Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2017-01-12 Tx date 2016-08-29 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-01-12 Tx date 2016-12-29 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$10,000
+50,000 vol $0.20 each |
50,000 | |
Filed 2017-01-12 Tx date 2016-08-29 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-01-12 Tx date 2016-10-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$40,000
+200,000 vol $0.20 each |
200,000 | |
Filed 2017-01-11 Tx date 2016-10-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
+100,000 vol |
||
Filed 2017-01-11 Tx date 2016-10-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
+200,000 vol |
200,000 | |
Filed 2017-01-09 Tx date 2016-08-10 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-01-09 Tx date 2016-10-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
+100,000 vol |
100,000 | |
Filed 2017-01-09 Tx date 2016-08-10 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Tsai, Natasha Ming-San
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-01-09 Tx date 2016-10-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Tsai, Natasha Ming-San
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
+35,000 vol |
35,000 | |
Filed 2017-01-09 Tx date 2017-01-04 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Crowe, Gregory George
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
200,000 | ||
Filed 2016-12-23 Tx date 2016-11-28 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Walchuck, James Anthony David
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
1,000,000 | ||
Filed 2016-09-20 Tx date 2016-08-10 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
100,000 | ||
Filed 2016-08-29 Tx date 2016-08-10 |
$RRC
ROCKRIDGE CAPITAL CORP. |
McMorran, Robert George
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-07-22 Tx date 2016-07-21 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Kottmeier, Karl Eric
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-35,000
-700,000 vol $0.05 each |
-717,480 | |
Filed 2016-07-21 Tx date 2016-07-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
11 - Acquisition or disposition carried out privately
|
-250,000 vol |
77,400 | |
Filed 2016-07-13 Tx date 2016-07-13 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$12,500
+250,000 vol $0.05 each |
1,003,900 | |
Filed 2016-07-13 Tx date 2016-07-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Hyde, Bryan
4 - Director of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$6,250
+125,000 vol $0.05 each |
165,000 | |
Filed 2016-07-12 Tx date 2016-07-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$2,500
+50,000 vol $0.05 each |
73,000 | |
Filed 2016-07-12 Tx date 2016-07-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$6,250
+125,000 vol $0.05 each |
128,800 | |
Filed 2016-07-12 Tx date 2016-07-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$3,750
+75,000 vol $0.05 each |
327,400 | |
Filed 2016-06-24 Tx date 2016-06-20 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Pacific Equity Management Corp
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-19,200
-48,000 vol $0.40 each |
67,000 | |
Filed 2016-06-24 Tx date 2016-06-24 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-16,800
-60,000 vol $0.28 each |
252,400 | |
Filed 2016-06-24 Tx date 2016-06-24 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$28,000
+100,000 vol $0.28 each |
753,900 | |
Filed 2016-06-24 Tx date 2016-05-24 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Pacific Equity Management Corp
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
115,000 | ||
Filed 2016-06-23 Tx date 2016-06-23 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$30,105
+111,500 vol $0.27 each |
653,900 | |
Filed 2016-06-22 Tx date 2015-01-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-15,200 vol |
3,800 | |
Filed 2016-06-22 Tx date 2015-01-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-57,600 vol |
||
Filed 2016-06-22 Tx date 2016-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
55 - Expiration of warrants
|
-240,000 vol |
0 | |
Filed 2016-06-22 Tx date 2010-12-31 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
90 - Change in the nature of ownership
|
+150,000 vol |
150,000 | |
Filed 2016-06-22 Tx date 2013-12-16 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-306,000 vol |
||
Filed 2016-06-22 Tx date 2013-12-16 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-441,000 vol |
49,000 | |
Filed 2016-06-22 Tx date 2015-01-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-187,200 vol |
||
Filed 2016-06-22 Tx date 2015-01-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-199,200 vol |
49,800 | |
Filed 2016-06-22 Tx date 2014-11-14 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Warrants
55 - Expiration of warrants
|
-340,000 vol |
200,000 | |
Filed 2016-06-22 Tx date 2016-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Warrants
55 - Expiration of warrants
|
-200,000 vol |
0 | |
Filed 2016-06-22 Tx date 2013-12-16 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-108,000 vol |
12,000 | |
Filed 2016-06-22 Tx date 2014-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$3,000
+60,000 vol $0.05 each |
72,000 | |
Filed 2016-06-22 Tx date 2014-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$12,000
+240,000 vol $0.05 each |
312,000 | |
Filed 2016-06-22 Tx date 2015-01-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-249,600 vol |
62,400 | |
Filed 2016-06-22 Tx date 2016-05-02 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
52 - Expiration of options
|
-905,000 vol |
0 | |
Filed 2016-06-22 Tx date 2007-08-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2016-06-22 Tx date 2014-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
16 - Acquisition or disposition under a prospectus exemption
|
$3,000
+60,000 vol $0.05 each |
60,000 | |
Filed 2016-06-22 Tx date 2015-05-14 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
16 - Acquisition or disposition under a prospectus exemption
|
$12,000
+240,000 vol $0.05 each |
300,000 | |
Filed 2016-06-22 Tx date 2015-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Warrants
55 - Expiration of warrants
|
-60,000 vol |
240,000 | |
Filed 2016-06-22 Tx date 2013-12-16 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-171,000 vol |
19,000 | |
Filed 2016-06-22 Tx date 2014-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$10,000
+200,000 vol $0.05 each |
||
Filed 2016-06-22 Tx date 2014-05-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$10,000
+200,000 vol $0.05 each |
||
Filed 2016-06-22 Tx date 2010-12-31 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Holder: Singer Associates Holdings Ltd. (Indirect Ownership)
|
Common Shares
90 - Change in the nature of ownership
|
-150,000 vol |
0 | |
Filed 2016-06-22 Tx date 2015-12-07 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
|
Options
52 - Expiration of options
|
-150,000 vol |
0 | |
Filed 2016-06-17 Tx date 2015-01-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-187,200 vol |
46,800 | |
Filed 2016-06-17 Tx date 2016-06-15 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-4,500
-10,000 vol $0.45 each |
20,000 | |
Filed 2016-06-17 Tx date 2016-06-14 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-7,056
-16,800 vol $0.42 each |
30,000 | |
Filed 2016-06-17 Tx date 2013-12-16 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-306,000 vol |
34,000 | |
Filed 2016-06-13 Tx date 2016-06-10 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Kottmeier, Karl Eric
4 - Director of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-19,844
-180,400 vol $0.11 each |
-17,480 | |
Filed 2016-05-13 Tx date 2016-05-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$12,500
+250,000 vol $0.05 each |
370,000 | |
Filed 2016-05-12 Tx date 2016-05-12 |
$RRC
ROCKRIDGE CAPITAL CORP. |
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
|
Common Shares
16 - Acquisition or disposition under a prospectus exemption
|
$25,000
+500,000 vol $0.05 each |
542,400 |