331 vol
$2.10 each
30,331
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$50,001
+23,810 vol
$2.10 each
43,068
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$40,441
+19,258 vol
$2.10 each
19,258
Filed 2016-03-15
Tx date 2014-09-29
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$63,999
+30,476 vol
$2.10 each
67,451
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$77,647
+36,975 vol
$2.10 each
36,975
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$59,999
+28,571 vol
$2.10 each
40,010
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$24,021
+11,439 vol
$2.10 each
11,439
Filed 2016-03-15
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$56,000
+26,667 vol
$2.10 each
57,036
Filed 2016-03-15
Tx date 2012-03-15
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$63,774
+30,369 vol
$2.10 each
30,369
Filed 2016-03-15
Tx date 2013-01-01
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$51,000
+24,286 vol
$2.10 each
37,381
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$27,499
+13,095 vol
$2.10 each
13,095
Filed 2016-03-15
Tx date 2012-03-15
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$78,000
+37,143 vol
$2.10 each
74,696
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$78,861
+37,553 vol
$2.10 each
37,553
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$50,001
+23,810 vol
$2.10 each
43,068
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$40,441
+19,258 vol
$2.10 each
19,258
Filed 2016-03-15
Tx date 2014-08-18
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$179,999
+85,714 vol
$2.10 each
162,745
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$161,765
+77,031 vol
$2.10 each
77,031
Filed 2016-03-15
Tx date 2016-03-15
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$38,099
+18,955 vol
$2.01 each
22,352
Filed 2016-03-15
Tx date 2014-11-10
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$66,000
+31,429 vol
$2.10 each
69,560
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$80,075
+38,131 vol
$2.10 each
38,131
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$37,331
+3,635 vol
$10.27 each
14,112
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$109,208
+52,004 vol
$2.10 each
64,369
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,097
+402 vol
$12.68 each
12,365
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,146
+166 vol
$12.93 each
16,367
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,418
+353 vol
$15.35 each
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$49,854
+4,668 vol
$10.68 each
39,977
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$94,999
+45,238 vol
$2.10 each
51,113
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,526
+200 vol
$12.63 each
5,875
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$79,999
+38,095 vol
$2.10 each
44,988
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,896
+229 vol
$12.65 each
6,893
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$87,500
+41,667 vol
$2.10 each
56,993
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$7,181
+565 vol
$12.71 each
15,326
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$79,999
+38,095 vol
$2.10 each
53,421
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$7,181
+565 vol
$12.71 each
15,326
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$120,000
+57,143 vol
$2.10 each
73,559
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$7,438
+588 vol
$12.65 each
16,416
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$111,948
+53,309 vol
$2.10 each
66,438
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,409
+428 vol
$12.64 each
13,129
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,254
+175 vol
$12.88 each
17,325
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,687
+371 vol
$15.33 each
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$-2,724.20
-212 vol
$12.85 each
25,492
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$87,500
+41,667 vol
$2.10 each
56,993
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$7,181
+565 vol
$12.71 each
15,326
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$79,048
+37,642 vol
$2.10 each
43,494
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,147
+171 vol
$12.56 each
5,852
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$9,659
+864 vol
$11.18 each
1,141
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$107,839
+51,352 vol
$2.10 each
63,041
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,012
+378 vol
$13.26 each
11,689
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$1,966
+152 vol
$12.94 each
15,345
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$4,962
+321 vol
$15.46 each
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$59,999
+28,571 vol
$2.10 each
28,571
Filed 2016-03-14
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$83,160
+39,600 vol
$2.10 each
49,983
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$4,270
+336 vol
$12.71 each
10,383
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$9,332
+707 vol
$13.20 each
10,653
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$79,999
+38,095 vol
$2.10 each
42,305
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$1,709
+136 vol
$12.57 each
4,210
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Deferred Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$1,709
+136 vol
$12.57 each
4,210
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$79,734
+37,969 vol
$2.10 each
47,546
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$3,949
+311 vol
$12.70 each
9,577
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$1,680
+130 vol
$12.93 each
12,714
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$4,240
+275 vol
$15.42 each
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$26,863
+2,730 vol
$9.84 each
16,850
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$130,229
+62,014 vol
$2.10 each
76,670
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$6,041
+478 vol
$12.64 each
14,656
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,576
+201 vol
$12.82 each
19,463
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$6,499
+424 vol
$15.33 each
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$54,489
+5,160 vol
$10.56 each
37,323
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$79,048
+37,642 vol
$2.10 each
43,494
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,147
+171 vol
$12.56 each
5,852
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$346,399
+164,952 vol
$2.10 each
203,301
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$14,078
+1,129 vol
$12.47 each
38,349
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$30,550
+3,049 vol
$10.02 each
3,397
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$92,001
+43,810 vol
$2.10 each
48,020
Filed 2016-01-28
Tx date 2016-01-04
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
Filed 2016-01-28
Tx date 2016-01-04
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$525,000
+150,000 vol
$3.50 each
150,000
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Share Appreciation RIghts
58 - Expiration of rights

-15,000 vol
37,500
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-12,500 vol
62,500
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-12,500 vol
62,500
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-12,500 vol
62,500
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-55,000 vol
254,000
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-55,000 vol
300,000
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-12,500 vol
62,500
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-30,000 vol
240,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Gemmell, Robert
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
37,500
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
309,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Tugman, Laurie
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
50,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Starzer, Michael
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
50,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Ryley, Thomas Lovett
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
75,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Riddell Rose, Susan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
75,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
75,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
254,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Merrick, Colin
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$122,500
+35,000 vol
$3.50 each
85,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
270,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
50,000
Filed 2016-01-08
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Gramlich, Bryne Scott
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$122,500
+35,000 vol
$3.50 each
172,500
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
El-Borno, Basil
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$122,500
+35,000 vol
$3.50 each
85,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
DOERR, Harvey
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
37,500
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$122,500
+35,000 vol
$3.50 each
145,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$210,000
+60,000 vol
$3.50 each
355,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Barnes, Christopher Stuart
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$122,500
+35,000 vol
$3.50 each
110,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Barkhouse, John Leslie
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$455,000
+130,000 vol
$3.50 each
860,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Nerbas, Michael John
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$122,500
+35,000 vol
$3.50 each
145,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Milligan, R. Vance
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$43,750
+12,500 vol
$3.50 each
75,000
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-14,159.34
-4,034 vol
$3.51 each
11,480
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
McElgunn, Troy
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$4,962
+321 vol
$15.46 each
15,514
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-12,102.48
-3,448 vol
$3.51 each
9,411
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Dietsche, Linda
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$4,240
+275 vol
$15.42 each
12,859
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-18,550.35
-5,285 vol
$3.51 each
14,401
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-15,458.04
-4,404 vol
$3.51 each
12,150
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,418
+353 vol
$15.35 each
16,554
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-16,230.24
-4,624 vol
$3.51 each
12,897
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Borys, Michael
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$6,499
+424 vol
$15.33 each
19,686
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Pecharsky, Douglas Allen
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,687
+371 vol
$15.33 each
17,521
Filed 2015-05-20
Tx date 2015-05-15
$NAL
Newalta Corporation
Pridham, Gordon E.
4 - Director of Issuer
Direct Ownership
Deferred Share Units
56 - Grant of rights
$16,005
+1,067 vol
$15.00 each
15,828