Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2023-09-19 18:59 Tx date 2023-09-11 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Warrants
16 - Acquisition or disposition under a prospectus exemption
|
+450,000 vol |
450,000 | |
Filed 2023-09-19 18:59 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2023-09-19 18:58 Tx date 2023-09-11 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Debentures
16 - Acquisition or disposition under a prospectus exemption
|
+$100,000 vol |
$100,000 | |
Filed 2023-09-19 18:58 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Debentures
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2023-09-06 14:04 Tx date 2023-09-05 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
+37,879 vol |
651,515 | |
Filed 2023-09-06 14:03 Tx date 2023-09-05 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-37,879 vol |
75,757 | |
Filed 2023-09-06 13:59 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
||
Filed 2023-09-06 13:54 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
113,636 | ||
Filed 2022-06-17 18:03 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
||
Filed 2022-06-17 17:59 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2022-06-17 19:09 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
200,000 | ||
Filed 2022-06-17 19:06 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
||
Filed 2022-06-17 19:05 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
||
Filed 2022-06-17 19:00 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
||
Filed 2022-06-17 18:08 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
727,272 | |
Filed 2022-06-17 18:08 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
||
Filed 2022-06-17 18:03 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
613,636 | |
Filed 2022-06-17 17:59 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
500,000 | ||
Filed 2022-06-17 17:49 Tx date 2022-06-17 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
57 - Exercise of rights
|
$74,999
+113,636 vol $0.66 each |
613,636 | |
Filed 2022-04-11 10:37 Tx date 2022-04-01 |
$AXIS
Axis Auto Finance Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
500,000 | ||
Filed 2019-03-08 Tx date 2019-03-04 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$2,835,201
+703,524 vol $4.03 each |
1,136,080 | |
Filed 2019-01-07 Tx date 2019-01-02 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
59 - Exercise for cash
|
-146,914 vol |
289,735 | |
Filed 2018-08-13 Tx date 2018-08-13 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$997,335
+283,334 vol $3.52 each |
4,397,425 | |
Filed 2018-08-13 Tx date 2018-08-13 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$997,332
+283,333 vol $3.52 each |
4,114,091 | |
Filed 2018-08-13 Tx date 2018-08-13 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$997,332
+283,333 vol $3.52 each |
3,830,758 | |
Filed 2018-03-07 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-03-07 Tx date 2018-03-02 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$514,334
+146,915 vol $3.50 each |
146,915 | |
Filed 2018-03-07 Tx date 2018-03-02 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$1,000,000
+285,641 vol $3.50 each |
432,556 | |
Filed 2018-03-07 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-03-07 Tx date 2018-03-02 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
56 - Grant of rights
|
$1,028,665
+293,829 vol $3.50 each |
293,829 | |
Filed 2018-03-07 Tx date 2018-03-02 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Restricted Share Units
56 - Grant of rights
|
$499,998
+142,820 vol $3.50 each |
436,649 | |
Filed 2017-12-18 Tx date 2017-12-14 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$1,500,000
+381,728 vol $3.93 each |
2,074,640 | |
Filed 2017-05-16 Tx date 2017-05-15 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$2,478,882
+655,789 vol $3.78 each |
1,429,055 | |
Filed 2017-05-16 Tx date 2017-05-16 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$1,018,488
+263,857 vol $3.86 each |
1,692,912 | |
Filed 2017-03-22 Tx date 2017-03-22 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+5,046 vol |
35,806 | |
Filed 2017-03-14 Tx date 2017-03-09 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$4,900,000
+1,400,000 vol $3.50 each |
3,547,425 | |
Filed 2016-12-23 Tx date 2016-12-22 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+5,047 vol |
30,760 | |
Filed 2016-11-25 Tx date 2016-11-22 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$1,993,719
+630,924 vol $3.16 each |
773,266 | |
Filed 2016-11-21 Tx date 2016-11-16 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$4,050,000
+1,500,000 vol $2.70 each |
2,147,425 | |
Filed 2016-10-27 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
647,425 | ||
Filed 2016-10-17 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
142,342 | ||
Filed 2016-09-23 Tx date 2016-09-23 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+5,047 vol |
25,713 | |
Filed 2016-06-29 Tx date 2016-06-27 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$202,905
+15,000 vol $13.53 each |
142,342 | |
Filed 2016-06-27 Tx date 2016-06-27 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+5,047 vol |
20,666 | |
Filed 2016-06-24 Tx date 2016-06-23 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
+40,000 vol |
59,400 | |
Filed 2016-03-28 Tx date 2016-03-24 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+1,350 vol |
15,619 | |
Filed 2016-03-16 Tx date 2016-03-14 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
59 - Exercise for cash
|
$-793,620.8774
-52,663 vol $15.07 each |
52,494 | |
Filed 2016-03-16 Tx date 2016-03-14 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$793,620
+52,663 vol $15.07 each |
||
Filed 2016-03-14 Tx date 2016-03-14 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$793,620
+52,663 vol $15.07 each |
157,820 | |
Filed 2015-12-21 Tx date 2015-12-21 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+1,349 vol |
14,269 | |
Filed 2015-11-18 Tx date 2015-11-17 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
59 - Exercise for cash
|
$-912,506.9634
-52,578 vol $17.36 each |
105,157 | |
Filed 2015-11-12 Tx date 2015-11-11 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$490,427
+27,380 vol $17.91 each |
127,342 | |
Filed 2015-10-05 Tx date 2015-09-30 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$2,970,008
+157,735 vol $18.83 each |
157,735 | |
Filed 2015-09-28 Tx date 2015-09-24 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+1,349 vol |
12,920 | |
Filed 2015-09-02 Tx date 2015-08-31 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
36 - Conversion or exchange
|
+10,000 vol |
99,962 | |
Filed 2015-09-02 Tx date 2015-08-31 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Subscription Receipts
36 - Conversion or exchange
|
-10,000 vol |
0 | |
Filed 2015-07-13 Tx date 2015-07-08 |
$TGO
TeraGo Inc. |
Nikopoulos, Jim
4 - Director of Issuer
Direct Ownership
|
Common Shares
46 - Compensation for services
|
+1,349 vol |
11,571 | |
Filed 2015-05-29 Tx date 2015-05-29 |
$EFN
Element Financial Corporation |
Nikopoulos, Jim
5 - Senior Officer of Issuer
Direct Ownership
|
Subscription Receipts
15 - Acquisition or disposition under a prospectus
|
$170,000
+10,000 vol $17.00 each |
10,000 |