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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2022-07-04 17:46
Tx date 2022-06-30
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-66,000
-200,000 vol
$0.33 each
600,000
Filed 2022-07-04 11:53
Tx date 2022-06-30
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-49,500
-150,000 vol
$0.33 each
450,000
Filed 2022-07-04 11:51
Tx date 2022-06-30
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-49,500
-150,000 vol
$0.33 each
300,000
Filed 2022-06-16 17:05
Tx date 2022-06-15
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$189.00
+1,000 vol
$0.189 each
1,000
Filed 2022-06-10 11:51
Tx date 2022-06-09
$SGQ
SouthGobi Resources Ltd.
Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+30,042 vol
77,999
Filed 2022-06-09 14:38
Tx date 2022-06-09
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+22,106 vol
156,475
Filed 2022-06-06 11:15
Tx date 2022-06-05
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-39,000
-100,000 vol
$0.39 each
450,000
Filed 2022-01-31 12:37
Tx date 2022-01-28
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+19,731 vol
134,369
Filed 2022-01-31 12:28
Tx date 2022-01-28
$SGQ
SouthGobi Resources Ltd.
Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+26,773 vol
47,957
Filed 2021-11-19 12:12
Tx date 2021-11-16
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
55 - Expiration of warrants
$-49,500
-150,000 vol
$0.33 each
600,000
Filed 2021-11-17 01:06
Tx date 2021-11-16
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-66,000
-200,000 vol
$0.33 each
800,000
Filed 2021-11-17 01:05
Tx date 2021-11-16
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$66,000
+200,000 vol
$0.33 each
Filed 2021-10-22 13:26
Tx date 2021-10-22
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+15,638 vol
114,638
Filed 2021-10-22 13:22
Tx date 2021-10-22
$SGQ
SouthGobi Resources Ltd.
Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+21,184 vol
21,184
Filed 2021-10-22 13:16
Tx date 2020-03-31
$SGQ
SouthGobi Resources Ltd.
Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-10-04 13:48
Tx date 2021-10-01
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-21,300
-30,000 vol
$0.71 each
27,000
Filed 2021-10-01 13:23
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-98,600
-100,000 vol
$0.99 each
57,000
Filed 2021-10-01 13:15
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$19,500
+150,000 vol
$0.13 each
157,000
Filed 2021-10-01 13:14
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-19,500
-150,000 vol
$0.13 each
550,000
Filed 2021-10-01 11:36
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-10,800
-10,000 vol
$1.08 each
0
Filed 2021-10-01 11:36
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-520.00
-500 vol
$1.04 each
10,000
Filed 2021-10-01 11:36
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-5,050
-5,000 vol
$1.01 each
10,500
Filed 2021-10-01 11:35
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-10,000
-10,000 vol
$1.00 each
15,500
Filed 2021-10-01 11:35
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-891.00
-900 vol
$0.99 each
25,500
Filed 2021-10-01 11:34
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-18,706
-19,900 vol
$0.94 each
26,400
Filed 2021-10-01 11:33
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-13,892
-15,100 vol
$0.92 each
46,300
Filed 2021-10-01 11:32
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-7,740
-8,600 vol
$0.90 each
61,400
Filed 2021-10-01 11:30
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$9,100
+70,000 vol
$0.13 each
70,000
Filed 2021-10-01 11:24
Tx date 2021-09-30
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-9,100
-70,000 vol
$0.13 each
200,000
Filed 2021-10-01 11:12
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,165
-3,500 vol
$1.19 each
0
Filed 2021-10-01 11:12
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,650
-1,500 vol
$1.10 each
3,500
Filed 2021-10-01 11:11
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-2,140
-2,000 vol
$1.07 each
5,000
Filed 2021-10-01 11:10
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,605
-1,500 vol
$1.07 each
7,000
Filed 2021-10-01 11:10
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,950
-5,000 vol
$0.99 each
8,500
Filed 2021-10-01 11:09
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-900.00
-750 vol
$1.20 each
13,500
Filed 2021-10-01 11:08
Tx date 2021-09-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-2,445
-2,000 vol
$1.22 each
14,250
Filed 2021-07-02 15:22
Tx date 2021-06-29
$SGQ
SouthGobi Resources Ltd.
Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$634,500
+450,000 vol
$1.41 each
450,000
Filed 2021-07-02 15:21
Tx date 2020-03-31
$SGQ
SouthGobi Resources Ltd.
Dalanguerban, n/a
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2021-07-02 15:19
Tx date 2021-06-29
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$493,500
+350,000 vol
$1.41 each
451,000
Filed 2021-07-02 15:15
Tx date 2021-06-29
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$211,500
+150,000 vol
$1.41 each
750,000
Filed 2021-07-02 15:13
Tx date 2021-06-29
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$211,500
+150,000 vol
$1.41 each
700,000
Filed 2021-07-02 14:29
Tx date 2021-06-29
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$141,000
+100,000 vol
$1.41 each
270,000
Filed 2021-07-02 12:24
Tx date 2021-06-29
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$46,000
+200,000 vol
$0.23 each
1,000,000
Filed 2021-06-01 17:10
Tx date 2021-05-31
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market

-10,000 vol
16,250
Filed 2021-06-01 17:10
Tx date 2021-05-28
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market

-2,500 vol
26,250
Filed 2021-05-21 18:46
Tx date 2021-05-18
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$12,870
+99,000 vol
$0.13 each
99,000
Filed 2021-05-21 18:45
Tx date 2021-02-10
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-05-21 18:43
Tx date 2021-05-18
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-12,870
-99,000 vol
$0.13 each
101,000
Filed 2021-04-15 12:53
Tx date 2021-04-13
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-2,275
-3,500 vol
$0.65 each
28,750
Filed 2021-04-15 12:52
Tx date 2021-04-13
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-305.00
-500 vol
$0.61 each
32,250
Filed 2021-04-15 12:50
Tx date 2021-04-13
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,900
+30,000 vol
$0.13 each
32,750
Filed 2021-04-14 12:52
Tx date 2021-04-13
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
$-3,900
-30,000 vol
$0.13 each
170,000
Filed 2021-02-10 12:29
Tx date 2021-02-10
$SGQ
SouthGobi Resources Ltd.
Ho, Alan
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
200,000
Filed 2020-12-16 12:19
Tx date 2020-12-14
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-29,000
-100,000 vol
$0.29 each
800,000
Filed 2020-12-16 12:16
Tx date 2020-12-14
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$28,999
+100,000 vol
$0.29 each
Filed 2020-12-14 12:14
Tx date 2020-12-14
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-29,000
-100,000 vol
$0.29 each
600,000
Filed 2020-04-01 10:53
Tx date 2020-04-01
$SGQ
SouthGobi Resources Ltd.
Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
52 - Expiration of options
$-29,744.52
-32,331 vol
$0.92 each
300,000
Filed 2019-11-19 12:04
Tx date 2019-11-15
$SGQ
SouthGobi Resources Ltd.
Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
50 - Grant of options
$19,500
+150,000 vol
$0.13 each
341,216
Filed 2019-11-19 12:03
Tx date 2019-11-19
$SGQ
SouthGobi Resources Ltd.
Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
52 - Expiration of options
$-5,775.25
-8,885 vol
$0.65 each
332,331
Filed 2019-11-19 11:49
Tx date 2019-11-15
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$13,000
+100,000 vol
$0.13 each
200,000
Filed 2019-11-19 10:50
Tx date 2019-11-15
$SGQ
SouthGobi Resources Ltd.
Guo, Aiming
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$32,500
+250,000 vol
$0.13 each
450,000
Filed 2019-11-18 17:05
Tx date 2019-11-15
$SGQ
SouthGobi Resources Ltd.
Zhang, Weiguo
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$39,000
+300,000 vol
$0.13 each
500,000
Filed 2019-11-18 17:02
Tx date 2019-11-15
$SGQ
SouthGobi Resources Ltd.
Wang, Shougao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$52,000
+400,000 vol
$0.13 each
800,000
Filed 2019-09-26 03:16
Tx date 2019-09-24
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$700.00
+7,000 vol
$0.10 each
7,000
Filed 2019-09-26 03:14
Tx date 2017-05-16
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2019-09-17 18:50
Tx date 2019-09-11
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+200,000 vol
900,000
Filed 2019-09-17 18:45
Tx date 2019-09-11
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$16,500
+150,000 vol
$0.11 each
700,000
Filed 2019-09-17 18:41
Tx date 2019-09-11
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$16,500
+150,000 vol
$0.11 each
550,000
Filed 2018-08-27
Tx date 2018-08-16
$SGQ
SouthGobi Resources Ltd.
Chuluun, Munkhbat
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options
50 - Grant of options
$19,500
+150,000 vol
$0.13 each
191,216
Filed 2018-08-21
Tx date 2018-08-16
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$13,000
+100,000 vol
$0.13 each
100,000
Filed 2018-08-21
Tx date 2018-08-16
$SGQ
SouthGobi Resources Ltd.
Zhang, Weiguo
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$26,000
+200,000 vol
$0.13 each
200,000
Filed 2018-08-21
Tx date 2018-08-16
$SGQ
SouthGobi Resources Ltd.
Guo, Aiming
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$26,000
+200,000 vol
$0.13 each
200,000
Filed 2018-08-21
Tx date 2018-07-03
$SGQ
SouthGobi Resources Ltd.
Zhang, Weiguo
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-08-21
Tx date 2018-07-03
$SGQ
SouthGobi Resources Ltd.
Wang, Shougao
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-08-21
Tx date 2018-08-16
$SGQ
SouthGobi Resources Ltd.
Wang, Shougao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$52,000
+400,000 vol
$0.13 each
400,000
Filed 2018-08-21
Tx date 2018-07-03
$SGQ
SouthGobi Resources Ltd.
Guo, Aiming
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2018-07-05
Tx date 2018-07-03
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$26,000
+200,000 vol
$0.13 each
700,000
Filed 2018-07-04
Tx date 2018-07-03
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$19,500
+150,000 vol
$0.13 each
550,000
Filed 2018-07-04
Tx date 2018-07-03
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$19,500
+150,000 vol
$0.13 each
400,000
Filed 2018-01-08
Tx date 2016-08-15
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-330,050
-35,000 vol
$9.43 each
32,500
Filed 2018-01-08
Tx date 2017-04-24
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-92,400
-15,000 vol
$6.16 each
17,500
Filed 2018-01-03
Tx date 2017-12-06
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-33,600
-17,500 vol
$1.92 each
50,000
Filed 2017-07-05
Tx date 2017-06-30
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$66,000
+200,000 vol
$0.33 each
500,000
Filed 2017-07-04
Tx date 2017-06-30
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+150,000 vol
$0.33 each
400,000
Filed 2017-07-04
Tx date 2017-06-30
$SGQ
SouthGobi Resources Ltd.
Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+150,000 vol
$0.33 each
400,000
Filed 2017-07-04
Tx date 2017-06-30
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+150,000 vol
$0.33 each
250,000
Filed 2017-06-08
Tx date 2017-05-16
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-06-08
Tx date 2017-06-05
$SGQ
SouthGobi Resources Ltd.
He, Yingbin Ian
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$39,000
+100,000 vol
$0.39 each
100,000
Filed 2017-01-13
Tx date 2017-01-11
$SGQ
SouthGobi Resources Ltd.
Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$32,163,819
+25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11
$SGQ
SouthGobi Resources Ltd.
Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$32,163,819
+25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11
$SGQ
SouthGobi Resources Ltd.
Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-32,163,819.8084
-25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11
$SGQ
SouthGobi Resources Ltd.
Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-32,163,819.8084
-25,768,162 vol
$1.25 each
Filed 2017-01-13
Tx date 2017-01-11
$SGQ
SouthGobi Resources Ltd.
China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$5,360,961
+14,891,561 vol
$0.36 each
64,766,591
Filed 2016-12-01
Tx date 2016-11-16
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$66,000
+200,000 vol
$0.33 each
300,000
Filed 2016-11-17
Tx date 2016-11-16
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+150,000 vol
$0.33 each
250,000
Filed 2016-11-17
Tx date 2016-11-16
$SGQ
SouthGobi Resources Ltd.
Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+150,000 vol
$0.33 each
250,000
Filed 2016-11-17
Tx date 2016-11-16
$SGQ
SouthGobi Resources Ltd.
Belan, Joseph
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$49,500
+150,000 vol
$0.33 each
250,000
Filed 2016-09-22
Tx date 2016-09-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-104,250
-375,000 vol
$0.278 each
25,562,568
Filed 2016-09-21
Tx date 2016-09-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-89,100
-375,000 vol
$0.2376 each
25,937,568
Filed 2016-09-20
Tx date 2016-09-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-76,244.085
-319,950 vol
$0.2383 each
26,312,568
Filed 2016-09-19
Tx date 2016-09-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-89,962.50
-375,000 vol
$0.2399 each
26,632,518
Filed 2016-09-15
Tx date 2016-09-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-89,700
-375,000 vol
$0.2392 each
27,007,518
Filed 2016-09-14
Tx date 2016-09-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-88,800
-375,000 vol
$0.2368 each
27,382,518
Filed 2016-09-13
Tx date 2016-09-13
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-91,687.50
-375,000 vol
$0.2445 each
27,757,518
Filed 2016-09-12
Tx date 2016-09-12
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-8,771.44
-33,200 vol
$0.2642 each
28,132,518
Filed 2016-09-09
Tx date 2016-09-09
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-89,625
-375,000 vol
$0.239 each
28,165,718
Filed 2016-09-09
Tx date 2016-09-08
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-55,303.83
-239,100 vol
$0.2313 each
28,540,718
Filed 2016-09-07
Tx date 2016-09-07
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-87,750
-375,000 vol
$0.234 each
28,779,818
Filed 2016-09-06
Tx date 2016-09-06
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-82,087.50
-375,000 vol
$0.2189 each
29,154,818
Filed 2016-09-02
Tx date 2016-09-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-50,377.92
-232,800 vol
$0.2164 each
29,529,818
Filed 2016-09-01
Tx date 2016-09-01
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-67,723.81
-309,100 vol
$0.2191 each
29,762,618
Filed 2016-08-31
Tx date 2016-08-31
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,249
-130,000 vol
$0.2173 each
30,071,718
Filed 2016-08-31
Tx date 2016-08-26
$SGQ
SouthGobi Resources Ltd.
Belan, Joseph
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$25,000
+100,000 vol
$0.25 each
100,000
Filed 2016-08-31
Tx date 2016-08-16
$SGQ
SouthGobi Resources Ltd.
Belan, Joseph
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-08-30
Tx date 2016-08-30
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-82,312.50
-375,000 vol
$0.2195 each
30,201,718
Filed 2016-08-30
Tx date 2016-08-29
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-27,462.50
-125,000 vol
$0.2197 each
30,576,718
Filed 2016-08-26
Tx date 2016-08-26
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,712.50
-375,000 vol
$0.2179 each
30,701,718
Filed 2016-08-25
Tx date 2016-08-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-27,175
-125,000 vol
$0.2174 each
31,076,718
Filed 2016-08-24
Tx date 2016-08-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-82,537.50
-375,000 vol
$0.2201 each
31,201,718
Filed 2016-08-23
Tx date 2016-08-23
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-27,475
-125,000 vol
$0.2198 each
31,576,718
Filed 2016-08-23
Tx date 2016-08-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-75,263.04
-334,800 vol
$0.2248 each
31,701,718
Filed 2016-08-19
Tx date 2016-08-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-83,587.50
-375,000 vol
$0.2229 each
32,036,518
Filed 2016-08-18
Tx date 2016-08-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-82,874.225
-374,150 vol
$0.2215 each
32,411,518
Filed 2016-08-18
Tx date 2016-08-17
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-64,201.70
-287,900 vol
$0.223 each
32,785,668
Filed 2016-08-17
Tx date 2016-08-16
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-48,907.30
-221,000 vol
$0.2213 each
33,073,568
Filed 2016-08-15
Tx date 2016-08-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-51,762.60
-231,600 vol
$0.2235 each
33,294,568
Filed 2016-08-12
Tx date 2016-08-12
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-63,095.59
-281,300 vol
$0.2243 each
33,526,168
Filed 2016-08-11
Tx date 2016-08-11
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-30,142.445
-135,350 vol
$0.2227 each
33,807,468
Filed 2016-08-11
Tx date 2016-08-10
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-32,214
-140,000 vol
$0.2301 each
33,942,818
Filed 2016-07-22
Tx date 2016-07-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-17,930.56
-81,800 vol
$0.2192 each
34,082,818
Filed 2016-07-21
Tx date 2016-07-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,937.50
-375,000 vol
$0.2185 each
34,164,618
Filed 2016-07-20
Tx date 2016-07-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-82,312.50
-375,000 vol
$0.2195 each
34,539,618
Filed 2016-07-19
Tx date 2016-07-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-27,612.50
-125,000 vol
$0.2209 each
34,914,618
Filed 2016-07-18
Tx date 2016-07-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-23,992.56
-106,350 vol
$0.2256 each
35,039,618
Filed 2016-07-15
Tx date 2016-07-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,600
-125,000 vol
$0.2288 each
35,145,968
Filed 2016-07-14
Tx date 2016-07-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,437.50
-125,000 vol
$0.2275 each
35,270,968
Filed 2016-07-13
Tx date 2016-07-13
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-42,975.675
-184,050 vol
$0.2335 each
35,395,968
Filed 2016-07-12
Tx date 2016-07-12
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-86,025
-375,000 vol
$0.2294 each
35,580,018
Filed 2016-07-11
Tx date 2016-07-11
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,812.50
-125,000 vol
$0.2305 each
35,955,018
Filed 2016-06-23
Tx date 2016-05-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-65,973.70
-267,100 vol
$0.247 each
40,256,718
Filed 2016-06-23
Tx date 2016-05-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-65,949
-267,000 vol
$0.247 each
Filed 2016-06-15
Tx date 2016-06-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-9,596.10
-43,500 vol
$0.2206 each
36,080,118
Filed 2016-06-14
Tx date 2016-06-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-54,325
-250,000 vol
$0.2173 each
36,123,618
Filed 2016-06-10
Tx date 2016-06-10
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-4,111.63
-17,900 vol
$0.2297 each
36,373,618
Filed 2016-06-08
Tx date 2016-06-08
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-85,200
-375,000 vol
$0.2272 each
36,391,518
Filed 2016-06-07
Tx date 2016-06-07
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-78,810.27
-344,300 vol
$0.2289 each
36,766,518
Filed 2016-06-06
Tx date 2016-06-06
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,940.05
-315,250 vol
$0.2282 each
37,110,818
Filed 2016-06-03
Tx date 2016-06-03
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-64,333.92
-280,200 vol
$0.2296 each
37,426,068
Filed 2016-06-02
Tx date 2016-06-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-77,138.28
-331,350 vol
$0.2328 each
37,706,268
Filed 2016-06-01
Tx date 2016-06-01
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-57,400
-250,000 vol
$0.2296 each
38,037,618
Filed 2016-05-31
Tx date 2016-05-30
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-72,495.675
-309,150 vol
$0.2345 each
38,638,268
Filed 2016-05-31
Tx date 2016-05-31
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,806.645
-350,650 vol
$0.2333 each
38,287,618
Filed 2016-05-27
Tx date 2016-05-27
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-57,200
-250,000 vol
$0.2288 each
38,947,418
Filed 2016-05-26
Tx date 2016-05-26
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-87,187.50
-375,000 vol
$0.2325 each
39,197,418
Filed 2016-05-25
Tx date 2016-05-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-89,850
-375,000 vol
$0.2396 each
39,572,418
Filed 2016-05-24
Tx date 2016-05-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-31,044.79
-130,550 vol
$0.2378 each
39,947,418
Filed 2016-05-24
Tx date 2016-05-23
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-44,140.18
-178,850 vol
$0.2468 each
40,077,968
Filed 2016-05-20
Tx date 2016-05-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-65,949
-267,000 vol
$0.247 each
40,256,818
Filed 2016-05-19
Tx date 2016-05-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-94,950
-375,000 vol
$0.2532 each
40,523,818
Filed 2016-05-18
Tx date 2016-05-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-93,675
-375,000 vol
$0.2498 each
40,898,818
Filed 2016-05-17
Tx date 2016-05-17
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-46,436.68
-185,450 vol
$0.2504 each
41,273,818
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$-30,772,339.0604
-25,768,162 vol
$1.19 each
46,358,978
Filed 2016-04-20
Tx date 2015-08-06
$SGQ
SouthGobi Resources Ltd.
Aminbuhe, Aminbuhe
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Aminbuhe, Aminbuhe
6 - Director or Senior Officer of 10% Security Holder, 5 - Senior Officer of Issuer
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$30,772,339
+25,768,162 vol
$1.19 each
25,768,162
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$-30,772,339.0604
-25,768,162 vol
$1.19 each
46,358,978
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
97 - Other

-46,358,978 vol
0
Filed 2016-04-20
Tx date 2015-07-16
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$30,772,339
+25,768,162 vol
$1.19 each
25,768,162
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$-30,772,339.0604
-25,768,162 vol
$1.19 each
46,358,978
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
97 - Other

-46,358,978 vol
0
Filed 2016-04-20
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Voyage Wisdom Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$30,772,339
+25,768,162 vol
$1.19 each
25,768,162
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-30,772,339.0604
-25,768,162 vol
$1.19 each
46,358,978
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Voyage Wisdom Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$30,772,339
+25,768,162 vol
$1.19 each
25,768,162
Filed 2016-04-20
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-20
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
Filed 2016-04-20
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
Filed 2016-04-19
Tx date 2016-04-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-64,273.60
-278,000 vol
$0.2312 each
41,459,268
Filed 2016-04-18
Tx date 2016-04-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-62,722.05
-264,650 vol
$0.237 each
41,737,268
Filed 2016-04-15
Tx date 2016-04-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-75,650.555
-306,650 vol
$0.2467 each
42,001,918
Filed 2016-04-14
Tx date 2016-04-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-22,770.495
-86,350 vol
$0.2637 each
42,308,568
Filed 2016-04-13
Tx date 2016-04-13
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-90,675
-375,000 vol
$0.2418 each
42,394,918
Filed 2016-04-12
Tx date 2016-04-12
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,675
-375,000 vol
$0.2178 each
42,769,918
Filed 2016-04-11
Tx date 2016-04-11
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-56,650
-250,000 vol
$0.2266 each
43,144,918
Filed 2016-04-08
Tx date 2016-04-08
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,562.50
-375,000 vol
$0.2175 each
43,394,918
Filed 2016-04-07
Tx date 2016-04-07
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-67,323.85
-299,750 vol
$0.2246 each
43,769,918
Filed 2016-04-06
Tx date 2016-04-06
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-87,450
-375,000 vol
$0.2332 each
44,069,668
Filed 2016-04-05
Tx date 2016-04-05
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-42,933.27
-186,100 vol
$0.2307 each
44,444,668
Filed 2016-04-01
Tx date 2016-04-01
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-94,169.875
-372,950 vol
$0.2525 each
44,630,768
Filed 2016-03-31
Tx date 2016-03-31
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-93,300
-375,000 vol
$0.2488 each
45,003,718
Filed 2016-03-30
Tx date 2016-03-30
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,933.93
-326,300 vol
$0.2511 each
45,378,718
Filed 2016-03-30
Tx date 2016-03-29
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-100,950
-375,000 vol
$0.2692 each
45,705,018
Filed 2016-03-17
Tx date 2016-01-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$53,273
+225,353 vol
$0.2364 each
48,080,018
Filed 2016-03-17
Tx date 2016-01-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-53,273.4492
-225,353 vol
$0.2364 each
Filed 2016-03-17
Tx date 2016-01-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-53,273.4492
-225,353 vol
$0.2364 each
Filed 2016-03-17
Tx date 2016-01-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-14,937.30
-63,000 vol
$0.2371 each
47,854,665
Filed 2016-03-17
Tx date 2016-01-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,937
+63,000 vol
$0.2371 each
Filed 2016-03-17
Tx date 2016-01-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$14,937
+63,000 vol
$0.2371 each
Filed 2016-03-17
Tx date 2016-01-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-37.98
-150 vol
$0.2532 each
47,917,665
Filed 2016-03-17
Tx date 2016-01-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$37.98
+150 vol
$0.2532 each
Filed 2016-03-17
Tx date 2016-01-20
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$37.98
+150 vol
$0.2532 each
Filed 2016-03-08
Tx date 2016-03-08
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-18,625.03
-61,550 vol
$0.3026 each
45,917,815
Filed 2016-03-08
Tx date 2016-03-07
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-99,825
-375,000 vol
$0.2662 each
45,979,365
Filed 2016-03-08
Tx date 2015-09-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-106,361.415
-216,050 vol
$0.4923 each
52,774,465
Filed 2016-03-08
Tx date 2015-09-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-106,656.795
-216,650 vol
$0.4923 each
Filed 2016-03-04
Tx date 2016-03-04
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-64,291.80
-258,200 vol
$0.249 each
46,353,765
Filed 2016-03-02
Tx date 2016-03-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-99,637.50
-375,000 vol
$0.2657 each
46,986,965
Filed 2016-03-01
Tx date 2016-03-01
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,104.44
-273,900 vol
$0.2596 each
47,361,965
Filed 2016-02-29
Tx date 2016-02-29
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-24,754.665
-91,650 vol
$0.2701 each
47,635,865
Filed 2016-02-26
Tx date 2016-02-26
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-54,424.93
-189,700 vol
$0.2869 each
47,727,515
Filed 2016-01-19
Tx date 2016-01-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-61,412.34
-230,700 vol
$0.2662 each
47,917,215
Filed 2016-01-19
Tx date 2016-01-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-43,721.44
-164,800 vol
$0.2653 each
48,147,915
Filed 2016-01-15
Tx date 2016-01-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-60,189.50
-207,550 vol
$0.29 each
48,312,715
Filed 2016-01-15
Tx date 2016-01-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-110,662.50
-375,000 vol
$0.2951 each
48,520,265
Filed 2016-01-13
Tx date 2016-01-13
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-42,684.87
-142,950 vol
$0.2986 each
48,895,265
Filed 2016-01-13
Tx date 2016-01-12
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-96,285.93
-310,700 vol
$0.3099 each
49,038,215
Filed 2015-12-18
Tx date 2015-12-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-121,200
-375,000 vol
$0.3232 each
49,348,915
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
100,000
Filed 2015-12-18
Tx date 2015-08-06
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
100,000
Filed 2015-12-18
Tx date 2015-07-06
$SGQ
SouthGobi Resources Ltd.
Liu, Zhu
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
100,000
Filed 2015-12-18
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
100,000
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
Filed 2015-12-18
Tx date 2015-07-16
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
100,000
Filed 2015-12-18
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
Filed 2015-12-18
Tx date 2015-08-06
$SGQ
SouthGobi Resources Ltd.
Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-12-17
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-124,275
-375,000 vol
$0.3314 each
49,723,915
Filed 2015-12-17
Tx date 2015-11-05
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$28,999
+100,000 vol
$0.29 each
100,000
Filed 2015-12-17
Tx date 2015-11-05
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-11-05
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Convertible Notes
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-11-05
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-17
Tx date 2015-11-05
$SGQ
SouthGobi Resources Ltd.
Sun, Mao
4 - Director of Issuer
Direct Ownership
Preferred Shares Series 1
00 - Opening Balance-Initial SEDI Report
Filed 2015-12-16
Tx date 2015-12-16
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-62,302.40
-184,000 vol
$0.3386 each
50,098,915
Filed 2015-12-15
Tx date 2015-12-15
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,939.645
-88,150 vol
$0.3283 each
50,282,915
Filed 2015-12-14
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-81,984.06
-242,700 vol
$0.3378 each
50,371,065
Filed 2015-12-14
Tx date 2015-12-14
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-819,840.60
-2,427,000 vol
$0.3378 each
Filed 2015-12-11
Tx date 2015-12-10
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-69,209.15
-199,450 vol
$0.347 each
50,613,765
Filed 2015-12-09
Tx date 2015-12-09
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-53,778.025
-150,850 vol
$0.3565 each
50,813,215
Filed 2015-12-08
Tx date 2015-12-08
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-45,387.50
-125,000 vol
$0.3631 each
50,964,065
Filed 2015-12-07
Tx date 2015-12-04
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-40,520.48
-114,400 vol
$0.3542 each
51,089,065
Filed 2015-12-04
Tx date 2015-12-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-47,175
-125,000 vol
$0.3774 each
51,328,465
Filed 2015-12-03
Tx date 2015-12-03
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-44,587.50
-125,000 vol
$0.3567 each
51,328,465
Filed 2015-12-01
Tx date 2015-12-01
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-13,107.92
-35,600 vol
$0.3682 each
51,453,465
Filed 2015-11-30
Tx date 2015-11-27
$SGQ
SouthGobi Resources Ltd.
China Investment Corporation
3 - 10% Security Holder of Issuer
Holder: Land Breeze II S.a.r.l. (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$5,380,982
+11,957,738 vol
$0.45 each
49,875,030
Filed 2015-11-27
Tx date 2015-11-27
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-36,700
-100,000 vol
$0.367 each
51,489,065
Filed 2015-11-26
Tx date 2015-11-26
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-36,900
-100,000 vol
$0.369 each
51,589,065
Filed 2015-11-25
Tx date 2015-11-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-37,260
-100,000 vol
$0.3726 each
51,689,065
Filed 2015-11-25
Tx date 2015-11-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-38,230
-100,000 vol
$0.3823 each
51,789,065
Filed 2015-11-11
Tx date 2015-11-11
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-49,600
-125,000 vol
$0.3968 each
51,889,065
Filed 2015-11-11
Tx date 2015-11-10
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-11,611.60
-28,000 vol
$0.4147 each
52,014,065
Filed 2015-11-09
Tx date 2015-11-09
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-14,749.02
-35,100 vol
$0.4202 each
52,042,065
Filed 2015-11-06
Tx date 2015-11-06
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-28,765.28
-68,800 vol
$0.4181 each
52,077,165
Filed 2015-11-05
Tx date 2015-11-05
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-23,896.24
-56,200 vol
$0.4252 each
52,145,965
Filed 2015-11-03
Tx date 2015-11-03
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-18,058.275
-41,850 vol
$0.4315 each
52,202,165
Filed 2015-11-02
Tx date 2015-11-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-10,855
-25,000 vol
$0.4342 each
52,244,015
Filed 2015-10-05
Tx date 2015-10-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-83,502.65
-177,100 vol
$0.4715 each
52,269,015
Filed 2015-09-30
Tx date 2015-09-30
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-84,360.745
-176,450 vol
$0.4781 each
52,446,115
Filed 2015-09-30
Tx date 2015-09-29
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-71,262.30
-151,300 vol
$0.471 each
52,622,565
Filed 2015-09-28
Tx date 2015-09-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-106,656.795
-216,650 vol
$0.4923 each
52,773,865
Filed 2015-09-28
Tx date 2015-09-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-88,852.20
-186,000 vol
$0.4777 each
52,990,515
Filed 2015-09-24
Tx date 2015-09-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-91,800.35
-191,650 vol
$0.479 each
53,176,515
Filed 2015-09-22
Tx date 2015-09-22
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-93,621.975
-189,250 vol
$0.4947 each
53,368,165
Filed 2015-09-22
Tx date 2015-08-06
$SGQ
SouthGobi Resources Ltd.
Quan, Jin Lan
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-22
Tx date 2015-07-06
$SGQ
SouthGobi Resources Ltd.
Liu, Zhu
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-22
Tx date 2015-08-06
$SGQ
SouthGobi Resources Ltd.
Aminbuhe, Aminbuhe
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-09-21
Tx date 2015-09-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-203,609.07
-409,100 vol
$0.4977 each
53,557,415
Filed 2015-09-21
Tx date 2015-09-18
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-61,353.425
-125,750 vol
$0.4879 each
53,966,515
Filed 2015-09-09
Tx date 2015-09-08
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-35,818.605
-74,950 vol
$0.4779 each
54,092,265
Filed 2015-09-09
Tx date 2015-09-07
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-21,081.895
-42,650 vol
$0.4943 each
54,167,215
Filed 2015-09-09
Tx date 2015-09-04
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-17,189.68
-34,400 vol
$0.4997 each
54,209,865
Filed 2015-09-02
Tx date 2015-09-02
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-23,009.42
-44,300 vol
$0.52 each
54,244,265
Filed 2015-09-01
Tx date 2015-09-01
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-18,804.12
-34,900 vol
$0.54 each
54,288,565
Filed 2015-09-01
Tx date 2015-08-31
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-475.49
-850 vol
$0.56 each
54,323,465
Filed 2015-08-27
Tx date 2015-08-27
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-5,447.52
-9,700 vol
$0.56 each
54,324,315
Filed 2015-08-26
Tx date 2015-08-26
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-20,210.52
-37,650 vol
$0.54 each
54,334,015
Filed 2015-08-25
Tx date 2015-08-25
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-21,130.23
-36,300 vol
$0.58 each
54,371,665
Filed 2015-08-24
Tx date 2015-08-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-2,801.70
-4,500 vol
$0.62 each
54,407,965
Filed 2015-08-24
Tx date 2015-08-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-2,801.70
-4,500 vol
$0.62 each
Filed 2015-08-24
Tx date 2015-08-24
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-2,790
-4,500 vol
$0.62 each
Filed 2015-08-24
Tx date 2015-08-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,541
-2,300 vol
$0.67 each
54,412,465
Filed 2015-08-24
Tx date 2015-08-21
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-1,541
-2,300 vol
$0.67 each
Filed 2015-08-20
Tx date 2015-08-19
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-9,912.50
-15,250 vol
$0.65 each
54,414,765
Filed 2015-08-14
Tx date 2015-08-13
$SGQ
SouthGobi Resources Ltd.
Snetsinger, Allison
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-440,300
-35,000 vol
$12.58 each
67,500
Filed 2015-08-14
Tx date 2015-08-13
$SGQ
SouthGobi Resources Ltd.
Lebel, Pierre
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-440,300
-35,000 vol
$12.58 each
337,352
Filed 2015-08-14
Tx date 2015-08-13
$SGQ
SouthGobi Resources Ltd.
Lancaster, Gordon
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-1,887,000
-150,000 vol
$12.58 each
327,352
Filed 2015-08-14
Tx date 2015-08-13
$SGQ
SouthGobi Resources Ltd.
Deepwell, Andre
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options
$-440,300
-35,000 vol
$12.58 each
332,352
Filed 2015-08-08
Tx date 2015-08-04
$SGQ
SouthGobi Resources Ltd.
Troiano, Bertrand
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other

+200,000 vol
200,000
Filed 2015-08-08
Tx date 2015-08-04
$SGQ
SouthGobi Resources Ltd.
Troiano, Bertrand
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
72,127,140
Filed 2015-08-06
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
72,127,140
Filed 2015-08-06
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
72,127,140
Filed 2015-08-06
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-06
Tx date 2015-07-16
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
72,127,140
Filed 2015-08-06
Tx date 2015-07-16
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-07-31
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Wang, Huiyi (Dean)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
71,291,147
Filed 2015-07-31
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Novel Sunrise Investments Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
71,291,147
Filed 2015-07-31
Tx date 2015-04-23
$SGQ
SouthGobi Resources Ltd.
Li, Ningqiao
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
71,291,147
Filed 2015-07-31
Tx date 2015-07-16
$SGQ
SouthGobi Resources Ltd.
Guo, Yulan (Allen)
6 - Director or Senior Officer of 10% Security Holder
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
71,291,147
Filed 2015-06-05
Tx date 2015-06-04
$SGQ
SouthGobi Resources Ltd.
Turquoise Hill Resources Ltd.
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-585,194.75
-1,671,985 vol
$0.35 each
54,430,015
Filed 2015-06-04
Tx date 2015-06-04
$SGQ
SouthGobi Resources Ltd.
Chen, Guogang
3 - 10% Security Holder of Issuer
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$585,194
+1,671,985 vol
$0.35 each
72,127,140
Filed 2015-05-15
Tx date 2015-05-13
$SGQ
SouthGobi Resources Ltd.
Chen, Guogang
3 - 10% Security Holder of Issuer
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$17,483
+40,472 vol
$0.432 each
70,455,155
Filed 2015-05-04
Tx date 2015-04-24
$SGQ
SouthGobi Resources Ltd.
Chen, Guogang
3 - 10% Security Holder of Issuer
Holder: Novel Sunrise Investments Limited (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
70,414,683