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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-06-29
Tx date 2018-06-27
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-8,872.20
-93,000 vol
$0.0954 each
1,250,000
Filed 2018-05-18
Tx date 2018-05-15
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-20,709.55
-240,250 vol
$0.0862 each
1,343,000
Filed 2018-05-14
Tx date 2018-05-14
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-24,644.90
-323,000 vol
$0.0763 each
2,727,000
Filed 2018-05-14
Tx date 2018-05-14
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately

-355,000 vol
1,583,250
Filed 2018-05-14
Tx date 2018-05-14
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$-31,520
-400,000 vol
$0.0788 each
1,938,250
Filed 2018-05-02
Tx date 2018-05-02
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Warrants
10 - Acquisition or disposition in the public market
$-2,062.50
-206,250 vol
$0.01 each
0
Filed 2018-05-02
Tx date 2018-05-02
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Warrants
10 - Acquisition or disposition in the public market
$-6,750
-675,000 vol
$0.01 each
0
Filed 2018-04-06
Tx date 2018-04-04
$PNO
PentaNova Energy Corp.
Aitchison, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+1,371,480 vol
1,371,480
Filed 2018-04-06
Tx date 2018-04-04
$PNO
PentaNova Energy Corp.
Gillcrist, John Ralph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+2,078,000 vol
2,078,000
Filed 2018-04-06
Tx date 2018-02-14
$PNO
PentaNova Energy Corp.
Gillcrist, John Ralph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-04-06
Tx date 2018-02-14
$PNO
PentaNova Energy Corp.
Aitchison, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-20
Tx date 2018-02-14
$PNO
PentaNova Energy Corp.
Gillcrist, John Ralph
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2018-02-20
Tx date 2018-02-14
$PNO
PentaNova Energy Corp.
Aitchison, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-12-08
Tx date 2017-12-08
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$17,500
+50,000 vol
$0.35 each
3,050,000
Filed 2017-12-08
Tx date 2017-12-08
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$175,000
+500,000 vol
$0.35 each
6,675,214
Filed 2017-11-30
Tx date 2017-11-29
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$35,720
+102,000 vol
$0.3502 each
3,000,000
Filed 2017-11-30
Tx date 2017-11-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$930,999
+2,660,000 vol
$0.35 each
6,175,214
Filed 2017-11-17
Tx date 2017-11-14
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Fiore Financial Corporation (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$1,038,375
+2,437,500 vol
$0.426 each
4,676,679
Filed 2017-11-17
Tx date 2017-11-14
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$420,000
+1,000,000 vol
$0.42 each
3,515,214
Filed 2017-10-13
Tx date 2017-10-13
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$36,000
+100,000 vol
$0.36 each
2,898,000
Filed 2017-10-12
Tx date 2017-10-12
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$73,000
+200,000 vol
$0.365 each
2,798,000
Filed 2017-10-11
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-5,312,500 vol
0
Filed 2017-10-11
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+5,312,500 vol
11,012,500
Filed 2017-10-10
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-10-10
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Warrants
90 - Change in the nature of ownership

-1,312,500 vol
0
Filed 2017-10-10
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Brockville International Holdings Ltd. (Indirect Ownership)
Warrants
90 - Change in the nature of ownership
$1,378,125
+1,312,500 vol
$1.05 each
1,312,500
Filed 2017-09-22
Tx date 2017-09-22
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$39,000
+100,000 vol
$0.39 each
2,598,000
Filed 2017-09-14
Tx date 2017-09-11
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately

+625,000 vol
675,000
Filed 2017-09-11
Tx date 2017-09-11
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$89,200
+223,000 vol
$0.40 each
9,814,000
Filed 2017-09-07
Tx date 2017-09-06
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$50,200
+125,500 vol
$0.40 each
9,591,000
Filed 2017-08-29
Tx date 2017-08-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$89,400
+223,500 vol
$0.40 each
9,465,500
Filed 2017-08-28
Tx date 2017-08-25
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$172,056
+428,000 vol
$0.402 each
9,242,000
Filed 2017-08-28
Tx date 2017-08-28
$PNO
PentaNova Energy Corp.
Giustra, Frank
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$172,056
+428,000 vol
$0.402 each
Filed 2017-08-22
Tx date 2017-08-22
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$41,000
+100,000 vol
$0.41 each
2,498,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Vernon, Gregg Kingsley
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Sole Franco, Francisco
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Reid, Christopher Donald
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$1,280,000
+1,600,000 vol
$0.80 each
1,600,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Reid, Christopher Donald
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Perez, Jaime
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Perez, Jaime
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Martinez, Hernan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Martinez, Hernan
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Levy, Warren Michael
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,600,000 vol
1,600,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Levy, Warren Michael
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Levy, Warren Michael
4 - Director of Issuer
Holder: Frontier Hydrocarbons Ltd. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$600,000
+750,000 vol
$0.80 each
750,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Levy, Warren Michael
4 - Director of Issuer
Holder: Frontier Hydrocarbons Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$852,000
+1,065,000 vol
$0.80 each
2,338,250
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+2,000,000 vol
2,000,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Fundación Angelitos de Luz (Control or Direction)
Options
50 - Grant of options

+250,000 vol
250,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Fundación Angelitos de Luz (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
De La Campa, Miguel Angel
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options

+300,000 vol
300,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
De La Campa, Miguel Angel
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Bustillos, Francisco Arturo
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
1,000,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Bustillos, Francisco Arturo
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Biondi, Luciano
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+2,000,000 vol
2,000,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Sole Franco, Francisco
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Biondi, Luciano
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Von Siegmund, Laureano
2 - Subsidiary of Issuer
Direct Ownership
Options
50 - Grant of options

+600,000 vol
600,000
Filed 2017-08-11
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Von Siegmund, Laureano
2 - Subsidiary of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-11
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Vernon, Gregg Kingsley
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+2,000,000 vol
2,000,000
Filed 2017-08-10
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2017-08-10
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: The Radcliffe Foundation (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-10
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: The Radcliffe Foundation (Control or Direction)
Options
50 - Grant of options

+1,250,000 vol
1,250,000
Filed 2017-08-10
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-10
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
825,000
Filed 2017-08-10
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Indirect Ownership)
Options
50 - Grant of options

+250,000 vol
445,000
Filed 2017-08-10
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Pierce, Susannah
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-10
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Pierce, Susannah
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2017-08-10
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Scott, Jeffrey J.
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-10
Tx date 2017-08-08
$PNO
PentaNova Energy Corp.
Scott, Jeffrey J.
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
750,000
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
De La Campa, Miguel Angel
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Von Siegmund, Laureano
2 - Subsidiary of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$10,000
+12,500 vol
$0.80 each
12,500
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Von Siegmund, Laureano
2 - Subsidiary of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Von Siegmund, Laureano
2 - Subsidiary of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$10,000
+12,500 vol
$0.80 each
212,500
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Sole Franco, Francisco
4 - Director of Issuer
Holder: ANDINA MEDIA DE INVERSIONES SAS (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$50,000
+62,500 vol
$0.80 each
62,500
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Sole Franco, Francisco
4 - Director of Issuer
Holder: ANDINA MEDIA DE INVERSIONES SAS (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Sole Franco, Francisco
4 - Director of Issuer
Holder: ANDINA MEDIA DE INVERSIONES SAS (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$50,000
+62,500 vol
$0.80 each
322,500
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Perez, Jaime
4 - Director of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$35,000
+43,750 vol
$0.80 each
43,750
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Perez, Jaime
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Perez, Jaime
4 - Director of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$35,000
+43,750 vol
$0.80 each
438,310
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Martinez, Hernan
4 - Director of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$250,000
+312,500 vol
$0.80 each
312,500
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Martinez, Hernan
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Warrants
11 - Acquisition or disposition carried out privately
$1,050,000
+1,312,500 vol
$0.80 each
1,312,500
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Iacono, Serafino
4 - Director of Issuer
Holder: Ice Rose Holdings Ltd. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$1,050,000
+1,312,500 vol
$0.80 each
5,312,500
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
De La Campa, Miguel Angel
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$200,000
+250,000 vol
$0.80 each
250,000
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Martinez, Hernan
4 - Director of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$250,000
+312,500 vol
$0.80 each
1,312,500
Filed 2017-08-03
Tx date 2017-04-04
$PNO
PentaNova Energy Corp.
De La Campa, Miguel Angel
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-03
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
De La Campa, Miguel Angel
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$200,000
+250,000 vol
$0.80 each
250,000
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Fiore Financial Corporation (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+238,750 vol
238,750
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately

+2,250,000 vol
2,250,000
Filed 2017-08-02
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: The Radcliffe Corporation (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+250,000 vol
250,000
Filed 2017-08-02
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: The Radcliffe Corporation (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-02
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Fiore Financial Corporation (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately

+2,500,000 vol
2,500,000
Filed 2017-08-02
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$1,800,000
+2,250,000 vol
$0.80 each
8,814,000
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: The Radcliffe Corporation (Control or Direction)
Common Shares
10 - Acquisition or disposition in the public market
$480,000
+1,000,000 vol
$0.48 each
1,335,714
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: The Radcliffe Corporation (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$200,000
+250,000 vol
$0.80 each
335,714
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Fiore Financial Corporation (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$191,000
+238,750 vol
$0.80 each
2,239,179
Filed 2017-08-02
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$2,012,171
+2,515,214 vol
$0.80 each
2,515,214
Filed 2017-08-02
Tx date 2017-05-29
$PNO
PentaNova Energy Corp.
Giustra, Frank
4 - Director of Issuer
Holder: Canada Life Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-01
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$165,000
+206,250 vol
$0.80 each
1,273,250
Filed 2017-08-01
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Warrants
11 - Acquisition or disposition carried out privately
$40,000
+50,000 vol
$0.80 each
50,000
Filed 2017-08-01
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-01
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Warrants
11 - Acquisition or disposition carried out privately
$165,000
+206,250 vol
$0.80 each
206,250
Filed 2017-08-01
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-01
Tx date 2017-08-01
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$17,760
+40,000 vol
$0.444 each
2,398,000
Filed 2017-08-01
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$48,000
+100,000 vol
$0.48 each
2,358,000
Filed 2017-08-01
Tx date 2017-07-31
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$40,000
+50,000 vol
$0.80 each
2,258,000
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
2,208,000
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
75,000
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Kinder Dream Foundation (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
24,000
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
195,000
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: GBK Investments Ltd. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
4,285
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
1,067,000
Filed 2017-07-10
Tx date 2017-07-09
$PNO
PentaNova Energy Corp.
Keep, Gordon
4 - Director of Issuer
Holder: Fiore Management & Advisory Corp. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-16
Tx date 2015-09-11
$PNO
PNO Resources Ltd.
Sandspring Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
34,283,292
Filed 2015-08-05
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Giustra, Frank
3 - 10% Security Holder of Issuer
Holder: Fiore Financial Corporation (Indirect Ownership)
Subscription Receipts
11 - Acquisition or disposition carried out privately
$500,000
+2,500,000 vol
$0.20 each
2,500,000
Filed 2015-08-05
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Wilson, Trevor
3 - 10% Security Holder of Issuer
Holder: Spouse (Control or Direction)
Subscription Receipts
11 - Acquisition or disposition carried out privately
$50,000
+250,000 vol
$0.20 each
250,000
Filed 2015-08-05
Tx date 2015-02-27
$PNO
PNO Resources Ltd.
Wilson, Trevor
3 - 10% Security Holder of Issuer
Holder: Spouse (Control or Direction)
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-05
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Whelan, David Craig
4 - Director of Issuer
Direct Ownership
Subscription Receipts
11 - Acquisition or disposition carried out privately
$10,000
+50,000 vol
$0.20 each
50,000
Filed 2015-08-05
Tx date 2007-07-06
$PNO
PNO Resources Ltd.
Whelan, David Craig
4 - Director of Issuer
Direct Ownership
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-05
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Giustra, Frank
3 - 10% Security Holder of Issuer
Holder: Fiore Aviation Corporation (Indirect Ownership)
Subscription Receipts
11 - Acquisition or disposition carried out privately
$100,000
+500,000 vol
$0.20 each
500,000
Filed 2015-08-05
Tx date 2007-07-06
$PNO
PNO Resources Ltd.
Keep, Gordon
3 - 10% Security Holder of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Children (Control or Direction)
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-05
Tx date 2015-02-27
$PNO
PNO Resources Ltd.
Giustra, Frank
3 - 10% Security Holder of Issuer
Holder: Fiore Financial Corporation (Indirect Ownership)
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-05
Tx date 2015-02-27
$PNO
PNO Resources Ltd.
Giustra, Frank
3 - 10% Security Holder of Issuer
Holder: Fiore Aviation Corporation (Indirect Ownership)
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-05
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Keep, Gordon
3 - 10% Security Holder of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Subscription Receipts
11 - Acquisition or disposition carried out privately
$40,000
+200,000 vol
$0.20 each
200,000
Filed 2015-08-05
Tx date 2007-07-06
$PNO
PNO Resources Ltd.
Keep, Gordon
3 - 10% Security Holder of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Subscription Receipts
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-05
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Keep, Gordon
3 - 10% Security Holder of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Children (Control or Direction)
Subscription Receipts
11 - Acquisition or disposition carried out privately
$20,000
+100,000 vol
$0.20 each
100,000
Filed 2015-07-31
Tx date 2015-07-31
$PNO
PNO Resources Ltd.
Keep, Gordon
3 - 10% Security Holder of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$11,210
+59,000 vol
$0.19 each
709,000
Filed 2015-07-07
Tx date 2015-07-06
$PNO
PNO Resources Ltd.
Keep, Gordon
3 - 10% Security Holder of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$10,330
+50,000 vol
$0.2066 each
650,000