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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-01-29 19:06
Tx date 2024-01-26 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$16,500
+150,000 vol
$0.11 each 		177,000
Filed 2024-01-29 19:02
Tx date 2024-01-26 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-16,500
-150,000 vol
$0.11 each 		150,000
Filed 2024-01-29 14:50
Tx date 2024-01-26 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-22,000
-200,000 vol
$0.11 each 		200,000
Filed 2024-01-29 14:45
Tx date 2024-01-26 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$22,000
+200,000 vol
$0.11 each 		200,000
Filed 2023-07-12 20:37
Tx date 2023-07-04 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-30,000
-200,000 vol
$0.15 each 		400,000
Filed 2023-07-04 13:03
Tx date 2023-07-03 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-19,500
-150,000 vol
$0.13 each 		300,000
Filed 2023-06-29 13:14
Tx date 2023-06-28 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$4,420
+34,000 vol
$0.13 each 		190,475
Filed 2023-06-29 13:10
Tx date 2023-06-28 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-4,420
-34,000 vol
$0.13 each 		417,000
Filed 2023-05-08 16:30
Tx date 2022-11-19 		$SGQ
SouthGobi Resources Ltd. 		Chonglin, Zhu
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: JD Zhixing Fund L.P. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$3,881,590
+20,947,603 vol
$0.1853 each 		85,714,194
Filed 2023-05-08 16:29
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		Chonglin, Zhu
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: JD Zhixing Fund L.P. (Indirect Ownership)
Convertible Notes
00 - Opening Balance-Initial SEDI Report 		$250,000,000
Filed 2023-05-08 16:28
Tx date 2022-11-19 		$SGQ
SouthGobi Resources Ltd. 		Yong, An
3 - 10% Security Holder of Issuer
Holder: JD Zhixing Fund L.P. (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$3,881,590
+20,947,603 vol
$0.1853 each 		85,714,194
Filed 2023-05-08 16:26
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		Yong, An
3 - 10% Security Holder of Issuer
Holder: JD Zhixing Fund L.P. (Indirect Ownership)
Convertible Notes
00 - Opening Balance-Initial SEDI Report 		$250,000,000
Filed 2023-05-08 10:39
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		JD Zhixing Fund L.P.
3 - 10% Security Holder of Issuer
Direct Ownership
Convertible Notes
00 - Opening Balance-Initial SEDI Report 		$250,000,000
Filed 2023-05-08 10:35
Tx date 2022-11-19 		$SGQ
SouthGobi Resources Ltd. 		JD Zhixing Fund L.P.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption 		$3,881,590
+20,947,603 vol
$0.1853 each 		85,714,194
Filed 2022-08-31 14:01
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		Yong, An
3 - 10% Security Holder of Issuer
Holder: JD Zhixing Fund L.P. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report 		64,766,591
Filed 2022-08-31 13:54
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		Chonglin, Zhu
3 - 10% Security Holder of Issuer
Holder: JD Zhixing Fund L.P. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		64,766,591
Filed 2022-08-31 12:46
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		JD Zhixing Fund L.P.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report 		64,766,591
Filed 2022-08-31 09:03
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately
-$250,000,000 vol 		$0
Filed 2022-08-31 08:49
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$-8,983,126.1717
-64,766,591 vol
$0.1387 each 		0
Filed 2022-08-31 08:48
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$-8,983,126.1717
-64,766,591 vol
$0.1387 each
Filed 2022-08-31 08:47
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately
-$250,000,000 vol
Filed 2022-08-31 08:47
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$-8,983,126.1717
-64,766,591 vol
$0.1387 each
Filed 2022-08-31 08:46
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately
-$250,000,000 vol
Filed 2022-08-31 07:59
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately
-$250,000,000 vol 		$0
Filed 2022-08-31 07:59
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Convertible Debentures
11 - Acquisition or disposition carried out privately
-$250,000,000 vol
Filed 2022-08-31 07:58
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$-8,983,126.1717
-64,766,591 vol
$0.1387 each
Filed 2022-08-31 07:58
Tx date 2022-08-30 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$-8,983,126.1717
-64,766,591 vol
$0.1387 each 		0
Filed 2022-07-04 17:46
Tx date 2022-06-30 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-66,000
-200,000 vol
$0.33 each 		600,000
Filed 2022-07-04 11:53
Tx date 2022-06-30 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-49,500
-150,000 vol
$0.33 each 		450,000
Filed 2022-07-04 11:51
Tx date 2022-06-30 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-49,500
-150,000 vol
$0.33 each 		300,000
Filed 2022-06-16 17:05
Tx date 2022-06-15 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$189.00
+1,000 vol
$0.189 each 		1,000
Filed 2022-06-10 11:51
Tx date 2022-06-09 		$SGQ
SouthGobi Resources Ltd. 		Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+30,042 vol 		77,999
Filed 2022-06-09 14:38
Tx date 2022-06-09 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+22,106 vol 		156,475
Filed 2022-06-06 11:15
Tx date 2022-06-05 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-39,000
-100,000 vol
$0.39 each 		450,000
Filed 2022-01-31 12:37
Tx date 2022-01-28 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+19,731 vol 		134,369
Filed 2022-01-31 12:28
Tx date 2022-01-28 		$SGQ
SouthGobi Resources Ltd. 		Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+26,773 vol 		47,957
Filed 2021-11-19 12:12
Tx date 2021-11-16 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
55 - Expiration of warrants 		$-49,500
-150,000 vol
$0.33 each 		600,000
Filed 2021-11-17 01:06
Tx date 2021-11-16 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-66,000
-200,000 vol
$0.33 each 		800,000
Filed 2021-11-17 01:05
Tx date 2021-11-16 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$66,000
+200,000 vol
$0.33 each
Filed 2021-10-22 13:26
Tx date 2021-10-22 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+15,638 vol 		114,638
Filed 2021-10-22 13:22
Tx date 2021-10-22 		$SGQ
SouthGobi Resources Ltd. 		Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
+21,184 vol 		21,184
Filed 2021-10-22 13:16
Tx date 2020-03-31 		$SGQ
SouthGobi Resources Ltd. 		Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-10-04 13:48
Tx date 2021-10-01 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-21,300
-30,000 vol
$0.71 each 		27,000
Filed 2021-10-01 13:23
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-98,600
-100,000 vol
$0.99 each 		57,000
Filed 2021-10-01 13:15
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$19,500
+150,000 vol
$0.13 each 		157,000
Filed 2021-10-01 13:14
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-19,500
-150,000 vol
$0.13 each 		550,000
Filed 2021-10-01 11:36
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-10,800
-10,000 vol
$1.08 each 		0
Filed 2021-10-01 11:36
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-520.00
-500 vol
$1.04 each 		10,000
Filed 2021-10-01 11:36
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-5,050
-5,000 vol
$1.01 each 		10,500
Filed 2021-10-01 11:35
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-10,000
-10,000 vol
$1.00 each 		15,500
Filed 2021-10-01 11:35
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-891.00
-900 vol
$0.99 each 		25,500
Filed 2021-10-01 11:34
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-18,706
-19,900 vol
$0.94 each 		26,400
Filed 2021-10-01 11:33
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-13,892
-15,100 vol
$0.92 each 		46,300
Filed 2021-10-01 11:32
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-7,740
-8,600 vol
$0.90 each 		61,400
Filed 2021-10-01 11:30
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$9,100
+70,000 vol
$0.13 each 		70,000
Filed 2021-10-01 11:24
Tx date 2021-09-30 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-9,100
-70,000 vol
$0.13 each 		200,000
Filed 2021-10-01 11:12
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-4,165
-3,500 vol
$1.19 each 		0
Filed 2021-10-01 11:12
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-1,650
-1,500 vol
$1.10 each 		3,500
Filed 2021-10-01 11:11
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-2,140
-2,000 vol
$1.07 each 		5,000
Filed 2021-10-01 11:10
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-1,605
-1,500 vol
$1.07 each 		7,000
Filed 2021-10-01 11:10
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-4,950
-5,000 vol
$0.99 each 		8,500
Filed 2021-10-01 11:09
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-900.00
-750 vol
$1.20 each 		13,500
Filed 2021-10-01 11:08
Tx date 2021-09-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-2,445
-2,000 vol
$1.22 each 		14,250
Filed 2021-07-02 15:22
Tx date 2021-06-29 		$SGQ
SouthGobi Resources Ltd. 		Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$634,500
+450,000 vol
$1.41 each 		450,000
Filed 2021-07-02 15:21
Tx date 2020-03-31 		$SGQ
SouthGobi Resources Ltd. 		Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2021-07-02 15:19
Tx date 2021-06-29 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$493,500
+350,000 vol
$1.41 each 		451,000
Filed 2021-07-02 15:15
Tx date 2021-06-29 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$211,500
+150,000 vol
$1.41 each 		750,000
Filed 2021-07-02 15:13
Tx date 2021-06-29 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$211,500
+150,000 vol
$1.41 each 		700,000
Filed 2021-07-02 14:29
Tx date 2021-06-29 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$141,000
+100,000 vol
$1.41 each 		270,000
Filed 2021-07-02 12:24
Tx date 2021-06-29 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$46,000
+200,000 vol
$0.23 each 		1,000,000
Filed 2021-06-01 17:10
Tx date 2021-05-31 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
-10,000 vol 		16,250
Filed 2021-06-01 17:10
Tx date 2021-05-28 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
-2,500 vol 		26,250
Filed 2021-05-21 18:46
Tx date 2021-05-18 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$12,870
+99,000 vol
$0.13 each 		99,000
Filed 2021-05-21 18:45
Tx date 2021-02-10 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-05-21 18:43
Tx date 2021-05-18 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-12,870
-99,000 vol
$0.13 each 		101,000
Filed 2021-04-15 12:53
Tx date 2021-04-13 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-2,275
-3,500 vol
$0.65 each 		28,750
Filed 2021-04-15 12:52
Tx date 2021-04-13 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-305.00
-500 vol
$0.61 each 		32,250
Filed 2021-04-15 12:50
Tx date 2021-04-13 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$3,900
+30,000 vol
$0.13 each 		32,750
Filed 2021-04-14 12:52
Tx date 2021-04-13 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-3,900
-30,000 vol
$0.13 each 		170,000
Filed 2021-02-10 12:29
Tx date 2021-02-10 		$SGQ
SouthGobi Resources Ltd. 		Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report 		200,000
Filed 2020-12-16 12:19
Tx date 2020-12-14 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-29,000
-100,000 vol
$0.29 each 		800,000
Filed 2020-12-16 12:16
Tx date 2020-12-14 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$28,999
+100,000 vol
$0.29 each
Filed 2020-12-14 12:14
Tx date 2020-12-14 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-29,000
-100,000 vol
$0.29 each 		600,000
Filed 2020-04-01 10:53
Tx date 2020-04-01 		$SGQ
SouthGobi Resources Ltd. 		Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
52 - Expiration of options 		$-29,744.52
-32,331 vol
$0.92 each 		300,000
Filed 2019-11-19 12:04
Tx date 2019-11-15 		$SGQ
SouthGobi Resources Ltd. 		Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
50 - Grant of options 		$19,500
+150,000 vol
$0.13 each 		341,216
Filed 2019-11-19 12:03
Tx date 2019-11-19 		$SGQ
SouthGobi Resources Ltd. 		Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
52 - Expiration of options 		$-5,775.25
-8,885 vol
$0.65 each 		332,331
Filed 2019-11-19 11:49
Tx date 2019-11-15 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$13,000
+100,000 vol
$0.13 each 		200,000
Filed 2019-11-19 10:50
Tx date 2019-11-15 		$SGQ
SouthGobi Resources Ltd. 		Guo, Aiming
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$32,500
+250,000 vol
$0.13 each 		450,000
Filed 2019-11-18 17:05
Tx date 2019-11-15 		$SGQ
SouthGobi Resources Ltd. 		Zhang, Weiguo
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$39,000
+300,000 vol
$0.13 each 		500,000
Filed 2019-11-18 17:02
Tx date 2019-11-15 		$SGQ
SouthGobi Resources Ltd. 		Wang, Shougao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$52,000
+400,000 vol
$0.13 each 		800,000
Filed 2019-09-26 03:16
Tx date 2019-09-24 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$700.00
+7,000 vol
$0.10 each 		7,000
Filed 2019-09-26 03:14
Tx date 2017-05-16 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-09-17 18:50
Tx date 2019-09-11 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
+200,000 vol 		900,000
Filed 2019-09-17 18:45
Tx date 2019-09-11 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$16,500
+150,000 vol
$0.11 each 		700,000
Filed 2019-09-17 18:41
Tx date 2019-09-11 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$16,500
+150,000 vol
$0.11 each 		550,000
Filed 2018-08-27
Tx date 2018-08-16 		$SGQ
SouthGobi Resources Ltd. 		Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
50 - Grant of options 		$19,500
+150,000 vol
$0.13 each 		191,216
Filed 2018-08-21
Tx date 2018-08-16 		$SGQ
SouthGobi Resources Ltd. 		Wang, Shougao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$52,000
+400,000 vol
$0.13 each 		400,000
Filed 2018-08-21
Tx date 2018-07-03 		$SGQ
SouthGobi Resources Ltd. 		Guo, Aiming
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-08-21
Tx date 2018-08-16 		$SGQ
SouthGobi Resources Ltd. 		Zhang, Weiguo
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$26,000
+200,000 vol
$0.13 each 		200,000
Filed 2018-08-21
Tx date 2018-08-16 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$13,000
+100,000 vol
$0.13 each 		100,000
Filed 2018-08-21
Tx date 2018-08-16 		$SGQ
SouthGobi Resources Ltd. 		Guo, Aiming
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$26,000
+200,000 vol
$0.13 each 		200,000
Filed 2018-08-21
Tx date 2018-07-03 		$SGQ
SouthGobi Resources Ltd. 		Zhang, Weiguo
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-08-21
Tx date 2018-07-03 		$SGQ
SouthGobi Resources Ltd. 		Wang, Shougao
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-05
Tx date 2018-07-03 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$26,000
+200,000 vol
$0.13 each 		700,000
Filed 2018-07-04
Tx date 2018-07-03 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$19,500
+150,000 vol
$0.13 each 		550,000
Filed 2018-07-04
Tx date 2018-07-03 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$19,500
+150,000 vol
$0.13 each 		400,000
Filed 2018-01-08
Tx date 2017-04-24 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-92,400
-15,000 vol
$6.16 each 		17,500
Filed 2018-01-08
Tx date 2016-08-15 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-330,050
-35,000 vol
$9.43 each 		32,500
Filed 2018-01-03
Tx date 2017-12-06 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-33,600
-17,500 vol
$1.92 each 		50,000
Filed 2017-07-05
Tx date 2017-06-30 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$66,000
+200,000 vol
$0.33 each 		500,000
Filed 2017-07-04
Tx date 2017-06-30 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$49,500
+150,000 vol
$0.33 each 		400,000
Filed 2017-07-04
Tx date 2017-06-30 		$SGQ
SouthGobi Resources Ltd. 		Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$49,500
+150,000 vol
$0.33 each 		400,000
Filed 2017-07-04
Tx date 2017-06-30 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$49,500
+150,000 vol
$0.33 each 		250,000
Filed 2017-06-08
Tx date 2017-05-16 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-06-08
Tx date 2017-06-05 		$SGQ
SouthGobi Resources Ltd. 		He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$39,000
+100,000 vol
$0.39 each 		100,000
Filed 2017-01-13
Tx date 2017-01-11 		$SGQ
SouthGobi Resources Ltd. 		Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$32,163,819
+25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11 		$SGQ
SouthGobi Resources Ltd. 		Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$32,163,819
+25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11 		$SGQ
SouthGobi Resources Ltd. 		Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$-32,163,819.8084
-25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11 		$SGQ
SouthGobi Resources Ltd. 		Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$-32,163,819.8084
-25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$5,360,961
+14,891,561 vol
$0.36 each 		64,766,591
Filed 2016-12-01
Tx date 2016-11-16 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$66,000
+200,000 vol
$0.33 each 		300,000
Filed 2016-11-17
Tx date 2016-11-16 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$49,500
+150,000 vol
$0.33 each 		250,000
Filed 2016-11-17
Tx date 2016-11-16 		$SGQ
SouthGobi Resources Ltd. 		Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$49,500
+150,000 vol
$0.33 each 		250,000
Filed 2016-11-17
Tx date 2016-11-16 		$SGQ
SouthGobi Resources Ltd. 		Belan, Joseph
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$49,500
+150,000 vol
$0.33 each 		250,000
Filed 2016-09-22
Tx date 2016-09-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-104,250
-375,000 vol
$0.278 each 		25,562,568
Filed 2016-09-21
Tx date 2016-09-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-89,100
-375,000 vol
$0.2376 each 		25,937,568
Filed 2016-09-20
Tx date 2016-09-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-76,244.085
-319,950 vol
$0.2383 each 		26,312,568
Filed 2016-09-19
Tx date 2016-09-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-89,962.50
-375,000 vol
$0.2399 each 		26,632,518
Filed 2016-09-15
Tx date 2016-09-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-89,700
-375,000 vol
$0.2392 each 		27,007,518
Filed 2016-09-14
Tx date 2016-09-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-88,800
-375,000 vol
$0.2368 each 		27,382,518
Filed 2016-09-13
Tx date 2016-09-13 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-91,687.50
-375,000 vol
$0.2445 each 		27,757,518
Filed 2016-09-12
Tx date 2016-09-12 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-8,771.44
-33,200 vol
$0.2642 each 		28,132,518
Filed 2016-09-09
Tx date 2016-09-09 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-89,625
-375,000 vol
$0.239 each 		28,165,718
Filed 2016-09-09
Tx date 2016-09-08 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-55,303.83
-239,100 vol
$0.2313 each 		28,540,718
Filed 2016-09-07
Tx date 2016-09-07 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-87,750
-375,000 vol
$0.234 each 		28,779,818
Filed 2016-09-06
Tx date 2016-09-06 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-82,087.50
-375,000 vol
$0.2189 each 		29,154,818
Filed 2016-09-02
Tx date 2016-09-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-50,377.92
-232,800 vol
$0.2164 each 		29,529,818
Filed 2016-09-01
Tx date 2016-09-01 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-67,723.81
-309,100 vol
$0.2191 each 		29,762,618
Filed 2016-08-31
Tx date 2016-08-31 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-28,249
-130,000 vol
$0.2173 each 		30,071,718
Filed 2016-08-31
Tx date 2016-08-26 		$SGQ
SouthGobi Resources Ltd. 		Belan, Joseph
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$25,000
+100,000 vol
$0.25 each 		100,000
Filed 2016-08-31
Tx date 2016-08-16 		$SGQ
SouthGobi Resources Ltd. 		Belan, Joseph
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-30
Tx date 2016-08-30 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-82,312.50
-375,000 vol
$0.2195 each 		30,201,718
Filed 2016-08-30
Tx date 2016-08-29 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-27,462.50
-125,000 vol
$0.2197 each 		30,576,718
Filed 2016-08-26
Tx date 2016-08-26 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,712.50
-375,000 vol
$0.2179 each 		30,701,718
Filed 2016-08-25
Tx date 2016-08-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-27,175
-125,000 vol
$0.2174 each 		31,076,718
Filed 2016-08-24
Tx date 2016-08-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-82,537.50
-375,000 vol
$0.2201 each 		31,201,718
Filed 2016-08-23
Tx date 2016-08-23 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-27,475
-125,000 vol
$0.2198 each 		31,576,718
Filed 2016-08-23
Tx date 2016-08-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-75,263.04
-334,800 vol
$0.2248 each 		31,701,718
Filed 2016-08-19
Tx date 2016-08-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-83,587.50
-375,000 vol
$0.2229 each 		32,036,518
Filed 2016-08-18
Tx date 2016-08-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-82,874.225
-374,150 vol
$0.2215 each 		32,411,518
Filed 2016-08-18
Tx date 2016-08-17 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-64,201.70
-287,900 vol
$0.223 each 		32,785,668
Filed 2016-08-17
Tx date 2016-08-16 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-48,907.30
-221,000 vol
$0.2213 each 		33,073,568
Filed 2016-08-15
Tx date 2016-08-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-51,762.60
-231,600 vol
$0.2235 each 		33,294,568
Filed 2016-08-12
Tx date 2016-08-12 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-63,095.59
-281,300 vol
$0.2243 each 		33,526,168
Filed 2016-08-11
Tx date 2016-08-11 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-30,142.445
-135,350 vol
$0.2227 each 		33,807,468
Filed 2016-08-11
Tx date 2016-08-10 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-32,214
-140,000 vol
$0.2301 each 		33,942,818
Filed 2016-07-22
Tx date 2016-07-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-17,930.56
-81,800 vol
$0.2192 each 		34,082,818
Filed 2016-07-21
Tx date 2016-07-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,937.50
-375,000 vol
$0.2185 each 		34,164,618
Filed 2016-07-20
Tx date 2016-07-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-82,312.50
-375,000 vol
$0.2195 each 		34,539,618
Filed 2016-07-19
Tx date 2016-07-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-27,612.50
-125,000 vol
$0.2209 each 		34,914,618
Filed 2016-07-18
Tx date 2016-07-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-23,992.56
-106,350 vol
$0.2256 each 		35,039,618
Filed 2016-07-15
Tx date 2016-07-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-28,600
-125,000 vol
$0.2288 each 		35,145,968
Filed 2016-07-14
Tx date 2016-07-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-28,437.50
-125,000 vol
$0.2275 each 		35,270,968
Filed 2016-07-13
Tx date 2016-07-13 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-42,975.675
-184,050 vol
$0.2335 each 		35,395,968
Filed 2016-07-12
Tx date 2016-07-12 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-86,025
-375,000 vol
$0.2294 each 		35,580,018
Filed 2016-07-11
Tx date 2016-07-11 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-28,812.50
-125,000 vol
$0.2305 each 		35,955,018
Filed 2016-06-23
Tx date 2016-05-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-65,949
-267,000 vol
$0.247 each
Filed 2016-06-23
Tx date 2016-05-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-65,973.70
-267,100 vol
$0.247 each 		40,256,718
Filed 2016-06-15
Tx date 2016-06-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-9,596.10
-43,500 vol
$0.2206 each 		36,080,118
Filed 2016-06-14
Tx date 2016-06-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-54,325
-250,000 vol
$0.2173 each 		36,123,618
Filed 2016-06-10
Tx date 2016-06-10 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-4,111.63
-17,900 vol
$0.2297 each 		36,373,618
Filed 2016-06-08
Tx date 2016-06-08 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-85,200
-375,000 vol
$0.2272 each 		36,391,518
Filed 2016-06-07
Tx date 2016-06-07 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-78,810.27
-344,300 vol
$0.2289 each 		36,766,518
Filed 2016-06-06
Tx date 2016-06-06 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-71,940.05
-315,250 vol
$0.2282 each 		37,110,818
Filed 2016-06-03
Tx date 2016-06-03 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-64,333.92
-280,200 vol
$0.2296 each 		37,426,068
Filed 2016-06-02
Tx date 2016-06-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-77,138.28
-331,350 vol
$0.2328 each 		37,706,268
Filed 2016-06-01
Tx date 2016-06-01 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-57,400
-250,000 vol
$0.2296 each 		38,037,618
Filed 2016-05-31
Tx date 2016-05-30 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-72,495.675
-309,150 vol
$0.2345 each 		38,638,268
Filed 2016-05-31
Tx date 2016-05-31 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,806.645
-350,650 vol
$0.2333 each 		38,287,618
Filed 2016-05-27
Tx date 2016-05-27 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-57,200
-250,000 vol
$0.2288 each 		38,947,418
Filed 2016-05-26
Tx date 2016-05-26 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-87,187.50
-375,000 vol
$0.2325 each 		39,197,418
Filed 2016-05-25
Tx date 2016-05-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-89,850
-375,000 vol
$0.2396 each 		39,572,418
Filed 2016-05-24
Tx date 2016-05-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-31,044.79
-130,550 vol
$0.2378 each 		39,947,418
Filed 2016-05-24
Tx date 2016-05-23 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-44,140.18
-178,850 vol
$0.2468 each 		40,077,968
Filed 2016-05-20
Tx date 2016-05-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-65,949
-267,000 vol
$0.247 each 		40,256,818
Filed 2016-05-19
Tx date 2016-05-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-94,950
-375,000 vol
$0.2532 each 		40,523,818
Filed 2016-05-18
Tx date 2016-05-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-93,675
-375,000 vol
$0.2498 each 		40,898,818
Filed 2016-05-17
Tx date 2016-05-17 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-46,436.68
-185,450 vol
$0.2504 each 		41,273,818
Filed 2016-04-20
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each
Filed 2016-04-20
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each
Filed 2016-04-20
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$-30,772,339.0604
-25,768,162 vol
$1.19 each 		46,358,978
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$30,772,339
+25,768,162 vol
$1.19 each 		25,768,162
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$-30,772,339.0604
-25,768,162 vol
$1.19 each 		46,358,978
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$30,772,339
+25,768,162 vol
$1.19 each 		25,768,162
Filed 2016-04-20
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
97 - Other
-46,358,978 vol 		0
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$-30,772,339.0604
-25,768,162 vol
$1.19 each 		46,358,978
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$30,772,339
+25,768,162 vol
$1.19 each 		25,768,162
Filed 2016-04-20
Tx date 2015-07-16 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
97 - Other
-46,358,978 vol 		0
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$-30,772,339.0604
-25,768,162 vol
$1.19 each 		46,358,978
Filed 2016-04-20
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Aminbuhe, Aminbuhe
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$30,772,339
+25,768,162 vol
$1.19 each 		25,768,162
Filed 2016-04-20
Tx date 2015-08-06 		$SGQ
SouthGobi Resources Ltd. 		Aminbuhe, Aminbuhe
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-19
Tx date 2016-04-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-64,273.60
-278,000 vol
$0.2312 each 		41,459,268
Filed 2016-04-18
Tx date 2016-04-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-62,722.05
-264,650 vol
$0.237 each 		41,737,268
Filed 2016-04-15
Tx date 2016-04-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-75,650.555
-306,650 vol
$0.2467 each 		42,001,918
Filed 2016-04-14
Tx date 2016-04-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-22,770.495
-86,350 vol
$0.2637 each 		42,308,568
Filed 2016-04-13
Tx date 2016-04-13 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-90,675
-375,000 vol
$0.2418 each 		42,394,918
Filed 2016-04-12
Tx date 2016-04-12 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,675
-375,000 vol
$0.2178 each 		42,769,918
Filed 2016-04-11
Tx date 2016-04-11 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-56,650
-250,000 vol
$0.2266 each 		43,144,918
Filed 2016-04-08
Tx date 2016-04-08 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,562.50
-375,000 vol
$0.2175 each 		43,394,918
Filed 2016-04-07
Tx date 2016-04-07 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-67,323.85
-299,750 vol
$0.2246 each 		43,769,918
Filed 2016-04-06
Tx date 2016-04-06 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-87,450
-375,000 vol
$0.2332 each 		44,069,668
Filed 2016-04-05
Tx date 2016-04-05 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-42,933.27
-186,100 vol
$0.2307 each 		44,444,668
Filed 2016-04-01
Tx date 2016-04-01 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-94,169.875
-372,950 vol
$0.2525 each 		44,630,768
Filed 2016-03-31
Tx date 2016-03-31 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-93,300
-375,000 vol
$0.2488 each 		45,003,718
Filed 2016-03-30
Tx date 2016-03-30 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,933.93
-326,300 vol
$0.2511 each 		45,378,718
Filed 2016-03-30
Tx date 2016-03-29 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-100,950
-375,000 vol
$0.2692 each 		45,705,018
Filed 2016-03-17
Tx date 2016-01-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$53,273
+225,353 vol
$0.2364 each 		48,080,018
Filed 2016-03-17
Tx date 2016-01-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-53,273.4492
-225,353 vol
$0.2364 each
Filed 2016-03-17
Tx date 2016-01-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-53,273.4492
-225,353 vol
$0.2364 each
Filed 2016-03-17
Tx date 2016-01-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-14,937.30
-63,000 vol
$0.2371 each 		47,854,665
Filed 2016-03-17
Tx date 2016-01-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$14,937
+63,000 vol
$0.2371 each
Filed 2016-03-17
Tx date 2016-01-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$14,937
+63,000 vol
$0.2371 each
Filed 2016-03-17
Tx date 2016-01-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-37.98
-150 vol
$0.2532 each 		47,917,665
Filed 2016-03-17
Tx date 2016-01-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$37.98
+150 vol
$0.2532 each
Filed 2016-03-17
Tx date 2016-01-20 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$37.98
+150 vol
$0.2532 each
Filed 2016-03-08
Tx date 2016-03-08 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-18,625.03
-61,550 vol
$0.3026 each 		45,917,815
Filed 2016-03-08
Tx date 2016-03-07 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-99,825
-375,000 vol
$0.2662 each 		45,979,365
Filed 2016-03-08
Tx date 2015-09-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-106,361.415
-216,050 vol
$0.4923 each 		52,774,465
Filed 2016-03-08
Tx date 2015-09-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-106,656.795
-216,650 vol
$0.4923 each
Filed 2016-03-04
Tx date 2016-03-04 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-64,291.80
-258,200 vol
$0.249 each 		46,353,765
Filed 2016-03-02
Tx date 2016-03-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-99,637.50
-375,000 vol
$0.2657 each 		46,986,965
Filed 2016-03-01
Tx date 2016-03-01 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-71,104.44
-273,900 vol
$0.2596 each 		47,361,965
Filed 2016-02-29
Tx date 2016-02-29 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-24,754.665
-91,650 vol
$0.2701 each 		47,635,865
Filed 2016-02-26
Tx date 2016-02-26 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-54,424.93
-189,700 vol
$0.2869 each 		47,727,515
Filed 2016-01-19
Tx date 2016-01-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-61,412.34
-230,700 vol
$0.2662 each 		47,917,215
Filed 2016-01-19
Tx date 2016-01-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-43,721.44
-164,800 vol
$0.2653 each 		48,147,915
Filed 2016-01-15
Tx date 2016-01-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-60,189.50
-207,550 vol
$0.29 each 		48,312,715
Filed 2016-01-15
Tx date 2016-01-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-110,662.50
-375,000 vol
$0.2951 each 		48,520,265
Filed 2016-01-13
Tx date 2016-01-13 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-42,684.87
-142,950 vol
$0.2986 each 		48,895,265
Filed 2016-01-13
Tx date 2016-01-12 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-96,285.93
-310,700 vol
$0.3099 each 		49,038,215
Filed 2015-12-18
Tx date 2015-12-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-121,200
-375,000 vol
$0.3232 each 		49,348,915
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each 		100,000
Filed 2015-12-18
Tx date 2015-08-06 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each 		100,000
Filed 2015-12-18
Tx date 2015-07-06 		$SGQ
SouthGobi Resources Ltd. 		Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each 		100,000
Filed 2015-12-18
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each 		100,000
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each
Filed 2015-12-18
Tx date 2015-07-16 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each 		100,000
Filed 2015-12-18
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each
Filed 2015-12-18
Tx date 2015-08-06 		$SGQ
SouthGobi Resources Ltd. 		Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-12-17 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-124,275
-375,000 vol
$0.3314 each 		49,723,915
Filed 2015-12-17
Tx date 2015-11-05 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options 		$28,999
+100,000 vol
$0.29 each 		100,000
Filed 2015-12-17
Tx date 2015-11-05 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-11-05 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Convertible Notes
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-11-05 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-11-05 		$SGQ
SouthGobi Resources Ltd. 		Sun, Mao
4 - Director of Issuer
Direct Ownership
Preferred Shares Series 1
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-16
Tx date 2015-12-16 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-62,302.40
-184,000 vol
$0.3386 each 		50,098,915
Filed 2015-12-15
Tx date 2015-12-15 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-28,939.645
-88,150 vol
$0.3283 each 		50,282,915
Filed 2015-12-14
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-81,984.06
-242,700 vol
$0.3378 each 		50,371,065
Filed 2015-12-14
Tx date 2015-12-14 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-819,840.60
-2,427,000 vol
$0.3378 each
Filed 2015-12-11
Tx date 2015-12-10 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-69,209.15
-199,450 vol
$0.347 each 		50,613,765
Filed 2015-12-09
Tx date 2015-12-09 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-53,778.025
-150,850 vol
$0.3565 each 		50,813,215
Filed 2015-12-08
Tx date 2015-12-08 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-45,387.50
-125,000 vol
$0.3631 each 		50,964,065
Filed 2015-12-07
Tx date 2015-12-04 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-40,520.48
-114,400 vol
$0.3542 each 		51,089,065
Filed 2015-12-04
Tx date 2015-12-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-47,175
-125,000 vol
$0.3774 each 		51,328,465
Filed 2015-12-03
Tx date 2015-12-03 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-44,587.50
-125,000 vol
$0.3567 each 		51,328,465
Filed 2015-12-01
Tx date 2015-12-01 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-13,107.92
-35,600 vol
$0.3682 each 		51,453,465
Filed 2015-11-30
Tx date 2015-11-27 		$SGQ
SouthGobi Resources Ltd. 		China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately 		$5,380,982
+11,957,738 vol
$0.45 each 		49,875,030
Filed 2015-11-27
Tx date 2015-11-27 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-36,700
-100,000 vol
$0.367 each 		51,489,065
Filed 2015-11-26
Tx date 2015-11-26 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-36,900
-100,000 vol
$0.369 each 		51,589,065
Filed 2015-11-25
Tx date 2015-11-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-37,260
-100,000 vol
$0.3726 each 		51,689,065
Filed 2015-11-25
Tx date 2015-11-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-38,230
-100,000 vol
$0.3823 each 		51,789,065
Filed 2015-11-11
Tx date 2015-11-11 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-49,600
-125,000 vol
$0.3968 each 		51,889,065
Filed 2015-11-11
Tx date 2015-11-10 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-11,611.60
-28,000 vol
$0.4147 each 		52,014,065
Filed 2015-11-09
Tx date 2015-11-09 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-14,749.02
-35,100 vol
$0.4202 each 		52,042,065
Filed 2015-11-06
Tx date 2015-11-06 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-28,765.28
-68,800 vol
$0.4181 each 		52,077,165
Filed 2015-11-05
Tx date 2015-11-05 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-23,896.24
-56,200 vol
$0.4252 each 		52,145,965
Filed 2015-11-03
Tx date 2015-11-03 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-18,058.275
-41,850 vol
$0.4315 each 		52,202,165
Filed 2015-11-02
Tx date 2015-11-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-10,855
-25,000 vol
$0.4342 each 		52,244,015
Filed 2015-10-05
Tx date 2015-10-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-83,502.65
-177,100 vol
$0.4715 each 		52,269,015
Filed 2015-09-30
Tx date 2015-09-30 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-84,360.745
-176,450 vol
$0.4781 each 		52,446,115
Filed 2015-09-30
Tx date 2015-09-29 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-71,262.30
-151,300 vol
$0.471 each 		52,622,565
Filed 2015-09-28
Tx date 2015-09-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-106,656.795
-216,650 vol
$0.4923 each 		52,773,865
Filed 2015-09-28
Tx date 2015-09-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-88,852.20
-186,000 vol
$0.4777 each 		52,990,515
Filed 2015-09-24
Tx date 2015-09-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-91,800.35
-191,650 vol
$0.479 each 		53,176,515
Filed 2015-09-22
Tx date 2015-09-22 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-93,621.975
-189,250 vol
$0.4947 each 		53,368,165
Filed 2015-09-22
Tx date 2015-08-06 		$SGQ
SouthGobi Resources Ltd. 		Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-22
Tx date 2015-07-06 		$SGQ
SouthGobi Resources Ltd. 		Liu, Zhu
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-22
Tx date 2015-08-06 		$SGQ
SouthGobi Resources Ltd. 		Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-21
Tx date 2015-09-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-203,609.07
-409,100 vol
$0.4977 each 		53,557,415
Filed 2015-09-21
Tx date 2015-09-18 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-61,353.425
-125,750 vol
$0.4879 each 		53,966,515
Filed 2015-09-09
Tx date 2015-09-08 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-35,818.605
-74,950 vol
$0.4779 each 		54,092,265
Filed 2015-09-09
Tx date 2015-09-07 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-21,081.895
-42,650 vol
$0.4943 each 		54,167,215
Filed 2015-09-09
Tx date 2015-09-04 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-17,189.68
-34,400 vol
$0.4997 each 		54,209,865
Filed 2015-09-02
Tx date 2015-09-02 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-23,009.42
-44,300 vol
$0.52 each 		54,244,265
Filed 2015-09-01
Tx date 2015-09-01 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-18,804.12
-34,900 vol
$0.54 each 		54,288,565
Filed 2015-09-01
Tx date 2015-08-31 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-475.49
-850 vol
$0.56 each 		54,323,465
Filed 2015-08-27
Tx date 2015-08-27 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-5,447.52
-9,700 vol
$0.56 each 		54,324,315
Filed 2015-08-26
Tx date 2015-08-26 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-20,210.52
-37,650 vol
$0.54 each 		54,334,015
Filed 2015-08-25
Tx date 2015-08-25 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-21,130.23
-36,300 vol
$0.58 each 		54,371,665
Filed 2015-08-24
Tx date 2015-08-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-2,801.70
-4,500 vol
$0.62 each 		54,407,965
Filed 2015-08-24
Tx date 2015-08-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-2,801.70
-4,500 vol
$0.62 each
Filed 2015-08-24
Tx date 2015-08-24 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-2,790
-4,500 vol
$0.62 each
Filed 2015-08-24
Tx date 2015-08-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-1,541
-2,300 vol
$0.67 each 		54,412,465
Filed 2015-08-24
Tx date 2015-08-21 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-1,541
-2,300 vol
$0.67 each
Filed 2015-08-20
Tx date 2015-08-19 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-9,912.50
-15,250 vol
$0.65 each 		54,414,765
Filed 2015-08-14
Tx date 2015-08-13 		$SGQ
SouthGobi Resources Ltd. 		Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-440,300
-35,000 vol
$12.58 each 		67,500
Filed 2015-08-14
Tx date 2015-08-13 		$SGQ
SouthGobi Resources Ltd. 		Lebel, Pierre
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-440,300
-35,000 vol
$12.58 each 		337,352
Filed 2015-08-14
Tx date 2015-08-13 		$SGQ
SouthGobi Resources Ltd. 		Lancaster, Gordon
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-1,887,000
-150,000 vol
$12.58 each 		327,352
Filed 2015-08-14
Tx date 2015-08-13 		$SGQ
SouthGobi Resources Ltd. 		Deepwell, Andre
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-440,300
-35,000 vol
$12.58 each 		332,352
Filed 2015-08-08
Tx date 2015-08-04 		$SGQ
SouthGobi Resources Ltd. 		Troiano, Bertrand
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other
+200,000 vol 		200,000
Filed 2015-08-08
Tx date 2015-08-04 		$SGQ
SouthGobi Resources Ltd. 		Troiano, Bertrand
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		72,127,140
Filed 2015-08-06
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report 		72,127,140
Filed 2015-08-06
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		72,127,140
Filed 2015-08-06
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-07-16 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		72,127,140
Filed 2015-08-06
Tx date 2015-07-16 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-07-31
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Wang, Huiyi (Dean)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		71,291,147
Filed 2015-07-31
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report 		71,291,147
Filed 2015-07-31
Tx date 2015-04-23 		$SGQ
SouthGobi Resources Ltd. 		Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		71,291,147
Filed 2015-07-31
Tx date 2015-07-16 		$SGQ
SouthGobi Resources Ltd. 		Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		71,291,147
Filed 2015-06-05
Tx date 2015-06-04 		$SGQ
SouthGobi Resources Ltd. 		Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately 		$-585,194.75
-1,671,985 vol
$0.35 each 		54,430,015
Filed 2015-06-04
Tx date 2015-06-04 		$SGQ
SouthGobi Resources Ltd. 		Chen, Guogang
3 - 10% Security Holder of Issuer
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$585,194
+1,671,985 vol
$0.35 each 		72,127,140
Filed 2015-05-15
Tx date 2015-05-13 		$SGQ
SouthGobi Resources Ltd. 		Chen, Guogang
3 - 10% Security Holder of Issuer
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately 		$17,483
+40,472 vol
$0.432 each 		70,455,155
Filed 2015-05-04
Tx date 2015-04-24 		$SGQ
SouthGobi Resources Ltd. 		Chen, Guogang
3 - 10% Security Holder of Issuer
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		70,414,683