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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-04-03 13:27
Tx date 2024-03-28 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-9,300 vol 		0
Filed 2024-04-03 13:26
Tx date 2024-03-28 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$68,820
+9,300 vol
$7.40 each 		9,300
Filed 2024-04-03 13:24
Tx date 2024-03-22 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-8,000 vol 		0
Filed 2024-04-03 13:23
Tx date 2024-03-22 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$59,440
+8,000 vol
$7.43 each 		8,000
Filed 2024-04-03 13:20
Tx date 2024-03-08 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-900 vol 		0
Filed 2024-04-03 13:18
Tx date 2024-03-08 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$6,201
+900 vol
$6.89 each 		900
Filed 2024-03-04 12:27
Tx date 2024-02-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,800 vol 		0
Filed 2024-03-04 12:26
Tx date 2024-02-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$13,158
+1,800 vol
$7.31 each 		1,800
Filed 2024-02-07 12:42
Tx date 2024-01-26 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-4,100 vol 		0
Filed 2024-02-07 12:41
Tx date 2024-01-26 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$27,675
+4,100 vol
$6.75 each 		4,100
Filed 2024-02-07 12:40
Tx date 2024-01-12 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,000 vol 		0
Filed 2024-02-07 12:39
Tx date 2024-01-12 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$7,090
+1,000 vol
$7.09 each 		1,000
Filed 2024-01-23 19:55
Tx date 2023-11-29 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$16,250
+2,600 vol
$6.25 each 		267,491
Filed 2024-01-03 14:11
Tx date 2023-12-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,800 vol 		0
Filed 2024-01-03 14:09
Tx date 2023-12-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$25,650
+3,800 vol
$6.75 each 		3,800
Filed 2024-01-03 14:08
Tx date 2023-12-22 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,400 vol 		0
Filed 2024-01-03 14:07
Tx date 2023-12-22 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$22,780
+3,400 vol
$6.70 each 		3,400
Filed 2024-01-03 14:05
Tx date 2023-12-15 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,500 vol 		0
Filed 2024-01-03 14:04
Tx date 2023-12-15 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$10,048
+1,500 vol
$6.70 each 		1,500
Filed 2024-01-03 14:01
Tx date 2023-12-08 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-6,000 vol 		0
Filed 2024-01-03 13:59
Tx date 2023-12-08 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$39,898
+6,000 vol
$6.65 each 		6,000
Filed 2023-12-06 19:52
Tx date 2023-11-17 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,000 vol 		0
Filed 2023-12-06 19:51
Tx date 2023-11-17 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$6,500
+1,000 vol
$6.50 each 		1,000
Filed 2023-12-06 19:49
Tx date 2023-11-15 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-100,000 vol 		0
Filed 2023-12-06 19:47
Tx date 2023-11-15 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$675,000
+100,000 vol
$6.75 each 		100,000
Filed 2023-12-06 19:45
Tx date 2023-11-10 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-900 vol 		0
Filed 2023-12-06 19:44
Tx date 2023-11-10 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$5,576
+900 vol
$6.20 each 		900
Filed 2023-11-29 16:42
Tx date 2023-11-20 		$PTF
Pender Growth Fund Inc. 		Hemmes, Derek
4 - Director of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report 		3,840
Filed 2023-11-29 16:41
Tx date 2023-11-20 		$PTF
Pender Growth Fund Inc. 		Hemmes, Derek
4 - Director of Issuer
Holder: Hemmes Holdings Inc. (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report 		82,336
Filed 2023-11-03 20:33
Tx date 2023-10-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,900 vol 		0
Filed 2023-11-03 20:32
Tx date 2023-10-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$12,825
+1,900 vol
$6.75 each 		1,900
Filed 2023-11-03 20:31
Tx date 2023-10-27 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-8,100 vol 		0
Filed 2023-11-03 20:30
Tx date 2023-10-27 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$54,726
+8,100 vol
$6.76 each 		8,100
Filed 2023-11-03 20:28
Tx date 2023-10-20 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-5,800 vol 		0
Filed 2023-11-03 20:27
Tx date 2023-10-20 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$40,832
+5,800 vol
$7.04 each 		5,800
Filed 2023-11-03 20:25
Tx date 2023-10-13 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-15,600 vol 		0
Filed 2023-11-03 20:25
Tx date 2023-10-13 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$109,824
+15,600 vol
$7.04 each 		15,600
Filed 2023-11-03 20:23
Tx date 2023-10-06 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-8,400 vol 		0
Filed 2023-11-03 20:22
Tx date 2023-10-06 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$59,166
+8,400 vol
$7.04 each 		8,400
Filed 2023-10-05 13:11
Tx date 2023-09-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-9,200 vol 		0
Filed 2023-10-05 13:09
Tx date 2023-09-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$65,450
+9,200 vol
$7.11 each 		9,200
Filed 2023-10-05 13:07
Tx date 2023-09-22 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-4,900 vol 		0
Filed 2023-10-05 13:05
Tx date 2023-09-22 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$34,919
+4,900 vol
$7.13 each 		4,900
Filed 2023-09-25 13:47
Tx date 2023-09-20 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$23,760
+3,300 vol
$7.20 each 		264,891
Filed 2023-09-22 14:08
Tx date 2023-09-19 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$65,050
+9,000 vol
$7.23 each 		261,591
Filed 2023-09-22 14:06
Tx date 2023-09-18 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$29,912
+4,200 vol
$7.12 each 		252,591
Filed 2023-09-20 13:04
Tx date 2023-09-15 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$59,267
+8,500 vol
$6.97 each 		248,391
Filed 2023-09-06 19:15
Tx date 2023-08-18 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-5,100 vol 		0
Filed 2023-09-06 19:13
Tx date 2023-08-18 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$33,150
+5,100 vol
$6.50 each 		5,100
Filed 2023-08-04 13:27
Tx date 2023-07-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,300 vol 		0
Filed 2023-08-04 13:26
Tx date 2023-07-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$22,605
+3,300 vol
$6.85 each 		3,300
Filed 2023-07-07 14:00
Tx date 2023-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-800 vol 		0
Filed 2023-07-07 13:59
Tx date 2023-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$5,600
+800 vol
$7.00 each 		800
Filed 2023-06-06 20:28
Tx date 2023-05-19 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,000 vol 		0
Filed 2023-06-06 20:27
Tx date 2023-05-19 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$18,750
+3,000 vol
$6.25 each 		3,000
Filed 2023-06-06 20:26
Tx date 2023-05-12 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-2,700 vol 		0
Filed 2023-06-06 20:25
Tx date 2023-05-12 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$17,289
+2,700 vol
$6.40 each 		2,700
Filed 2023-04-06 18:18
Tx date 2023-03-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,000 vol 		0
Filed 2023-04-06 18:17
Tx date 2023-03-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$21,030
+3,000 vol
$7.01 each 		3,000
Filed 2023-04-06 18:16
Tx date 2023-03-24 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,100 vol 		0
Filed 2023-04-06 18:15
Tx date 2023-03-24 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$21,731
+3,100 vol
$7.01 each 		3,100
Filed 2023-04-06 18:13
Tx date 2023-03-10 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-10,200 vol 		0
Filed 2023-04-06 18:09
Tx date 2023-03-10 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$75,480
+10,200 vol
$7.40 each 		10,200
Filed 2023-03-02 16:44
Tx date 2022-11-29 		$PTF
Pender Growth Fund Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$64,000
+10,000 vol
$6.40 each 		68,000
Filed 2023-01-04 14:32
Tx date 2022-12-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-2,000 vol 		0
Filed 2023-01-04 14:29
Tx date 2022-12-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$13,000
+2,000 vol
$6.50 each 		2,000
Filed 2022-12-09 15:24
Tx date 2022-12-06 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$711,535
+103,600 vol
$6.87 each 		239,891
Filed 2022-12-01 13:27
Tx date 2022-11-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-900 vol 		0
Filed 2022-12-01 13:25
Tx date 2022-11-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$5,400
+900 vol
$6.00 each 		900
Filed 2022-11-04 13:45
Tx date 2022-10-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-8,500 vol 		0
Filed 2022-11-04 13:41
Tx date 2022-10-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$63,370
+8,500 vol
$7.46 each 		8,500
Filed 2022-11-04 13:36
Tx date 2022-10-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,000 vol 		0
Filed 2022-11-04 13:35
Tx date 2022-10-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$8,150
+1,000 vol
$8.15 each 		1,000
Filed 2022-10-06 18:39
Tx date 2022-09-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-700 vol 		0
Filed 2022-10-06 18:38
Tx date 2022-09-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$6,167
+700 vol
$8.81 each 		700
Filed 2022-06-30 20:41
Tx date 2022-06-10 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,700 vol 		0
Filed 2022-06-30 20:40
Tx date 2022-06-10 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$15,725
+1,700 vol
$9.25 each 		1,700
Filed 2022-06-02 19:10
Tx date 2022-05-20 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-2,000 vol 		0
Filed 2022-06-02 19:10
Tx date 2022-05-20 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$20,000
+2,000 vol
$10.00 each 		2,000
Filed 2022-06-02 19:08
Tx date 2022-05-27 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-2,500 vol 		0
Filed 2022-06-02 19:08
Tx date 2022-05-27 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$25,000
+2,500 vol
$10.00 each 		2,500
Filed 2022-06-02 19:06
Tx date 2022-05-06 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-600 vol 		0
Filed 2022-06-02 19:05
Tx date 2022-05-06 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$6,975
+600 vol
$11.63 each 		600
Filed 2022-06-02 18:54
Tx date 2022-05-25 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-2,000 vol 		0
Filed 2022-06-02 18:54
Tx date 2022-05-25 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-2,000 vol
Filed 2022-06-02 18:53
Tx date 2022-05-25 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$20,000
+2,000 vol
$10.00 each
Filed 2022-06-02 18:53
Tx date 2022-05-25 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$20,000
+2,000 vol
$10.00 each 		2,000
Filed 2022-04-29 18:44
Tx date 2022-04-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-5,400 vol 		0
Filed 2022-04-29 18:37
Tx date 2022-04-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$64,531
+5,400 vol
$11.95 each 		5,400
Filed 2022-04-05 13:50
Tx date 2022-03-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,000 vol 		0
Filed 2022-04-05 13:49
Tx date 2022-03-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$13,500
+1,000 vol
$13.50 each 		1,000
Filed 2022-04-05 13:48
Tx date 2022-03-16 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-7,100 vol 		0
Filed 2022-04-05 13:46
Tx date 2022-03-16 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$105,040
+7,100 vol
$14.79 each 		7,100
Filed 2022-03-01 16:02
Tx date 2022-02-28 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-7,300 vol 		0
Filed 2022-03-01 16:01
Tx date 2022-02-28 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$116,723
+7,300 vol
$15.99 each 		7,300
Filed 2022-01-21 16:01
Tx date 2022-01-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-5,900 vol 		0
Filed 2022-01-21 16:00
Tx date 2022-01-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$99,649
+5,900 vol
$16.89 each 		5,900
Filed 2021-11-02 20:40
Tx date 2021-11-02 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$149,546
+7,200 vol
$20.77 each 		136,291
Filed 2021-11-02 20:38
Tx date 2021-11-01 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$44,260
+2,400 vol
$18.44 each 		129,091
Filed 2021-10-13 16:12
Tx date 2021-10-12 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$174,536
+10,000 vol
$17.45 each 		126,691
Filed 2021-08-31 20:19
Tx date 2021-08-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-3,200 vol 		0
Filed 2021-08-31 19:52
Tx date 2021-08-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$28,800
+3,200 vol
$9.00 each 		3,200
Filed 2021-08-02 18:55
Tx date 2021-07-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-6,800 vol 		0
Filed 2021-08-02 18:54
Tx date 2021-07-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$53,830
+6,800 vol
$7.92 each 		6,800
Filed 2021-07-06 23:46
Tx date 2021-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-1,900 vol 		0
Filed 2021-07-05 12:57
Tx date 2021-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$13,490
+1,900 vol
$7.10 each 		1,900
Filed 2021-07-05 12:28
Tx date 2021-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$13,490
+1,900 vol
$7.10 each
Filed 2021-04-23 12:45
Tx date 2021-04-21 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$20,404
+2,900 vol
$7.04 each 		116,691
Filed 2021-04-13 19:35
Tx date 2021-04-13 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$14,614
+2,000 vol
$7.31 each 		113,791
Filed 2021-04-13 14:38
Tx date 2021-04-12 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$227,310
+35,300 vol
$6.44 each 		111,791
Filed 2021-04-02 13:36
Tx date 2016-12-14 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+3,328 vol
Filed 2017-01-03 19:34
Tx date 2016-12-14 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+3,328 vol
Filed 2021-03-31 21:47
Tx date 2021-03-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-27,000 vol 		0
Filed 2021-03-31 21:46
Tx date 2021-03-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$141,264
+27,000 vol
$5.23 each 		27,000
Filed 2021-03-26 16:18
Tx date 2019-12-27 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$-39,000
-12,000 vol
$3.25 each 		21,300
Filed 2020-01-09 17:57
Tx date 2019-12-27 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$-39,000
-12,000 vol
$3.25 each
Filed 2021-03-02 21:29
Tx date 2021-02-26 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-84,700 vol 		0
Filed 2021-03-02 21:28
Tx date 2021-02-26 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$467,857
+84,700 vol
$5.52 each 		84,700
Filed 2020-12-30 20:41
Tx date 2020-12-18 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-30,000 vol 		0
Filed 2020-12-30 20:40
Tx date 2020-12-18 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$112,500
+30,000 vol
$3.75 each 		30,000
Filed 2020-11-20 16:39
Tx date 2020-11-09 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$18,670
+5,300 vol
$3.52 each 		76,491
Filed 2020-11-13 20:02
Tx date 2020-07-10 		$PTF
Pender Growth Fund Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$8,550
+3,000 vol
$2.85 each 		55,000
Filed 2020-11-13 20:01
Tx date 2020-07-22 		$PTF
Pender Growth Fund Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$1,040
+400 vol
$2.60 each 		55,400
Filed 2020-11-13 20:00
Tx date 2020-07-23 		$PTF
Pender Growth Fund Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$6,760
+2,600 vol
$2.60 each 		58,000
Filed 2020-10-22 19:28
Tx date 2020-10-22 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$17,388
+5,400 vol
$3.22 each 		71,191
Filed 2020-10-16 17:47
Tx date 2020-10-09 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$17,066
+5,300 vol
$3.22 each 		65,791
Filed 2020-10-16 17:44
Tx date 2020-10-08 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$62,267
+19,300 vol
$3.23 each 		60,491
Filed 2020-09-04 19:42
Tx date 2020-09-03 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$6,790
+2,000 vol
$3.40 each 		41,191
Filed 2020-09-03 17:57
Tx date 2020-08-31 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$22,304
+6,900 vol
$3.23 each 		39,191
Filed 2020-08-20 13:09
Tx date 2020-08-17 		$PTF
Pender Growth Fund Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$77,842
+26,300 vol
$2.96 each 		32,291
Filed 2020-08-06 15:37
Tx date 2020-07-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-72,100 vol 		0
Filed 2020-08-06 15:36
Tx date 2020-07-31 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$195,895
+72,100 vol
$2.72 each 		72,100
Filed 2020-07-08 19:53
Tx date 2020-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-26,300 vol 		0
Filed 2020-07-08 19:51
Tx date 2020-06-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$80,354
+26,300 vol
$3.06 each 		26,300
Filed 2020-06-18 02:29
Tx date 2020-06-17 		$PTF
Pender Growth Fund Inc. 		Rautava, Tony Antero
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares Class C
10 - Acquisition or disposition in the public market 		$4,410
+1,400 vol
$3.15 each 		1,500
Filed 2020-06-10 13:37
Tx date 2020-05-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-45,500 vol 		0
Filed 2020-06-10 13:36
Tx date 2020-05-29 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$146,641
+45,500 vol
$3.22 each 		45,500
Filed 2020-06-10 13:35
Tx date 2020-05-26 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-56,500 vol 		0
Filed 2020-06-10 13:33
Tx date 2020-05-26 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$168,110
+56,500 vol
$2.98 each 		56,500
Filed 2020-05-07 20:48
Tx date 2020-04-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-19,700 vol 		0
Filed 2020-05-07 20:46
Tx date 2020-04-30 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$58,420
+19,700 vol
$2.97 each 		19,700
Filed 2020-05-07 19:04
Tx date 2020-04-27 		$PTF
Pender Growth Fund Inc. 		Rautava, Tony Antero
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report 		100
Filed 2020-04-29 22:41
Tx date 2016-12-16 		$PTF
Pender Growth Fund Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
38 - Redemption, retraction, cancellation, repurchase 		$-1,347.84
-810 vol
$1.66 each 		0
Filed 2020-04-29 22:35
Tx date 2016-12-16 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
38 - Redemption, retraction, cancellation, repurchase 		$-3,328
-2,000 vol
$1.66 each 		0
Filed 2020-04-03 20:02
Tx date 2020-03-27 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-5,000 vol 		0
Filed 2020-04-03 20:02
Tx date 2020-03-27 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$14,750
+5,000 vol
$2.95 each 		5,000
Filed 2020-04-03 20:01
Tx date 2020-03-20 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-30,200 vol 		0
Filed 2020-04-03 19:59
Tx date 2020-03-20 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$82,566
+30,200 vol
$2.73 each 		30,200
Filed 2020-04-03 19:57
Tx date 2020-03-13 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-36,600 vol 		0
Filed 2020-04-03 19:36
Tx date 2020-03-13 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$117,661
+36,600 vol
$3.21 each 		36,600
Filed 2020-03-05 19:09
Tx date 2020-02-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$22,050
+6,300 vol
$3.50 each 		0
Filed 2020-03-05 19:06
Tx date 2020-02-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-05 18:40
Tx date 2020-02-28 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-15,000 vol 		0
Filed 2020-03-05 18:39
Tx date 2020-02-28 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase 		$50,674
+15,000 vol
$3.38 each 		15,000
Filed 2020-03-05 18:37
Tx date 2020-02-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
-6,300 vol 		0
Filed 2020-03-05 18:33
Tx date 2020-02-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-05 18:33
Tx date 2020-02-21 		$PTF
Pender Growth Fund Inc. 		Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report 		6,300
Filed 2020-01-09 17:57
Tx date 2019-12-27 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$-39,000
-12,000 vol
$3.25 each 		217,192
Filed 2020-01-02 14:50
Tx date 2019-12-31 		$PTF
Pender Growth Fund Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$13,280
+4,000 vol
$3.32 each 		251,469
Filed 2019-12-31 19:02
Tx date 2019-12-31 		$PTF
Pender Growth Fund Inc. 		Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$20,017
+5,750 vol
$3.48 each 		21,000
Filed 2019-12-28 12:21
Tx date 2019-12-27 		$PTF
Pender Growth Fund Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$39,000
+12,000 vol
$3.25 each 		52,000
Filed 2019-09-05 18:15
Tx date 2019-09-04 		$PTF
Pender Growth Fund Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$13,960
+4,000 vol
$3.49 each 		247,469
Filed 2019-05-13 13:20
Tx date 2019-05-10 		$PTF
Pender Growth Fund Inc. 		Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
15 - Acquisition or disposition under a prospectus 		$39,975
+10,250 vol
$3.90 each 		15,250
Filed 2018-08-02
Tx date 2018-07-31 		$PTF
Pender Growth Fund Inc. 		Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$8,025
+1,900 vol
$4.22 each 		5,000
Filed 2018-07-30
Tx date 2018-07-26 		$PTF
Pender Growth Fund Inc. 		Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$7,055
+1,700 vol
$4.15 each 		1,700
Filed 2018-07-30
Tx date 2018-07-27 		$PTF
Pender Growth Fund Inc. 		Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$5,789
+1,400 vol
$4.14 each 		3,100
Filed 2018-07-30
Tx date 2018-06-15 		$PTF
Pender Growth Fund Inc. 		Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-05-31
Tx date 2016-12-13 		$PTF
Pender Growth Fund Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$7,812
+2,520 vol
$3.10 each 		10,000
Filed 2017-05-31
Tx date 2016-12-13 		$PTF
Pender Growth Fund Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$31,000
+10,000 vol
$3.10 each
Filed 2017-02-01
Tx date 2004-03-29 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Holder: Linda Robins (Control or Direction)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-01
Tx date 2004-03-29 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-01
Tx date 2004-03-29 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-01
Tx date 2017-02-01 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$99,900
+33,300 vol
$3.00 each 		33,300
Filed 2017-02-01
Tx date 2017-01-31 		$PTF
Pender Growth Fund Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$52,500
+17,500 vol
$3.00 each 		40,000
Filed 2017-02-01
Tx date 2017-02-01 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Holder: Linda Robins (Control or Direction)
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$106,800
+35,600 vol
$3.00 each 		35,600
Filed 2017-01-13
Tx date 2016-12-09 		$PTF
Pender Growth Fund Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+899 vol 		7,480
Filed 2017-01-13
Tx date 2016-12-09 		$PTF
Pender Growth Fund Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+1,348 vol 		243,469
Filed 2017-01-13
Tx date 2016-12-09 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+3,328 vol 		225,864
Filed 2017-01-13
Tx date 2016-12-13 		$PTF
Pender Growth Fund Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$31,000
+10,000 vol
$3.10 each 		17,480
Filed 2017-01-13
Tx date 2016-12-07 		$PTF
Pender Growth Fund Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$12,400
+4,000 vol
$3.10 each 		6,581
Filed 2017-01-03
Tx date 2016-12-14 		$PTF
Pender Growth Fund Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+3,328 vol 		225,864
Filed 2016-08-18
Tx date 2016-08-18 		$PTF
Pender Growth Fund (VCC) Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$30,000
+10,000 vol
$3.00 each 		22,500
Filed 2016-08-12
Tx date 2008-10-24 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
15 - Acquisition or disposition under a prospectus 		$7,880
+1,081 vol
$7.29 each 		1,081
Filed 2016-08-12
Tx date 2015-08-26 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
36 - Conversion or exchange 		$-4,496.96
-1,081 vol
$4.16 each 		0
Filed 2016-08-12
Tx date 2010-07-26 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
15 - Acquisition or disposition under a prospectus 		$7,880
+1,081 vol
$7.29 each
Filed 2016-08-12
Tx date 1994-03-01 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-12
Tx date 2015-09-01 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
38 - Redemption, retraction, cancellation, repurchase 		$-2,250.56
-541 vol
$4.16 each 		540
Filed 2016-08-12
Tx date 2015-08-26 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
36 - Conversion or exchange 		$4,496
+1,081 vol
$4.16 each 		1,081
Filed 2016-08-12
Tx date 1994-03-01 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-12
Tx date 2015-08-26 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+1,081 vol 		2,581
Filed 2016-08-12
Tx date 2015-04-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$1,440
+1,500 vol
$0.96 each 		1,500
Filed 2016-08-12
Tx date 1994-03-01 		$PTF
Pender Growth Fund (VCC) Inc. 		Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-12
Tx date 2014-04-11 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+475 vol 		475
Filed 2016-05-12
Tx date 2012-11-30 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-12
Tx date 2016-05-05 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange
+5,516 vol 		5,991
Filed 2016-05-12
Tx date 2016-05-06 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
36 - Conversion or exchange
-1,585 vol 		0
Filed 2016-04-20
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-11-30 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately 		$-3,369.60
-810 vol
$4.16 each 		810
Filed 2016-04-20
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$28,004
+54,525 vol
$0.51 each 		222,536
Filed 2016-04-20
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each
Filed 2015-10-31
Tx date 2015-10-27 		$PTF
Pender Growth Fund (VCC) Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$3,120
+4,000 vol
$0.78 each 		12,500
Filed 2015-10-31
Tx date 2006-06-19 		$PTF
Pender Growth Fund (VCC) Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-31
Tx date 2015-10-02 		$PTF
Pender Growth Fund (VCC) Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$1,750
+2,500 vol
$0.70 each 		2,500
Filed 2015-10-31
Tx date 2015-10-21 		$PTF
Pender Growth Fund (VCC) Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$3,120
+4,000 vol
$0.78 each 		6,500
Filed 2015-10-31
Tx date 2015-10-22 		$PTF
Pender Growth Fund (VCC) Inc. 		Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$1,560
+2,000 vol
$0.78 each 		8,500
Filed 2015-09-28
Tx date 2015-09-28 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$2,730
+3,500 vol
$0.78 each 		51,000
Filed 2015-09-25
Tx date 2015-09-24 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$1,950
+2,500 vol
$0.78 each 		47,500
Filed 2015-09-25
Tx date 2015-09-21 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$1,950
+2,500 vol
$0.78 each 		34,000
Filed 2015-09-25
Tx date 2015-09-22 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$2,800
+3,500 vol
$0.80 each 		37,500
Filed 2015-09-25
Tx date 2015-09-22 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$375.00
+500 vol
$0.75 each 		38,000
Filed 2015-09-25
Tx date 2015-09-22 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$5,530
+7,000 vol
$0.79 each 		45,000
Filed 2015-09-18
Tx date 2015-09-15 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$385.00
+500 vol
$0.77 each 		27,500
Filed 2015-09-18
Tx date 2015-09-14 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$4,500
+6,000 vol
$0.75 each 		27,000
Filed 2015-09-18
Tx date 2015-09-16 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$2,695
+3,500 vol
$0.77 each 		31,000
Filed 2015-09-18
Tx date 2015-09-17 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$390.00
+500 vol
$0.78 each 		31,500
Filed 2015-07-21
Tx date 2013-07-26 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately 		$1,385
+333 vol
$4.16 each 		1,182
Filed 2015-07-21
Tx date 2013-12-05 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately 		$-694.72
-167 vol
$4.16 each 		166
Filed 2015-07-21
Tx date 2013-12-05 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately 		$-3,531.84
-849 vol
$4.16 each 		333
Filed 2015-07-21
Tx date 2010-07-20 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
97 - Other 		$2,100
+2,000 vol
$1.05 each 		2,000
Filed 2015-07-17
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each 		197,121
Filed 2015-07-17
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each 		252,121
Filed 2015-07-17
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each
Filed 2015-07-17
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each
Filed 2015-07-17
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each 		221,011
Filed 2015-07-17
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each
Filed 2015-07-16
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each 		57,000
Filed 2015-07-16
Tx date 2015-07-09 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$28,247
+55,000 vol
$0.51 each 		66,620
Filed 2015-07-16
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each 		11,620
Filed 2015-07-16
Tx date 2015-07-10 		$PTF
Pender Growth Fund (VCC) Inc. 		PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately 		$5,903
+1,419 vol
$4.16 each 		2,268
Filed 2015-07-08
Tx date 2015-07-02 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$32,724
+93,500 vol
$0.35 each 		177,121
Filed 2015-07-08
Tx date 2004-03-29 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
00 - Opening Balance-Initial SEDI Report 		2,000
Filed 2015-07-08
Tx date 2010-04-01 		$PTF
Pender Growth Fund (VCC) Inc. 		Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report 		21,000
Filed 2015-07-08
Tx date 2015-07-02 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately 		$32,728
+93,511 vol
$0.35 each 		166,011
Filed 2015-07-08
Tx date 2004-03-29 		$PTF
Pender Growth Fund (VCC) Inc. 		Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-07-08
Tx date 2015-07-07 		$PTF
Pender Growth Fund (VCC) Inc. 		Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market 		$5,100
+10,000 vol
$0.51 each 		187,121