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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2017-01-12
Tx date 2016-08-29
$RRC
ROCKRIDGE CAPITAL CORP.
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-12
Tx date 2016-12-29
$RRC
ROCKRIDGE CAPITAL CORP.
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$10,000
+50,000 vol
$0.20 each
50,000
Filed 2017-01-12
Tx date 2016-08-29
$RRC
ROCKRIDGE CAPITAL CORP.
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-12
Tx date 2016-10-20
$RRC
ROCKRIDGE CAPITAL CORP.
Girling, W. Barry
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$40,000
+200,000 vol
$0.20 each
200,000
Filed 2017-01-11
Tx date 2016-10-20
$RRC
ROCKRIDGE CAPITAL CORP.
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
Filed 2017-01-11
Tx date 2016-10-20
$RRC
ROCKRIDGE CAPITAL CORP.
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+200,000 vol
200,000
Filed 2017-01-09
Tx date 2016-08-10
$RRC
ROCKRIDGE CAPITAL CORP.
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-09
Tx date 2016-10-20
$RRC
ROCKRIDGE CAPITAL CORP.
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+100,000 vol
100,000
Filed 2017-01-09
Tx date 2016-08-10
$RRC
ROCKRIDGE CAPITAL CORP.
Tsai, Natasha Ming-San
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-09
Tx date 2016-10-20
$RRC
ROCKRIDGE CAPITAL CORP.
Tsai, Natasha Ming-San
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options

+35,000 vol
35,000
Filed 2017-01-09
Tx date 2017-01-04
$RRC
ROCKRIDGE CAPITAL CORP.
Crowe, Gregory George
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
200,000
Filed 2016-12-23
Tx date 2016-11-28
$RRC
ROCKRIDGE CAPITAL CORP.
Walchuck, James Anthony David
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
1,000,000
Filed 2016-09-20
Tx date 2016-08-10
$RRC
ROCKRIDGE CAPITAL CORP.
Roehlig, Axel Gunther Ruediger
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
100,000
Filed 2016-08-29
Tx date 2016-08-10
$RRC
ROCKRIDGE CAPITAL CORP.
McMorran, Robert George
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-07-22
Tx date 2016-07-21
$RRC
ROCKRIDGE CAPITAL CORP.
Kottmeier, Karl Eric
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-35,000
-700,000 vol
$0.05 each
-717,480
Filed 2016-07-21
Tx date 2016-07-20
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

-250,000 vol
77,400
Filed 2016-07-13
Tx date 2016-07-13
$RRC
ROCKRIDGE CAPITAL CORP.
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$12,500
+250,000 vol
$0.05 each
1,003,900
Filed 2016-07-13
Tx date 2016-07-12
$RRC
ROCKRIDGE CAPITAL CORP.
Hyde, Bryan
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$6,250
+125,000 vol
$0.05 each
165,000
Filed 2016-07-12
Tx date 2016-07-12
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$2,500
+50,000 vol
$0.05 each
73,000
Filed 2016-07-12
Tx date 2016-07-12
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$6,250
+125,000 vol
$0.05 each
128,800
Filed 2016-07-12
Tx date 2016-07-12
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$3,750
+75,000 vol
$0.05 each
327,400
Filed 2016-06-24
Tx date 2016-06-20
$RRC
ROCKRIDGE CAPITAL CORP.
Pacific Equity Management Corp
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-19,200
-48,000 vol
$0.40 each
67,000
Filed 2016-06-24
Tx date 2016-06-24
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-16,800
-60,000 vol
$0.28 each
252,400
Filed 2016-06-24
Tx date 2016-06-24
$RRC
ROCKRIDGE CAPITAL CORP.
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$28,000
+100,000 vol
$0.28 each
753,900
Filed 2016-06-24
Tx date 2016-05-24
$RRC
ROCKRIDGE CAPITAL CORP.
Pacific Equity Management Corp
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
115,000
Filed 2016-06-23
Tx date 2016-06-23
$RRC
ROCKRIDGE CAPITAL CORP.
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$30,105
+111,500 vol
$0.27 each
653,900
Filed 2016-06-22
Tx date 2015-01-12
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-15,200 vol
3,800
Filed 2016-06-22
Tx date 2015-01-12
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-57,600 vol
Filed 2016-06-22
Tx date 2016-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
55 - Expiration of warrants

-240,000 vol
0
Filed 2016-06-22
Tx date 2010-12-31
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
90 - Change in the nature of ownership

+150,000 vol
150,000
Filed 2016-06-22
Tx date 2013-12-16
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
37 - Stock split or consolidation

-306,000 vol
Filed 2016-06-22
Tx date 2013-12-16
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
37 - Stock split or consolidation

-441,000 vol
49,000
Filed 2016-06-22
Tx date 2015-01-12
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
37 - Stock split or consolidation

-187,200 vol
Filed 2016-06-22
Tx date 2015-01-12
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
37 - Stock split or consolidation

-199,200 vol
49,800
Filed 2016-06-22
Tx date 2014-11-14
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Warrants
55 - Expiration of warrants

-340,000 vol
200,000
Filed 2016-06-22
Tx date 2016-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Warrants
55 - Expiration of warrants

-200,000 vol
0
Filed 2016-06-22
Tx date 2013-12-16
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-108,000 vol
12,000
Filed 2016-06-22
Tx date 2014-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$3,000
+60,000 vol
$0.05 each
72,000
Filed 2016-06-22
Tx date 2014-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$12,000
+240,000 vol
$0.05 each
312,000
Filed 2016-06-22
Tx date 2015-01-12
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-249,600 vol
62,400
Filed 2016-06-22
Tx date 2016-05-02
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-905,000 vol
0
Filed 2016-06-22
Tx date 2007-08-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-22
Tx date 2014-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
$3,000
+60,000 vol
$0.05 each
60,000
Filed 2016-06-22
Tx date 2015-05-14
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
$12,000
+240,000 vol
$0.05 each
300,000
Filed 2016-06-22
Tx date 2015-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Warrants
55 - Expiration of warrants

-60,000 vol
240,000
Filed 2016-06-22
Tx date 2013-12-16
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
37 - Stock split or consolidation

-171,000 vol
19,000
Filed 2016-06-22
Tx date 2014-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$10,000
+200,000 vol
$0.05 each
Filed 2016-06-22
Tx date 2014-05-15
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$10,000
+200,000 vol
$0.05 each
Filed 2016-06-22
Tx date 2010-12-31
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Holder: Singer Associates Holdings Ltd. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-150,000 vol
0
Filed 2016-06-22
Tx date 2015-12-07
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Edward Douglas
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-150,000 vol
0
Filed 2016-06-17
Tx date 2015-01-12
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
37 - Stock split or consolidation

-187,200 vol
46,800
Filed 2016-06-17
Tx date 2016-06-15
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,500
-10,000 vol
$0.45 each
20,000
Filed 2016-06-17
Tx date 2016-06-14
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-7,056
-16,800 vol
$0.42 each
30,000
Filed 2016-06-17
Tx date 2013-12-16
$RRC
ROCKRIDGE CAPITAL CORP.
Dockside Capital Group Inc.
8 - Deemed Insider - 6 Months before becoming Insider
Direct Ownership
Common Shares
37 - Stock split or consolidation

-306,000 vol
34,000
Filed 2016-06-13
Tx date 2016-06-10
$RRC
ROCKRIDGE CAPITAL CORP.
Kottmeier, Karl Eric
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-19,844
-180,400 vol
$0.11 each
-17,480
Filed 2016-05-13
Tx date 2016-05-12
$RRC
ROCKRIDGE CAPITAL CORP.
Ford, Douglas Edward
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$12,500
+250,000 vol
$0.05 each
370,000
Filed 2016-05-12
Tx date 2016-05-12
$RRC
ROCKRIDGE CAPITAL CORP.
Kottmeier, Karl Eric
4 - Director of Issuer
Holder: Madjak Management (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$25,000
+500,000 vol
$0.05 each
542,400