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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2022-06-30 20:41
Tx date 2022-06-10
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-1,700 vol
0
Filed 2022-06-30 20:40
Tx date 2022-06-10
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$15,725
+1,700 vol
$9.25 each
1,700
Filed 2022-06-02 19:10
Tx date 2022-05-20
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-2,000 vol
0
Filed 2022-06-02 19:10
Tx date 2022-05-20
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$20,000
+2,000 vol
$10.00 each
2,000
Filed 2022-06-02 19:08
Tx date 2022-05-27
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-2,500 vol
0
Filed 2022-06-02 19:08
Tx date 2022-05-27
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$25,000
+2,500 vol
$10.00 each
2,500
Filed 2022-06-02 19:06
Tx date 2022-05-06
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-600 vol
0
Filed 2022-06-02 19:05
Tx date 2022-05-06
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$6,975
+600 vol
$11.63 each
600
Filed 2022-06-02 18:54
Tx date 2022-05-25
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-2,000 vol
0
Filed 2022-06-02 18:54
Tx date 2022-05-25
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-2,000 vol
Filed 2022-06-02 18:53
Tx date 2022-05-25
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$20,000
+2,000 vol
$10.00 each
Filed 2022-06-02 18:53
Tx date 2022-05-25
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$20,000
+2,000 vol
$10.00 each
2,000
Filed 2022-04-29 18:44
Tx date 2022-04-29
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-5,400 vol
0
Filed 2022-04-29 18:37
Tx date 2022-04-29
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$64,531
+5,400 vol
$11.95 each
5,400
Filed 2022-04-05 13:50
Tx date 2022-03-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-1,000 vol
0
Filed 2022-04-05 13:49
Tx date 2022-03-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$13,500
+1,000 vol
$13.50 each
1,000
Filed 2022-04-05 13:48
Tx date 2022-03-16
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-7,100 vol
0
Filed 2022-04-05 13:46
Tx date 2022-03-16
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$105,040
+7,100 vol
$14.79 each
7,100
Filed 2022-03-01 16:02
Tx date 2022-02-28
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-7,300 vol
0
Filed 2022-03-01 16:01
Tx date 2022-02-28
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$116,723
+7,300 vol
$15.99 each
7,300
Filed 2022-01-21 16:01
Tx date 2022-01-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-5,900 vol
0
Filed 2022-01-21 16:00
Tx date 2022-01-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$99,649
+5,900 vol
$16.89 each
5,900
Filed 2021-11-02 20:40
Tx date 2021-11-02
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$149,546
+7,200 vol
$20.77 each
136,291
Filed 2021-11-02 20:38
Tx date 2021-11-01
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$44,260
+2,400 vol
$18.44 each
129,091
Filed 2021-10-13 16:12
Tx date 2021-10-12
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$174,536
+10,000 vol
$17.45 each
126,691
Filed 2021-08-31 20:19
Tx date 2021-08-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-3,200 vol
0
Filed 2021-08-31 19:52
Tx date 2021-08-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$28,800
+3,200 vol
$9.00 each
3,200
Filed 2021-08-02 18:55
Tx date 2021-07-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-6,800 vol
0
Filed 2021-08-02 18:54
Tx date 2021-07-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$53,830
+6,800 vol
$7.92 each
6,800
Filed 2021-07-06 23:46
Tx date 2021-06-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-1,900 vol
0
Filed 2021-07-05 12:57
Tx date 2021-06-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$13,490
+1,900 vol
$7.10 each
1,900
Filed 2021-07-05 12:28
Tx date 2021-06-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$13,490
+1,900 vol
$7.10 each
Filed 2021-04-23 12:45
Tx date 2021-04-21
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$20,404
+2,900 vol
$7.04 each
116,691
Filed 2021-04-13 19:35
Tx date 2021-04-13
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$14,614
+2,000 vol
$7.31 each
113,791
Filed 2021-04-13 14:38
Tx date 2021-04-12
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$227,310
+35,300 vol
$6.44 each
111,791
Filed 2021-04-02 13:36
Tx date 2016-12-14
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+3,328 vol
Filed 2017-01-03 19:34
Tx date 2016-12-14
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+3,328 vol
Filed 2021-03-31 21:47
Tx date 2021-03-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-27,000 vol
0
Filed 2021-03-31 21:46
Tx date 2021-03-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$141,264
+27,000 vol
$5.23 each
27,000
Filed 2021-03-26 16:18
Tx date 2019-12-27
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
11 - Acquisition or disposition carried out privately
$-39,000
-12,000 vol
$3.25 each
21,300
Filed 2020-01-09 17:57
Tx date 2019-12-27
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately
$-39,000
-12,000 vol
$3.25 each
Filed 2021-03-02 21:29
Tx date 2021-02-26
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-84,700 vol
0
Filed 2021-03-02 21:28
Tx date 2021-02-26
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$467,857
+84,700 vol
$5.52 each
84,700
Filed 2020-12-30 20:41
Tx date 2020-12-18
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-30,000 vol
0
Filed 2020-12-30 20:40
Tx date 2020-12-18
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$112,500
+30,000 vol
$3.75 each
30,000
Filed 2020-11-20 16:39
Tx date 2020-11-09
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$18,670
+5,300 vol
$3.52 each
76,491
Filed 2020-11-13 20:02
Tx date 2020-07-10
$PTF
Pender Growth Fund Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$8,550
+3,000 vol
$2.85 each
55,000
Filed 2020-11-13 20:01
Tx date 2020-07-22
$PTF
Pender Growth Fund Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$1,040
+400 vol
$2.60 each
55,400
Filed 2020-11-13 20:00
Tx date 2020-07-23
$PTF
Pender Growth Fund Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$6,760
+2,600 vol
$2.60 each
58,000
Filed 2020-10-22 19:28
Tx date 2020-10-22
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$17,388
+5,400 vol
$3.22 each
71,191
Filed 2020-10-16 17:47
Tx date 2020-10-09
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$17,066
+5,300 vol
$3.22 each
65,791
Filed 2020-10-16 17:44
Tx date 2020-10-08
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$62,267
+19,300 vol
$3.23 each
60,491
Filed 2020-09-04 19:42
Tx date 2020-09-03
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$6,790
+2,000 vol
$3.40 each
41,191
Filed 2020-09-03 17:57
Tx date 2020-08-31
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$22,304
+6,900 vol
$3.23 each
39,191
Filed 2020-08-20 13:09
Tx date 2020-08-17
$PTF
Pender Growth Fund Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$77,842
+26,300 vol
$2.96 each
32,291
Filed 2020-08-06 15:37
Tx date 2020-07-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-72,100 vol
0
Filed 2020-08-06 15:36
Tx date 2020-07-31
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$195,895
+72,100 vol
$2.72 each
72,100
Filed 2020-07-08 19:53
Tx date 2020-06-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-26,300 vol
0
Filed 2020-07-08 19:51
Tx date 2020-06-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$80,354
+26,300 vol
$3.06 each
26,300
Filed 2020-06-18 02:29
Tx date 2020-06-17
$PTF
Pender Growth Fund Inc.
Rautava, Tony Antero
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares Class C
10 - Acquisition or disposition in the public market
$4,410
+1,400 vol
$3.15 each
1,500
Filed 2020-06-10 13:37
Tx date 2020-05-29
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-45,500 vol
0
Filed 2020-06-10 13:36
Tx date 2020-05-29
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$146,641
+45,500 vol
$3.22 each
45,500
Filed 2020-06-10 13:35
Tx date 2020-05-26
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-56,500 vol
0
Filed 2020-06-10 13:33
Tx date 2020-05-26
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$168,110
+56,500 vol
$2.98 each
56,500
Filed 2020-05-07 20:48
Tx date 2020-04-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-19,700 vol
0
Filed 2020-05-07 20:46
Tx date 2020-04-30
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$58,420
+19,700 vol
$2.97 each
19,700
Filed 2020-05-07 19:04
Tx date 2020-04-27
$PTF
Pender Growth Fund Inc.
Rautava, Tony Antero
5 - Senior Officer of Issuer
Holder: RRSP (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
100
Filed 2020-04-29 22:41
Tx date 2016-12-16
$PTF
Pender Growth Fund Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
38 - Redemption, retraction, cancellation, repurchase
$-1,347.84
-810 vol
$1.66 each
0
Filed 2020-04-29 22:35
Tx date 2016-12-16
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
38 - Redemption, retraction, cancellation, repurchase
$-3,328
-2,000 vol
$1.66 each
0
Filed 2020-04-03 20:02
Tx date 2020-03-27
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-5,000 vol
0
Filed 2020-04-03 20:02
Tx date 2020-03-27
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$14,750
+5,000 vol
$2.95 each
5,000
Filed 2020-04-03 20:01
Tx date 2020-03-20
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-30,200 vol
0
Filed 2020-04-03 19:59
Tx date 2020-03-20
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$82,566
+30,200 vol
$2.73 each
30,200
Filed 2020-04-03 19:57
Tx date 2020-03-13
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-36,600 vol
0
Filed 2020-04-03 19:36
Tx date 2020-03-13
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$117,661
+36,600 vol
$3.21 each
36,600
Filed 2020-03-05 19:09
Tx date 2020-02-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$22,050
+6,300 vol
$3.50 each
0
Filed 2020-03-05 19:06
Tx date 2020-02-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-05 18:40
Tx date 2020-02-28
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-15,000 vol
0
Filed 2020-03-05 18:39
Tx date 2020-02-28
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase
$50,674
+15,000 vol
$3.38 each
15,000
Filed 2020-03-05 18:37
Tx date 2020-02-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
38 - Redemption, retraction, cancellation, repurchase

-6,300 vol
0
Filed 2020-03-05 18:33
Tx date 2020-02-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2020-03-05 18:33
Tx date 2020-02-21
$PTF
Pender Growth Fund Inc.
Pender Growth Fund Inc.
1 - Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
6,300
Filed 2020-01-09 17:57
Tx date 2019-12-27
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately
$-39,000
-12,000 vol
$3.25 each
217,192
Filed 2020-01-02 14:50
Tx date 2019-12-31
$PTF
Pender Growth Fund Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$13,280
+4,000 vol
$3.32 each
251,469
Filed 2019-12-31 19:02
Tx date 2019-12-31
$PTF
Pender Growth Fund Inc.
Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$20,017
+5,750 vol
$3.48 each
21,000
Filed 2019-12-28 12:21
Tx date 2019-12-27
$PTF
Pender Growth Fund Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$39,000
+12,000 vol
$3.25 each
52,000
Filed 2019-09-05 18:15
Tx date 2019-09-04
$PTF
Pender Growth Fund Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$13,960
+4,000 vol
$3.49 each
247,469
Filed 2019-05-13 13:20
Tx date 2019-05-10
$PTF
Pender Growth Fund Inc.
Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
15 - Acquisition or disposition under a prospectus
$39,975
+10,250 vol
$3.90 each
15,250
Filed 2018-08-02
Tx date 2018-07-31
$PTF
Pender Growth Fund Inc.
Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$8,025
+1,900 vol
$4.22 each
5,000
Filed 2018-07-30
Tx date 2018-07-27
$PTF
Pender Growth Fund Inc.
Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$5,789
+1,400 vol
$4.14 each
3,100
Filed 2018-07-30
Tx date 2018-07-26
$PTF
Pender Growth Fund Inc.
Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$7,055
+1,700 vol
$4.15 each
1,700
Filed 2018-07-30
Tx date 2018-06-15
$PTF
Pender Growth Fund Inc.
Jones, Ginalee Marie
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-05-31
Tx date 2016-12-13
$PTF
Pender Growth Fund Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$7,812
+2,520 vol
$3.10 each
10,000
Filed 2017-05-31
Tx date 2016-12-13
$PTF
Pender Growth Fund Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$31,000
+10,000 vol
$3.10 each
Filed 2017-02-01
Tx date 2004-03-29
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Holder: Linda Robins (Control or Direction)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-01
Tx date 2017-01-31
$PTF
Pender Growth Fund Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately
$52,500
+17,500 vol
$3.00 each
40,000
Filed 2017-02-01
Tx date 2004-03-29
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-01
Tx date 2004-03-29
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-01
Tx date 2017-02-01
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Holder: Arbutus Family Holdings Ltd. (Indirect Ownership)
Common Shares Class C
11 - Acquisition or disposition carried out privately
$99,900
+33,300 vol
$3.00 each
33,300
Filed 2017-02-01
Tx date 2017-02-01
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Holder: Linda Robins (Control or Direction)
Common Shares Class C
11 - Acquisition or disposition carried out privately
$106,800
+35,600 vol
$3.00 each
35,600
Filed 2017-01-13
Tx date 2016-12-09
$PTF
Pender Growth Fund Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+1,348 vol
243,469
Filed 2017-01-13
Tx date 2016-12-13
$PTF
Pender Growth Fund Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$31,000
+10,000 vol
$3.10 each
17,480
Filed 2017-01-13
Tx date 2016-12-09
$PTF
Pender Growth Fund Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+899 vol
7,480
Filed 2017-01-13
Tx date 2016-12-07
$PTF
Pender Growth Fund Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$12,400
+4,000 vol
$3.10 each
6,581
Filed 2017-01-13
Tx date 2016-12-09
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+3,328 vol
225,864
Filed 2017-01-03
Tx date 2016-12-14
$PTF
Pender Growth Fund Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+3,328 vol
225,864
Filed 2016-08-18
Tx date 2016-08-18
$PTF
Pender Growth Fund (VCC) Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$30,000
+10,000 vol
$3.00 each
22,500
Filed 2016-08-12
Tx date 2015-08-26
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
36 - Conversion or exchange
$4,496
+1,081 vol
$4.16 each
1,081
Filed 2016-08-12
Tx date 1994-03-01
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-12
Tx date 2015-08-26
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+1,081 vol
2,581
Filed 2016-08-12
Tx date 2015-04-07
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$1,440
+1,500 vol
$0.96 each
1,500
Filed 2016-08-12
Tx date 1994-03-01
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-12
Tx date 1994-03-01
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-12
Tx date 2015-09-01
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
38 - Redemption, retraction, cancellation, repurchase
$-2,250.56
-541 vol
$4.16 each
540
Filed 2016-08-12
Tx date 2008-10-24
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
15 - Acquisition or disposition under a prospectus
$7,880
+1,081 vol
$7.29 each
1,081
Filed 2016-08-12
Tx date 2010-07-26
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
15 - Acquisition or disposition under a prospectus
$7,880
+1,081 vol
$7.29 each
Filed 2016-08-12
Tx date 2015-08-26
$PTF
Pender Growth Fund (VCC) Inc.
Power, Ian Donald
4 - Director of Issuer
Direct Ownership
Convertible Preferred Shares Class B
36 - Conversion or exchange
$-4,496.96
-1,081 vol
$4.16 each
0
Filed 2016-05-12
Tx date 2014-04-11
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+475 vol
475
Filed 2016-05-12
Tx date 2012-11-30
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2016-05-12
Tx date 2016-05-05
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class C
36 - Conversion or exchange

+5,516 vol
5,991
Filed 2016-05-12
Tx date 2016-05-06
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
36 - Conversion or exchange

-1,585 vol
0
Filed 2016-04-20
Tx date 2015-11-30
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately
$-3,369.60
-810 vol
$4.16 each
810
Filed 2016-04-20
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$28,004
+54,525 vol
$0.51 each
222,536
Filed 2016-04-20
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
Filed 2016-04-20
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
Filed 2015-10-31
Tx date 2006-06-19
$PTF
Pender Growth Fund (VCC) Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
Filed 2015-10-31
Tx date 2015-10-27
$PTF
Pender Growth Fund (VCC) Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$3,120
+4,000 vol
$0.78 each
12,500
Filed 2015-10-31
Tx date 2015-10-22
$PTF
Pender Growth Fund (VCC) Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$1,560
+2,000 vol
$0.78 each
8,500
Filed 2015-10-31
Tx date 2015-10-21
$PTF
Pender Growth Fund (VCC) Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$3,120
+4,000 vol
$0.78 each
6,500
Filed 2015-10-31
Tx date 2015-10-02
$PTF
Pender Growth Fund (VCC) Inc.
Porter, Wendy Kathleen
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$1,750
+2,500 vol
$0.70 each
2,500
Filed 2015-09-28
Tx date 2015-09-28
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$2,730
+3,500 vol
$0.78 each
51,000
Filed 2015-09-25
Tx date 2015-09-22
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$5,530
+7,000 vol
$0.79 each
45,000
Filed 2015-09-25
Tx date 2015-09-22
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$375.00
+500 vol
$0.75 each
38,000
Filed 2015-09-25
Tx date 2015-09-22
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$2,800
+3,500 vol
$0.80 each
37,500
Filed 2015-09-25
Tx date 2015-09-21
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$1,950
+2,500 vol
$0.78 each
34,000
Filed 2015-09-25
Tx date 2015-09-24
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$1,950
+2,500 vol
$0.78 each
47,500
Filed 2015-09-18
Tx date 2015-09-17
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$390.00
+500 vol
$0.78 each
31,500
Filed 2015-09-18
Tx date 2015-09-15
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$385.00
+500 vol
$0.77 each
27,500
Filed 2015-09-18
Tx date 2015-09-14
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$4,500
+6,000 vol
$0.75 each
27,000
Filed 2015-09-18
Tx date 2015-09-16
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$2,695
+3,500 vol
$0.77 each
31,000
Filed 2015-07-21
Tx date 2013-12-05
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately
$-694.72
-167 vol
$4.16 each
166
Filed 2015-07-21
Tx date 2013-12-05
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately
$-3,531.84
-849 vol
$4.16 each
333
Filed 2015-07-21
Tx date 2013-07-26
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately
$1,385
+333 vol
$4.16 each
1,182
Filed 2015-07-21
Tx date 2010-07-20
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
97 - Other
$2,100
+2,000 vol
$1.05 each
2,000
Filed 2015-07-17
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
197,121
Filed 2015-07-17
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
221,011
Filed 2015-07-17
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
Filed 2015-07-17
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
Filed 2015-07-17
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
252,121
Filed 2015-07-17
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
Filed 2015-07-16
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
11,620
Filed 2015-07-16
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
66,620
Filed 2015-07-16
Tx date 2015-07-09
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
10 - Acquisition or disposition in the public market
$28,247
+55,000 vol
$0.51 each
57,000
Filed 2015-07-16
Tx date 2015-07-10
$PTF
Pender Growth Fund (VCC) Inc.
PenderFund Capital Management Ltd.
2 - Subsidiary of Issuer
Direct Ownership
Common Shares Class R1
11 - Acquisition or disposition carried out privately
$5,903
+1,419 vol
$4.16 each
2,268
Filed 2015-07-08
Tx date 2015-07-02
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately
$32,724
+93,500 vol
$0.35 each
177,121
Filed 2015-07-08
Tx date 2004-03-29
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class R1
00 - Opening Balance-Initial SEDI Report
2,000
Filed 2015-07-08
Tx date 2010-04-01
$PTF
Pender Growth Fund (VCC) Inc.
Kwong, Kelvin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
00 - Opening Balance-Initial SEDI Report
21,000
Filed 2015-07-08
Tx date 2015-07-02
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares Class C
11 - Acquisition or disposition carried out privately
$32,728
+93,511 vol
$0.35 each
166,011
Filed 2015-07-08
Tx date 2004-03-29
$PTF
Pender Growth Fund (VCC) Inc.
Edmison, John Kelly
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-07-08
Tx date 2015-07-07
$PTF
Pender Growth Fund (VCC) Inc.
Barr, David Allan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class C
10 - Acquisition or disposition in the public market
$5,100
+10,000 vol
$0.51 each
187,121